Insider Transactions for RIVERNORTH OPPORTUNITIES FUND, INC. (RIV)

Owner Relationship Date Transaction Cost # Shares Value($) Total Shares Form 4
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser May 10, 2021 Sale $18.04 4,917 88,703 12,572 May 11, 2021, 10:42 AM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser May 07, 2021 Sale $18.09 8,800 159,192 17,489 May 11, 2021, 10:42 AM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Apr 30, 2021 Sale $17.68 5,302 93,739 26,289 May 05, 2021, 10:41 AM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Apr 13, 2021 Sale $17.77 7,114 126,416 36,591 Apr 15, 2021, 05:12 PM
Schmucker Brian H Officer of Subadviser Apr 01, 2021 Sale $17.54 7,616 133,585 4,000 Apr 06, 2021, 12:39 PM
Schmucker Brian H Officer of Subadviser Mar 31, 2021 Sale $17.38 15,000 260,700 11,616 Apr 06, 2021, 12:39 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Apr 05, 2021 Sale $17.60 4,000 70,400 43,705 Apr 06, 2021, 12:33 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Mar 21, 2021 Sale $17.36 6,279 109,003 47,705 Mar 24, 2021, 05:54 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Mar 17, 2021 Sale $17.68 5,000 88,400 53,984 Mar 19, 2021, 01:06 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Mar 15, 2021 Sale $17.72 5,510 97,637 58,984 Mar 17, 2021, 04:32 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Mar 12, 2021 Sale $17.60 5,000 88,000 64,494 Mar 17, 2021, 04:32 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Mar 05, 2021 Sale $17.02 8,500 144,670 69,494 Mar 17, 2021, 04:32 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Mar 03, 2021 Sale $17.37 7,635 132,620 77,994 Mar 04, 2021, 04:04 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Feb 09, 2021 Sale $17.50 9,450 165,375 85,629 Feb 12, 2021, 02:08 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Feb 05, 2021 Sale $17.34 8,792 152,453 95,079 Feb 12, 2021, 02:08 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Feb 04, 2021 Sale $17.17 2,000 34,340 112,663 Feb 09, 2021, 03:45 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Feb 05, 2021 Sale $17.34 8,792 152,453 103,871 Feb 09, 2021, 03:45 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Feb 03, 2021 Sale $17.01 7,459 126,878 114,663 Feb 04, 2021, 03:02 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Feb 02, 2021 Sale $17.01 2,000 34,020 122,122 Feb 04, 2021, 03:02 PM
Swanson David Director Nov 09, 2020 Buy $14.08 258 3,633 1,032 Nov 09, 2020, 10:57 AM
O'Neill Stephen Andrew Portfolio Manager Mar 23, 2020 Buy $9.38 2,500 23,455 47,722 Mar 25, 2020, 12:22 PM
Galley Patrick W. Director Mar 12, 2020 Buy $12.46 2,876 35,836 140,571 Mar 16, 2020, 05:03 PM
Schmucker Brian H Officer of Subadviser Mar 12, 2020 Sale $11.17 29,050 324,489 26,616 Mar 16, 2020, 05:02 PM
Oakes John S. Director Nov 12, 2019 Buy $16.20 429 6,950 1,967 Nov 13, 2019, 10:58 AM
Galley Patrick W. Director Nov 07, 2019 Buy $16.20 33,168 537,322 137,695 Nov 12, 2019, 11:40 AM
O'Neill Stephen Andrew Portfolio Manager Nov 07, 2019 Buy $16.20 5,000 81,000 43,792 Nov 12, 2019, 11:36 AM
HUTCHENS JOHN WAYNE Director Nov 12, 2019 Buy $16.20 1,247 20,201 4,990 Nov 12, 2019, 10:34 AM
Swanson David Director Oct 25, 2019 Buy $16.60 194 3,220 774 Oct 28, 2019, 10:54 AM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Oct 23, 2019 Sale $0.06 10,290 617 0 Oct 24, 2019, 07:16 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Oct 22, 2019 Sale $0.04 51,429 2,062 10,290 Oct 24, 2019, 07:16 PM
