| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GBIM | GLOBEIMMUNE INC | HEALTHCARE VENTURES VII LP | Former 10% Owner | Feb 17, 2016 | Sale | $1.53 | 5,000 | 7,650 | 564,267 | Feb 19, 2016, 03:50 PM | |
| GBIM | GLOBEIMMUNE INC | HEALTHCARE VENTURES VII LP | Former 10% Owner | Feb 18, 2016 | Sale | $1.40 | 5,000 | 7,000 | 559,267 | Feb 19, 2016, 03:50 PM | |
| GBIM | GLOBEIMMUNE INC | HEALTHCARE VENTURES VII LP | Former 10% Owner | Feb 19, 2016 | Sale | $1.39 | 5,000 | 6,950 | 554,267 | Feb 19, 2016, 03:50 PM | |
| GBIM | GLOBEIMMUNE INC | HEALTHCARE VENTURES VII LP | 10% Owner | Feb 16, 2016 | Sale | $1.51 | 5,000 | 7,550 | 569,267 | Feb 16, 2016, 04:40 PM | |
| GBIM | GLOBEIMMUNE INC | HEALTHCARE VENTURES VII LP | 10% Owner | Feb 11, 2016 | Sale | $1.72 | 5,000 | 8,600 | 579,267 | Feb 16, 2016, 04:40 PM | |
| GBIM | GLOBEIMMUNE INC | HEALTHCARE VENTURES VII LP | 10% Owner | Feb 12, 2016 | Sale | $1.59 | 5,000 | 7,950 | 574,267 | Feb 16, 2016, 04:40 PM | |
| GBIM | GLOBEIMMUNE INC | HEALTHCARE VENTURES VII LP | 10% Owner | Jul 08, 2014 | Buy | $10.00 | 190,000 | 1,900,000 | 584,267 | Jul 08, 2014, 05:48 PM | |
| TLOG | TETRALOGIC PHARMACEUTICALS CORP | HEALTHCARE VENTURES VII LP | 10% Owner | Dec 17, 2013 | Option Exercise | $6.98 | 274,870 | 1,919,705 | 1,873,003 | Dec 17, 2013, 06:59 PM | |
| TLOG | TETRALOGIC PHARMACEUTICALS CORP | HEALTHCARE VENTURES VII LP | 10% Owner | Dec 17, 2013 | Buy | $7.00 | 713,463 | 4,994,241 | 2,586,466 | Dec 17, 2013, 06:59 PM | |
| PIP | PHARMATHENE, INC | HEALTHCARE VENTURES VII LP | 10% Owner | Nov 03, 2010 | Option Exercise | $2.54 | 935,814 | 2,378,558 | 4,253,057 | Nov 05, 2010, 10:55 AM |
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