Insider Transactions for RCS Capital Corp (RCAP)

Owner Relationship Date Transaction Cost # Shares Value($) Total Shares Form 4
McMillen Charles Thomas Director Dec 18, 2015 Option Exercise $11.21 3,791 42,497 28,302 Dec 28, 2015, 05:05 PM
BROWN JEFFREY J Director Dec 18, 2015 Option Exercise $11.21 3,791 42,497 23,346 Dec 28, 2015, 05:04 PM
Wood Howell D Director Dec 18, 2015 Option Exercise $11.21 3,791 42,497 29,302 Dec 28, 2015, 05:03 PM
AUERBACH MARK Director Dec 18, 2015 Option Exercise $11.28 20,346 229,472 127,961 Dec 28, 2015, 05:02 PM
AUERBACH MARK Director Aug 18, 2015 Option Exercise $2.52 99,206 249,999 132,385 Aug 28, 2015, 09:31 PM
Wood Howell D Director Aug 18, 2015 Option Exercise $2.52 15,873 40,000 33,093 Aug 28, 2015, 09:30 PM
McMillen Charles Thomas Director Aug 18, 2015 Option Exercise $2.52 15,873 40,000 32,093 Aug 28, 2015, 09:30 PM
BROWN JEFFREY J Director Aug 18, 2015 Option Exercise $2.52 15,873 40,000 27,137 Aug 28, 2015, 09:30 PM
Weil Edward M Jr. Chief Executive Officer Aug 12, 2015 Buy $2.30 50,000 114,850 1,148,329 Aug 12, 2015, 02:22 PM
NYGAARD BRIAN L Chief Operating Officer Mar 31, 2015 Option Exercise $11.65 6,438 74,998 10,238 Apr 29, 2015, 09:59 PM
Jones Brian D CFO & Ass. Secretary Mar 31, 2014 Option Exercise $27.11 110,671 3,000,003 121,671 Apr 29, 2015, 09:56 PM
Jones Brian D CFO & Ass. Secretary Mar 17, 2015 Option Exercise $11.07 15,553 172,172 106,118 Apr 29, 2015, 09:56 PM
Jones Brian D CFO & Ass. Secretary Mar 31, 2015 Buy $11.65 390,585 4,550,003 496,703 Apr 29, 2015, 09:56 PM
Luxor Capital Group, LP 10% Owner Apr 02, 2015 Sale $10.67 185,945 1,984,125 185,624 Apr 02, 2015, 09:51 PM
Luxor Capital Group, LP 10% Owner Apr 02, 2015 Sale $10.67 70,385 751,046 734,461 Apr 02, 2015, 09:51 PM
Luxor Capital Group, LP 10% Owner Apr 02, 2015 Sale $10.67 200,580 2,140,326 200,147 Apr 02, 2015, 09:51 PM
BROWN JEFFREY J Director Jan 19, 2015 Option Exercise $11.21 3,791 42,497 11,264 Jan 20, 2015, 05:11 PM
Wood Howell D Director Jan 14, 2015 Option Exercise $11.21 3,791 42,497 17,220 Jan 20, 2015, 05:09 PM
McMillen Charles Thomas Director Jan 13, 2015 Option Exercise $11.21 3,791 42,497 16,220 Jan 20, 2015, 05:08 PM
AUERBACH MARK Director Jan 13, 2015 Option Exercise $11.28 20,346 229,472 33,179 Jan 20, 2015, 05:07 PM
Jones Brian D CFO & Ass. Secretary Nov 18, 2014 Buy $13.05 9,000 117,437 11,000 Nov 19, 2014, 06:09 AM
NYGAARD BRIAN L Chief Operating Officer Nov 18, 2014 Buy $13.00 3,800 49,400 3,800 Nov 19, 2014, 06:06 AM
Weil Edward M Jr. CEO Nov 18, 2014 Buy $12.14 20,550 249,428 1,083,958 Nov 18, 2014, 02:00 PM
