Insider Transactions for NORTHERN TRUST CORP (NTRS)

Owner Relationship Date Transaction Cost # Shares Value($) Total Shares Form 4
Tyler Jason J. EVP & Chief Financial Officer May 14, 2021 Option Exercise $38.78 4,835 187,501 24,453 May 18, 2021, 06:42 PM
Tyler Jason J. EVP & Chief Financial Officer May 14, 2021 Sale $120.03 3,014 361,770 21,439 May 18, 2021, 06:42 PM
Gossett Mark C Executive Vice President May 14, 2021 Sale $119.91 3,276 392,825 9,504 May 18, 2021, 06:41 PM
Cherecwich Peter President/C&IS May 17, 2021 Sale $120.51 15,000 1,807,650 20,930 May 18, 2021, 06:41 PM
FRADKIN STEVEN L President/Wealth Management May 11, 2021 Option Exercise $67.01 36,064 2,416,691 77,405 May 13, 2021, 06:03 PM
FRADKIN STEVEN L President/Wealth Management May 11, 2021 Sale $118.67 36,064 4,279,743 43,752 May 13, 2021, 06:03 PM
O'Grady Michael Chairman, President and CEO May 05, 2021 Option Exercise $38.78 42,638 1,653,502 100,683 May 07, 2021, 08:56 PM
O'Grady Michael Chairman, President and CEO May 06, 2021 Option Exercise $38.78 54,062 2,096,524 112,107 May 07, 2021, 08:56 PM
O'Grady Michael Chairman, President and CEO May 05, 2021 Sale $117.52 42,638 5,010,818 58,045 May 07, 2021, 08:56 PM
O'Grady Michael Chairman, President and CEO May 06, 2021 Sale $117.91 54,062 6,374,268 74,408 May 07, 2021, 08:56 PM
BROWNE ROBERT P EVP & Chief Investment Officer May 05, 2021 Option Exercise $88.06 6,755 594,845 31,954 May 07, 2021, 08:55 PM
BROWNE ROBERT P EVP & Chief Investment Officer May 05, 2021 Sale $116.83 6,755 789,187 25,199 May 07, 2021, 08:55 PM
South Thomas A Executive Vice President Apr 26, 2021 Sale $109.65 1,000 109,650 23,053 Apr 28, 2021, 06:12 PM
Thomas Shundrawn A President / Asset Management Apr 22, 2021 Option Exercise $70.21 4,748 333,357 56,410 Apr 26, 2021, 06:23 PM
Thomas Shundrawn A President / Asset Management Apr 22, 2021 Sale $107.48 4,748 510,315 51,662 Apr 26, 2021, 06:23 PM
St Clair Joyce Executive Vice President Apr 23, 2021 Sale $107.42 9,248 993,420 0 Apr 26, 2021, 06:22 PM
Parker Teresa Executive Vice President Apr 23, 2021 Option Exercise $58.25 1,916 111,607 57,580 Apr 26, 2021, 06:22 PM
Parker Teresa Executive Vice President Apr 23, 2021 Sale $109.52 4,916 538,417 55,664 Apr 26, 2021, 06:22 PM
Tribbett Charles A Director Apr 20, 2021 Option Exercise $107.37 44 4,724 28,155 Apr 22, 2021, 06:27 PM
SLARK MARTIN P Director Apr 20, 2021 Option Exercise $107.37 44 4,724 11,898 Apr 22, 2021, 06:26 PM
Richards Thomas E Director Apr 20, 2021 Option Exercise $107.37 44 4,724 12,653 Apr 22, 2021, 06:26 PM
Prado Becerra Jose Luis Director Apr 20, 2021 Option Exercise $107.37 44 4,724 16,142 Apr 22, 2021, 06:24 PM
POWELL CHARLES D Advisory Director Apr 20, 2021 Option Exercise $107.37 1,679 180,274 0 Apr 22, 2021, 06:24 PM
Klevorn Marcy S Director Apr 20, 2021 Option Exercise $107.37 44 4,724 3,206 Apr 22, 2021, 06:23 PM
Harrison Dean M Director Apr 20, 2021 Option Exercise $107.37 44 4,724 14,123 Apr 22, 2021, 06:22 PM
BYNOE LINDA Director Apr 20, 2021 Option Exercise $107.37 44 4,724 25,593 Apr 22, 2021, 06:21 PM
CROWN SUSAN Director Apr 20, 2021 Option Exercise $107.37 1,164 124,979 28,976 Apr 22, 2021, 12:17 PM
CROWN SUSAN Director Apr 01, 2021 Option Exercise $105.63 33 3,486 27,768 Apr 05, 2021, 09:50 AM
Thompson Donald Director Mar 31, 2021 Option Exercise $105.11 357 37,524 12,200 Apr 02, 2021, 07:25 PM
Thompson Donald Director Apr 01, 2021 Option Exercise $105.63 49 5,176 12,250 Apr 02, 2021, 07:25 PM
SLARK MARTIN P Director Apr 01, 2021 Option Exercise $105.63 15 1,584 11,854 Apr 02, 2021, 07:23 PM
Klevorn Marcy S Director Apr 01, 2021 Option Exercise $105.63 10 1,056 3,163 Apr 02, 2021, 07:18 PM
Harrison Dean M Director Apr 01, 2021 Option Exercise $105.63 48 5,070 14,079 Apr 02, 2021, 07:16 PM
Harrison Dean M Director Mar 31, 2021 Option Exercise $105.11 381 40,047 14,031 Apr 02, 2021, 07:16 PM
BYNOE LINDA Director Apr 01, 2021 Option Exercise $105.63 25 2,641 25,549 Apr 02, 2021, 07:15 PM
BROWNE ROBERT P EVP & Chief Investment Officer Mar 12, 2021 Sale $102.18 10,000 1,021,800 28,699 Mar 15, 2021, 06:45 PM
Tyler Jason J. EVP & Chief Financial Officer Mar 01, 2021 Option Exercise $98.43 423 41,636 19,618 Mar 03, 2021, 06:45 PM
Thomas Shundrawn A President / Asset Management Mar 01, 2021 Option Exercise $98.43 2,233 219,794 51,662 Mar 03, 2021, 06:45 PM
St Clair Joyce Executive Vice President Mar 01, 2021 Option Exercise $98.43 2,085 205,227 16,414 Mar 03, 2021, 06:44 PM
South Thomas A Executive Vice President Mar 01, 2021 Option Exercise $98.43 1,261 124,120 24,053 Mar 03, 2021, 06:44 PM
Parker Teresa Executive Vice President Mar 01, 2021 Option Exercise $98.43 384 37,797 58,664 Mar 03, 2021, 06:44 PM
O'Grady Michael Chairman, President and CEO Mar 01, 2021 Option Exercise $98.43 7,015 690,486 58,045 Mar 03, 2021, 06:43 PM
Levy Susan Cohen EVP, Gen Counsel & Corp Sec Mar 01, 2021 Option Exercise $98.43 1,924 189,379 27,871 Mar 03, 2021, 06:43 PM
Gossett Mark C Executive Vice President Mar 01, 2021 Option Exercise $98.43 673 66,243 12,760 Mar 03, 2021, 06:42 PM
FRADKIN STEVEN L President/Wealth Management Mar 01, 2021 Option Exercise $98.43 2,687 264,481 41,341 Mar 03, 2021, 06:42 PM
Cherecwich Peter President/C&IS Mar 01, 2021 Option Exercise $98.43 2,577 253,654 21,358 Mar 03, 2021, 06:41 PM
BROWNE ROBERT P EVP & Chief Investment Officer Mar 01, 2021 Option Exercise $98.43 2,328 229,145 38,699 Mar 03, 2021, 06:41 PM
Allnutt Lauren E EVP & Controller Mar 01, 2021 Option Exercise $98.43 97 9,548 4,149 Mar 03, 2021, 06:40 PM
Tyler Jason J. EVP & Chief Financial Officer Feb 22, 2021 Option Exercise $96.92 125 12,115 20,041 Feb 24, 2021, 06:56 PM
Thomas Shundrawn A President / Asset Management Feb 22, 2021 Option Exercise $96.92 250 24,230 53,895 Feb 24, 2021, 06:55 PM
St Clair Joyce Executive Vice President Feb 22, 2021 Option Exercise $96.92 1,155 111,943 21,382 Feb 24, 2021, 06:55 PM
South Thomas A Executive Vice President Feb 22, 2021 Option Exercise $96.92 579 56,117 25,314 Feb 24, 2021, 06:54 PM
O'Grady Michael Chairman, President and CEO Feb 22, 2021 Option Exercise $96.92 1,981 191,999 73,877 Feb 24, 2021, 06:54 PM
Levy Susan Cohen EVP, Gen Counsel & Corp Sec Feb 22, 2021 Option Exercise $96.92 871 84,417 29,795 Feb 24, 2021, 06:54 PM
Gossett Mark C Executive Vice President Feb 22, 2021 Option Exercise $96.92 594 57,570 13,433 Feb 24, 2021, 06:53 PM
FRADKIN STEVEN L President/Wealth Management Feb 22, 2021 Option Exercise $96.92 1,232 119,405 47,743 Feb 24, 2021, 06:52 PM
Cherecwich Peter President/C&IS Feb 22, 2021 Option Exercise $96.92 1,157 112,136 27,499 Feb 24, 2021, 06:51 PM
BROWNE ROBERT P EVP & Chief Investment Officer Feb 22, 2021 Option Exercise $96.92 1,143 110,780 41,660 Feb 24, 2021, 06:50 PM
Allnutt Lauren E EVP & Controller Feb 22, 2021 Option Exercise $96.92 79 7,657 4,246 Feb 24, 2021, 06:50 PM
Tribbett Charles A Director Dec 31, 2020 Option Exercise $93.14 349 32,506 27,711 Feb 19, 2021, 07:44 PM
Parker Teresa Executive Vice President Feb 18, 2021 Option Exercise $96.31 1,247 120,099 59,048 Feb 19, 2021, 07:42 PM
FRADKIN STEVEN L President/Wealth Management Jan 28, 2021 Sale $91.50 8,473 775,280 51,006 Feb 01, 2021, 05:40 PM
Tyler Jason J. EVP & Chief Financial Officer Jan 19, 2021 Option Exercise $96.76 574 55,540 13,881 Jan 21, 2021, 06:25 PM
Thomas Shundrawn A President / Asset Management Jan 19, 2021 Option Exercise $96.76 2,455 237,546 47,343 Jan 21, 2021, 06:25 PM
St Clair Joyce Executive Vice President Jan 19, 2021 Option Exercise $96.76 3,398 328,790 17,580 Jan 21, 2021, 06:25 PM
O'Grady Michael Chairman, President and CEO Jan 19, 2021 Option Exercise $96.76 10,211 988,016 53,837 Jan 21, 2021, 06:25 PM
Levy Susan Cohen EVP, Gen Counsel & Corp Sec Jan 19, 2021 Option Exercise $96.76 2,776 268,606 24,381 Jan 21, 2021, 06:24 PM
FRADKIN STEVEN L President/Wealth Management Jan 19, 2021 Option Exercise $96.76 4,062 393,039 41,341 Jan 21, 2021, 06:24 PM
Cherecwich Peter President/C&IS Jan 19, 2021 Option Exercise $96.76 3,821 369,720 21,458 Jan 21, 2021, 06:24 PM
BROWNE ROBERT P EVP & Chief Investment Officer Jan 19, 2021 Option Exercise $96.76 3,581 346,498 35,261 Jan 21, 2021, 06:23 PM
Tribbett Charles A Director Dec 31, 2020 Option Exercise $93.14 295 27,476 27,658 Jan 05, 2021, 05:23 PM
Tribbett Charles A Director Jan 01, 2021 Option Exercise $93.14 47 4,378 27,704 Jan 05, 2021, 05:23 PM
Thompson Donald Director Jan 01, 2021 Option Exercise $93.14 52 4,843 11,844 Jan 05, 2021, 05:23 PM
Thompson Donald Director Dec 31, 2020 Option Exercise $93.14 403 37,535 11,791 Jan 05, 2021, 05:23 PM
SLARK MARTIN P Director Jan 01, 2021 Option Exercise $93.14 17 1,583 11,839 Jan 05, 2021, 05:23 PM
Richards Thomas E Director Jan 01, 2021 Option Exercise $93.14 47 4,378 12,232 Jan 05, 2021, 05:22 PM
Richards Thomas E Director Dec 31, 2020 Option Exercise $93.14 376 35,021 12,186 Jan 05, 2021, 05:22 PM
Prado Becerra Jose Luis Director Dec 31, 2020 Option Exercise $93.14 295 27,476 15,751 Jan 05, 2021, 05:22 PM
Prado Becerra Jose Luis Director Jan 01, 2021 Option Exercise $93.14 45 4,191 15,795 Jan 05, 2021, 05:22 PM
Klevorn Marcy S Director Jan 01, 2021 Option Exercise $93.14 11 1,025 3,153 Jan 05, 2021, 05:22 PM
Harrison Dean M Director Jan 01, 2021 Option Exercise $93.14 51 4,750 13,651 Jan 05, 2021, 05:22 PM
Harrison Dean M Director Dec 31, 2020 Option Exercise $93.14 403 37,535 13,600 Jan 05, 2021, 05:22 PM
BYNOE LINDA Director Jan 01, 2021 Option Exercise $93.14 28 2,608 25,525 Jan 05, 2021, 05:21 PM
CROWN SUSAN Director Jan 01, 2021 Option Exercise $93.14 37 3,446 27,735 Jan 05, 2021, 09:51 AM
St Clair Joyce Executive Vice President Dec 03, 2020 Option Exercise $93.31 261 24,354 17,580 Dec 07, 2020, 06:15 PM
St Clair Joyce Executive Vice President Dec 07, 2020 Sale $94.24 10,000 942,400 28,774 Dec 07, 2020, 06:15 PM
Parker Teresa Executive Vice President Dec 03, 2020 Option Exercise $93.31 488 45,535 46,927 Dec 07, 2020, 06:15 PM
Levy Susan Cohen EVP, Gen Counsel & Corp Sec Dec 03, 2020 Option Exercise $93.31 256 23,887 17,892 Dec 07, 2020, 06:14 PM
