| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Jun 05, 2019 | Sale | $8.48 | 55,100 | 467,314 | 1,015,508 | Jun 07, 2019, 10:40 AM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | May 31, 2019 | Sale | $8.60 | 58,200 | 500,468 | 1,083,708 | Jun 04, 2019, 05:15 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Jun 03, 2019 | Sale | $8.47 | 7,400 | 62,641 | 1,076,308 | Jun 04, 2019, 05:15 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Jun 04, 2019 | Sale | $8.47 | 5,700 | 48,304 | 1,070,608 | Jun 04, 2019, 05:15 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | May 30, 2019 | Sale | $8.86 | 7,000 | 62,031 | 1,141,908 | May 30, 2019, 05:05 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | May 28, 2019 | Sale | $8.88 | 8,800 | 78,155 | 1,154,208 | May 30, 2019, 05:05 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | May 29, 2019 | Sale | $8.90 | 5,300 | 47,170 | 1,148,908 | May 30, 2019, 05:05 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | May 22, 2019 | Sale | $8.77 | 5,400 | 47,381 | 1,431,608 | May 24, 2019, 07:04 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | May 23, 2019 | Sale | $8.60 | 258,100 | 2,220,383 | 1,173,508 | May 24, 2019, 07:04 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | May 24, 2019 | Sale | $8.85 | 10,500 | 92,909 | 1,163,008 | May 24, 2019, 07:04 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | May 17, 2019 | Sale | $8.72 | 5,400 | 47,099 | 1,450,108 | May 21, 2019, 06:44 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | May 20, 2019 | Sale | $8.83 | 6,200 | 54,760 | 1,443,908 | May 21, 2019, 06:44 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | May 21, 2019 | Sale | $8.85 | 6,900 | 61,055 | 1,437,008 | May 21, 2019, 06:44 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | May 15, 2019 | Sale | $8.56 | 9,400 | 80,445 | 1,590,208 | May 16, 2019, 05:24 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | May 16, 2019 | Sale | $8.69 | 134,700 | 1,171,122 | 1,455,508 | May 16, 2019, 05:24 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | May 14, 2019 | Sale | $8.55 | 4,900 | 41,875 | 1,599,608 | May 16, 2019, 05:24 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | May 09, 2019 | Sale | $8.39 | 1,700 | 14,263 | 1,611,608 | May 13, 2019, 05:59 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | May 10, 2019 | Sale | $8.43 | 2,100 | 17,709 | 1,609,508 | May 13, 2019, 05:59 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | May 13, 2019 | Sale | $8.41 | 5,000 | 42,035 | 1,604,508 | May 13, 2019, 05:59 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Apr 25, 2019 | Sale | $8.36 | 13,300 | 111,209 | 1,613,308 | Apr 29, 2019, 02:42 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Apr 24, 2019 | Sale | $8.41 | 20,500 | 172,419 | 1,626,608 | Apr 24, 2019, 05:17 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Apr 22, 2019 | Sale | $8.34 | 11,300 | 94,283 | 1,663,308 | Apr 24, 2019, 05:17 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Apr 23, 2019 | Sale | $8.39 | 16,200 | 135,920 | 1,647,108 | Apr 24, 2019, 05:17 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Apr 16, 2019 | Sale | $8.34 | 16,700 | 139,265 | 1,695,008 | Apr 18, 2019, 07:21 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Apr 17, 2019 | Sale | $8.36 | 7,400 | 61,846 | 1,687,608 | Apr 18, 2019, 07:21 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Apr 18, 2019 | Sale | $8.36 | 13,000 | 108,655 | 1,674,608 | Apr 18, 2019, 07:21 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Mar 28, 2019 | Sale | $8.29 | 6,400 | 53,080 | 1,820,508 | Apr 01, 2019, 02:55 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Mar 29, 2019 | Sale | $8.27 | 5,900 | 48,786 | 1,814,608 | Apr 01, 2019, 02:55 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Apr 01, 2019 | Sale | $8.20 | 102,900 | 843,945 | 1,711,708 | Apr 01, 2019, 02:55 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Mar 25, 2019 | Sale | $8.22 | 205,200 | 1,687,093 | 1,842,908 | Mar 27, 2019, 05:42 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Mar 26, 2019 | Sale | $8.35 | 16,000 | 133,664 | 1,826,908 | Mar 27, 2019, 05:42 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Mar 20, 2019 | Sale | $8.32 | 3,700 | 30,772 | 2,068,408 | Mar 22, 2019, 08:09 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Mar 21, 2019 | Sale | $8.31 | 4,300 | 35,728 | 2,064,108 | Mar 22, 2019, 08:09 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Mar 