| Symbol | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
| LM | Executive VP & General Counsel | Apr 30, 2012 | Option Exercise | $26.14 | 2,761 | 72,173 | 40,902 | May 02, 2012, 01:32 PM |
| LM | Executive VP & General Counsel | Sep 09, 2011 | Buy | $26.39 | 4,000 | 105,560 | 43,663 | Sep 12, 2011, 03:52 PM |
| Symbol | Relationship | Date | Transaction | Value($) |
| LM | Executive VP & General Counsel | Apr 30, 2012 | Option Exercise | 72,173 |
| LM | Executive VP & General Counsel | Sep 09, 2011 | Buy | 105,560 |