O'Neill Stephen Andrew Officer of Subadviser Oct 24, 2019 Sale $0.05 23,793 1,268 15,000 Oct 24, 2019, 07:13 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Oct 18, 2019 Sale $0.06 14,465 869 109,657 Oct 22, 2019, 04:22 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Oct 21, 2019 Sale $0.04 47,938 1,721 61,719 Oct 22, 2019, 04:22 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Oct 16, 2019 Sale $16.66 5,522 92,017 118,693 Oct 18, 2019, 11:09 AM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Oct 08, 2019 Sale $16.90 3,429 57,949 123,122 Oct 10, 2019, 04:37 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Sep 25, 2019 Sale $17.24 2,700 46,548 129,122 Sep 27, 2019, 02:22 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Sep 09, 2019 Sale $17.18 679 11,666 132,392 Sep 27, 2019, 02:22 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Sep 26, 2019 Sale $17.12 5,000 85,600 124,122 Sep 27, 2019, 02:22 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Aug 28, 2019 Sale $16.95 624 10,577 132,501 Aug 29, 2019, 01:56 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Aug 27, 2019 Sale $16.95 3,000 50,850 133,125 Aug 29, 2019, 01:56 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Aug 01, 2019 Sale $17.43 6,300 109,785 139,425 Aug 05, 2019, 04:27 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jul 16, 2019 Sale $17.40 1,755 30,537 142,425 Jul 17, 2019, 04:54 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jul 15, 2019 Sale $17.65 4,018 70,918 144,180 Jul 17, 2019, 04:54 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jul 11, 2019 Sale $17.62 5,500 96,910 148,198 Jul 17, 2019, 04:54 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jul 10, 2019 Sale $17.47 5,372 93,860 156,070 Jul 11, 2019, 01:07 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jul 09, 2019 Sale $17.42 400 6,968 159,070 Jul 11, 2019, 01:07 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jul 08, 2019 Sale $17.32 5,238 90,707 163,970 Jul 11, 2019, 01:07 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jul 02, 2019 Sale $17.26 370 6,386 168,108 Jul 08, 2019, 11:56 AM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jul 05, 2019 Sale $17.26 3,400 58,684 164,708 Jul 08, 2019, 11:56 AM
Swanson David Director Jul 02, 2019 Buy $17.20 580 9,973 580 Jul 03, 2019, 11:27 AM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 21, 2019 Sale $17.10 581 9,935 168,478 Jun 24, 2019, 06:17 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 20, 2019 Sale $17.07 2,000 34,140 169,059 Jun 24, 2019, 06:17 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 18, 2019 Sale $17.07 513 8,757 171,059 Jun 20, 2019, 01:56 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 13, 2019 Sale $16.98 5,000 84,900 172,572 Jun 17, 2019, 01:28 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 10, 2019 Sale $17.10 200 3,420 176,572 Jun 17, 2019, 01:28 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 06, 2019 Sale $16.93 2,520 42,674 177,963 Jun 17, 2019, 01:28 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 06, 2019 Sale $16.92 671 11,353 179,265 Jun 06, 2019, 05:20 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 05, 2019 Sale $16.92 2,000 33,840 179,936 Jun 06, 2019, 05:20 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 04, 2019 Sale $16.89 2,800 47,304 182,763 Jun 06, 2019, 05:20 PM
Schmucker Brian H Officer of Subadviser May 09, 2019 Sale $16.79 5,500 92,345 55,666 May 13, 2019, 01:20 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser May 06, 2019 Sale $17.22 5,500 94,710 184,763 May 08, 2019, 02:25 PM
Schmucker Brian H Officer of Subadviser May 08, 2019 Sale $16.91 5,500 93,005 61,166 May 08, 2019, 02:22 PM
Schmucker Brian H Officer of Subadviser May 07, 2019 Sale $17.20 5,500 94,600 66,666 May 08, 2019, 02:22 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser May 02, 2019 Sale $17.06 5,500 93,830 190,263 May 06, 2019, 11:35 AM
Galley Patrick W. Director Dec 21, 2018 Buy $14.53 2,000 29,065 89,974 Dec 26, 2018, 04:14 PM
Schmucker Brian H Officer of Subadviser Dec 20, 2018 Option Exercise $14.73 8,000 117,870 72,166 Dec 21, 2018, 02:03 PM
Galley Patrick W. Director Dec 20, 2018 Option Exercise $14.84 2,000 29,685 87,974 Dec 21, 2018, 02:00 PM