RCAP Holdings, LLC 10% Owner Jun 30, 2014 Option Exercise $23.00 86,956 1,999,988 0 Nov 14, 2014, 07:52 PM
Wood Howell D Director Oct 14, 2014 Buy $19.13 1,000 19,130 13,429 Oct 16, 2014, 09:58 PM
BROWN JEFFREY J Director Jul 02, 2014 Buy $22.49 1,000 22,486 7,473 Jul 03, 2014, 02:30 PM
KAHANE WILLIAM M Chief Executive Officer Jun 30, 2014 Option Exercise $18.42 1,522,651 28,047,232 2,572,164 Jul 02, 2014, 09:53 PM
Budko Peter M Chief Investment Officer Jun 30, 2014 Option Exercise $18.42 1,846,945 34,020,727 3,119,983 Jul 02, 2014, 09:52 PM
Weil Edward M Jr. President, Treas. & Secretary Jun 30, 2014 Option Exercise $18.42 396,276 7,299,404 669,416 Jul 02, 2014, 09:51 PM
BLOCK BRIAN S CFO & Ass. Secretary Jun 30, 2014 Option Exercise $18.42 338,840 6,241,433 572,391 Jul 02, 2014, 09:49 PM
SCHORSCH NICHOLAS S Exe. Chairman of Board of Dir. Jun 30, 2014 Option Exercise $18.42 7,160,217 131,891,198 12,095,518 Jul 02, 2014, 09:48 PM
RCAP Holdings, LLC 10% Owner Jun 30, 2014 Option Exercise $18.44 22,616,454 416,991,694 19,116,428 Jul 02, 2014, 09:46 PM
Weil Edward M Jr. President, Treas. & Secretary Jun 27, 2014 Buy $20.61 2,457 50,649 3,457 Jun 27, 2014, 04:09 PM
KAHANE WILLIAM M Chief Executive Officer Jun 10, 2014 Sale $19.03 5,000,000 95,174,999 7,851,499 Jun 19, 2014, 08:39 PM
RCAP Holdings, LLC 10% Owner Jun 10, 2014 Sale $19.03 5,000,000 95,174,999 7,851,499 Jun 19, 2014, 08:37 PM
SCHORSCH NICHOLAS S Chief Executive Officer Jun 10, 2014 Sale $19.03 5,000,000 95,174,999 7,851,499 Jun 19, 2014, 08:36 PM
BROWN JEFFREY J Director Jun 09, 2014 Option Exercise $29.74 6,473 192,507 6,473 Jun 11, 2014, 02:50 PM
Wood Howell D Director Jun 09, 2014 Option Exercise $22.09 11,429 252,510 12,429 Jun 11, 2014, 02:48 PM
McMillen Charles Thomas Director Jun 09, 2014 Option Exercise $22.09 11,429 252,510 12,429 Jun 09, 2014, 05:44 PM
McMillen Charles Thomas Director Jun 06, 2014 Buy $20.28 1,000 20,276 1,000 Jun 09, 2014, 05:44 PM
AUERBACH MARK Director Jun 09, 2014 Option Exercise $22.35 11,833 264,525 12,833 Jun 09, 2014, 05:41 PM
AUERBACH MARK Director Jun 05, 2014 Buy $20.20 1,000 20,200 1,000 Jun 09, 2014, 05:41 PM
SCHORSCH NICHOLAS S Exe. Chairman of Board of Dir. Apr 11, 2014 Buy $31.94 20,000 638,817 20,000 Apr 11, 2014, 04:39 PM
RCAP Holdings, LLC 10% Owner Aug 19, 2013 Buy $16.18 2,000 32,367 51,500 Aug 20, 2013, 02:27 PM
Weil Edward M Jr. President, Treas & Secretary Aug 07, 2013 Buy $15.84 1,000 15,837 1,000 Aug 07, 2013, 09:31 PM
