| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OXSQ | Oxford Square Capital Corp. | ROYCE CHARLES M | Director | Jun 14, 2023 | Option Exercise | $2.66 | 98,071 | 260,869 | 392,285 | Jul 07, 2023, 12:44 PM | |
| OXSQ | Oxford Square Capital Corp. | ROYCE CHARLES M | Director | Jun 14, 2023 | Option Exercise | $2.66 | 497,208 | 1,322,573 | 1,727,510 | Jul 07, 2023, 12:44 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | Portfolio Manager | Dec 29, 2021 | Option Exercise | $13.00 | 119,176 | 1,549,288 | 0 | Dec 30, 2021, 02:30 PM | |
| RMT | ROYCE MICRO-CAP TRUST, INC. | ROYCE CHARLES M | Portfolio Manager | Dec 29, 2021 | Option Exercise | $11.57 | 420,000 | 4,859,400 | 1,044,038 | Dec 30, 2021, 02:27 PM | |
| RVT | ROYCE VALUE TRUST, INC. | ROYCE CHARLES M | Portfolio Manager | Dec 29, 2021 | Option Exercise | $19.29 | 125,000 | 2,411,250 | 100,490 | Dec 30, 2021, 02:23 PM | |
| RMT | ROYCE MICRO-CAP TRUST, INC. | ROYCE CHARLES M | Portfolio Manager | Sep 21, 2020 | Sale | $7.61 | 93,000 | 707,885 | 114,424 | Sep 22, 2020, 12:05 PM | |
| RMT | ROYCE MICRO-CAP TRUST, INC. | ROYCE CHARLES M | Portfolio Manager | Sep 18, 2020 | Sale | $7.88 | 50,000 | 394,000 | 119,879 | Sep 21, 2020, 04:48 PM | |
| RMT | ROYCE MICRO-CAP TRUST, INC. | ROYCE CHARLES M | Portfolio Manager | Sep 16, 2020 | Sale | $7.88 | 50,000 | 393,924 | 255,489 | Sep 17, 2020, 04:21 PM | |
| RMT | ROYCE MICRO-CAP TRUST, INC. | ROYCE CHARLES M | Portfolio Manager | Sep 17, 2020 | Sale | $7.83 | 50,000 | 391,500 | 169,879 | Sep 17, 2020, 04:21 PM | |
| RMT | ROYCE MICRO-CAP TRUST, INC. | ROYCE CHARLES M | Portfolio Manager | Sep 15, 2020 | Sale | $7.83 | 100,000 | 782,700 | 269,879 | Sep 16, 2020, 04:39 PM | |
| RMT | ROYCE MICRO-CAP TRUST, INC. | ROYCE CHARLES M | Portfolio Manager | Sep 14, 2020 | Sale | $7.77 | 35,000 | 271,950 | 369,879 | Sep 15, 2020, 02:39 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | Portfolio Manager | Sep 02, 2020 | Buy | $14.28 | 499,351 | 7,130,732 | 788,056 | Sep 03, 2020, 04:38 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | Portfolio Manager | Apr 29, 2020 | Buy | $10.19 | 15,000 | 152,850 | 288,705 | Apr 30, 2020, 04:29 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | Portfolio Manager | Apr 28, 2020 | Buy | $9.76 | 25,000 | 243,875 | 273,705 | Apr 29, 2020, 04:28 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | Portfolio Manager | Apr 24, 2020 | Buy | $9.39 | 15,000 | 140,850 | 248,705 | Apr 24, 2020, 05:14 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | Portfolio Manager | Apr 23, 2020 | Buy | $9.32 | 10,000 | 93,200 | 233,705 | Apr 24, 2020, 05:14 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | Director | Dec 10, 2018 | Buy | $9.21 | 100,000 | 921,000 | 210,403 | Dec 11, 2018, 12:18 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | Director | Dec 11, 2018 | Buy | $9.22 | 11,100 | 102,320 | 221,503 | Dec 11, 2018, 12:18 PM | |
