| Owner |
Relationship |
Date |
Transaction |
Cost |
# Shares |
Value($) |
Total Shares |
Form 4 |
| BROADWOOD PARTNERS, L.P. |
10% Owner |
Feb 05, 2021 |
Buy |
$4.50 |
600,000 |
2,700,000 |
16,776,484 |
Feb 09, 2021, 05:21 PM |
| BROADWOOD PARTNERS, L.P. |
10% Owner |
Jan 20, 2021 |
Buy |
$3.42 |
1,460,280 |
4,999,999 |
16,176,484 |
Jan 22, 2021, 04:28 PM |
| KINGSLEY ALFRED D |
Director |
Dec 23, 2020 |
Option Exercise |
$1.34 |
1,237 |
1,658 |
319,740 |
Dec 28, 2020, 09:46 PM |
| KINGSLEY ALFRED D |
Director |
Dec 28, 2020 |
Option Exercise |
$1.34 |
65,271 |
87,463 |
384,111 |
Dec 28, 2020, 09:46 PM |
| KINGSLEY ALFRED D |
Director |
Dec 23, 2020 |
Sale |
$2.55 |
900 |
2,295 |
318,840 |
Dec 28, 2020, 09:46 PM |
| KINGSLEY ALFRED D |
Director |
Dec 21, 2020 |
Option Exercise |
$1.34 |
47,976 |
64,288 |
350,787 |
Dec 23, 2020, 09:12 PM |
| KINGSLEY ALFRED D |
Director |
Dec 22, 2020 |
Option Exercise |
$1.34 |
10,516 |
14,091 |
326,155 |
Dec 23, 2020, 09:12 PM |
| KINGSLEY ALFRED D |
Director |
Dec 21, 2020 |
Sale |
$2.54 |
5,148 |
13,076 |
315,639 |
Dec 23, 2020, 09:12 PM |
| Levine Mitchell S |
CFO |
Sep 12, 2019 |
Buy |
$2.01 |
10,000 |
20,060 |
13,495 |
Dec 17, 2020, 05:02 PM |
| Levine Mitchell S |
CFO |
Sep 12, 2020 |
Buy |
$2.01 |
10,000 |
20,060 |
13,495 |
Dec 15, 2020, 06:02 AM |
| Parker Albert P |
Chief Operating Officer |
Aug 03, 2020 |
Buy |
$1.33 |
5,000 |
6,648 |
5,000 |
Aug 05, 2020, 07:36 PM |
| KALAJIAN TONY T |
Sr.VP/Chief Accounting Officer |
Aug 03, 2020 |
Buy |
$1.31 |
5,000 |
6,533 |
15,000 |
Aug 05, 2020, 07:34 PM |
| ANDREWS RONALD ASBURY |
Chief Executive Officer |
Aug 03, 2020 |
Buy |
$1.35 |
40,000 |
53,880 |
102,698 |
Aug 04, 2020, 06:50 PM |
| Levine Mitchell S |
Chief Financial Officer |
Aug 03, 2020 |
Buy |
$1.32 |
10,000 |
13,200 |
36,579 |
Aug 04, 2020, 06:47 PM |
| BROADWOOD PARTNERS, L.P. |
10% Owner |
Apr 24, 2020 |
Buy |
$2.27 |
1,050,000 |
2,383,500 |
14,716,204 |
Apr 28, 2020, 06:14 PM |
| ANDREWS RONALD ASBURY |
CEO and President |
Mar 31, 2020 |
Buy |
$2.37 |
18,000 |
42,696 |
62,698 |
Apr 01, 2020, 09:24 PM |
| ANDREWS RONALD ASBURY |
CEO and President |
Mar 30, 2020 |
Buy |
$2.26 |
27,216 |
61,454 |
44,698 |
Apr 01, 2020, 09:24 PM |
| ANDREWS RONALD ASBURY |
CEO and President |
Mar 31, 2020 |
Buy |
$2372.00 |
18,000 |
42,696,000 |
62,698 |
Apr 01, 2020, 04:05 PM |
| ANDREWS RONALD ASBURY |
CEO and President |
Mar 30, 2020 |
Buy |
$2.26 |
27,216 |
61,454 |
44,698 |
Apr 01, 2020, 04:05 PM |
| BROADWOOD PARTNERS, L.P. |
10% Owner |
Jan 02, 2020 |
Buy |
$2.16 |
1,391,466 |
3,000,001 |
13,666,204 |
Jan 06, 2020, 06:38 PM |
| Lineage Cell Therapeutics, Inc. |
Previous 10% Owner |
Jan 02, 2020 |
Sale |
$2.16 |
2,383,090 |
5,137,942 |
6,041,154 |
Jan 06, 2020, 05:00 PM |
| BROADWOOD PARTNERS, L.P. |
10% Owner |
Nov 13, 2019 |
Buy |
$1.70 |
1,176,471 |
2,000,001 |
12,274,738 |
Nov 15, 2019, 05:57 PM |
| Arno Andrew |
Director |
Sep 17, 2019 |
Buy |
$2.16 |
50,000 |
108,130 |
102,447 |
Sep 18, 2019, 04:59 PM |
| KALAJIAN TONY T |
SVP-Chief Accounting Officer |
Sep 13, 2019 |
Buy |
$1.98 |
10,000 |
19,800 |
10,000 |
Sep 16, 2019, 05:28 PM |
| Lineage Cell Therapeutics, Inc. |
10% Owner |
Sep 11, 2019 |
Sale |
$1.66 |
4,000,000 |
6,640,000 |
8,424,244 |
Sep 13, 2019, 05:20 PM |
| BROADWOOD PARTNERS, L.P. |
10% Owner |
Sep 11, 2019 |
Buy |
$1.66 |
2,000,000 |
3,320,000 |
11,098,267 |
Sep 13, 2019, 04:57 PM |
| Levine Mitchell S |
Chief Financial Officer |
Sep 12, 2019 |
Buy |
$2.01 |
10,000 |
20,060 |
10,000 |
Sep 12, 2019, 06:33 PM |
| BIOTIME INC |
10% Owner |
Jul 05, 2019 |
Sale |
$2.00 |
2,250,000 |
4,500,000 |
12,424,244 |
Jul 05, 2019, 04:32 PM |
| BROADWOOD PARTNERS, L.P. |
10% Owner |
Jul 02, 2019 |
Buy |
$2.00 |
1,000,000 |
2,000,000 |
9,098,267 |
Jul 02, 2019, 05:16 PM |
| BROADWOOD PARTNERS, L.P. |
10% Owner |
Feb 08, 2019 |
Buy |
$3.75 |
533,333 |
1,999,999 |
8,098,267 |
Feb 12, 2019, 05:23 PM |
| BROADWOOD PARTNERS, L.P. |
10% Owner |
Mar 28, 2018 |
Buy |
$1.26 |
3,968,254 |
5,000,000 |
7,564,934 |
Mar 30, 2018, 04:28 PM |
| BROADWOOD PARTNERS, L.P. |
10% Owner |
Jul 21, 2017 |
Option Exercise |
$3.25 |
540,000 |
1,755,000 |
3,596,680 |
Jul 25, 2017, 05:14 PM |
| BROADWOOD PARTNERS, L.P. |
10% Owner |
Feb 17, 2017 |
Option Exercise |
$3.25 |
425,000 |
1,381,250 |
3,056,680 |
Feb 22, 2017, 05:10 PM |