Galley Patrick W. Director Dec 19, 2018 Option Exercise $15.02 5,000 75,085 85,974 Dec 21, 2018, 02:00 PM
Oakes John S. Director Nov 07, 2018 Buy $16.93 369 6,247 1,475 Dec 17, 2018, 11:02 AM
Schmucker Brian H Officer of Subadviser Nov 20, 2018 Option Exercise $16.20 3,000 48,600 64,166 Nov 26, 2018, 01:32 PM
Schmucker Brian H Officer of Subadviser Nov 20, 2018 Option Exercise $16.38 2,000 32,760 61,166 Nov 20, 2018, 03:30 PM
Schmucker Brian H Officer of Subadviser Nov 19, 2018 Option Exercise $16.20 5,000 81,000 59,166 Nov 20, 2018, 03:30 PM
Schmucker Brian H Officer of Subadviser Nov 07, 2018 Option Exercise $16.93 8,833 149,543 54,166 Nov 13, 2018, 09:33 AM
O'Neill Stephen Andrew Portfolio Manager Nov 07, 2018 Option Exercise $16.93 8,000 135,440 35,639 Nov 09, 2018, 01:46 PM
Galley Patrick W. Director Nov 07, 2018 Option Exercise $16.93 30,659 519,057 80,974 Nov 09, 2018, 01:40 PM
HUTCHENS JOHN WAYNE Director Nov 07, 2018 Buy $16.93 1,311 22,195 3,743 Nov 09, 2018, 10:44 AM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 13, 2018 Sale $21.51 4,178 89,861 196,441 Jun 15, 2018, 01:59 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 12, 2018 Sale $21.46 3,300 70,803 200,241 Jun 13, 2018, 04:30 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 11, 2018 Sale $21.47 5,517 118,470 205,758 Jun 13, 2018, 04:30 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 07, 2018 Sale $21.45 3,953 84,801 212,329 Jun 11, 2018, 10:54 AM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 08, 2018 Sale $21.40 3,118 66,738 209,376 Jun 11, 2018, 10:54 AM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 05, 2018 Sale $21.38 7,500 160,340 219,329 Jun 07, 2018, 03:37 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 04, 2018 Sale $21.37 7,437 158,942 227,766 Jun 05, 2018, 03:02 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 01, 2018 Sale $21.36 3,008 64,241 232,766 Jun 05, 2018, 03:02 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser May 30, 2018 Sale $21.30 5,000 106,510 236,774 May 31, 2018, 03:46 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser May 29, 2018 Sale $21.25 7,500 159,385 244,274 May 31, 2018, 03:46 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jan 10, 2018 Sale $20.74 7,400 153,476 246,274 Jan 12, 2018, 04:11 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jan 08, 2018 Sale $20.59 7,000 144,130 260,674 Jan 10, 2018, 03:26 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jan 09, 2018 Sale $20.75 7,000 145,250 253,674 Jan 10, 2018, 03:26 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jan 03, 2018 Sale $20.28 5,300 107,484 272,674 Jan 05, 2018, 11:36 AM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jan 02, 2018 Sale $20.10 13,000 261,240 277,974 Jan 03, 2018, 03:51 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Dec 21, 2017 Sale $19.75 13,442 265,477 297,416 Dec 26, 2017, 04:58 PM
O'Neill Stephen Andrew Portfolio Manager Nov 15, 2017 Option Exercise $19.54 2,000 39,080 27,000 Nov 21, 2017, 09:46 AM
Schmucker Brian H Officer of Subadviser Nov 15, 2017 Option Exercise $19.54 11,333 221,447 45,333 Nov 21, 2017, 09:44 AM
Galley Patrick W. Director Nov 15, 2017 Option Exercise $19.54 18,676 364,929 44,710 Nov 21, 2017, 09:43 AM
HUTCHENS JOHN WAYNE Director Nov 15, 2017 Option Exercise $19.54 1,332 26,027 2,432 Nov 17, 2017, 04:08 PM
Oakes John S. Director Nov 15, 2017 Option Exercise $19.54 667 13,033 1,167 Nov 17, 2017, 11:23 AM