Gossett Mark C Executive Vice President Dec 03, 2020 Option Exercise $93.31 67 6,252 8,550 Dec 07, 2020, 06:14 PM
FRADKIN STEVEN L President/Wealth Management Dec 03, 2020 Option Exercise $93.31 364 33,965 41,341 Dec 07, 2020, 06:14 PM
Cherecwich Peter President/C&IS Dec 03, 2020 Option Exercise $93.31 345 32,192 21,458 Dec 07, 2020, 06:13 PM
BROWNE ROBERT P EVP & Chief Investment Officer Dec 03, 2020 Option Exercise $93.31 823 76,794 27,397 Dec 07, 2020, 06:13 PM
Allnutt Lauren E EVP & Controller Nov 30, 2020 Option Exercise $48.63 1,286 62,544 4,668 Dec 01, 2020, 05:51 PM
Allnutt Lauren E EVP & Controller Nov 30, 2020 Sale $95.37 1,286 122,646 3,382 Dec 01, 2020, 05:51 PM
BROWNE ROBERT P EVP & Chief Investment Officer Nov 24, 2020 Sale $97.29 1,100 107,019 28,220 Nov 25, 2020, 04:54 PM
Cherecwich Peter President/C&IS Nov 24, 2020 Sale $97.24 15,400 1,497,496 16,857 Nov 25, 2020, 04:52 PM
Parker Teresa Executive Vice President Nov 18, 2020 Sale $94.26 2,289 215,761 47,415 Nov 19, 2020, 06:09 PM
St Clair Joyce Executive Vice President Nov 11, 2020 Option Exercise $58.80 29,154 1,714,242 46,995 Nov 13, 2020, 05:48 PM
St Clair Joyce Executive Vice President Nov 11, 2020 Sale $90.05 29,154 2,625,318 17,841 Nov 13, 2020, 05:48 PM
FRADKIN STEVEN L President/Wealth Management Nov 09, 2020 Option Exercise $90.20 75,000 6,765,000 153,328 Nov 12, 2020, 06:28 PM
FRADKIN STEVEN L President/Wealth Management Nov 09, 2020 Option Exercise $90.20 75,000 6,765,000 0 Nov 12, 2020, 06:28 PM
BROWNE ROBERT P EVP & Chief Investment Officer Nov 10, 2020 Option Exercise $58.25 5,355 311,929 34,675 Nov 12, 2020, 06:28 PM
BROWNE ROBERT P EVP & Chief Investment Officer Nov 10, 2020 Sale $91.55 5,355 490,250 29,320 Nov 12, 2020, 06:28 PM
FRADKIN STEVEN L President/Wealth Management Nov 03, 2020 Option Exercise $52.69 7,117 374,995 48,822 Nov 05, 2020, 06:00 PM
FRADKIN STEVEN L President/Wealth Management Nov 03, 2020 Sale $82.88 7,117 589,857 41,705 Nov 05, 2020, 06:00 PM
Tribbett Charles A Director Oct 01, 2020 Option Exercise $77.05 53 4,084 27,362 Oct 02, 2020, 05:39 PM
Tribbett Charles A Director Sep 30, 2020 Option Exercise $77.97 353 27,523 27,310 Oct 02, 2020, 05:39 PM
Thompson Donald Director Sep 30, 2020 Option Exercise $77.97 481 37,504 11,330 Oct 02, 2020, 05:38 PM
Thompson Donald Director Oct 01, 2020 Option Exercise $77.05 58 4,469 11,389 Oct 02, 2020, 05:38 PM
SLARK MARTIN P Director Oct 01, 2020 Option Exercise $77.05 21 1,618 11,821 Oct 02, 2020, 05:38 PM
Richards Thomas E Director Oct 01, 2020 Option Exercise $77.05 52 4,007 11,810 Oct 02, 2020, 05:38 PM
Richards Thomas E Director Sep 30, 2020 Option Exercise $77.97 449 35,009 11,758 Oct 02, 2020, 05:38 PM
Prado Becerra Jose Luis Director Oct 01, 2020 Option Exercise $77.05 50 3,853 15,455 Oct 02, 2020, 05:37 PM
Prado Becerra Jose Luis Director Sep 30, 2020 Option Exercise $77.97 353 27,523 15,405 Oct 02, 2020, 05:37 PM
Klevorn Marcy S Director Oct 01, 2020 Option Exercise $77.05 13 1,002 3,142 Oct 02, 2020, 05:37 PM
Harrison Dean M Director Sep 30, 2020 Option Exercise $77.97 481 37,504 13,141 Oct 02, 2020, 05:37 PM
Harrison Dean M Director Oct 01, 2020 Option Exercise $77.05 56 4,315 13,197 Oct 02, 2020, 05:37 PM
BYNOE LINDA Director Oct 01, 2020 Option Exercise $77.05 33 2,543 25,497 Oct 02, 2020, 05:36 PM
CROWN SUSAN Director Oct 01, 2020 Option Exercise $77.05 45 3,467 27,698 Oct 02, 2020, 04:29 PM
Parker Teresa Executive Vice President Aug 21, 2020 Option Exercise $81.17 612 49,676 49,704 Aug 25, 2020, 05:50 PM
Tribbett Charles A Director Jul 01, 2020 Option Exercise $76.94 49 3,770 26,957 Jul 02, 2020, 06:35 PM
Tribbett Charles A Director Jun 30, 2020 Option Exercise $79.34 360 28,562 26,908 Jul 02, 2020, 06:35 PM
Thompson Donald Director Jul 01, 2020 Option Exercise $76.94 54 4,155 10,849 Jul 02, 2020, 06:34 PM
Thompson Donald Director Jun 30, 2020 Option Exercise $79.34 473 37,528 10,796 Jul 02, 2020, 06:34 PM
SLARK MARTIN P Director Jul 01, 2020 Option Exercise $76.94 21 1,616 11,800 Jul 02, 2020, 06:34 PM
Richards Thomas E Director Jul 01, 2020 Option Exercise $76.94 48 3,693 11,309 Jul 02, 2020, 06:34 PM
Richards Thomas E Director Jun 30, 2020 Option Exercise $79.34 427 33,878 11,261 Jul 02, 2020, 06:34 PM
Prado Becerra Jose Luis Director Jul 01, 2020 Option Exercise $76.94 47 3,616 15,052 Jul 02, 2020, 06:33 PM
Prado Becerra Jose Luis Director Jun 30, 2020 Option Exercise $79.34 347 27,531 15,005 Jul 02, 2020, 06:33 PM
Klevorn Marcy S Director Jul 01, 2020 Option Exercise $76.94 13 1,000 3,129 Jul 02, 2020, 06:32 PM
Harrison Dean M Director Jul 01, 2020 Option Exercise $76.94 52 4,001 12,660 Jul 02, 2020, 06:32 PM
Harrison Dean M Director Jun 30, 2020 Option Exercise $79.34 473 37,528 12,608 Jul 02, 2020, 06:32 PM
BYNOE LINDA Director Jul 01, 2020 Option Exercise $76.94 33 2,539 25,464 Jul 02, 2020, 06:31 PM
CROWN SUSAN Director Jul 01, 2020 Option Exercise $76.94 44 3,385 27,653 Jul 02, 2020, 12:00 AM
BROWNE ROBERT P EVP & Chief Investment Officer Jun 03, 2020 Sale $84.82 5,000 424,100 29,320 Jun 05, 2020, 05:35 PM
Gossett Mark C Executive Vice President May 27, 2020 Sale $83.08 5,115 424,954 8,617 May 29, 2020, 06:11 PM
Tribbett Charles A Director Apr 21, 2020 Option Exercise $74.43 42 3,126 24,868 Apr 23, 2020, 07:11 PM
Thompson Donald Director Apr 21, 2020 Option Exercise $74.43 42 3,126 8,644 Apr 23, 2020, 07:11 PM
SLARK MARTIN P Director Apr 21, 2020 Option Exercise $74.43 42 3,126 10,101 Apr 23, 2020, 07:10 PM
Richards Thomas E Director Apr 21, 2020 Option Exercise $74.43 42 3,126 9,155 Apr 23, 2020, 07:10 PM
Prado Becerra Jose Luis Director Apr 21, 2020 Option Exercise $74.43 42 3,126 12,980 Apr 23, 2020, 07:09 PM
POWELL CHARLES D Advisory Director Apr 21, 2020 Option Exercise $74.43 1,146 85,297 0 Apr 23, 2020, 07:09 PM
Klevorn Marcy S Director Apr 21, 2020 Option Exercise $74.43 42 3,126 1,437 Apr 23, 2020, 07:08 PM
Harrison Dean M Director Apr 21, 2020 Option Exercise $74.43 42 3,126 10,457 Apr 23, 2020, 07:07 PM
BYNOE LINDA Director Apr 21, 2020 Option Exercise $74.43 42 3,126 23,752 Apr 23, 2020, 07:07 PM
CROWN SUSAN Director Apr 21, 2020 Option Exercise $74.43 1,679 124,968 27,609 Apr 23, 2020, 02:59 PM
Tribbett Charles A Director Apr 01, 2020 Option Exercise $73.00 36 2,628 24,827 Apr 02, 2020, 05:32 PM
Tribbett Charles A Director Mar 31, 2020 Option Exercise $75.46 431 32,523 24,791 Apr 02, 2020, 05:32 PM
Thompson Donald Director Mar 31, 2020 Option Exercise $75.46 497 37,504 8,562 Apr 02, 2020, 05:32 PM
Thompson Donald Director Apr 01, 2020 Option Exercise $73.00 40 2,920 8,603 Apr 02, 2020, 05:32 PM
SLARK MARTIN P Director Apr 01, 2020 Option Exercise $73.00 10 730 10,059 Apr 02, 2020, 05:31 PM
Richards Thomas E Director Apr 01, 2020 Option Exercise $73.00 35 2,555 9,113 Apr 02, 2020, 05:31 PM
Richards Thomas E Director Mar 31, 2020 Option Exercise $75.46 398 30,033 9,078 Apr 02, 2020, 05:31 PM
Prado Becerra Jose Luis Director Mar 31, 2020 Option Exercise $75.46 364 27,467 12,904 Apr 02, 2020, 05:31 PM
Prado Becerra Jose Luis Director Apr 01, 2020 Option Exercise $73.00 34 2,482 12,938 Apr 02, 2020, 05:31 PM
Klevorn Marcy S Director Apr 01, 2020 Option Exercise $73.00 2 146 1,395 Apr 02, 2020, 05:30 PM
Harrison Dean M Director Apr 01, 2020 Option Exercise $73.00 38 2,774 10,415 Apr 02, 2020, 05:30 PM
Harrison Dean M Director Mar 31, 2020 Option Exercise $75.46 497 37,504 10,377 Apr 02, 2020, 05:30 PM
BYNOE LINDA Director Apr 01, 2020 Option Exercise $73.00 23 1,679 23,710 Apr 02, 2020, 05:30 PM
CROWN SUSAN Director Apr 01, 2020 Option Exercise $73.00 35 2,555 25,888 Apr 02, 2020, 04:35 PM
BROWNE ROBERT P EVP & Chief Investment Officer Mar 10, 2020 Sale $72.31 4,500 325,395 34,320 Mar 11, 2020, 05:51 PM
Tyler Jason J. EVP & Chief Financial Officer Mar 02, 2020 Option Exercise $86.63 250 21,657 12,893 Mar 03, 2020, 06:06 PM
Thomas Shundrawn A President / Asset Management Mar 02, 2020 Option Exercise $86.63 1,345 116,517 41,623 Mar 03, 2020, 06:05 PM
St Clair Joyce Executive Vice President Mar 02, 2020 Option Exercise $86.63 1,438 124,574 17,841 Mar 03, 2020, 06:05 PM
South Thomas A Executive Vice President Mar 02, 2020 Option Exercise $86.63 826 71,556 19,639 Mar 03, 2020, 06:04 PM
O'Grady Michael Chairman, President and CEO Mar 02, 2020 Option Exercise $86.63 4,391 380,392 53,837 Mar 03, 2020, 06:04 PM
Levy Susan Cohen EVP, Gen Counsel & Corp Sec Mar 02, 2020 Option Exercise $86.63 1,289 111,666 61,954 Mar 03, 2020, 06:04 PM
Gossett Mark C Executive Vice President Mar 02, 2020 Option Exercise $86.63 809 70,084 13,732 Mar 03, 2020, 06:03 PM
FRADKIN STEVEN L President/Wealth Management Mar 02, 2020 Option Exercise $86.63 1,782 154,375 41,705 Mar 03, 2020, 06:03 PM
Cherecwich Peter President/C&IS Mar 02, 2020 Option Exercise $86.63 1,722 149,177 21,803 Mar 03, 2020, 06:03 PM
BROWNE ROBERT P EVP & Chief Investment Officer Mar 02, 2020 Option Exercise $86.63 1,727 149,610 38,820 Mar 03, 2020, 06:02 PM
Allnutt Lauren E SVP & Controller Mar 02, 2020 Option Exercise $86.63 49 4,245 3,382 Mar 03, 2020, 06:02 PM
Tyler Jason J. EVP & Chief Financial Officer Feb 21, 2020 Option Exercise $101.35 125 12,669 13,143 Feb 25, 2020, 04:59 PM
Thomas Shundrawn A President / Asset Management Feb 21, 2020 Option Exercise $101.35 250 25,337 42,968 Feb 25, 2020, 04:59 PM
St Clair Joyce Executive Vice President Feb 21, 2020 Option Exercise $101.35 1,155 117,059 21,267 Feb 25, 2020, 04:58 PM
South Thomas A Executive Vice President Feb 21, 2020 Option Exercise $101.35 541 54,830 20,465 Feb 25, 2020, 04:58 PM
O'Grady Michael Chairman, President and CEO Feb 21, 2020 Option Exercise $101.35 1,982 200,876 63,747 Feb 25, 2020, 04:58 PM
Levy Susan Cohen EVP, Gen Counsel & Corp Sec Feb 21, 2020 Option Exercise $101.35 926 93,850 63,243 Feb 25, 2020, 04:57 PM
Gossett Mark C Executive Vice President Feb 21, 2020 Option Exercise $101.35 594 60,202 14,541 Feb 25, 2020, 04:57 PM
FRADKIN STEVEN L President/Wealth Management Feb 21, 2020 Option Exercise $101.35 1,233 124,965 45,951 Feb 25, 2020, 04:57 PM
Cherecwich Peter President/C&IS Feb 21, 2020 Option Exercise $101.35 1,157 117,262 25,906 Feb 25, 2020, 04:56 PM