RCAP Holdings, LLC 10% Owner Aug 07, 2013 Buy $15.69 2,000 31,378 49,500 Aug 07, 2013, 09:30 PM
RCAP Holdings, LLC 10% Owner Jul 11, 2013 Buy $15.96 2,000 31,916 47,500 Jul 12, 2013, 05:19 PM
RCAP Holdings, LLC 10% Owner Jul 10, 2013 Buy $16.10 4,000 64,397 45,500 Jul 12, 2013, 05:19 PM
RCAP Holdings, LLC 10% Owner Jul 09, 2013 Buy $16.35 3,000 49,048 41,500 Jul 12, 2013, 05:19 PM
RCAP Holdings, LLC 10% Owner Jun 28, 2013 Buy $16.95 4,000 67,799 31,000 Jul 09, 2013, 03:17 PM
RCAP Holdings, LLC 10% Owner Jul 05, 2013 Buy $16.73 2,000 33,465 38,500 Jul 09, 2013, 03:17 PM
RCAP Holdings, LLC 10% Owner Jul 03, 2013 Buy $16.90 1,500 25,355 36,500 Jul 09, 2013, 03:17 PM
RCAP Holdings, LLC 10% Owner Jul 02, 2013 Buy $16.99 2,000 33,986 35,000 Jul 09, 2013, 03:17 PM
RCAP Holdings, LLC 10% Owner Jul 01, 2013 Buy $16.85 2,000 33,698 33,000 Jul 09, 2013, 03:17 PM
RCAP Holdings, LLC 10% Owner Jun 27, 2013 Buy $16.76 6,000 100,558 27,000 Jun 28, 2013, 09:58 PM
RCAP Holdings, LLC 10% Owner Jun 26, 2013 Buy $16.69 4,000 66,756 21,000 Jun 28, 2013, 09:58 PM
RCAP Holdings, LLC 10% Owner Jun 11, 2013 Buy $18.68 10,000 186,807 10,000 Jun 28, 2013, 09:58 PM
RCAP Holdings, LLC 10% Owner Jun 21, 2013 Buy $17.60 7,000 123,201 7,000 Jun 21, 2013, 04:32 PM
SCHORSCH NICHOLAS S Exe. Chairman of Board of Dir. Jun 11, 2013 Buy $18.68 10,000 186,807 10,000 Jun 11, 2013, 04:06 PM

Desktop Version

Owner Relationship Date Transaction Value($)
McMillen Charles Thomas Director Dec 18, 2015 Option Exercise 42,497
BROWN JEFFREY J Director Dec 18, 2015 Option Exercise 42,497
Wood Howell D Director Dec 18, 2015 Option Exercise 42,497
AUERBACH MARK Director Dec 18, 2015 Option Exercise 229,472
AUERBACH MARK Director Aug 18, 2015 Option Exercise 249,999
Wood Howell D Director Aug 18, 2015 Option Exercise 40,000
McMillen Charles Thomas Director Aug 18, 2015 Option Exercise 40,000
BROWN JEFFREY J Director Aug 18, 2015 Option Exercise 40,000
Weil Edward M Jr. Chief Executive Officer Aug 12, 2015 Buy 114,850
NYGAARD BRIAN L Chief Operating Officer Mar 31, 2015 Option Exercise 74,998
Jones Brian D CFO & Ass. Secretary Mar 31, 2014 Option Exercise 3,000,003
Jones Brian D CFO & Ass. Secretary Mar 17, 2015 Option Exercise 172,172
Jones Brian D CFO & Ass. Secretary Mar 31, 2015 Buy 4,550,003
Luxor Capital Group, LP 10% Owner Apr 02, 2015 Sale 1,984,125
Luxor Capital Group, LP 10% Owner Apr 02, 2015 Sale 751,046
Luxor Capital Group, LP 10% Owner Apr 02, 2015 Sale 2,140,326
BROWN JEFFREY J Director Jan 19, 2015 Option Exercise 42,497
Wood Howell D Director Jan 14, 2015 Option Exercise 42,497