| RVT | ROYCE VALUE TRUST, INC. | ROYCE CHARLES M | Director | Jul 09, 2018 | Buy | $15.33 | 16,045 | 245,970 | 179,456 | Jul 10, 2018, 03:58 PM | |
| RVT | ROYCE VALUE TRUST, INC. | ROYCE CHARLES M | Director | Jul 09, 2018 | Buy | $15.33 | 10,541 | 161,594 | 117,894 | Jul 10, 2018, 03:58 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | Director | Aug 09, 2016 | Buy | $8.00 | 10,000 | 80,000 | 105,421 | Aug 09, 2016, 04:03 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | Director | Aug 05, 2016 | Buy | $7.92 | 10,000 | 79,200 | 95,421 | Aug 05, 2016, 04:09 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | Director | Aug 02, 2016 | Buy | $7.91 | 25,000 | 197,750 | 85,421 | Aug 02, 2016, 04:08 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | Director | Jul 29, 2016 | Buy | $7.95 | 10,000 | 79,500 | 60,421 | Jul 29, 2016, 03:04 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | Director | Jul 27, 2016 | Buy | $7.85 | 10,000 | 78,500 | 50,421 | Jul 28, 2016, 03:12 PM | |
| TICC | TICC Capital Corp. | ROYCE CHARLES M | Director | Jun 17, 2016 | Buy | $5.44 | 20,100 | 109,304 | 464,314 | Jun 21, 2016, 04:43 PM | |
| TICC | TICC Capital Corp. | ROYCE CHARLES M | Director | Jun 20, 2016 | Buy | $5.46 | 14,300 | 78,021 | 478,614 | Jun 21, 2016, 04:43 PM | |
| TICC | TICC Capital Corp. | ROYCE CHARLES M | Director | Jun 14, 2016 | Buy | $5.43 | 20,180 | 109,557 | 406,966 | Jun 16, 2016, 05:50 PM | |
| TICC | TICC Capital Corp. | ROYCE CHARLES M | Director | Jun 15, 2016 | Buy | $5.39 | 20,180 | 108,689 | 427,146 | Jun 16, 2016, 05:50 PM | |
| TICC | TICC Capital Corp. | ROYCE CHARLES M | Director | Jun 16, 2016 | Buy | $5.35 | 17,068 | 91,348 | 444,214 | Jun 16, 2016, 05:50 PM | |
| TICC | TICC Capital Corp. | ROYCE CHARLES M | Director | Jun 06, 2016 | Buy | $5.74 | 7,200 | 41,321 | 386,786 | Jun 08, 2016, 02:38 PM | |
| TICC | TICC Capital Corp. | ROYCE CHARLES M | Director | Jun 01, 2016 | Buy | $5.65 | 13,660 | 77,152 | 305,926 | Jun 03, 2016, 12:21 PM | |
| TICC | TICC Capital Corp. | ROYCE CHARLES M | Director | Jun 02, 2016 | Buy | $5.61 | 13,660 | 76,605 | 319,586 | Jun 03, 2016, 12:21 PM | |
| TICC | TICC Capital Corp. | ROYCE CHARLES M | Director | Jun 03, 2016 | Buy | $5.64 | 60,000 | 338,400 | 379,586 | Jun 03, 2016, 12:21 PM | |
| TICC | TICC Capital Corp. | ROYCE CHARLES M | Director | May 27, 2016 | Buy | $5.65 | 11,940 | 67,461 | 278,606 | May 31, 2016, 03:23 PM | |
| TICC | TICC Capital Corp. | ROYCE CHARLES M | Director | May 31, 2016 | Buy | $5.65 | 13,660 | 77,124 | 292,266 | May 31, 2016, 03:23 PM | |
| TICC | TICC Capital Corp. | ROYCE CHARLES M | Director | May 26, 2016 | Buy | $5.67 | 11,940 | 67,664 | 266,666 | May 31, 2016, 03:23 PM | |
| TICC | TICC Capital Corp. | ROYCE CHARLES M | Director | May 23, 2016 | Buy | $5.39 | 11,940 | 64,404 | 230,846 | May 25, 2016, 05:59 PM | |
| TICC | TICC Capital Corp. | ROYCE CHARLES M | Director | May 24, 2016 | Buy | $5.59 | 11,940 | 66,804 | 242,786 | May 25, 2016, 05:59 PM | |