BROWNE ROBERT P EVP & Chief Investment Officer Feb 21, 2020 Option Exercise $101.35 1,258 127,498 42,509 Feb 25, 2020, 04:56 PM
Allnutt Lauren E SVP & Controller Feb 21, 2020 Option Exercise $101.35 79 8,007 3,431 Feb 25, 2020, 04:56 PM
Cherecwich Peter President/C&IS Feb 20, 2020 Option Exercise $65.26 32,403 2,114,607 61,067 Feb 21, 2020, 05:53 PM
Cherecwich Peter President/C&IS Feb 20, 2020 Sale $103.19 32,403 3,343,666 28,664 Feb 21, 2020, 05:53 PM
BROWNE ROBERT P EVP & Chief Investment Officer Feb 20, 2020 Option Exercise $58.25 3,708 215,991 47,475 Feb 21, 2020, 05:53 PM
BROWNE ROBERT P EVP & Chief Investment Officer Feb 20, 2020 Sale $104.07 3,708 385,892 43,767 Feb 21, 2020, 05:53 PM
Tyler Jason J. EVP & Chief Financial Officer Feb 16, 2020 Option Exercise $100.60 189 19,013 11,185 Feb 19, 2020, 07:20 PM
Thomas Shundrawn A President / Asset Management Feb 16, 2020 Option Exercise $100.60 318 31,991 35,199 Feb 19, 2020, 07:20 PM
St Clair Joyce Executive Vice President Feb 16, 2020 Option Exercise $100.60 2,853 287,012 17,580 Feb 19, 2020, 07:19 PM
South Thomas A Executive Vice President Feb 16, 2020 Option Exercise $100.60 789 79,373 15,174 Feb 19, 2020, 07:19 PM
Parker Teresa Executive Vice President Feb 16, 2020 Option Exercise $100.60 509 51,205 37,299 Feb 19, 2020, 07:19 PM
O'Grady Michael Chairman, President and CEO Feb 16, 2020 Option Exercise $100.60 2,139 215,183 44,528 Feb 19, 2020, 07:18 PM
Levy Susan Cohen EVP, Gen Counsel & Corp Sec Feb 16, 2020 Option Exercise $100.60 1,712 172,227 57,851 Feb 19, 2020, 07:18 PM
Gossett Mark C Executive Vice President Feb 16, 2020 Option Exercise $100.60 1,044 105,026 13,486 Feb 19, 2020, 07:18 PM
FRADKIN STEVEN L President/Wealth Management Feb 16, 2020 Option Exercise $100.60 2,139 215,183 39,897 Feb 19, 2020, 07:17 PM
Cherecwich Peter President/C&IS Feb 16, 2020 Option Exercise $100.60 1,664 167,398 20,159 Feb 19, 2020, 07:17 PM
BROWNE ROBERT P EVP & Chief Investment Officer Feb 16, 2020 Option Exercise $100.60 2,045 205,727 36,234 Feb 19, 2020, 07:17 PM
Allnutt Lauren E SVP & Controller Feb 16, 2020 Option Exercise $100.60 119 11,971 2,855 Feb 19, 2020, 07:16 PM
Gossett Mark C Executive Vice President Feb 07, 2020 Option Exercise $101.26 2,459 248,998 2,459 Feb 11, 2020, 07:03 PM
Parker Teresa Executive Vice President Feb 06, 2020 Option Exercise $58.25 1,057 61,570 38,865 Feb 10, 2020, 05:06 PM
Parker Teresa Executive Vice President Feb 06, 2020 Sale $102.84 1,057 108,702 37,808 Feb 10, 2020, 05:06 PM
Parker Teresa Executive Vice President Jan 24, 2020 Option Exercise $63.43 16,790 1,065,024 54,598 Jan 27, 2020, 05:58 PM
Parker Teresa Executive Vice President Jan 24, 2020 Sale $102.78 16,790 1,725,651 46,171 Jan 27, 2020, 05:58 PM
Tyler Jason J. EVP & Chief Financial Officer Jan 21, 2020 Option Exercise $109.23 665 72,638 11,374 Jan 22, 2020, 06:18 PM
Thomas Shundrawn A President / Asset Management Jan 21, 2020 Option Exercise $109.23 1,274 139,159 37,467 Jan 22, 2020, 06:17 PM
St Clair Joyce Executive Vice President Jan 21, 2020 Option Exercise $109.23 4,926 538,067 24,018 Jan 22, 2020, 06:17 PM
St Clair Joyce Executive Vice President Dec 12, 2019 Option Exercise $108.68 304 33,039 24,018 Jan 22, 2020, 06:17 PM
O'Grady Michael Chairman, President and CEO Jan 21, 2020 Option Exercise $109.23 8,392 916,658 49,356 Jan 22, 2020, 06:17 PM
Levy Susan Cohen EVP, Gen Counsel & Corp Sec Jan 21, 2020 Option Exercise $109.23 3,678 401,748 59,563 Jan 22, 2020, 06:16 PM
Leech Wilson EVP/Chief Risk Officer Jan 21, 2020 Option Exercise $109.23 6,394 698,417 49,247 Jan 22, 2020, 06:16 PM
FRADKIN STEVEN L President/Wealth Management Jan 21, 2020 Option Exercise $109.23 5,343 583,616 44,725 Jan 22, 2020, 06:15 PM
Cherecwich Peter President/C&IS Jan 21, 2020 Option Exercise $109.23 4,926 538,067 23,914 Jan 22, 2020, 06:15 PM
BROWNE ROBERT P EVP & Chief Investment Officer Jan 21, 2020 Option Exercise $109.23 4,850 529,766 41,947 Jan 22, 2020, 06:15 PM
Tribbett Charles A Director Jan 01, 2020 Option Exercise $106.24 23 2,444 24,360 Jan 03, 2020, 06:39 PM
Tribbett Charles A Director Dec 31, 2019 Option Exercise $106.24 294 31,235 24,338 Jan 03, 2020, 06:39 PM
Thompson Donald Director Dec 31, 2019 Option Exercise $106.24 341 36,228 8,040 Jan 03, 2020, 06:39 PM
Thompson Donald Director Jan 01, 2020 Option Exercise $106.24 25 2,656 8,066 Jan 03, 2020, 06:39 PM
SLARK MARTIN P Director Jan 01, 2020 Option Exercise $106.24 7 744 10,049 Jan 03, 2020, 06:39 PM
Richards Thomas E Director Jan 01, 2020 Option Exercise $106.24 22 2,337 8,681 Jan 03, 2020, 06:38 PM
Richards Thomas E Director Dec 31, 2019 Option Exercise $106.24 282 29,960 8,659 Jan 03, 2020, 06:38 PM
Prado Becerra Jose Luis Director Jan 01, 2020 Option Exercise $106.24 22 2,337 12,539 Jan 03, 2020, 06:38 PM
Prado Becerra Jose Luis Director Dec 31, 2019 Option Exercise $106.24 259 27,516 12,518 Jan 03, 2020, 06:38 PM
Klevorn Marcy S Director Jan 01, 2020 Option Exercise $106.24 2 212 1,393 Jan 03, 2020, 06:37 PM
Harrison Dean M Director Dec 31, 2019 Option Exercise $106.24 341 36,228 9,856 Jan 03, 2020, 06:37 PM
Harrison Dean M Director Jan 01, 2020 Option Exercise $106.24 24 2,550 9,880 Jan 03, 2020, 06:37 PM
BYNOE LINDA Director Jan 01, 2020 Option Exercise $106.24 16 1,700 23,687 Jan 03, 2020, 06:37 PM
CROWN SUSAN Director Dec 31, 2019 Option Exercise $106.24 282 29,960 25,853 Jan 02, 2020, 04:59 PM
Parker Teresa Executive Vice President Dec 12, 2019 Option Exercise $108.68 436 47,384 37,808 Dec 16, 2019, 06:17 PM
Levy Susan Cohen EVP, Gen Counsel & Corp Sec Dec 12, 2019 Option Exercise $108.68 288 31,300 51,954 Dec 16, 2019, 06:16 PM
FRADKIN STEVEN L President/Wealth Management Dec 12, 2019 Option Exercise $108.68 406 44,124 44,725 Dec 16, 2019, 06:16 PM
Cherecwich Peter President/C&IS Dec 12, 2019 Option Exercise $108.68 852 92,595 23,914 Dec 16, 2019, 06:16 PM
Bowman Biff EVP & Chief Financial Officer Dec 12, 2019 Option Exercise $108.68 352 38,255 74,628 Dec 16, 2019, 06:15 PM
BROWNE ROBERT P EVP & Chief Investment Officer Dec 11, 2019 Option Exercise $68.14 14,046 957,068 46,909 Dec 12, 2019, 07:22 PM
BROWNE ROBERT P EVP & Chief Investment Officer Dec 11, 2019 Sale $109.28 14,046 1,534,947 32,863 Dec 12, 2019, 07:22 PM
Bowman Biff EVP & Chief Financial Officer Nov 22, 2019 Sale $106.53 13,208 1,407,048 74,980 Nov 25, 2019, 06:22 PM
BROWNE ROBERT P EVP & Chief Investment Officer Nov 07, 2019 Option Exercise $58.25 11,534 671,856 44,397 Nov 08, 2019, 04:31 PM
BROWNE ROBERT P EVP & Chief Investment Officer Nov 07, 2019 Sale $107.85 11,534 1,243,942 32,863 Nov 08, 2019, 04:31 PM
St Clair Joyce Executive Vice President Oct 30, 2019 Sale $100.52 8,110 815,217 0 Oct 31, 2019, 04:54 PM
BROWNE ROBERT P EVP & Chief Investment Officer Oct 25, 2019 Option Exercise $52.67 10,680 562,551 43,543 Oct 29, 2019, 07:56 PM
BROWNE ROBERT P EVP & Chief Investment Officer Oct 29, 2019 Option Exercise $68.48 18,812 1,288,163 51,675 Oct 29, 2019, 07:56 PM
BROWNE ROBERT P EVP & Chief Investment Officer Oct 28, 2019 Option Exercise $65.69 22,963 1,508,402 55,826 Oct 29, 2019, 07:56 PM
BROWNE ROBERT P EVP & Chief Investment Officer Oct 25, 2019 Sale $101.56 10,680 1,084,661 32,863 Oct 29, 2019, 07:56 PM
BROWNE ROBERT P EVP & Chief Investment Officer Oct 29, 2019 Sale $102.96 18,812 1,936,884 32,863 Oct 29, 2019, 07:56 PM
BROWNE ROBERT P EVP & Chief Investment Officer Oct 28, 2019 Sale $102.06 22,963 2,343,604 32,863 Oct 29, 2019, 07:56 PM
CROWN SUSAN Director Sep 30, 2019 Option Exercise $93.32 321 29,956 25,549 Oct 02, 2019, 05:17 PM
Tribbett Charles A Director Sep 30, 2019 Option Exercise $93.32 335 31,262 24,020 Oct 02, 2019, 05:12 PM
Tribbett Charles A Director Oct 01, 2019 Option Exercise $89.88 24 2,157 24,043 Oct 02, 2019, 05:12 PM
Thompson Donald Director Oct 01, 2019 Option Exercise $89.88 26 2,337 7,699 Oct 02, 2019, 05:11 PM
Thompson Donald Director Sep 30, 2019 Option Exercise $93.32 388 36,208 7,673 Oct 02, 2019, 05:11 PM
SLARK MARTIN P Director Oct 01, 2019 Option Exercise $89.88 8 719 10,042 Oct 02, 2019, 05:11 PM
Richards Thomas E Director Oct 01, 2019 Option Exercise $89.88 23 2,067 8,376 Oct 02, 2019, 05:11 PM
Richards Thomas E Director Sep 30, 2019 Option Exercise $93.32 321 29,956 8,353 Oct 02, 2019, 05:11 PM
Prado Becerra Jose Luis Director Sep 30, 2019 Option Exercise $93.32 295 27,529 12,236 Oct 02, 2019, 05:10 PM
Prado Becerra Jose Luis Director Oct 01, 2019 Option Exercise $89.88 23 2,067 12,259 Oct 02, 2019, 05:10 PM
Klevorn Marcy S Director Oct 01, 2019 Option Exercise $89.88 2 180 1,391 Oct 02, 2019, 05:10 PM
Harrison Dean M Director Oct 01, 2019 Option Exercise $89.88 25 2,247 9,515 Oct 02, 2019, 05:09 PM
Harrison Dean M Director Sep 30, 2019 Option Exercise $93.32 388 36,208 9,490 Oct 02, 2019, 05:09 PM
Harrison Dean M Director Apr 03, 2019 Sale $93.99 4 376 47 Oct 02, 2019, 05:09 PM
BYNOE LINDA Director Oct 01, 2019 Option Exercise $89.88 19 1,708 23,671 Oct 02, 2019, 05:09 PM
South Thomas A Executive Vice President Sep 13, 2019 Sale $98.54 1,000 98,540 15,963 Sep 16, 2019, 04:40 PM
Leech Wilson EVP/Chief Risk Officer Sep 13, 2019 Option Exercise $62.66 4,377 274,251 48,657 Sep 16, 2019, 04:40 PM
Leech Wilson EVP/Chief Risk Officer Sep 13, 2019 Sale $99.26 4,377 434,461 44,280 Sep 16, 2019, 04:40 PM
Bowman Biff EVP & Chief Financial Officer Aug 02, 2019 Option Exercise $59.39 46,204 2,744,259 137,210 Aug 06, 2019, 04:33 PM
Bowman Biff EVP & Chief Financial Officer Aug 02, 2019 Sale $92.81 46,204 4,288,357 91,304 Aug 06, 2019, 04:33 PM
BROWNE ROBERT P EVP & Chief Investment Officer Jul 26, 2019 Option Exercise $52.67 9,612 506,296 58,388 Jul 30, 2019, 04:46 PM
BROWNE ROBERT P EVP & Chief Investment Officer Jul 29, 2019 Option Exercise $60.85 9,983 607,466 58,759 Jul 30, 2019, 04:46 PM
BROWNE ROBERT P EVP & Chief Investment Officer Jul 26, 2019 Sale $99.61 21,612 2,152,844 48,776 Jul 30, 2019, 04:46 PM
BROWNE ROBERT P EVP & Chief Investment Officer Jul 29, 2019 Sale $99.17 9,983 990,014 48,776 Jul 30, 2019, 04:46 PM
Thompson Donald Director Jul 01, 2019 Option Exercise $91.65 19 1,741 7,284 Jul 02, 2019, 04:21 PM
Thompson Donald Director Jun 30, 2019 Option Exercise $90.00 403 36,270 7,265 Jul 02, 2019, 04:21 PM