Galley Patrick W. Director Oct 04, 2017 Buy $20.48 100 2,048 26,034 Nov 02, 2017, 03:52 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Oct 30, 2017 Sale $0.23 17,860 4,186 271,867 Oct 31, 2017, 02:39 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Oct 23, 2017 Sale $0.22 19,691 4,332 279,727 Oct 25, 2017, 04:56 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Oct 10, 2017 Sale $21.02 7,374 154,983 303,790 Oct 13, 2017, 11:46 AM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Oct 09, 2017 Sale $21.00 7,000 147,000 306,790 Oct 13, 2017, 11:46 AM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Oct 05, 2017 Sale $20.72 7,000 145,010 82,881 Oct 10, 2017, 12:49 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Sep 18, 2017 Sale $21.09 3,700 78,033 320,790 Sep 20, 2017, 02:10 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Sep 14, 2017 Sale $21.12 800 16,894 324,670 Sep 18, 2017, 02:37 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Sep 08, 2017 Sale $21.01 2,800 58,835 327,390 Sep 12, 2017, 03:56 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Sep 06, 2017 Sale $21.03 1,000 21,030 328,090 Sep 07, 2017, 04:56 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Sep 05, 2017 Sale $21.10 7,300 154,030 329,090 Sep 07, 2017, 04:56 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER May 18, 2017 Sale $19.85 1,300 25,808 336,390 May 22, 2017, 04:32 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER May 16, 2017 Sale $19.98 415 8,292 337,690 May 18, 2017, 12:41 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Apr 24, 2017 Sale $19.97 2,000 39,940 339,105 Apr 26, 2017, 05:05 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Apr 20, 2017 Sale $19.95 2,000 39,895 340,605 Apr 24, 2017, 05:24 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Apr 19, 2017 Sale $19.81 1,600 31,699 342,705 Apr 21, 2017, 10:22 AM
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Apr 17, 2017 Sale $19.80 1,100 21,780 343,805 Apr 18, 2017, 03:47 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Apr 13, 2017 Sale $19.81 3,200 63,406 346,805 Apr 18, 2017, 03:47 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Apr 11, 2017 Sale $19.92 3,200 63,740 351,205 Apr 13, 2017, 05:54 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Apr 12, 2017 Sale $20.00 1,000 20,000 348,005 Apr 13, 2017, 05:54 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Apr 10, 2017 Sale $19.85 1,000 19,850 352,205 Apr 11, 2017, 05:18 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Apr 07, 2017 Sale $19.78 2,136 42,256 354,341 Apr 11, 2017, 05:18 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Apr 05, 2017 Sale $19.71 2,000 39,420 356,341 Apr 07, 2017, 06:40 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Apr 04, 2017 Sale $19.75 1,100 21,726 357,441 Apr 06, 2017, 10:03 AM
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Apr 03, 2017 Sale $19.65 1,500 29,475 359,441 Apr 06, 2017, 10:03 AM
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Mar 31, 2017 Sale $19.72 1,500 29,580 359,941 Apr 03, 2017, 07:12 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Mar 30, 2017 Sale $19.60 1,898 37,201 362,339 Apr 03, 2017, 07:12 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Mar 21, 2017 Sale $19.60 2,000 39,200 364 Mar 23, 2017, 05:36 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Mar 09, 2017 Sale $19.65 3,200 62,883 366,739 Mar 10, 2017, 05:04 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Mar 08, 2017 Sale $19.66 3,000 58,984 370,039 Mar 10, 2017, 05:04 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Feb 27, 2017 Sale $19.90 500 9,950 371,539 Mar 01, 2017, 03:27 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Feb 27, 2017 Sale $19.85 1,000 19,850 372,039 Mar 01, 2017, 10:27 AM
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Feb 17, 2017 Sale $19.81 499 9,885 373,039 Feb 22, 2017, 02:16 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Feb 13, 2017 Sale $20.05 200 4,010 373,538 Feb 14, 2017, 03:10 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Feb 10, 2017 Sale $19.88 762 15,149 374,000 Feb 14, 2017, 03:10 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Feb 06, 2017 Sale $19.83 500 9,915 374,500 Feb 08, 2017, 06:09 PM
ALPS ADVISORS INC Investment Adviser Jan 10, 2017 Option Exercise $19.01 5,848 111,151 0 Jan 12, 2017, 04:03 PM
