| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| TCPIF | TCP International Holdings Ltd. | Catlett Brian | Chief Executive Officer | Aug 15, 2017 | Option Exercise | $0.62 | 13,980 | 8,668 | 331,097 | Aug 16, 2017, 10:23 AM | |
| TCPIF | TCP International Holdings Ltd. | Catlett Brian | Chief Executive Officer | Dec 30, 2016 | Option Exercise | $1.04 | 24,588 | 25,572 | 345,077 | Apr 13, 2017, 04:29 PM | |
| TCPI | TCP International Holdings Ltd. | Catlett Brian | Chief Executive Officer | Dec 30, 2016 | Option Exercise | $1.04 | 22,203 | 23,091 | 347,462 | Jan 03, 2017, 10:23 AM | |
| TCPI | TCP International Holdings Ltd. | Catlett Brian | Chief Executive Officer | Nov 30, 2016 | Option Exercise | $1.03 | 22,203 | 22,869 | 369,665 | Dec 01, 2016, 04:45 PM | |
| TCPI | TCP International Holdings Ltd. | Catlett Brian | Chief Executive Officer | Oct 31, 2016 | Option Exercise | $1.45 | 22,203 | 32,194 | 391,868 | Nov 01, 2016, 04:38 PM | |
| TCPI | TCP International Holdings Ltd. | Catlett Brian | CFO and Treasurer | Sep 30, 2016 | Option Exercise | $1.29 | 22,203 | 28,642 | 414,071 | Oct 03, 2016, 09:59 AM | |
| TCPI | TCP International Holdings Ltd. | Catlett Brian | CFO and Treasurer | Aug 31, 2016 | Option Exercise | $1.29 | 22,203 | 28,642 | 436,274 | Sep 02, 2016, 08:25 AM | |
| TCPI | TCP International Holdings Ltd. | Catlett Brian | CFO and Treasurer | Aug 15, 2016 | Option Exercise | $1.41 | 13,980 | 19,712 | 458,477 | Aug 16, 2016, 04:57 PM | |
| TCPI | TCP International Holdings Ltd. | Catlett Brian | CFO and Treasurer | Jul 29, 2016 | Option Exercise | $1.80 | 33,986 | 61,175 | 472,457 | Aug 01, 2016, 04:30 PM | |
| TCPI | TCP International Holdings Ltd. | Catlett Brian | CFO and Treasurer | Jun 30, 2016 | Option Exercise | $1.16 | 22,203 | 25,755 | 506,443 | Jul 05, 2016, 09:19 AM | |
| TCPI | TCP International Holdings Ltd. | Catlett Brian | CFO and Treasurer | May 31, 2016 | Option Exercise | $1.20 | 22,203 | 26,644 | 528,646 | Jun 02, 2016, 08:31 AM | |
| TCPI | TCP International Holdings Ltd. | Catlett Brian | CFO and Treasurer | Apr 29, 2016 | Option Exercise | $1.24 | 14,783 | 18,331 | 550,849 | May 02, 2016, 08:28 AM | |
| TCPI | TCP International Holdings Ltd. | Catlett Brian | CFO and Treasurer | Mar 31, 2016 | Option Exercise | $1.22 | 14,783 | 18,035 | 565,632 | Apr 01, 2016, 08:28 AM | |
| TCPI | TCP International Holdings Ltd. | Catlett Brian | CFO and Treasurer | Mar 07, 2016 | Option Exercise | $1.14 | 450,000 | 513,000 | 580,415 | Mar 09, 2016, 04:38 PM | |
| TCPI | TCP International Holdings Ltd. | Catlett Brian | CFO and Treasurer | Aug 14, 2015 | Option Exercise | $3.23 | 9,322 | 30,110 | 130,415 | Aug 17, 2015, 04:01 PM | |
| TCPI | TCP International Holdings Ltd. | Catlett Brian | CFO and Treasurer | Jul 31, 2015 | Option Exercise | $4.68 | 7,608 | 35,605 | 139,737 | Aug 04, 2015, 01:36 PM | |
| TCPI | TCP International Holdings Ltd. | Catlett Brian | CFO and Treasurer | Mar 02, 2015 | Option Exercise | $2.74 | 9,084 | 24,890 | 62,345 | Jul 01, 2015, 05:03 PM |
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