SLARK MARTIN P Director Jul 01, 2019 Option Exercise $91.65 7 642 10,033 Jul 02, 2019, 04:20 PM
Richards Thomas E Director Jun 30, 2019 Option Exercise $90.00 333 29,970 8,014 Jul 02, 2019, 04:20 PM
Richards Thomas E Director Jul 01, 2019 Option Exercise $91.65 17 1,558 8,032 Jul 02, 2019, 04:20 PM
Prado Becerra Jose Luis Director Jul 01, 2019 Option Exercise $91.65 17 1,558 11,941 Jul 02, 2019, 04:20 PM
Prado Becerra Jose Luis Director Jun 30, 2019 Option Exercise $90.00 312 28,080 11,924 Jul 02, 2019, 04:20 PM
Klevorn Marcy S Director Jul 01, 2019 Option Exercise $91.65 2 183 1,389 Jul 02, 2019, 04:19 PM
BYNOE LINDA Director Jul 01, 2019 Option Exercise $91.65 15 1,375 23,653 Jul 02, 2019, 04:19 PM
CROWN SUSAN Director Jun 30, 2019 Option Exercise $90.00 333 29,970 25,204 Jul 02, 2019, 03:25 PM
Harrison Dean M Director Jul 01, 2019 Option Exercise $91.65 18 1,650 9,102 Jul 02, 2019, 12:00 AM
Harrison Dean M Director Jun 30, 2019 Option Exercise $90.00 393 35,370 9,084 Jul 02, 2019, 12:00 AM
Tribbett Charles A Director Jul 01, 2019 Option Exercise $91.65 18 1,650 23,685 Jul 02, 2019, 12:00 AM
Tribbett Charles A Director Jun 30, 2019 Option Exercise $90.00 347 31,230 23,667 Jul 02, 2019, 12:00 AM
BROWNE ROBERT P EVP & Chief Investment Officer Jun 14, 2019 Sale $86.88 12,156 1,056,113 60,776 Jun 14, 2019, 06:46 PM
Thomas Shundrawn A President / Asset Management Apr 25, 2019 Option Exercise $48.27 11,084 535,060 45,645 Apr 26, 2019, 06:53 PM
Thomas Shundrawn A President / Asset Management Apr 25, 2019 Sale $97.65 11,084 1,082,353 34,561 Apr 26, 2019, 06:53 PM
Parker Teresa Executive Vice President Apr 25, 2019 Sale $97.50 3,000 292,500 38,244 Apr 26, 2019, 06:53 PM
Tribbett Charles A Director Apr 23, 2019 Option Exercise $95.94 23 2,207 22,174 Apr 25, 2019, 08:17 PM
Thompson Donald Director Apr 23, 2019 Option Exercise $95.94 23 2,207 5,716 Apr 25, 2019, 08:16 PM
SLARK MARTIN P Director Apr 23, 2019 Option Exercise $95.94 23 2,207 8,881 Apr 25, 2019, 08:15 PM
ROWE JOHN W Director Apr 23, 2019 Option Exercise $95.94 23 2,207 22,923 Apr 25, 2019, 08:14 PM
Richards Thomas E Director Apr 23, 2019 Option Exercise $95.94 23 2,207 6,535 Apr 25, 2019, 08:13 PM
Prado Becerra Jose Luis Director Apr 23, 2019 Option Exercise $95.94 23 2,207 10,466 Apr 25, 2019, 08:13 PM
POWELL CHARLES D Advisory Director Apr 23, 2019 Option Exercise $94.30 1,033 97,412 0 Apr 25, 2019, 08:12 PM
Klevorn Marcy S Director Apr 23, 2019 Option Exercise $95.94 2 192 242 Apr 25, 2019, 08:11 PM
Harrison Dean M Director Apr 23, 2019 Option Exercise $95.94 23 2,207 7,545 Apr 25, 2019, 08:09 PM
BYNOE LINDA Director Apr 23, 2019 Option Exercise $95.94 23 2,207 22,491 Apr 25, 2019, 08:09 PM
CROWN SUSAN Director Apr 23, 2019 Option Exercise $95.94 1,146 109,947 24,854 Apr 25, 2019, 05:31 PM
Tribbett Charles A Director Apr 01, 2019 Option Exercise $92.70 8 742 22,151 Apr 02, 2019, 07:01 PM
Tribbett Charles A Director Mar 31, 2019 Option Exercise $90.41 346 31,282 22,142 Apr 02, 2019, 07:01 PM
Thompson Donald Director Mar 31, 2019 Option Exercise $90.41 401 36,254 5,684 Apr 02, 2019, 07:00 PM
Thompson Donald Director Apr 01, 2019 Option Exercise $92.70 10 927 5,693 Apr 02, 2019, 07:00 PM
Richards Thomas E Director Mar 31, 2019 Option Exercise $90.41 332 30,016 6,504 Apr 02, 2019, 06:59 PM
Richards Thomas E Director Apr 01, 2019 Option Exercise $92.70 8 742 6,512 Apr 02, 2019, 06:59 PM
Prado Becerra Jose Luis Director Apr 01, 2019 Option Exercise $92.70 8 742 10,443 Apr 02, 2019, 06:59 PM
Prado Becerra Jose Luis Director Mar 31, 2019 Option Exercise $90.41 332 30,016 10,435 Apr 02, 2019, 06:59 PM
Harrison Dean M Director Mar 31, 2019 Option Exercise $90.41 359 32,457 7,513 Apr 02, 2019, 06:58 PM
Harrison Dean M Director Apr 01, 2019 Option Exercise $92.70 9 834 7,522 Apr 02, 2019, 06:58 PM
BYNOE LINDA Director Apr 01, 2019 Option Exercise $92.70 8 742 22,814 Apr 02, 2019, 06:57 PM
BYNOE LINDA Director Mar 31, 2019 Option Exercise $90.41 346 31,282 22,806 Apr 02, 2019, 06:57 PM
CROWN SUSAN Director Mar 31, 2019 Option Exercise $90.41 332 30,016 23,685 Apr 02, 2019, 05:26 PM
Thomas Shundrawn A President / Asset Management Mar 01, 2019 Option Exercise $93.49 556 51,980 34,561 Mar 05, 2019, 07:52 PM
St Clair Joyce Executive Vice President Mar 01, 2019 Option Exercise $93.49 682 63,760 24,322 Mar 05, 2019, 07:51 PM
South Thomas A Executive Vice President Mar 01, 2019 Option Exercise $93.49 437 40,855 16,963 Mar 05, 2019, 07:50 PM
O'Grady Michael President and CEO Mar 01, 2019 Option Exercise $93.49 1,796 167,908 49,356 Mar 05, 2019, 07:50 PM
Levy Susan Cohen EVP, Gen Counsel & Corp Sec Mar 01, 2019 Option Exercise $93.49 572 53,476 52,242 Mar 05, 2019, 07:49 PM
Leech Wilson EVP/Chief Risk Officer Mar 01, 2019 Option Exercise $93.49 668 62,451 44,280 Mar 05, 2019, 07:49 PM
FRADKIN STEVEN L President/Wealth Management Mar 01, 2019 Option Exercise $93.49 774 72,361 45,131 Mar 05, 2019, 07:48 PM
Cherecwich Peter President/C&IS Mar 01, 2019 Option Exercise $93.49 815 76,194 24,766 Mar 05, 2019, 07:47 PM
BROWNE ROBERT P EVP & Chief Investment Officer Mar 01, 2019 Option Exercise $93.49 778 72,735 72,932 Mar 05, 2019, 07:47 PM
Bowman Biff EVP & Chief Financial Officer Mar 01, 2019 Option Exercise $93.49 707 66,097 91,006 Mar 05, 2019, 07:46 PM
Blake Aileen B EVP & Controller Mar 01, 2019 Option Exercise $93.49 477 44,595 11,692 Mar 05, 2019, 07:46 PM
Thomas Shundrawn A President / Asset Management Feb 19, 2019 Option Exercise $92.83 527 48,921 28,213 Feb 21, 2019, 05:45 PM
St Clair Joyce Executive Vice President Feb 19, 2019 Option Exercise $92.83 4,431 411,330 21,998 Feb 21, 2019, 05:45 PM
South Thomas A Executive Vice President Feb 19, 2019 Option Exercise $92.83 1,259 116,873 14,482 Feb 21, 2019, 05:44 PM
Parker Teresa Executive Vice President Feb 19, 2019 Option Exercise $92.83 2,485 230,683 41,424 Feb 21, 2019, 05:43 PM
O'Grady Michael President and CEO Feb 19, 2019 Option Exercise $92.83 3,718 345,142 33,542 Feb 21, 2019, 05:43 PM
Levy Susan Cohen EVP, Gen Counsel & Corp Sec Feb 19, 2019 Option Exercise $92.83 3,014 279,790 47,003 Feb 21, 2019, 05:42 PM
Leech Wilson EVP/Chief Risk Officer Feb 19, 2019 Option Exercise $92.83 413 38,339 37,913 Feb 21, 2019, 05:42 PM
FRADKIN STEVEN L President/Wealth Management Feb 19, 2019 Option Exercise $92.83 3,718 345,142 40,525 Feb 21, 2019, 05:41 PM
Cherecwich Peter President/C&IS Feb 19, 2019 Option Exercise $92.83 2,927 271,713 19,706 Feb 21, 2019, 05:40 PM
BROWNE ROBERT P EVP & Chief Investment Officer Feb 19, 2019 Option Exercise $92.83 3,623 336,323 66,726 Feb 21, 2019, 05:40 PM
Bowman Biff EVP & Chief Financial Officer Feb 19, 2019 Option Exercise $92.83 3,718 345,142 84,597 Feb 21, 2019, 05:39 PM
Blake Aileen B EVP & Controller Feb 19, 2019 Option Exercise $92.83 560 51,985 11,318 Feb 21, 2019, 05:38 PM
Harrison Dean M Director Oct 10, 2018 Option Exercise $103.35 1 103 47 Feb 13, 2019, 08:11 PM
Harrison Dean M Director Jun 22, 2018 Option Exercise $107.64 1 108 46 Feb 13, 2019, 08:11 PM
Harrison Dean M Director May 18, 2018 Option Exercise $107.81 14 1,509 45 Feb 13, 2019, 08:11 PM
Harrison Dean M Director Jan 23, 2019 Option Exercise $89.78 4 359 51 Feb 13, 2019, 08:11 PM
WADDELL FREDERICK H Chairman Jan 22, 2019 Option Exercise $90.42 29,546 2,671,549 188,065 Jan 24, 2019, 12:06 PM
Thomas Shundrawn A President / Asset Management Jan 22, 2019 Option Exercise $90.42 1,503 135,901 28,531 Jan 24, 2019, 12:05 PM
St Clair Joyce Executive Vice President Jan 22, 2019 Option Exercise $90.42 7,053 637,732 28,436 Jan 24, 2019, 12:05 PM
Parker Teresa Executive Vice President Jan 22, 2019 Option Exercise $90.42 2,102 190,063 29,073 Jan 24, 2019, 12:04 PM
O'Grady Michael President and CEO Jan 22, 2019 Option Exercise $90.42 8,128 734,934 38,371 Jan 24, 2019, 12:03 PM
Levy Susan Cohen EVP, Gen Counsel & Corp Sec Jan 22, 2019 Option Exercise $90.42 6,189 559,609 48,715 Jan 24, 2019, 12:03 PM
Leech Wilson EVP/Chief Risk Officer Jan 22, 2019 Option Exercise $90.42 919 83,096 38,116 Jan 24, 2019, 12:02 PM
Leech Wilson EVP/Chief Risk Officer Jul 21, 2018 Option Exercise $109.36 1,055 115,375 37,081 Jan 24, 2019, 12:02 PM
Leech Wilson EVP/Chief Risk Officer Jul 15, 2018 Option Exercise $104.89 729 76,465 38,136 Jan 24, 2019, 12:02 PM
FRADKIN STEVEN L President/Wealth Management Jan 22, 2019 Option Exercise $90.42 8,134 735,476 45,354 Jan 24, 2019, 12:01 PM
Cherecwich Peter President/C&IS Jan 22, 2019 Option Exercise $90.42 5,971 539,898 23,462 Jan 24, 2019, 12:01 PM
BROWNE ROBERT P EVP & Chief Investment Officer Jan 22, 2019 Option Exercise $90.42 7,704 696,596 68,771 Jan 24, 2019, 12:00 PM
Bowman Biff EVP & Chief Financial Officer Jan 22, 2019 Option Exercise $90.42 8,135 735,567 86,737 Jan 24, 2019, 11:59 AM
Blake Aileen B EVP & Controller Jan 22, 2019 Option Exercise $90.42 1,423 128,668 12,338 Jan 24, 2019, 11:59 AM
Tribbett Charles A Director Jan 01, 2019 Option Exercise $83.59 6 502 21,797 Jan 03, 2019, 05:31 PM
Tribbett Charles A Director Dec 31, 2018 Option Exercise $83.59 374 31,263 21,791 Jan 03, 2019, 05:31 PM
Thompson Donald Director Dec 31, 2018 Option Exercise $83.59 434 36,278 5,276 Jan 03, 2019, 05:30 PM
Thompson Donald Director Jan 01, 2019 Option Exercise $83.59 7 585 5,283 Jan 03, 2019, 05:30 PM
Richards Thomas E Director Dec 31, 2018 Option Exercise $83.59 359 30,009 6,166 Jan 03, 2019, 05:29 PM
Richards Thomas E Director Jan 01, 2019 Option Exercise $83.59 6 502 6,172 Jan 03, 2019, 05:29 PM
Prado Becerra Jose Luis Director Jan 01, 2019 Option Exercise $83.59 6 502 10,103 Jan 03, 2019, 05:29 PM
Prado Becerra Jose Luis Director Dec 31, 2018 Option Exercise $83.59 359 30,009 10,097 Jan 03, 2019, 05:29 PM
Harrison Dean M Director Jan 01, 2019 Option Exercise $83.59 6 502 7,154 Jan 03, 2019, 05:28 PM
Harrison Dean M Director Dec 31, 2018 Option Exercise $83.59 389 32,517 7,148 Jan 03, 2019, 05:28 PM
BYNOE LINDA Director Dec 31, 2018 Option Exercise $83.59 374 31,263 22,454 Jan 03, 2019, 05:27 PM
BYNOE LINDA Director Jan 01, 2019 Option Exercise $83.59 6 502 22,460 Jan 03, 2019, 05:27 PM
