| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| UPI | UROPLASTY INC | HOLMAN SUSAN HARTJES | Sr. VP Operations & Regulatory | Mar 05, 2014 | Sale | $3.95 | 20,862 | 82,417 | 275,046 | Mar 06, 2014, 02:49 PM | |
| UPI | UROPLASTY INC | HOLMAN SUSAN HARTJES | Sr. VP Operations & Regulatory | Mar 06, 2014 | Sale | $3.92 | 366 | 1,436 | 274,680 | Mar 06, 2014, 02:49 PM | |
| UPI | UROPLASTY INC | HOLMAN SUSAN HARTJES | Sr. VP Operations & Regulatory | Mar 04, 2014 | Sale | $4.03 | 16,772 | 67,559 | 295,908 | Mar 06, 2014, 02:49 PM | |
| UPI | UROPLASTY INC | HOLMAN SUSAN HARTJES | Sr VP Operations & Regulatory | Jan 29, 2014 | Option Exercise | $1.28 | 52,500 | 67,125 | 365,180 | Jan 30, 2014, 05:19 PM | |
| UPI | UROPLASTY INC | HOLMAN SUSAN HARTJES | Sr VP Operations & Regulatory | Jan 29, 2014 | Sale | $4.59 | 52,500 | 241,064 | 312,680 | Jan 30, 2014, 05:19 PM | |
| UPI | UROPLASTY INC | HOLMAN SUSAN HARTJES | Chief Operating Officer | Feb 01, 2012 | Sale | $3.59 | 5,100 | 18,289 | 299,580 | Feb 03, 2012, 12:19 PM | |
| UPI | UROPLASTY INC | HOLMAN SUSAN HARTJES | Chief Operating Officer | Nov 11, 2011 | Sale | $4.72 | 5,000 | 23,600 | 304,680 | Nov 14, 2011, 12:50 PM | |
| UPI | UROPLASTY INC | HOLMAN SUSAN HARTJES | Chief Operating Officer | Sep 09, 2011 | Sale | $5.20 | 7,229 | 37,565 | 309,680 | Sep 12, 2011, 10:58 AM | |
| UPI | UROPLASTY INC | HOLMAN SUSAN HARTJES | Chief Operating Officer | Jun 06, 2011 | Sale | $8.00 | 1,500 | 12,000 | 315,700 | Jun 08, 2011, 04:01 PM | |
| UPI | UROPLASTY INC | HOLMAN SUSAN HARTJES | Chief Operating Officer | Jun 07, 2011 | Sale | $8.01 | 100 | 801 | 315,600 | Jun 08, 2011, 04:01 PM | |
| UPI | UROPLASTY INC | HOLMAN SUSAN HARTJES | Chief Operating Officer | Jun 08, 2011 | Sale | $7.96 | 1,841 | 14,650 | 313,759 | Jun 08, 2011, 04:01 PM | |
| UPI | UROPLASTY INC | HOLMAN SUSAN HARTJES | Chief Operating Officer | Jun 03, 2011 | Sale | $7.99 | 2,559 | 20,457 | 313,159 | Jun 06, 2011, 02:20 PM | |
| UPI | UROPLASTY INC | HOLMAN SUSAN HARTJES | Chief Operating Officer | Jun 02, 2011 | Option Exercise | $4.31 | 10,000 | 43,100 | 314,659 | Jun 02, 2011, 04:51 PM | |
| UPI | UROPLASTY INC | HOLMAN SUSAN HARTJES | Chief Operating Officer | May 31, 2011 | Sale | $8.06 | 12,000 | 96,727 | 315,759 | Jun 02, 2011, 04:51 PM | |
| UPI | UROPLASTY INC | HOLMAN SUSAN HARTJES | COO | Feb 02, 2011 | Sale | $5.12 | 12,000 | 61,403 | 321,759 | Feb 04, 2011, 05:22 PM |