Schmucker Brian H Officer of Subadviser Nov 02, 2016 Buy $18.70 3,000 56,100 34,000 Nov 07, 2016, 11:35 AM
HUTCHENS JOHN WAYNE Director May 02, 2016 Buy $19.40 1,100 21,340 1,100 May 03, 2016, 10:06 AM
Schmucker Brian H Officer of Subadviser Apr 28, 2016 Buy $19.21 2,000 38,420 31,000 May 02, 2016, 04:47 PM
Schmucker Brian H Officer of Subadviser Apr 07, 2016 Buy $18.00 2,000 36,000 29,000 Apr 08, 2016, 04:42 PM
Schmucker Brian H Officer of Subadviser Feb 18, 2016 Buy $16.45 2,000 32,900 27,000 Feb 19, 2016, 05:01 PM
Oakes John S. Director Jan 05, 2016 Buy $19.85 500 9,925 500 Jan 06, 2016, 04:59 PM
Galley Patrick W. Director Dec 29, 2015 Buy $20.00 25,000 500,000 25,000 Dec 30, 2015, 04:14 PM
RIVERNORTH CAPITAL MANAGEMENT, LLC Dec 29, 2015 Buy $20.00 375,000 7,500,000 375,000 Dec 30, 2015, 04:13 PM
Schmucker Brian H Officer of Subadviser Dec 29, 2015 Buy $20.00 25,000 500,000 25,000 Dec 30, 2015, 04:10 PM
O'Neill Stephen Andrew Portfolio Manager Dec 29, 2015 Buy $20.00 25,000 500,000 25,000 Dec 30, 2015, 04:07 PM

Desktop Version

Owner Relationship Date Transaction Value($)
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser May 10, 2021 Sale 88,703
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser May 07, 2021 Sale 159,192
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Apr 30, 2021 Sale 93,739
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Apr 13, 2021 Sale 126,416
Schmucker Brian H Officer of Subadviser Apr 01, 2021 Sale 133,585
Schmucker Brian H Officer of Subadviser Mar 31, 2021 Sale 260,700
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Apr 05, 2021 Sale 70,400
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Mar 21, 2021 Sale 109,003
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Mar 17, 2021 Sale 88,400
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Mar 15, 2021 Sale 97,637
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Mar 12, 2021 Sale 88,000
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Mar 05, 2021 Sale 144,670
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Mar 03, 2021 Sale 132,620
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Feb 09, 2021 Sale 165,375
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Feb 05, 2021 Sale 152,453
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Feb 04, 2021 Sale 34,340
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Feb 05, 2021 Sale 152,453
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Feb 03, 2021 Sale 126,878
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Feb 02, 2021 Sale 34,020
Swanson David Director Nov 09, 2020 Buy 3,633
O'Neill Stephen Andrew Portfolio Manager Mar 23, 2020 Buy 23,455
Galley Patrick W. Director Mar 12, 2020 Buy 35,836
Schmucker Brian H Officer of Subadviser Mar 12, 2020 Sale 324,489
Oakes John S. Director Nov 12, 2019 Buy 6,950
Galley Patrick W. Director Nov 07, 2019 Buy 537,322
O'Neill Stephen Andrew Portfolio Manager Nov 07, 2019 Buy 81,000
HUTCHENS JOHN WAYNE Director Nov 12, 2019 Buy 20,201
Swanson David Director Oct 25, 2019 Buy 3,220
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Oct 23, 2019 Sale 617
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Oct 22, 2019 Sale 2,062
O'Neill Stephen Andrew Officer of Subadviser Oct 24, 2019 Sale 1,268
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Oct 18, 2019 Sale 869
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Oct 21, 2019 Sale 1,721
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Oct 16, 2019 Sale 92,017
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Oct 08, 2019 Sale 57,949
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Sep 25, 2019 Sale 46,548
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Sep 09, 2019 Sale 11,666
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Sep 26, 2019 Sale 85,600
