| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPLA | LPL Financial Holdings Inc. | RIEPE JAMES S | Director | Dec 12, 2018 | Option Exercise | $20.27 | 13,500 | 273,600 | 96,442 | Dec 14, 2018, 08:07 PM | |
| LPLA | LPL Financial Holdings Inc. | RIEPE JAMES S | Director | Dec 12, 2018 | Sale | $60.69 | 4,517 | 274,137 | 91,925 | Dec 14, 2018, 08:07 PM | |
| LPLA | LPL Financial Holdings Inc. | RIEPE JAMES S | Director | Mar 02, 2018 | Sale | $62.77 | 5,632 | 353,521 | 79,089 | Mar 02, 2018, 05:44 PM | |
| LPLA | LPL Financial Holdings Inc. | RIEPE JAMES S | Director | Mar 02, 2018 | Option Exercise | $26.15 | 13,500 | 353,070 | 84,721 | Mar 02, 2018, 05:44 PM | |
| LPLA | LPL Financial Holdings Inc. | RIEPE JAMES S | Director | Jan 08, 2018 | Option Exercise | $27.80 | 4,500 | 125,100 | 71,221 | Jan 09, 2018, 05:17 PM | |
| LPLA | LPL Financial Holdings Inc. | RIEPE JAMES S | Director | May 18, 2015 | Option Exercise | $42.85 | 1,592 | 68,217 | 56,233 | May 20, 2015, 06:10 PM | |
| LPLA | LPL Financial Holdings Inc. | RIEPE JAMES S | Director | May 12, 2015 | Option Exercise | $40.81 | 3,185 | 129,980 | 54,641 | May 14, 2015, 05:59 PM | |
| LPLA | LPL Financial Holdings Inc. | RIEPE JAMES S | Director | May 07, 2014 | Option Exercise | $46.89 | 1,706 | 79,994 | 51,456 | May 09, 2014, 04:48 PM | |
| LPLA | LPL Financial Holdings Inc. | RIEPE JAMES S | Director | Mar 06, 2014 | Option Exercise | $53.47 | 935 | 49,994 | 49,750 | Mar 10, 2014, 07:16 PM | |
| GNW | GENWORTH FINANCIAL INC | RIEPE JAMES S | Director | May 21, 2012 | Buy | $5.01 | 45,000 | 225,324 | 68,000 | May 22, 2012, 10:19 AM |
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