22, 2019 | Sale | $8.24 | 16,000 | 131,826 | 2,048,108 | Mar 22, 2019, 08:09 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Mar 15, 2019 | Sale | $8.15 | 18,009 | 146,831 | 2,086,408 | Mar 19, 2019, 05:12 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Mar 18, 2019 | Sale | $8.17 | 4,800 | 39,214 | 2,081,608 | Mar 19, 2019, 05:12 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Mar 19, 2019 | Sale | $8.28 | 9,500 | 78,675 | 2,072,108 | Mar 19, 2019, 05:12 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Mar 12, 2019 | Sale | $8.21 | 17,700 | 145,294 | 2,150,717 | Mar 14, 2019, 05:11 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Mar 13, 2019 | Sale | $8.14 | 35,900 | 292,140 | 2,114,817 | Mar 14, 2019, 05:11 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Mar 14, 2019 | Sale | $8.10 | 10,400 | 84,214 | 2,104,417 | Mar 14, 2019, 05:11 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Mar 11, 2019 | Sale | $8.16 | 9,800 | 79,968 | 2,168,417 | Mar 11, 2019, 06:16 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Mar 07, 2019 | Sale | $8.17 | 17,600 | 143,780 | 2,186,617 | Mar 11, 2019, 06:16 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Mar 08, 2019 | Sale | $8.09 | 8,400 | 67,943 | 2,178,217 | Mar 11, 2019, 06:16 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Mar 04, 2019 | Sale | $8.29 | 16,700 | 138,450 | 2,225,017 | Mar 06, 2019, 08:12 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Mar 05, 2019 | Sale | $8.16 | 14,500 | 118,339 | 2,210,517 | Mar 06, 2019, 08:12 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Mar 06, 2019 | Sale | $8.20 | 6,300 | 51,679 | 2,204,217 | Mar 06, 2019, 08:12 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Mar 01, 2019 | Sale | $8.42 | 40,000 | 336,724 | 2,241,717 | Mar 01, 2019, 05:55 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Feb 27, 2019 | Sale | $8.38 | 10,000 | 83,794 | 2,293,117 | Mar 01, 2019, 05:55 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Feb 28, 2019 | Sale | $8.33 | 11,400 | 94,964 | 2,281,717 | Mar 01, 2019, 05:55 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Feb 22, 2019 | Sale | $8.45 | 15,700 | 132,654 | 2,369,691 | Feb 26, 2019, 05:44 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Feb 25, 2019 | Sale | $8.48 | 32,500 | 275,568 | 2,337,191 | Feb 26, 2019, 05:44 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Feb 26, 2019 | Sale | $8.50 | 29,400 | 250,000 | 2,307,791 | Feb 26, 2019, 05:44 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Feb 19, 2019 | Sale | $8.32 | 20,900 | 173,888 | 2,403,391 | Feb 21, 2019, 05:40 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Feb 20, 2019 | Sale | $8.32 | 11,600 | 96,512 | 2,391,791 | Feb 21, 2019, 05:40 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Feb 21, 2019 | Sale | $8.39 | 6,400 | 53,690 | 2,385,391 | Feb 21, 2019, 05:40 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Feb 14, 2019 | Sale | $8.28 | 16,400 | 135,871 | 2,436,291 | Feb 15, 2019, 05:38 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Feb 15, 2019 | Sale | $8.31 | 12,000 | 99,665 | 2,424,291 | Feb 15, 2019, 05:38 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Feb 13, 2019 | Sale | $8.26 | 12,000 | 99,178 | 2,452,691 | Feb 15, 2019, 05:38 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Feb 08, 2019 | Sale | $8.15 | 6,000 | 48,885 | 2,478,991 | Feb 12, 2019, 07:14 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Feb 11, 2019 | Sale | $8.13 | 5,900 | 47,985 | 2,473,091 | Feb 12, 2019, 07:14 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Feb 12, 2019 | Sale | $8.16 | 8,400 | 68,566 | 2,464,691 | Feb 12, 2019, 07:14 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Feb 06, 2019 | Sale | $8.14 | 14,700 | 119,620 | 2,493,991 | Feb 07, 2019, 05:55 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Feb 07, 2019 | Sale | $8.14 | 9,000 | 73,235 | 2,484,991 | Feb 07, 2019, 05:55 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Feb 05, 2019 | Sale | $8.08 | 16,100 | 130,022 | 2,508,691 | Feb 07, 2019, 05:55 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Jan 31, 2019 | Sale | $8.01 | 9,000 | 72,048 | 2,554,991 | Feb 04, 2019, 05:30 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Feb 01, 2019 | Sale | $8.00 | 5,200 | 41,602 | 2,549,791 | Feb 04, 2019, 05:30 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Feb 04, 2019 | Sale | $8.01 | 25,000 | 200,320 | 2,524,791 | Feb 04, 2019, 05:30 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Jan 30, 2019 | Sale | $8.00 | 9,750 | 78,048 | 2,563,991 | Jan 30, 2019, 06:09 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Jan 28, 2019 | Sale | $7.99 | 15,100 | 120,622 | 25,807,417 | Jan 30, 2019, 06:09 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Jan 29, 2019 | Sale | $8.01 | 7,000 | 56,053 | 2,573,741 | Jan 30, 2019, 06:09 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Jan 23, 2019 | Sale | $7.95 | 9,533 | 75,797 | 2,619,007 | Jan 25, 2019, 05:28 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Jan 24, 2019 | Sale | $7.95 | 4,666 | 37,104 | 2,614,341 | Jan 25, 2019, 05:28 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Jan 25, 2019 | Sale | $7.95 | 18,500 | 147,099 | 2,595,841 | Jan 25, 2019, 05:28 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Jan 17, 2019 | Sale | $7.95 | 2,950 | 23,452 | 2,640,015 | Jan 22, 2019, 05:33 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Jan 18, 2019 | Sale | $7.95 | 4,950 | 39,360 | 2,635,065 | Jan 22, 2019, 05:33 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Jan 22, 2019 | Sale | $7.96 | 6,525 | 51,908 | 2,628,540 | Jan 22, 2019, 05:33 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Jan 14, 2019 | Sale | $7.95 | 200 | 1,590 | 2,648,040 | Jan 16, 2019, 05:55 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Jan 15, 2019 | Sale | $7.95 | 1,325 | 10,534 | 2,646,715 | Jan 16, 2019, 05:55 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Jan 16, 2019 | Sale | $7.96 | 3,750 | 29,853 | 2,642,965 | Jan 16, 2019, 05:55 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Jan 09, 2019 | Sale | $7.95 | 1,300 | 10,336 | 2,654,040 | Jan 11, 2019, 05:19 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Jan 10, 2019 | Sale | $7.96 | 3,700 | 29,437 | 2,650,340 | Jan 11, 2019, 05:19 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Jan 11, 2019 | Sale | $7.95 | 2,100 | 16,698 | 2,648,240 | Jan 11, 2019, 05:19 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Jan 07, 2019 | Sale | $7.96 | 1,690 | 13,445 | 2,656,790 | Jan 08, 2019, 08:21 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Jan 08, 2019 | Sale | $7.95 | 1,450 | 11,529 | 2,655,340 | Jan 08, 2019, 08:21 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Jan 04, 2019 | Sale | $7.90 | 40,750 | 321,974 | 2,658,480 | Jan 08, 2019, 08:21 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Jan 02, 2019 | Sale | $8.00 | 750 | 6,000 | 2,699,705 | Jan 04, 2019, 04:20 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Jan 03, 2019 | Sale | $7.98 | 475 | 3,791 | 2,699,230 | Jan 04, 2019, 04:20 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Dec 28, 2018 | Sale | $8.01 | 1,375 | 11,009 | 2,700,705 | Jan 02, 2019, 03:03 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Dec 31, 2018 | Sale | $8.00 | 250 | 2,000 | 2,700,455 | Jan 02, 2019, 03:03 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Dec 13, 2018 | Sale | $8.16 | 862 | 7,034 | 2,702,080 | Dec 17, 2018, 03:53 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Dec 10, 2018 | Sale | $8.15 | 2,800 | 22,831 | 2,707,074 | Dec 12, 2018, 07:11 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Dec 11, 2018 | Sale | $8.19 | 2,300 | 18,827 | 2,706,774 | Dec 12, 2018, 07:11 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Dec 07, 2018 | Sale | $8.25 | 2,000 | 16,491 | 2,709,874 | Dec 10, 2018, 05:10 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Oct 22, 2018 | Sale | $7.55 | 2,276,279 | 17,185,907 | 2,711,874 | Oct 24, 2018, 06:58 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Sep 12, 2018 | Sale | $9.68 | 45,448 | 439,814 | 4,988,153 | Sep 14, 2018, 03:50 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Apr 25, 2018 | Sale | $9.23 | 2,000 | 18,462 | 5,038,101 | Apr 27, 2018, 04:57 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Apr 26, 2018 | Sale | $9.27 | 2,500 | 23,169 | 5,035,601 | Apr 27, 2018, 04:57 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Apr 27, 2018 | Sale | $9.24 | 2,000 | 18,472 | 5,033,601 | Apr 27, 2018, 04:57 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Apr 18, 2018 | Sale | $9.20 | 1,900 | 17,476 | 5,040,101 | Apr 20, 2018, 03:54 PM | |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | Apr 13, 2018 | Sale | $9.25 | 500 | 4,625 | 5,043,001 | Apr 17, 2018, 05:05 PM |
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