| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| AUM | Golden Minerals Co | SGRF III Parallel I, LP | under common control of 10% ow | Oct 07, 2011 | Option Exercise | $7.44 | 90,625 | 674,250 | 357,044 | Oct 11, 2011, 04:43 PM | |
| TSX: AUM | Golden Minerals Co | SGRF III Parallel I, LP | 10% Owner | Oct 22, 2010 | Option Exercise | $18.50 | 107,847 | 1,995,170 | 266,419 | Oct 26, 2010, 04:12 PM |
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