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Aug 28, 2019 Sale 10,577
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Aug 27, 2019 Sale 50,850
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Aug 01, 2019 Sale 109,785
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jul 16, 2019 Sale 30,537
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jul 15, 2019 Sale 70,918
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jul 11, 2019 Sale 96,910
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jul 10, 2019 Sale 93,860
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jul 09, 2019 Sale 6,968
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jul 08, 2019 Sale 90,707
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jul 02, 2019 Sale 6,386
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jul 05, 2019 Sale 58,684
Swanson David Director Jul 02, 2019 Buy 9,973
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 21, 2019 Sale 9,935
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 20, 2019 Sale 34,140
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 18, 2019 Sale 8,757
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 13, 2019 Sale 84,900
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 10, 2019 Sale 3,420
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 06, 2019 Sale 42,674
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 06, 2019 Sale 11,353
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 05, 2019 Sale 33,840
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 04, 2019 Sale 47,304
Schmucker Brian H Officer of Subadviser May 09, 2019 Sale 92,345
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser May 06, 2019 Sale 94,710
Schmucker Brian H Officer of Subadviser May 08, 2019 Sale 93,005
Schmucker Brian H Officer of Subadviser May 07, 2019 Sale 94,600
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser May 02, 2019 Sale 93,830
Galley Patrick W. Director Dec 21, 2018 Buy 29,065
Schmucker Brian H Officer of Subadviser Dec 20, 2018 Option Exercise 117,870
Galley Patrick W. Director Dec 20, 2018 Option Exercise 29,685
Galley Patrick W. Director Dec 19, 2018 Option Exercise 75,085
Oakes John S. Director Nov 07, 2018 Buy 6,247
Schmucker Brian H Officer of Subadviser Nov 20, 2018 Option Exercise 48,600
Schmucker Brian H Officer of Subadviser Nov 20, 2018 Option Exercise 32,760
Schmucker Brian H Officer of Subadviser Nov 19, 2018 Option Exercise 81,000
Schmucker Brian H Officer of Subadviser Nov 07, 2018 Option Exercise 149,543
O'Neill Stephen Andrew Portfolio Manager Nov 07, 2018 Option Exercise 135,440
Galley Patrick W. Director Nov 07, 2018 Option Exercise 519,057
HUTCHENS JOHN WAYNE Director Nov 07, 2018 Buy 22,195
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 13, 2018 Sale 89,861
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 12, 2018 Sale 70,803
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 11, 2018 Sale 118,470
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 07, 2018 Sale 84,801
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 08, 2018 Sale 66,738
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 05, 2018 Sale 160,340
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 04, 2018 Sale 158,942
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jun 01, 2018 Sale 64,241
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser May 30, 2018 Sale 106,510
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser May 29, 2018 Sale 159,385
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jan 10, 2018 Sale 153,476
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jan 08, 2018 Sale 144,130
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jan 09, 2018 Sale 145,250
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jan 03, 2018 Sale 107,484
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Jan 02, 2018 Sale 261,240