McMillen Charles Thomas Director Jan 13, 2015 Option Exercise 42,497
AUERBACH MARK Director Jan 13, 2015 Option Exercise 229,472
Jones Brian D CFO & Ass. Secretary Nov 18, 2014 Buy 117,437
NYGAARD BRIAN L Chief Operating Officer Nov 18, 2014 Buy 49,400
Weil Edward M Jr. CEO Nov 18, 2014 Buy 249,428
RCAP Holdings, LLC 10% Owner Jun 30, 2014 Option Exercise 1,999,988
Wood Howell D Director Oct 14, 2014 Buy 19,130
BROWN JEFFREY J Director Jul 02, 2014 Buy 22,486
KAHANE WILLIAM M Chief Executive Officer Jun 30, 2014 Option Exercise 28,047,232
Budko Peter M Chief Investment Officer Jun 30, 2014 Option Exercise 34,020,727
Weil Edward M Jr. President, Treas. & Secretary Jun 30, 2014 Option Exercise 7,299,404
BLOCK BRIAN S CFO & Ass. Secretary Jun 30, 2014 Option Exercise 6,241,433
SCHORSCH NICHOLAS S Exe. Chairman of Board of Dir. Jun 30, 2014 Option Exercise 131,891,198
RCAP Holdings, LLC 10% Owner Jun 30, 2014 Option Exercise 416,991,694
Weil Edward M Jr. President, Treas. & Secretary Jun 27, 2014 Buy 50,649
KAHANE WILLIAM M Chief Executive Officer Jun 10, 2014 Sale 95,174,999
RCAP Holdings, LLC 10% Owner Jun 10, 2014 Sale 95,174,999
SCHORSCH NICHOLAS S Chief Executive Officer Jun 10, 2014 Sale 95,174,999
BROWN JEFFREY J Director Jun 09, 2014 Option Exercise 192,507
Wood Howell D Director Jun 09, 2014 Option Exercise 252,510
McMillen Charles Thomas Director Jun 09, 2014 Option Exercise 252,510
McMillen Charles Thomas Director Jun 06, 2014 Buy 20,276
AUERBACH MARK Director Jun 09, 2014 Option Exercise 264,525
AUERBACH MARK Director Jun 05, 2014 Buy 20,200
SCHORSCH NICHOLAS S Exe. Chairman of Board of Dir. Apr 11, 2014 Buy 638,817
RCAP Holdings, LLC 10% Owner Aug 19, 2013 Buy 32,367
Weil Edward M Jr. President, Treas & Secretary Aug 07, 2013 Buy 15,837
RCAP Holdings, LLC 10% Owner Aug 07, 2013 Buy 31,378
RCAP Holdings, LLC 10% Owner Jul 11, 2013 Buy 31,916
RCAP Holdings, LLC 10% Owner Jul 10, 2013 Buy 64,397
RCAP Holdings, LLC 10% Owner Jul 09, 2013 Buy 49,048
RCAP Holdings, LLC 10% Owner Jun 28, 2013 Buy 67,799
RCAP Holdings, LLC 10% Owner Jul 05, 2013 Buy 33,465
RCAP Holdings, LLC 10% Owner Jul 03, 2013 Buy 25,355
RCAP Holdings, LLC 10% Owner Jul 02, 2013 Buy 33,986
RCAP Holdings, LLC 10% Owner Jul 01, 2013 Buy 33,698
RCAP Holdings, LLC 10% Owner Jun 27, 2013 Buy 100,558
RCAP Holdings, LLC 10% Owner Jun 26, 2013 Buy 66,756
RCAP Holdings, LLC 10% Owner Jun 11, 2013 Buy 186,807
RCAP Holdings, LLC 10% Owner Jun 21, 2013 Buy 123,201
SCHORSCH NICHOLAS S Exe. Chairman of Board of Dir. Jun 11, 2013 Buy 186,807