| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| AUMN | Golden Minerals Co | Sentient Global Resources Fund IV, L.P. | 10% Owner | Jun 10, 2016 | Option Exercise | $0.29 | 4,011,740 | 1,159,794 | 37,650,684 | Jun 14, 2016, 02:29 PM | |
| AUMN | Golden Minerals Co | Sentient Global Resources Fund IV, L.P. | 10% Owner | Feb 11, 2016 | Option Exercise | $0.17 | 23,355,000 | 4,007,718 | 33,638,944 | Feb 16, 2016, 05:38 PM | |
| AUMN | Golden Minerals Co | Sentient Global Resources Fund IV, L.P. | 10% Owner | Sep 10, 2014 | Buy | $0.82 | 17,400,000 | 14,215,800 | 10,283,944 | Sep 12, 2014, 03:51 PM |
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