CROWN SUSAN Director Dec 31, 2018 Option Exercise $83.59 359 30,009 23,345 Jan 03, 2019, 02:09 PM
Potter Stephen N Vice Chairman Dec 13, 2018 Sale $86.90 141 12,253 8,181 Dec 17, 2018, 07:50 PM
Thompson Donald Director Dec 12, 2018 Option Exercise $102.72 1,064 109,294 4,842 Dec 13, 2018, 06:24 PM
WADDELL FREDERICK H Chairman Dec 07, 2018 Option Exercise $90.36 542 48,975 188,065 Dec 11, 2018, 06:45 PM
St Clair Joyce Executive Vice President Dec 07, 2018 Option Exercise $90.36 275 24,849 28,436 Dec 11, 2018, 06:45 PM
Potter Stephen N Vice Chairman Dec 07, 2018 Option Exercise $90.36 224 20,241 24,014 Dec 11, 2018, 06:44 PM
Parker Teresa Executive Vice President Dec 07, 2018 Option Exercise $90.36 332 30,000 26,291 Dec 11, 2018, 06:44 PM
MORRISON WILLIAM L Vice Chairman Dec 07, 2018 Option Exercise $90.36 150 13,554 49,849 Dec 11, 2018, 06:43 PM
Levy Susan Cohen EVP, Gen Counsel & Corp Sec Dec 07, 2018 Option Exercise $90.36 418 37,770 37,321 Dec 11, 2018, 06:43 PM
FRADKIN STEVEN L President/Wealth Management Dec 07, 2018 Option Exercise $90.36 312 28,192 45,354 Dec 11, 2018, 06:42 PM
Bowman Biff EVP & Chief Financial Officer Dec 07, 2018 Option Exercise $90.36 518 46,806 72,893 Dec 11, 2018, 06:42 PM
Potter Stephen N Vice Chairman Oct 19, 2018 Option Exercise $93.16 6,831 636,376 24,238 Oct 23, 2018, 06:44 PM
MORRISON WILLIAM L Vice Chairman Oct 18, 2018 Option Exercise $94.28 8,320 784,410 49,999 Oct 22, 2018, 07:33 PM
Tribbett Charles A Director Oct 01, 2018 Option Exercise $103.66 3 311 21,417 Oct 02, 2018, 06:08 PM
Tribbett Charles A Director Sep 30, 2018 Option Exercise $102.13 306 31,252 21,414 Oct 02, 2018, 06:08 PM
Richards Thomas E Director Oct 01, 2018 Option Exercise $103.66 3 311 5,807 Oct 02, 2018, 06:07 PM
Richards Thomas E Director Sep 30, 2018 Option Exercise $102.13 294 30,026 5,804 Oct 02, 2018, 06:07 PM
Prado Becerra Jose Luis Director Oct 01, 2018 Option Exercise $103.66 3 311 9,738 Oct 02, 2018, 06:06 PM
Prado Becerra Jose Luis Director Sep 30, 2018 Option Exercise $102.13 294 30,026 9,735 Oct 02, 2018, 06:06 PM
Harrison Dean M Director Oct 01, 2018 Option Exercise $103.66 3 311 6,759 Oct 02, 2018, 06:06 PM
Harrison Dean M Director Sep 30, 2018 Option Exercise $102.13 318 32,477 6,756 Oct 02, 2018, 06:06 PM
BYNOE LINDA Director Oct 01, 2018 Option Exercise $103.66 3 311 22,080 Oct 02, 2018, 06:06 PM
BYNOE LINDA Director Sep 30, 2018 Option Exercise $102.13 306 31,252 22,077 Oct 02, 2018, 06:06 PM
CROWN SUSAN Director Sep 30, 2018 Option Exercise $102.13 294 30,026 22,980 Oct 02, 2018, 04:09 PM
Bowman Biff Chief Financial Officer Aug 09, 2018 Option Exercise $52.69 21,352 1,125,037 94,763 Aug 09, 2018, 06:39 PM
Bowman Biff Chief Financial Officer Aug 09, 2018 Sale $111.11 21,352 2,372,421 73,411 Aug 09, 2018, 06:39 PM
Cherecwich Peter President/C&IS Aug 08, 2018 Option Exercise $59.09 19,761 1,167,583 43,223 Aug 08, 2018, 06:29 PM
Cherecwich Peter President/C&IS Aug 08, 2018 Sale $111.35 19,761 2,200,387 23,462 Aug 08, 2018, 06:29 PM
Schreuder Jana R COO Aug 06, 2018 Sale $110.00 9,699 1,066,890 0 Aug 06, 2018, 06:55 PM
St Clair Joyce Executive Vice President Jul 24, 2018 Sale $112.00 3,166 354,592 33,147 Jul 26, 2018, 07:01 PM
Thomas Shundrawn A President / Asset Management Jul 20, 2018 Option Exercise $55.39 4,740 262,549 29,841 Jul 24, 2018, 05:12 PM
Thomas Shundrawn A President / Asset Management Jul 20, 2018 Sale $107.88 4,740 511,351 25,101 Jul 24, 2018, 05:12 PM
Parker Teresa Executive Vice President Jul 20, 2018 Sale $108.23 5,606 606,737 26,623 Jul 24, 2018, 05:11 PM
MORRISON WILLIAM L Vice Chairman Jul 23, 2018 Option Exercise $68.44 13,886 950,320 73,455 Jul 24, 2018, 05:10 PM
MORRISON WILLIAM L Vice Chairman Jul 23, 2018 Sale $110.87 13,886 1,539,541 59,569 Jul 24, 2018, 05:10 PM
St Clair Joyce Executive Vice President Jul 18, 2018 Sale $110.00 3,166 348,260 30,910 Jul 19, 2018, 05:39 PM
Levy Susan Cohen Executive VP & General Counsel Jul 15, 2018 Option Exercise $104.89 2,577 270,302 37,739 Jul 17, 2018, 05:32 PM
Tribbett Charles A Director Jul 01, 2018 Option Exercise $102.89 1 103 21,108 Jul 03, 2018, 05:44 PM
Tribbett Charles A Director Jun 30, 2018 Option Exercise $102.89 304 31,279 21,106 Jul 03, 2018, 05:44 PM
Richards Thomas E Director Jul 01, 2018 Option Exercise $102.89 1 103 5,511 Jul 03, 2018, 05:44 PM
Richards Thomas E Director Jun 30, 2018 Option Exercise $102.89 292 30,044 5,509 Jul 03, 2018, 05:44 PM
Prado Becerra Jose Luis Director Jul 01, 2018 Option Exercise $102.89 1 103 9,441 Jul 03, 2018, 05:43 PM
Prado Becerra Jose Luis Director Jun 30, 2018 Option Exercise $102.89 292 30,044 9,440 Jul 03, 2018, 05:43 PM
Harrison Dean M Director Jul 01, 2018 Option Exercise $102.89 1 103 6,437 Jul 03, 2018, 05:43 PM
Harrison Dean M Director Jun 30, 2018 Option Exercise $102.89 316 32,513 6,436 Jul 03, 2018, 05:43 PM
BYNOE LINDA Director Jul 01, 2018 Option Exercise $102.89 1 103 21,771 Jul 03, 2018, 05:42 PM
BYNOE LINDA Director Jun 30, 2018 Option Exercise $102.89 304 31,279 21,770 Jul 03, 2018, 05:42 PM
CROWN SUSAN Director Jun 30, 2018 Option Exercise $102.89 292 30,044 22,683 Jul 03, 2018, 11:20 AM
Schreuder Jana R COO May 15, 2018 Sale $107.38 2,913 312,798 16,926 May 16, 2018, 07:09 PM
Cohodes Jeffrey D. Executive Vice President May 07, 2018 Sale $105.15 14,979 1,575,042 20,484 May 08, 2018, 06:39 PM
Blake Aileen B EVP and Controller May 07, 2018 Option Exercise $60.85 6,163 375,019 18,501 May 08, 2018, 06:39 PM
Blake Aileen B EVP and Controller May 07, 2018 Sale $105.49 1,000 105,490 12,585 May 08, 2018, 06:39 PM
Blake Aileen B EVP and Controller May 07, 2018 Sale $105.10 6,163 647,731 12,338 May 08, 2018, 06:39 PM
Schreuder Jana R COO Apr 24, 2018 Sale $108.08 2,627 283,926 0 Apr 24, 2018, 06:30 PM
POWELL CHARLES D Advisory Director Apr 17, 2018 Option Exercise $107.04 1,214 129,947 0 Apr 19, 2018, 07:08 PM
Harrison Dean M Director Mar 31, 2018 Option Exercise $103.13 315 32,486 5,087 Apr 03, 2018, 07:48 PM
Harrison Dean M Director Dec 15, 2015 Buy $72.98 1,000 72,980 1,000 Apr 03, 2018, 07:48 PM
Harrison Dean M Director Feb 25, 2015 Buy $71.06 18 1,279 33 Apr 03, 2018, 07:48 PM
Harrison Dean M Director May 01, 2017 Sale $90.13 2 180 31 Apr 03, 2018, 07:48 PM
Tribbett Charles A Director Mar 31, 2018 Option Exercise $103.13 303 31,248 19,770 Apr 03, 2018, 07:24 PM
Richards Thomas E Director Mar 31, 2018 Option Exercise $103.13 291 30,011 4,185 Apr 03, 2018, 07:24 PM
Prado Becerra Jose Luis Director Mar 31, 2018 Option Exercise $103.13 291 30,011 8,116 Apr 03, 2018, 07:24 PM
BYNOE LINDA Director Mar 31, 2018 Option Exercise $103.13 303 31,248 20,433 Apr 03, 2018, 07:24 PM
CROWN SUSAN Director Mar 31, 2018 Option Exercise $103.13 290 29,908 21,357 Apr 03, 2018, 11:44 AM
Schreuder Jana R COO Mar 09, 2018 Sale $110.00 4,807 528,770 16,926 Mar 13, 2018, 05:27 PM
BROWNE ROBERT P EVP & Chief Investment Officer Mar 08, 2018 Sale $106.79 6,000 640,740 55,873 Mar 09, 2018, 06:41 PM
Schreuder Jana R COO Mar 01, 2018 Sale $105.14 3,730 392,172 21,733 Mar 02, 2018, 06:25 PM
Pembleton Susan Gillian EVP/Human Resources Feb 26, 2018 Option Exercise $58.25 6,898 401,809 28,228 Feb 27, 2018, 07:00 PM
Pembleton Susan Gillian EVP/Human Resources Feb 26, 2018 Sale $108.36 16,198 1,755,182 21,330 Feb 27, 2018, 07:00 PM
MORRISON WILLIAM L Vice Chairman Feb 27, 2018 Option Exercise $63.24 46,053 2,912,554 105,622 Feb 27, 2018, 07:00 PM
MORRISON WILLIAM L Vice Chairman Feb 27, 2018 Sale $109.18 46,053 5,028,142 66,062 Feb 27, 2018, 07:00 PM
Bowman Biff Chief Financial Officer Feb 27, 2018 Sale $108.53 13,811 1,498,908 74,801 Feb 27, 2018, 06:59 PM
WADDELL FREDERICK H Chairman Feb 20, 2018 Option Exercise $105.15 5,246 551,617 175,238 Feb 22, 2018, 05:09 PM
Thomas Shundrawn A President / Asset Management Feb 20, 2018 Option Exercise $105.15 209 21,976 20,361 Feb 22, 2018, 05:09 PM
St Clair Joyce Executive Vice President Feb 20, 2018 Option Exercise $105.15 1,578 165,927 21,942 Feb 22, 2018, 05:08 PM
Schreuder Jana R COO Feb 20, 2018 Option Exercise $105.15 1,972 207,356 34,689 Feb 22, 2018, 05:08 PM
Potter Stephen N Vice Chairman Feb 20, 2018 Option Exercise $105.15 1,578 165,927 35,000 Feb 22, 2018, 05:08 PM
Pembleton Susan Gillian EVP/Human Resources Feb 20, 2018 Option Exercise $105.15 1,381 145,212 24,948 Feb 22, 2018, 05:07 PM
Parker Teresa Executive Vice President Feb 20, 2018 Option Exercise $105.15 1,553 163,298 32,229 Feb 22, 2018, 05:07 PM
O'Grady Michael President and CEO Feb 20, 2018 Option Exercise $105.15 1,578 165,927 22,161 Feb 22, 2018, 05:07 PM
MORRISON WILLIAM L Vice Chairman Feb 20, 2018 Option Exercise $105.15 2,278 239,532 55,558 Feb 22, 2018, 05:06 PM
Levy Susan Cohen Executive VP & General Counsel Feb 20, 2018 Option Exercise $105.15 1,302 136,905 34,634 Feb 22, 2018, 05:06 PM
Leech Wilson EVP/Chief Risk Officer Feb 20, 2018 Option Exercise $105.15 210 22,082 33,183 Feb 22, 2018, 05:06 PM
FRADKIN STEVEN L President/Wealth Management Feb 20, 2018 Option Exercise $105.15 1,578 165,927 37,978 Feb 22, 2018, 05:05 PM
Cohodes Jeffrey D. Executive Vice President Feb 20, 2018 Option Exercise $105.15 1,302 136,905 30,048 Feb 22, 2018, 05:05 PM
Cherecwich Peter President/C&IS Feb 20, 2018 Option Exercise $105.15 1,263 132,804 39,439 Feb 22, 2018, 05:05 PM
BROWNE ROBERT P EVP & Chief Investment Officer Feb 20, 2018 Option Exercise $105.15 1,578 165,927 54,854 Feb 22, 2018, 05:04 PM
Bowman Biff Chief Financial Officer Feb 20, 2018 Option Exercise $105.15 1,578 165,927 81,593 Feb 22, 2018, 05:04 PM
Blake Aileen B EVP and Controller Feb 20, 2018 Option Exercise $105.15 262 27,549 8,040 Feb 22, 2018, 05:04 PM
MORRISON WILLIAM L Vice Chairman Feb 16, 2018 Sale $105.08 20,000 2,101,600 57,836 Feb 20, 2018, 06:03 PM
Cohodes Jeffrey D. Executive Vice President Feb 16, 2018 Option Exercise $58.25 6,898 401,809 38,248 Feb 20, 2018, 06:03 PM
Cohodes Jeffrey D. Executive Vice President Feb 16, 2018 Sale $105.27 6,898 726,152 31,350 Feb 20, 2018, 06:03 PM
WADDELL FREDERICK H Chairman Feb 12, 2018 Option Exercise $98.88 6,052 598,422 187,078 Feb 14, 2018, 06:34 PM
Thomas Shundrawn A President / Asset Management Feb 12, 2018 Option Exercise $98.88 723 71,490 20,570 Feb 14, 2018, 06:34 PM