| TICC | TICC Capital Corp. | ROYCE CHARLES M | Director | May 25, 2016 | Buy | $5.67 | 11,940 | 67,652 | 254,726 | May 25, 2016, 05:59 PM | |
| TICC | TICC Capital Corp. | ROYCE CHARLES M | Director | May 20, 2016 | Buy | $5.27 | 10,080 | 53,112 | 218,906 | May 20, 2016, 04:44 PM | |
| TICC | TICC Capital Corp. | ROYCE CHARLES M | Director | May 18, 2016 | Buy | $5.44 | 10,080 | 54,795 | 198,746 | May 20, 2016, 04:44 PM | |
| TICC | TICC Capital Corp. | ROYCE CHARLES M | Director | May 19, 2016 | Buy | $5.28 | 10,080 | 53,273 | 208,826 | May 20, 2016, 04:44 PM | |
| TICC | TICC Capital Corp. | ROYCE CHARLES M | Director | May 13, 2016 | Buy | $5.34 | 6,785 | 36,252 | 168,506 | May 17, 2016, 05:18 PM | |
| TICC | TICC Capital Corp. | ROYCE CHARLES M | Director | May 16, 2016 | Buy | $5.44 | 10,080 | 54,795 | 178,586 | May 17, 2016, 05:18 PM | |
| TICC | TICC Capital Corp. | ROYCE CHARLES M | Director | May 17, 2016 | Buy | $5.43 | 10,080 | 54,694 | 188,666 | May 17, 2016, 05:18 PM | |
| TICC | TICC Capital Corp. | ROYCE CHARLES M | Director | May 12, 2016 | Buy | $5.30 | 8,340 | 44,227 | 161,721 | May 12, 2016, 05:58 PM | |
| TICC | TICC Capital Corp. | ROYCE CHARLES M | Director | May 10, 2016 | Buy | $5.08 | 8,340 | 42,401 | 145,041 | May 12, 2016, 05:58 PM | |
| TICC | TICC Capital Corp. | ROYCE CHARLES M | Director | May 11, 2016 | Buy | $5.24 | 8,340 | 43,677 | 153,381 | May 12, 2016, 05:58 PM | |
| TICC | TICC Capital Corp. | ROYCE CHARLES M | Director | May 05, 2016 | Buy | $5.00 | 6,400 | 32,019 | 121,961 | May 09, 2016, 05:10 PM | |
| TICC | TICC Capital Corp. | ROYCE CHARLES M | Director | May 06, 2016 | Buy | $5.02 | 6,400 | 32,109 | 128,361 | May 09, 2016, 05:10 PM | |
| TICC | TICC Capital Corp. | ROYCE CHARLES M | Director | May 09, 2016 | Buy | $5.04 | 8,340 | 42,042 | 136,701 | May 09, 2016, 05:10 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | Director | Aug 31, 2015 | Buy | $7.42 | 5,000 | 37,093 | 107,377 | Sep 01, 2015, 11:27 AM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | President | Aug 27, 2015 | Buy | $7.43 | 5,000 | 37,141 | 102,377 | Aug 28, 2015, 10:53 AM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | President | Nov 14, 2014 | Buy | $8.42 | 902 | 7,593 | 97,377 | Nov 14, 2014, 03:20 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | President | Nov 12, 2014 | Buy | $8.44 | 2,000 | 16,882 | 95,075 | Nov 13, 2014, 04:17 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | President | Nov 13, 2014 | Buy | $8.44 | 1,400 | 11,822 | 96,745 | Nov 13, 2014, 04:17 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | President | Nov 11, 2014 | Buy | $8.45 | 2,298 | 19,427 | 93,075 | Nov 12, 2014, 09:48 AM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | President | Nov 10, 2014 | Buy | $8.44 | 3,400 | 28,706 | 90,777 | Nov 12, 2014, 09:48 AM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | President | Feb 27, 2014 | Buy | $8.60 | 200 | 1,720 | 87,377 | Feb 28, 2014, 04:07 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | President | Feb 21, 2014 | Buy | $8.60 | 800 | 6,880 | 87,177 | Feb 24, 2014, 04:14 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | President | Feb 18, 2014 | Buy | $8.60 | 1,620 | 13,932 | 86,254 | Feb 19, 2014, 04:22 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | President | Feb 19, 2014 | Buy | $8.60 | 123 | 1,058 | 86,377 | Feb 19, 2014, 04:22 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | President | Dec 20, 2013 | Buy | $8.59 | 700 | 6,012 | 85,084 | Dec 23, 2013, 04:19 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | President | Dec 19, 2013 | Buy | $8.59 | 519 | 4,456 | 84,384 | Dec 19, 2013, 04:29 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | President | Dec 18, 2013 | Buy | $8.60 | 15,271 | 131,321 | 83,865 | Dec 19, 2013, 04:29 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | President | Dec 16, 2013 | Buy | $8.59 | 4,000 | 34,356 | 64,144 | Dec 17, 2013, 04:20 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | President | Dec 17, 2013 | Buy | $8.57 | 4,000 | 34,287 | 68,144 | Dec 17, 2013, 04:20 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | President | Dec 13, 2013 | Buy | $8.60 | 3,435 | 29,527 | 60,144 | Dec 13, 2013, 04:11 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | President | Dec 12, 2013 | Buy | $8.60 | 6,265 | 53,876 | 56,709 | Dec 12, 2013, 04:17 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | President | Dec 11, 2013 | Buy | $8.60 | 2,800 | 24,077 | 50,444 | Dec 12, 2013, 04:17 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | President | Dec 05, 2013 | Buy | $8.57 | 2,700 | 23,140 | 47,644 | Dec 06, 2013, 04:07 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | President | Dec 03, 2013 | Buy | $8.60 | 500 | 4,300 | 40,444 | Dec 04, 2013, 04:05 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | President | Dec 04, 2013 | Buy | $8.59 | 4,500 | 38,677 | 44,944 | Dec 04, 2013, 04:05 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | President | Dec 02, 2013 | Buy | $8.77 | 6,638 | 58,235 | 39,944 | Dec 02, 2013, 04:13 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | President | Nov 29, 2013 | Buy | $8.70 | 5,334 | 46,397 | 33,306 | Dec 02, 2013, 04:13 PM | |
| FUND | ROYCE FOCUS TRUST INC | ROYCE CHARLES M | President | Nov 29, 2013 | Buy | $7.59 | 1,262 | 9,575 | 772,178 | Dec 02, 2013, 04:09 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | President | Nov 26, 2013 | Buy | $8.73 | 6,000 | 52,380 | 25,648 | Nov 27, 2013, 04:13 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | President | Nov 27, 2013 | Buy | $8.68 | 2,324 | 20,167 | 27,972 | Nov 27, 2013, 04:13 PM | |
| FUND | ROYCE FOCUS TRUST INC | ROYCE CHARLES M | President | Nov 26, 2013 | Buy | $7.57 | 2,500 | 18,925 | 770,616 | Nov 27, 2013, 04:10 PM | |