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Dec 21, 2017 Sale 265,477
O'Neill Stephen Andrew Portfolio Manager Nov 15, 2017 Option Exercise 39,080
Schmucker Brian H Officer of Subadviser Nov 15, 2017 Option Exercise 221,447
Galley Patrick W. Director Nov 15, 2017 Option Exercise 364,929
HUTCHENS JOHN WAYNE Director Nov 15, 2017 Option Exercise 26,027
Oakes John S. Director Nov 15, 2017 Option Exercise 13,033
Galley Patrick W. Director Oct 04, 2017 Buy 2,048
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Oct 30, 2017 Sale 4,186
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Oct 23, 2017 Sale 4,332
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Oct 10, 2017 Sale 154,983
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Oct 09, 2017 Sale 147,000
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Oct 05, 2017 Sale 145,010
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Sep 18, 2017 Sale 78,033
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Sep 14, 2017 Sale 16,894
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Sep 08, 2017 Sale 58,835
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Sep 06, 2017 Sale 21,030
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Sep 05, 2017 Sale 154,030
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER May 18, 2017 Sale 25,808
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER May 16, 2017 Sale 8,292
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Apr 24, 2017 Sale 39,940
RIVERNORTH CAPITAL MANAGEMENT, LLC Subadviser Apr 20, 2017 Sale 39,895
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Apr 19, 2017 Sale 31,699
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Apr 17, 2017 Sale 21,780
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Apr 13, 2017 Sale 63,406
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Apr 11, 2017 Sale 63,740
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Apr 12, 2017 Sale 20,000
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Apr 10, 2017 Sale 19,850
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Apr 07, 2017 Sale 42,256
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Apr 05, 2017 Sale 39,420
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Apr 04, 2017 Sale 21,726
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Apr 03, 2017 Sale 29,475
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Mar 31, 2017 Sale 29,580
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Mar 30, 2017 Sale 37,201
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Mar 21, 2017 Sale 39,200
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Mar 09, 2017 Sale 62,883
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Mar 08, 2017 Sale 58,984
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Feb 27, 2017 Sale 9,950
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Feb 27, 2017 Sale 19,850
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Feb 17, 2017 Sale 9,885
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Feb 13, 2017 Sale 4,010
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Feb 10, 2017 Sale 15,149
RIVERNORTH CAPITAL MANAGEMENT, LLC SUBADVISER Feb 06, 2017 Sale 9,915
ALPS ADVISORS INC Investment Adviser Jan 10, 2017 Option Exercise 111,151
Schmucker Brian H Officer of Subadviser Nov 02, 2016 Buy 56,100
HUTCHENS JOHN WAYNE Director May 02, 2016 Buy 21,340
Schmucker Brian H Officer of Subadviser Apr 28, 2016 Buy 38,420
Schmucker Brian H Officer of Subadviser Apr 07, 2016 Buy 36,000
Schmucker Brian H Officer of Subadviser Feb 18, 2016 Buy 32,900
Oakes John S. Director Jan 05, 2016 Buy 9,925
Galley Patrick W. Director Dec 29, 2015 Buy 500,000
RIVERNORTH CAPITAL MANAGEMENT, LLC Dec 29, 2015 Buy 7,500,000
Schmucker Brian H Officer of Subadviser Dec 29, 2015 Buy 500,000
O'Neill Stephen Andrew Portfolio Manager Dec 29, 2015 Buy 500,000