St Clair Joyce Executive Vice President Feb 12, 2018 Option Exercise $98.88 1,820 179,962 25,503 Feb 14, 2018, 06:34 PM
Schreuder Jana R COO Feb 12, 2018 Option Exercise $98.88 1,820 179,962 39,140 Feb 14, 2018, 06:34 PM
Potter Stephen N Vice Chairman Feb 12, 2018 Option Exercise $98.88 1,820 179,962 38,561 Feb 14, 2018, 06:33 PM
Pembleton Susan Gillian EVP/Human Resources Feb 12, 2018 Option Exercise $98.88 338 33,421 26,329 Feb 14, 2018, 06:33 PM
Parker Teresa Executive Vice President Feb 12, 2018 Option Exercise $98.88 450 44,496 22,534 Feb 14, 2018, 06:33 PM
O'Grady Michael President and CEO Feb 12, 2018 Option Exercise $98.88 1,820 179,962 25,722 Feb 14, 2018, 06:32 PM
MORRISON WILLIAM L Vice Chairman Feb 12, 2018 Option Exercise $98.88 2,628 259,857 77,836 Feb 14, 2018, 06:32 PM
Leech Wilson EVP/Chief Risk Officer Feb 12, 2018 Option Exercise $98.88 186 18,392 33,393 Feb 14, 2018, 06:32 PM
FRADKIN STEVEN L President/Wealth Management Feb 12, 2018 Option Exercise $98.88 1,820 179,962 41,539 Feb 14, 2018, 06:31 PM
Cohodes Jeffrey D. Executive Vice President Feb 12, 2018 Option Exercise $98.88 1,502 148,518 31,350 Feb 14, 2018, 06:31 PM
Cherecwich Peter President/C&IS Feb 12, 2018 Option Exercise $98.88 469 46,375 40,702 Feb 14, 2018, 06:31 PM
BROWNE ROBERT P EVP & Chief Investment Officer Feb 12, 2018 Option Exercise $98.88 1,639 162,064 56,432 Feb 14, 2018, 06:31 PM
Bowman Biff Chief Financial Officer Feb 12, 2018 Option Exercise $98.88 1,502 148,518 83,171 Feb 14, 2018, 06:30 PM
Blake Aileen B EVP and Controller Feb 12, 2018 Option Exercise $98.88 301 29,763 8,931 Feb 14, 2018, 06:30 PM
Cohodes Jeffrey D. Executive Vice President Feb 12, 2018 Option Exercise $59.35 11,982 711,170 44,834 Feb 12, 2018, 06:56 PM
Cohodes Jeffrey D. Executive Vice President Feb 12, 2018 Sale $98.75 11,982 1,183,198 38,634 Feb 12, 2018, 06:56 PM
Potter Stephen N Vice Chairman Jan 31, 2018 Sale $105.55 3,552 374,914 0 Feb 01, 2018, 06:55 PM
Potter Stephen N Vice Chairman Jan 31, 2018 Sale $105.55 3,551 374,808 0 Feb 01, 2018, 06:55 PM
Leech Wilson EVP/Chief Risk Officer Jan 30, 2018 Option Exercise $54.02 6,806 367,682 40,385 Feb 01, 2018, 06:54 PM
Leech Wilson EVP/Chief Risk Officer Jan 31, 2018 Option Exercise $67.30 2,152 144,839 35,731 Feb 01, 2018, 06:54 PM
Leech Wilson EVP/Chief Risk Officer Jan 31, 2018 Sale $105.85 2,152 227,789 33,579 Feb 01, 2018, 06:54 PM
Leech Wilson EVP/Chief Risk Officer Jan 30, 2018 Sale $106.27 6,806 723,274 33,579 Feb 01, 2018, 06:54 PM
Potter Stephen N Vice Chairman Jan 26, 2018 Sale $106.14 10,000 1,061,400 28,674 Jan 30, 2018, 06:00 PM
Parker Teresa Executive Vice President Jan 26, 2018 Option Exercise $52.69 7,118 375,047 30,102 Jan 30, 2018, 06:00 PM
Parker Teresa Executive Vice President Jan 26, 2018 Sale $106.18 10,118 1,074,310 22,984 Jan 30, 2018, 06:00 PM
Cohodes Jeffrey D. Executive Vice President Jan 26, 2018 Option Exercise $62.27 30,917 1,925,055 63,769 Jan 30, 2018, 05:59 PM
Cohodes Jeffrey D. Executive Vice President Jan 26, 2018 Sale $105.29 30,917 3,255,251 32,852 Jan 30, 2018, 05:59 PM
Blake Aileen B EVP and Controller Jan 26, 2018 Sale $105.32 3,000 315,960 12,230 Jan 30, 2018, 05:59 PM
WADDELL FREDERICK H Chairman Jan 23, 2018 Option Exercise $106.71 52,899 5,644,852 253,638 Jan 25, 2018, 06:06 PM
WADDELL FREDERICK H Chairman Dec 15, 2017 Option Exercise $97.29 780 75,886 200,739 Jan 25, 2018, 06:06 PM
WADDELL FREDERICK H Chairman Jan 23, 2018 Option Exercise $106.71 22,347 2,384,648 200,739 Jan 25, 2018, 06:06 PM
Thomas Shundrawn A President / Asset Management Jan 23, 2018 Option Exercise $106.71 3,182 339,551 22,369 Jan 25, 2018, 06:06 PM
Thomas Shundrawn A President / Asset Management Jan 23, 2018 Option Exercise $106.71 1,076 114,820 21,293 Jan 25, 2018, 06:06 PM
St Clair Joyce Executive Vice President Jan 23, 2018 Option Exercise $106.71 15,909 1,697,649 45,520 Jan 25, 2018, 06:06 PM
St Clair Joyce Executive Vice President Dec 15, 2017 Option Exercise $97.29 244 23,739 29,611 Jan 25, 2018, 06:06 PM
St Clair Joyce Executive Vice President Jan 23, 2018 Option Exercise $106.71 5,968 636,845 29,611 Jan 25, 2018, 06:06 PM
Schreuder Jana R COO Jan 23, 2018 Option Exercise $106.71 19,887 2,122,142 63,135 Jan 25, 2018, 06:05 PM
Schreuder Jana R COO Dec 15, 2017 Option Exercise $97.29 352 34,246 43,248 Jan 25, 2018, 06:05 PM
Schreuder Jana R COO Jan 23, 2018 Option Exercise $106.71 7,728 824,655 43,248 Jan 25, 2018, 06:05 PM
Potter Stephen N Vice Chairman Jan 23, 2018 Option Exercise $106.71 15,909 1,697,649 58,578 Jan 25, 2018, 06:05 PM
Potter Stephen N Vice Chairman Dec 15, 2017 Option Exercise $97.29 244 23,739 42,669 Jan 25, 2018, 06:05 PM
Potter Stephen N Vice Chairman Jan 23, 2018 Option Exercise $106.71 5,968 636,845 42,669 Jan 25, 2018, 06:05 PM
Pembleton Susan Gillian EVP/Human Resources Jan 23, 2018 Option Exercise $106.71 13,126 1,400,675 32,837 Jan 25, 2018, 06:05 PM
Pembleton Susan Gillian EVP/Human Resources Jan 23, 2018 Option Exercise $106.71 6,170 658,401 26,667 Jan 25, 2018, 06:05 PM
Parker Teresa Executive Vice President Jan 23, 2018 Option Exercise $106.71 3,978 424,492 27,910 Jan 25, 2018, 06:04 PM
Parker Teresa Executive Vice President Jan 23, 2018 Option Exercise $106.71 1,926 205,523 25,984 Jan 25, 2018, 06:04 PM
Parker Teresa Executive Vice President Dec 15, 2017 Option Exercise $97.29 121 11,772 23,932 Jan 25, 2018, 06:04 PM
O'Grady Michael President and CEO Jan 23, 2018 Option Exercise $106.71 15,909 1,697,649 105,380 Jan 25, 2018, 06:04 PM
O'Grady Michael President and CEO Jan 23, 2018 Option Exercise $106.71 5,962 636,205 99,418 Jan 25, 2018, 06:04 PM
MORRISON WILLIAM L Vice Chairman Jan 23, 2018 Option Exercise $106.71 25,853 2,758,774 89,554 Jan 25, 2018, 06:04 PM
MORRISON WILLIAM L Vice Chairman Dec 15, 2017 Option Exercise $97.29 133 12,940 63,701 Jan 25, 2018, 06:04 PM
MORRISON WILLIAM L Vice Chairman Jan 23, 2018 Option Exercise $106.71 9,090 969,994 80,464 Jan 25, 2018, 06:04 PM
Levy Susan Cohen Executive VP & General Counsel Jan 23, 2018 Option Exercise $106.71 13,126 1,400,675 40,674 Jan 25, 2018, 06:03 PM
Levy Susan Cohen Executive VP & General Counsel Jan 23, 2018 Option Exercise $106.71 4,738 505,592 35,936 Jan 25, 2018, 06:03 PM
Leech Wilson EVP/Chief Risk Officer Jan 23, 2018 Option Exercise $106.71 1,989 212,246 34,515 Jan 25, 2018, 06:03 PM
Leech Wilson EVP/Chief Risk Officer Jan 23, 2018 Option Exercise $106.71 936 99,881 33,579 Jan 25, 2018, 06:03 PM
FRADKIN STEVEN L President/Wealth Management Jan 23, 2018 Option Exercise $106.71 15,909 1,697,649 61,556 Jan 25, 2018, 06:03 PM
FRADKIN STEVEN L President/Wealth Management Dec 15, 2017 Option Exercise $97.29 260 25,295 45,647 Jan 25, 2018, 06:03 PM
FRADKIN STEVEN L President/Wealth Management Jan 23, 2018 Option Exercise $106.71 5,968 636,845 45,647 Jan 25, 2018, 06:03 PM
Cohodes Jeffrey D. Executive Vice President Jan 23, 2018 Option Exercise $106.71 13,126 1,400,675 37,589 Jan 25, 2018, 06:02 PM
Cohodes Jeffrey D. Executive Vice President Dec 15, 2017 Option Exercise $97.29 195 18,972 24,463 Jan 25, 2018, 06:02 PM
Cohodes Jeffrey D. Executive Vice President Jan 23, 2018 Option Exercise $106.71 4,737 505,485 32,852 Jan 25, 2018, 06:02 PM
Cherecwich Peter President/C&IS Jan 23, 2018 Option Exercise $106.71 12,728 1,358,205 45,731 Jan 25, 2018, 06:02 PM
Cherecwich Peter President/C&IS Jan 23, 2018 Option Exercise $106.71 4,560 486,598 41,171 Jan 25, 2018, 06:02 PM
BROWNE ROBERT P EVP & Chief Investment Officer Jan 23, 2018 Option Exercise $106.71 15,909 1,697,649 64,041 Jan 25, 2018, 06:02 PM
BROWNE ROBERT P EVP & Chief Investment Officer Jan 23, 2018 Option Exercise $106.71 5,970 637,059 58,071 Jan 25, 2018, 06:02 PM
Bowman Biff Chief Financial Officer Jan 23, 2018 Option Exercise $106.71 15,909 1,697,649 90,641 Jan 25, 2018, 06:02 PM
Bowman Biff Chief Financial Officer Jan 23, 2018 Option Exercise $106.71 5,968 636,845 84,673 Jan 25, 2018, 06:02 PM
Blake Aileen B EVP and Controller Jan 23, 2018 Option Exercise $106.71 3,978 424,492 13,936 Jan 25, 2018, 06:01 PM
Blake Aileen B EVP and Controller Jan 23, 2018 Option Exercise $106.71 1,335 142,458 9,958 Jan 25, 2018, 06:01 PM
MORRISON WILLIAM L Vice Chairman Dec 15, 2017 Option Exercise $97.29 3 292 63,834 Dec 19, 2017, 04:54 PM
MORRISON WILLIAM L Vice Chairman Dec 01, 2017 Sale $96.48 30,000 2,894,400 63,837 Dec 05, 2017, 06:53 PM
Cherecwich Peter President/C&IS Dec 04, 2017 Option Exercise $52.69 7,331 386,270 40,334 Dec 05, 2017, 06:52 PM
Cherecwich Peter President/C&IS Dec 04, 2017 Sale $99.09 7,331 726,429 33,003 Dec 05, 2017, 06:52 PM
Schreuder Jana R COO Nov 30, 2017 Option Exercise $60.85 2,600 158,210 46,200 Dec 04, 2017, 06:46 PM
Schreuder Jana R COO Dec 04, 2017 Option Exercise $60.85 15,889 966,846 59,489 Dec 04, 2017, 06:46 PM
Schreuder Jana R COO Dec 04, 2017 Sale $99.23 15,889 1,576,666 43,600 Dec 04, 2017, 06:46 PM
Schreuder Jana R COO Nov 30, 2017 Sale $99.02 2,600 257,452 43,600 Dec 04, 2017, 06:46 PM
WADDELL FREDERICK H Chairman and CEO Nov 29, 2017 Option Exercise $52.69 44,658 2,353,030 246,177 Nov 30, 2017, 07:07 PM
WADDELL FREDERICK H Chairman and CEO Nov 29, 2017 Sale $97.95 44,658 4,374,268 213,097 Nov 30, 2017, 07:07 PM
St Clair Joyce Executive Vice President Nov 29, 2017 Option Exercise $60.85 18,489 1,125,056 48,344 Nov 30, 2017, 07:07 PM
St Clair Joyce Executive Vice President Nov 29, 2017 Sale $97.51 18,489 1,802,862 29,855 Nov 30, 2017, 07:07 PM
Cherecwich Peter President/C&IS Nov 30, 2017 Sale $97.63 5,128 500,647 33,003 Nov 30, 2017, 07:06 PM
MORRISON WILLIAM L Vice Chairman Oct 20, 2017 Option Exercise $95.62 7,251 693,341 104,895 Oct 25, 2017, 08:16 PM
MORRISON WILLIAM L Vice Chairman Oct 25, 2017 Sale $94.34 11,058 1,043,212 93,837 Oct 25, 2017, 08:16 PM
WADDELL FREDERICK H Chairman and CEO Oct 18, 2017 Option Exercise $52.65 177,964 9,370,525 379,483 Oct 20, 2017, 04:37 PM
WADDELL FREDERICK H Chairman and CEO Oct 18, 2017 Sale $95.64 177,964 17,020,142 237,763 Oct 20, 2017, 04:37 PM
St Clair Joyce Executive Vice President Oct 18, 2017 Option Exercise $58.25 7,665 446,486 37,520 Oct 20, 2017, 04:37 PM