| FUND | ROYCE FOCUS TRUST INC | ROYCE CHARLES M | President | Nov 27, 2013 | Buy | $7.58 | 300 | 2,273 | 770,916 | Nov 27, 2013, 04:10 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | President | Nov 25, 2013 | Buy | $8.61 | 455 | 3,918 | 19,648 | Nov 26, 2013, 02:30 PM | |
| FUND | ROYCE FOCUS TRUST INC | ROYCE CHARLES M | President | Nov 25, 2013 | Buy | $7.55 | 138 | 1,042 | 768,116 | Nov 26, 2013, 02:28 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | President | Nov 22, 2013 | Buy | $8.60 | 3,278 | 28,191 | 19,193 | Nov 25, 2013, 02:45 PM | |
| FUND | ROYCE FOCUS TRUST INC | ROYCE CHARLES M | President | Nov 22, 2013 | Buy | $7.59 | 2,000 | 15,180 | 767,978 | Nov 25, 2013, 02:41 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | President | Nov 21, 2013 | Buy | $8.66 | 2,500 | 21,650 | 15,915 | Nov 22, 2013, 01:00 PM | |
| FUND | ROYCE FOCUS TRUST INC | ROYCE CHARLES M | President | Nov 20, 2013 | Buy | $7.60 | 3,800 | 28,880 | 765,978 | Nov 21, 2013, 01:02 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | President | Nov 19, 2013 | Buy | $8.49 | 8,545 | 72,533 | 40,421 | Nov 20, 2013, 03:48 PM | |
| RGT | ROYCE GLOBAL VALUE TRUST, INC. | ROYCE CHARLES M | President | Nov 18, 2013 | Buy | $8.53 | 11,455 | 97,700 | 31,876 | Nov 19, 2013, 03:54 PM | |
| FUND | ROYCE FOCUS TRUST INC | ROYCE CHARLES M | President | Nov 18, 2013 | Buy | $7.60 | 7,281 | 55,336 | 762,178 | Nov 19, 2013, 03:52 PM | |
| FUND | ROYCE FOCUS TRUST INC | ROYCE CHARLES M | President | Nov 15, 2013 | Buy | $7.60 | 2,719 | 20,659 | 754,897 | Nov 18, 2013, 04:14 PM | |
| RVT | ROYCE VALUE TRUST INC | ROYCE CHARLES M | President | Oct 02, 2012 | Option Exercise | $13.07 | 50,000 | 653,555 | 142,951 | Oct 03, 2012, 03:31 PM | |
| FUND | ROYCE FOCUS TRUST INC | ROYCE CHARLES M | President | Oct 02, 2012 | Option Exercise | $6.74 | 200,000 | 1,348,000 | 502,294 | Oct 03, 2012, 03:19 PM | |
| TICC | TICC Capital Corp. | ROYCE CHARLES M | Director | Dec 21, 2011 | Buy | $8.45 | 1,983 | 16,756 | 376,915 | Dec 23, 2011, 02:06 PM | |
| TICC | TICC Capital Corp. | ROYCE CHARLES M | Director | Dec 19, 2011 | Buy | $8.48 | 25,000 | 212,055 | 374,932 | Dec 21, 2011, 05:45 PM | |
| TICC | TICC Capital Corp. | ROYCE CHARLES M | Director | Nov 29, 2011 | Buy | $8.45 | 11,400 | 96,386 | 349,932 | Dec 01, 2011, 04:15 PM | |
| TICC | TICC Capital Corp. | ROYCE CHARLES M | Director | Aug 11, 2011 | Buy | $8.30 | 100 | 830 | 338,532 | Aug 15, 2011, 01:29 PM | |
| TICC | TICC Capital Corp. | ROYCE CHARLES M | Director | Aug 10, 2011 | Buy | $8.28 | 24,078 | 199,347 | 338,432 | Aug 11, 2011, 01:28 PM | |
| TICC | TICC Capital Corp. | ROYCE CHARLES M | Director | Aug 09, 2011 | Buy | $8.40 | 53,000 | 445,078 | 314,354 | Aug 10, 2011, 03:55 PM | |
| OXLC | Oxford Lane Capital Corp. | ROYCE CHARLES M | Former 10% Owner | Jan 25, 2011 | Buy | $20.00 | 160,000 | 3,200,000 | 161,250 | Jan 25, 2011, 04:32 PM |
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