St Clair Joyce Executive Vice President Oct 18, 2017 Sale $95.00 7,665 728,175 29,855 Oct 20, 2017, 04:37 PM
Blake Aileen B EVP and Controller Oct 06, 2017 Sale $94.00 1,000 94,000 13,172 Oct 10, 2017, 07:26 PM
WADDELL FREDERICK H Chairman and CEO Sep 27, 2017 Option Exercise $52.64 100,000 5,264,000 301,519 Sep 28, 2017, 05:04 PM
WADDELL FREDERICK H Chairman and CEO Sep 27, 2017 Sale $92.00 100,000 9,200,000 201,519 Sep 28, 2017, 05:04 PM
Parker Teresa Executive Vice President Sep 27, 2017 Sale $92.00 8,000 736,000 24,053 Sep 28, 2017, 05:04 PM
Blake Aileen B EVP and Controller Sep 27, 2017 Sale $92.00 1,000 92,000 14,172 Sep 28, 2017, 05:03 PM
Schreuder Jana R COO Sep 11, 2017 Sale $90.00 5,581 502,290 16,847 Sep 12, 2017, 07:00 PM
BROWNE ROBERT P EVP & Chief Investment Officer Sep 11, 2017 Sale $90.21 11,000 992,310 48,132 Sep 12, 2017, 06:59 PM
Blake Aileen B EVP and Controller Aug 28, 2017 Sale $90.00 1,000 90,000 15,172 Aug 29, 2017, 04:28 PM
St Clair Joyce Executive Vice President Aug 23, 2017 Sale $89.32 13,814 1,233,866 0 Aug 23, 2017, 05:58 PM
Blake Aileen B EVP and Controller Aug 14, 2017 Option Exercise $52.69 6,762 356,290 16,720 Aug 16, 2017, 06:26 PM
Blake Aileen B EVP and Controller Aug 14, 2017 Sale $88.44 1,000 88,440 16,172 Aug 16, 2017, 06:26 PM
Blake Aileen B EVP and Controller Aug 14, 2017 Sale $88.45 6,762 598,099 9,958 Aug 16, 2017, 06:26 PM
Schreuder Jana R COO Aug 07, 2017 Sale $88.33 5,538 489,172 0 Aug 07, 2017, 07:04 PM
Parker Teresa Executive Vice President Jul 21, 2017 Option Exercise $52.64 11,399 600,043 43,452 Jul 25, 2017, 05:20 PM
Parker Teresa Executive Vice President Jul 21, 2017 Sale $87.65 11,399 999,122 32,053 Jul 25, 2017, 05:20 PM
Levy Susan Cohen Executive VP & General Counsel Jul 17, 2017 Option Exercise $98.08 2,286 224,211 27,548 Jul 18, 2017, 07:46 PM
Leech Wilson EVP/Chief Risk Officer Jul 17, 2017 Option Exercise $98.08 729 71,500 32,526 Jul 18, 2017, 07:46 PM
Potter Stephen N President / Asset Management Jul 03, 2017 Option Exercise $52.69 16,895 890,198 59,808 Jul 06, 2017, 06:54 PM
Potter Stephen N President / Asset Management Jul 05, 2017 Option Exercise $52.69 11,574 609,834 54,487 Jul 06, 2017, 06:54 PM
Potter Stephen N President / Asset Management Jul 05, 2017 Sale $99.07 11,574 1,146,636 42,913 Jul 06, 2017, 06:54 PM
Potter Stephen N President / Asset Management Jul 03, 2017 Sale $99.09 16,895 1,674,125 42,913 Jul 06, 2017, 06:54 PM
Potter Stephen N President / Asset Management Jun 19, 2017 Option Exercise $43.65 48,110 2,100,002 91,023 Jun 21, 2017, 05:36 PM
Potter Stephen N President / Asset Management Jun 19, 2017 Sale $95.20 48,110 4,580,072 42,913 Jun 21, 2017, 05:36 PM
MORRISON WILLIAM L Vice Chairman Jun 12, 2017 Option Exercise $58.53 41,965 2,456,295 154,111 Jun 13, 2017, 05:16 PM
MORRISON WILLIAM L Vice Chairman Jun 12, 2017 Sale $91.89 41,965 3,856,164 112,146 Jun 13, 2017, 05:16 PM
FRADKIN STEVEN L President/Wealth Management Jun 07, 2017 Sale $89.23 14,700 1,311,681 0 Jun 08, 2017, 06:59 PM
Pembleton Susan Gillian EVP/Human Resources May 24, 2017 Option Exercise $70.21 9,793 687,567 29,504 May 26, 2017, 05:21 PM
Pembleton Susan Gillian EVP/Human Resources May 24, 2017 Sale $88.29 9,793 864,624 19,711 May 26, 2017, 05:21 PM
MORRISON WILLIAM L Vice Chairman May 19, 2017 Sale $87.28 25,000 2,182,000 112,146 May 23, 2017, 05:37 PM
Schreuder Jana R COO May 08, 2017 Option Exercise $90.51 6,405 579,717 21,867 May 08, 2017, 07:13 PM
WADDELL FREDERICK H Chairman and CEO May 05, 2017 Option Exercise $50.99 205,923 10,500,014 407,442 May 05, 2017, 07:11 PM
WADDELL FREDERICK H Chairman and CEO May 05, 2017 Sale $90.46 205,923 18,627,794 201,519 May 05, 2017, 07:11 PM
Schreuder Jana R COO Apr 26, 2017 Option Exercise $52.69 28,469 1,500,032 72,069 Apr 28, 2017, 07:20 PM
Schreuder Jana R COO Apr 26, 2017 Sale $92.00 28,469 2,619,148 43,600 Apr 28, 2017, 07:20 PM
Cohodes Jeffrey D. Executive Vice President Apr 27, 2017 Sale $91.67 15,000 1,375,050 24,658 Apr 28, 2017, 07:20 PM
Bowman Biff Chief Financial Officer Apr 27, 2017 Option Exercise $51.80 23,167 1,200,094 98,532 Apr 28, 2017, 07:19 PM
Bowman Biff Chief Financial Officer Apr 27, 2017 Sale $91.77 23,167 2,126,036 75,365 Apr 28, 2017, 07:19 PM
St Clair Joyce Executive Vice President Apr 28, 2017 Sale $90.46 17,406 1,574,547 16,609 Apr 28, 2017, 07:19 PM
POWELL CHARLES D Advisory Director Apr 25, 2017 Option Exercise $90.36 1,531 138,341 0 Apr 27, 2017, 07:14 PM
Schreuder Jana R COO Mar 16, 2017 Option Exercise $52.64 11,600 610,624 55,200 Mar 16, 2017, 06:46 PM
Schreuder Jana R COO Mar 15, 2017 Option Exercise $52.64 52,312 2,753,704 95,912 Mar 16, 2017, 06:46 PM
Schreuder Jana R COO Mar 15, 2017 Sale $90.05 52,312 4,710,696 43,600 Mar 16, 2017, 06:46 PM
Schreuder Jana R COO Mar 16, 2017 Sale $90.00 11,600 1,044,000 43,600 Mar 16, 2017, 06:46 PM
Schreuder Jana R COO Mar 13, 2017 Option Exercise $52.64 1,925 101,332 45,525 Mar 14, 2017, 08:13 PM
Schreuder Jana R COO Mar 10, 2017 Option Exercise $52.64 5,402 284,361 49,002 Mar 14, 2017, 08:13 PM
Schreuder Jana R COO Mar 10, 2017 Sale $90.03 5,402 486,342 43,600 Mar 14, 2017, 08:13 PM
Schreuder Jana R COO Mar 13, 2017 Sale $90.01 1,925 173,269 43,600 Mar 14, 2017, 08:13 PM
St Clair Joyce Executive Vice President Mar 01, 2017 Option Exercise $52.69 28,469 1,500,032 58,324 Mar 02, 2017, 05:17 PM
St Clair Joyce Executive Vice President Mar 01, 2017 Sale $89.44 28,469 2,546,267 29,855 Mar 02, 2017, 05:17 PM
Schreuder Jana R COO Feb 24, 2017 Option Exercise $43.65 48,110 2,100,002 91,710 Feb 27, 2017, 07:54 PM
Schreuder Jana R COO Feb 24, 2017 Sale $87.03 48,110 4,187,013 43,600 Feb 27, 2017, 07:54 PM
Pembleton Susan Gillian EVP/Human Resources Feb 23, 2017 Option Exercise $58.25 6,898 401,809 26,609 Feb 23, 2017, 07:15 PM
Pembleton Susan Gillian EVP/Human Resources Feb 23, 2017 Sale $87.44 6,898 603,161 19,711 Feb 23, 2017, 07:15 PM
MORRISON WILLIAM L Vice Chairman Feb 22, 2017 Option Exercise $71.04 51,762 3,677,171 188,908 Feb 23, 2017, 07:15 PM
MORRISON WILLIAM L Vice Chairman Feb 22, 2017 Sale $87.53 51,762 4,530,728 137,146 Feb 23, 2017, 07:15 PM
Leech Wilson EVP/Chief Risk Officer Feb 21, 2017 Option Exercise $87.84 1,342 117,881 33,255 Feb 23, 2017, 07:14 PM
Leech Wilson EVP/Chief Risk Officer Feb 23, 2017 Option Exercise $60.07 10,614 637,552 43,869 Feb 23, 2017, 07:14 PM
Leech Wilson EVP/Chief Risk Officer Feb 23, 2017 Sale $87.34 10,614 927,027 33,255 Feb 23, 2017, 07:14 PM
FRADKIN STEVEN L President/Wealth Management Feb 22, 2017 Option Exercise $71.23 21,059 1,500,033 66,966 Feb 23, 2017, 07:14 PM
FRADKIN STEVEN L President/Wealth Management Feb 21, 2017 Sale $87.62 21,059 1,845,190 45,907 Feb 23, 2017, 07:14 PM
Leech Wilson EVP/Chief Risk Officer Feb 11, 2017 Option Exercise $86.31 447 38,578 27,463 Feb 14, 2017, 09:56 PM
Leech Wilson EVP/Chief Risk Officer Feb 10, 2017 Option Exercise $85.65 187 16,017 27,910 Feb 14, 2017, 09:56 PM
Karpinski Jane Executive VP & Controller Feb 11, 2017 Option Exercise $86.31 279 24,079 12,347 Feb 14, 2017, 09:55 PM
Karpinski Jane Executive VP & Controller Feb 10, 2017 Option Exercise $85.65 458 39,230 12,626 Feb 14, 2017, 09:55 PM
St Clair Joyce Executive Vice President Feb 11, 2017 Option Exercise $86.31 2,169 187,196 24,106 Feb 14, 2017, 09:53 PM
St Clair Joyce Executive Vice President Feb 10, 2017 Option Exercise $85.65 1,878 160,860 28,851 Feb 14, 2017, 09:53 PM
WADDELL FREDERICK H Chairman and CEO Feb 11, 2017 Option Exercise $86.31 7,210 622,259 183,122 Feb 14, 2017, 09:52 PM
WADDELL FREDERICK H Chairman and CEO Feb 10, 2017 Option Exercise $85.65 6,244 534,830 198,898 Feb 14, 2017, 09:52 PM
Schreuder Jana R COO Feb 11, 2017 Option Exercise $86.31 2,169 187,196 35,296 Feb 14, 2017, 09:45 PM
Schreuder Jana R COO Feb 10, 2017 Option Exercise $85.65 1,878 160,860 40,041 Feb 14, 2017, 09:45 PM
Potter Stephen N President / Asset Management Feb 11, 2017 Option Exercise $86.31 2,169 187,196 37,164 Feb 14, 2017, 09:42 PM
Potter Stephen N President / Asset Management Feb 10, 2017 Option Exercise $85.65 1,878 160,860 41,909 Feb 14, 2017, 09:42 PM
Pembleton Susan Gillian EVP, Human Resources Feb 11, 2017 Option Exercise $86.31 265 22,871 15,111 Feb 14, 2017, 09:42 PM
Pembleton Susan Gillian EVP, Human Resources Feb 10, 2017 Option Exercise $85.65 339 29,037 15,376 Feb 14, 2017, 09:42 PM
Cohodes Jeffrey D. Executive Vice President Feb 11, 2017 Option Exercise $86.31 1,789 154,400 35,058 Feb 14, 2017, 09:42 PM
Cohodes Jeffrey D. Executive Vice President Feb 10, 2017 Option Exercise $85.65 1,550 132,765 36,847 Feb 14, 2017, 09:42 PM
O'Grady Michael President Feb 11, 2017 Option Exercise $86.31 2,169 187,196 80,528 Feb 14, 2017, 09:38 PM
O'Grady Michael President Feb 10, 2017 Option Exercise $85.65 1,878 160,860 82,697 Feb 14, 2017, 09:38 PM
MORRISON WILLIAM L Vice Chairman Feb 11, 2017 Option Exercise $86.31 3,334 287,741 133,739 Feb 14, 2017, 09:38 PM
MORRISON WILLIAM L Vice Chairman Feb 10, 2017 Option Exercise $85.65 2,802 240,005 137,073 Feb 14, 2017, 09:38 PM
FRADKIN STEVEN L President/Wealth Management Feb 11, 2017 Option Exercise $86.31 2,169 187,196 39,774 Feb 14, 2017, 09:38 PM
FRADKIN STEVEN L President/Wealth Management Feb 10, 2017 Option Exercise $85.65 1,878 160,860 44,519 Feb 14, 2017, 09:38 PM
Cherecwich Peter President/C&IS Feb 11, 2017 Option Exercise $86.31 381 32,882 32,880 Feb 14, 2017, 09:37 PM
Cherecwich Peter President/C&IS Feb 10, 2017 Option Exercise $85.65 330 28,266 33,261 Feb 14, 2017, 09:37 PM
BROWNE ROBERT P EVP & Chief Investment Officer Feb 11, 2017 Option Exercise $86.31 4,555 393,119 53,454 Feb 14, 2017, 09:37 PM
BROWNE ROBERT P EVP & Chief Investment Officer Feb 10, 2017 Option Exercise $85.65 1,690 144,757 58,009 Feb 14, 2017, 09:37 PM
Bowman Biff Chief Financial Officer Feb 11, 2017 Option Exercise $86.31 1,627 140,418 69,616 Feb 14, 2017, 09:37 PM
Bowman Biff Chief Financial Officer Feb 10, 2017 Option Exercise $85.65 1,550 132,765 71,243 Feb 14, 2017, 09:37 PM
St Clair Joyce Executive Vice President Feb 09, 2017 Option Exercise $52.64 56,991 3,000,006 89,951 Feb 09, 2017, 07:33 PM
St Clair Joyce Executive Vice President Feb 09, 2017 Sale $85.08 56,991 4,848,794 32,960 Feb 09, 2017, 07:33 PM
Cohodes Jeffrey D. EVP/Chief Risk Officer Jan 20, 2017 Sale $83.72 15,000 1,255,800 38,397 Jan 20, 2017, 06:27 PM
WADDELL FREDERICK H Chairman and CEO Jan 17, 2017 Option Exercise $88.93 25,022 2,225,081 237,581 Jan 18, 2017, 08:43 PM
St Clair Joyce Executive Vice President Jan 17, 2017 Option Exercise $88.93 6,418 570,721 32,960 Jan 18, 2017, 08:43 PM
Schreuder Jana R COO Jan 17, 2017 Option Exercise $88.93 6,415 570,454 44,150 Jan 18, 2017, 08:43 PM
Potter Stephen N President / Asset Management Jan 17, 2017 Option Exercise $88.93 6,418 570,721 46,018 Jan 18, 2017, 08:42 PM
O'Grady Michael President and President, C&IS Jan 17, 2017 Option Exercise $88.93 6,418 570,721 84,575 Jan 18, 2017, 08:42 PM
MORRISON WILLIAM L Vice Chairman Jan 17, 2017 Option Exercise $88.93 10,350 920,374 139,875 Jan 18, 2017, 08:42 PM
Leech Wilson Executive Vice President Jan 17, 2017 Option Exercise $88.93 793 70,518 28,097 Jan 18, 2017, 08:42 PM
FRADKIN STEVEN L President/Wealth Management Jan 17, 2017 Option Exercise $88.93 6,418 570,721 48,628 Jan 18, 2017, 08:41 PM
Cohodes Jeffrey D. EVP/Chief Risk Officer Jan 17, 2017 Option Exercise $88.93 5,019 446,315 53,397 Jan 18, 2017, 08:41 PM
Cherecwich Peter EVP, Global Fund Services Jan 17, 2017 Option Exercise $88.93 1,458 129,653 33,591 Jan 18, 2017, 08:41 PM
BROWNE ROBERT P EVP & Chief Investment Officer Jan 17, 2017 Option Exercise $88.93 5,619 499,670 59,699 Jan 18, 2017, 08:40 PM
Bowman Biff Chief Financial Officer Jan 17, 2017 Option Exercise $88.93 5,017 446,137 72,793 Jan 18, 2017, 08:40 PM
Karpinski Jane Executive VP & Controller Nov 15, 2016 Option Exercise $43.65 244 10,651 14,828 Dec 14, 2016, 08:15 PM
Karpinski Jane Executive VP & Controller Nov 15, 2016 Sale $81.30 244 19,837 14,584 Dec 14, 2016, 08:15 PM
Pembleton Susan Gillian EVP, Human Resources Dec 09, 2016 Sale $89.38 7,500 670,350 15,715 Dec 12, 2016, 05:38 PM
Karpinski Jane Executive VP & Controller Dec 09, 2016 Sale $89.37 1,500 134,055 13,084 Dec 12, 2016, 05:38 PM
Cherecwich Peter EVP, Global Fund Services Nov 29, 2016 Option Exercise $69.78 10,211 712,570 40,749 Nov 30, 2016, 07:11 PM
Cherecwich Peter EVP, Global Fund Services Nov 29, 2016 Sale $81.12 10,211 828,316 30,538 Nov 30, 2016, 07:11 PM
Leech Wilson Executive Vice President Nov 04, 2016 Option Exercise $50.99 10,142 517,141 37,346 Nov 28, 2016, 06:10 PM
Leech Wilson Executive Vice President Nov 28, 2016 Option Exercise $52.64 11,399 600,043 38,603 Nov 28, 2016, 06:10 PM
Leech Wilson Executive Vice President Nov 28, 2016 Sale $81.01 11,399 923,433 27,204 Nov 28, 2016, 06:10 PM
Leech Wilson Executive Vice President Nov 04, 2016 Sale $72.52 10,142 735,498 27,204 Nov 28, 2016, 06:10 PM
FRADKIN STEVEN L President/Wealth Management Nov 16, 2016 Option Exercise $52.69 302,133 15,919,280 350,761 Nov 16, 2016, 06:38 PM
FRADKIN STEVEN L President/Wealth Management Nov 14, 2016 Option Exercise $71.23 21,059 1,500,033 69,687 Nov 16, 2016, 06:38 PM
FRADKIN STEVEN L President/Wealth Management Nov 16, 2016 Sale $80.98 302,133 24,466,731 48,628 Nov 16, 2016, 06:38 PM
FRADKIN STEVEN L President/Wealth Management Nov 14, 2016 Sale $80.95 21,059 1,704,726 48,628 Nov 16, 2016, 06:38 PM
WADDELL FREDERICK H Chairman, President and CEO Nov 15, 2016 Option Exercise $57.54 200,000 11,508,000 412,559 Nov 16, 2016, 06:38 PM
WADDELL FREDERICK H Chairman, President and CEO Nov 15, 2016 Sale $81.99 200,000 16,398,085 342,914 Nov 16, 2016, 06:38 PM
Cohodes Jeffrey D. EVP/Chief Risk Officer Nov 15, 2016 Sale $81.23 10,000 812,300 43,963 Nov 16, 2016, 06:38 PM
Schreuder Jana R COO Nov 11, 2016 Option Exercise $50.99 38,836 1,980,248 82,986 Nov 14, 2016, 07:39 PM
Schreuder Jana R COO Nov 11, 2016 Sale $80.00 38,836 3,106,880 44,150 Nov 14, 2016, 07:39 PM
Potter Stephen N President / Asset Management Nov 11, 2016 Option Exercise $52.64 6,160 324,262 52,178 Nov 14, 2016, 07:39 PM
Potter Stephen N President / Asset Management Nov 14, 2016 Option Exercise $52.64 65,079 3,425,759 111,097 Nov 14, 2016, 07:39 PM
Potter Stephen N President / Asset Management Nov 11, 2016 Sale $80.00 6,160 492,800 46,018 Nov 14, 2016, 07:39 PM
Potter Stephen N President / Asset Management Nov 14, 2016 Sale $81.14 65,079 5,280,348 81,993 Nov 14, 2016, 07:39 PM
MORRISON WILLIAM L Vice Chairman Nov 14, 2016 Option Exercise $52.69 35,764 1,884,405 177,520 Nov 14, 2016, 07:38 PM
MORRISON WILLIAM L Vice Chairman Nov 14, 2016 Sale $81.38 55,764 4,538,215 123,688 Nov 14, 2016, 07:38 PM
Cohodes Jeffrey D. EVP/Chief Risk Officer Nov 14, 2016 Option Exercise $71.23 6,000 427,380 59,963 Nov 14, 2016, 07:38 PM
Cohodes Jeffrey D. EVP/Chief Risk Officer Nov 14, 2016 Sale $80.91 6,000 485,460 53,963 Nov 14, 2016, 07:38 PM
Potter Stephen N President / Asset Management Nov 09, 2016 Option Exercise $61.43 126,070 7,744,170 172,088 Nov 10, 2016, 06:40 PM
Potter Stephen N President / Asset Management Nov 09, 2016 Sale $75.70 126,070 9,543,927 99,767 Nov 10, 2016, 06:40 PM
St Clair Joyce Executive Vice President Nov 10, 2016 Option Exercise $71.23 6,588 469,263 39,548 Nov 10, 2016, 06:39 PM
St Clair Joyce Executive Vice President Nov 10, 2016 Sale $78.00 6,588 513,864 32,960 Nov 10, 2016, 06:39 PM
Schreuder Jana R COO Nov 10, 2016 Option Exercise $50.99 20,000 1,019,800 64,150 Nov 10, 2016, 06:39 PM
Schreuder Jana R COO Nov 10, 2016 Sale $78.00 20,000 1,560,000 44,150 Nov 10, 2016, 06:39 PM
MORRISON WILLIAM L Vice Chairman Nov 10, 2016 Sale $79.41 20,000 1,588,200 141,756 Nov 10, 2016, 06:39 PM
FRADKIN STEVEN L President/Wealth Management Nov 10, 2016 Option Exercise $63.36 20,124 1,275,057 68,752 Nov 10, 2016, 06:39 PM
FRADKIN STEVEN L President/Wealth Management Nov 10, 2016 Sale $77.95 20,124 1,568,666 48,628 Nov 10, 2016, 06:39 PM
Cohodes Jeffrey D. EVP/Chief Risk Officer Nov 10, 2016 Sale $77.90 15,000 1,168,500 53,963 Nov 10, 2016, 06:38 PM
WADDELL FREDERICK H Chairman, President and CEO Nov 07, 2016 Option Exercise $61.84 103,214 6,382,572 315,773 Nov 09, 2016, 08:23 PM
WADDELL FREDERICK H Chairman, President and CEO Nov 09, 2016 Option Exercise $71.23 53,107 3,782,812 265,666 Nov 09, 2016, 08:23 PM
WADDELL FREDERICK H Chairman, President and CEO Nov 08, 2016 Option Exercise $71.23 38,939 2,773,625 251,498 Nov 09, 2016, 08:23 PM
WADDELL FREDERICK H Chairman, President and CEO Nov 07, 2016 Sale $73.31 103,214 7,566,618 212,559 Nov 09, 2016, 08:23 PM
WADDELL FREDERICK H Chairman, President and CEO Nov 09, 2016 Sale $75.20 53,107 3,993,558 265,566 Nov 09, 2016, 08:23 PM
WADDELL FREDERICK H Chairman, President and CEO Nov 08, 2016 Sale $74.13 38,939 2,886,548 212,559 Nov 09, 2016, 08:23 PM
St Clair Joyce Executive Vice President Nov 09, 2016 Option Exercise $64.79 47,216 3,059,059 80,176 Nov 09, 2016, 08:23 PM
St Clair Joyce Executive Vice President Nov 07, 2016 Option Exercise $57.54 48,180 2,772,277 81,140 Nov 09, 2016, 08:23 PM
St Clair Joyce Executive Vice President Nov 07, 2016 Sale $73.07 48,180 3,520,513 32,960 Nov 09, 2016, 08:23 PM
St Clair Joyce Executive Vice President Nov 09, 2016 Sale $75.58 47,216 3,568,585 32,960 Nov 09, 2016, 08:23 PM
Schreuder Jana R COO Nov 09, 2016 Option Exercise $60.82 92,388 5,618,801 136,538 Nov 09, 2016, 08:22 PM
Schreuder Jana R COO Nov 07, 2016 Option Exercise $64.06 36,681 2,349,940 80,831 Nov 09, 2016, 08:22 PM
Schreuder Jana R COO Nov 07, 2016 Sale $73.08 36,681 2,680,648 44,150 Nov 09, 2016, 08:22 PM
Schreuder Jana R COO Nov 09, 2016 Sale $75.00 8,033 602,475 21,028 Nov 09, 2016, 08:22 PM
Schreuder Jana R COO Nov 09, 2016 Sale $75.95 92,388 7,016,415 84,420 Nov 09, 2016, 08:22 PM
Bowman Biff Chief Financial Officer Nov 07, 2016 Option Exercise $71.23 7,371 525,036 70,728 Nov 09, 2016, 08:22 PM
Bowman Biff Chief Financial Officer Nov 07, 2016 Sale $74.00 7,371 545,454 63,357 Nov 09, 2016, 08:22 PM
Pembleton Susan Gillian EVP, Human Resources Nov 02, 2016 Option Exercise $54.41 15,574 847,430 38,789 Nov 04, 2016, 06:33 PM
Pembleton Susan Gillian EVP, Human Resources Nov 02, 2016 Sale $72.04 15,574 1,121,951 23,215 Nov 04, 2016, 06:33 PM
WADDELL FREDERICK H Chairman, President and CEO Nov 03, 2016 Option Exercise $71.23 1,900 135,337 214,459 Nov 04, 2016, 06:32 PM
WADDELL FREDERICK H Chairman, President and CEO Nov 03, 2016 Sale $73.01 1,900 138,719 212,559 Nov 04, 2016, 06:32 PM
St Clair Joyce Executive Vice President Nov 03, 2016 Option Exercise $57.54 1,820 104,723 34,780 Nov 04, 2016, 06:32 PM
St Clair Joyce Executive Vice President Nov 03, 2016 Sale $73.00 1,820 132,860 32,960 Nov 04, 2016, 06:32 PM
Schreuder Jana R COO Nov 03, 2016 Option Exercise $67.93 3,319 225,460 47,469 Nov 04, 2016, 06:32 PM
Schreuder Jana R COO Nov 03, 2016 Sale $73.01 3,319 242,320 44,150 Nov 04, 2016, 06:32 PM
MORRISON WILLIAM L Vice Chairman Oct 31, 2016 Option Exercise $52.64 71,239 3,750,021 262,995 Nov 02, 2016, 06:59 PM
MORRISON WILLIAM L Vice Chairman Oct 31, 2016 Sale $72.57 98,239 7,128,934 191,756 Nov 02, 2016, 06:59 PM
Cohodes Jeffrey D. EVP/Chief Risk Officer Oct 10, 2016 Option Exercise $52.69 7,616 401,287 76,579 Oct 11, 2016, 07:07 PM
Cohodes Jeffrey D. EVP/Chief Risk Officer Oct 10, 2016 Sale $72.35 7,616 551,018 68,963 Oct 11, 2016, 07:07 PM
WADDELL FREDERICK H Chairman and CEO Sep 08, 2016 Option Exercise $43.65 160,367 7,000,020 372,926 Sep 09, 2016, 06:09 PM
WADDELL FREDERICK H Chairman and CEO Sep 08, 2016 Sale $69.81 160,367 11,195,220 212,559 Sep 09, 2016, 06:09 PM
Bowman Biff Chief Financial Officer Sep 07, 2016 Option Exercise $63.36 2,960 187,546 67,097 Sep 08, 2016, 06:04 PM
Bowman Biff Chief Financial Officer Sep 07, 2016 Sale $70.00 2,960 207,200 64,137 Sep 08, 2016, 06:04 PM
Cohodes Jeffrey D. EVP/Chief Risk Officer Sep 01, 2016 Option Exercise $52.69 10,000 526,900 78,963 Sep 02, 2016, 05:18 PM
Cohodes Jeffrey D. EVP/Chief Risk Officer Sep 01, 2016 Sale $71.35 10,000 713,500 68,963 Sep 02, 2016, 05:18 PM
St Clair Joyce Executive Vice President Aug 29, 2016 Option Exercise $50.99 50,010 2,550,010 82,970 Aug 29, 2016, 07:01 PM
St Clair Joyce Executive Vice President Aug 29, 2016 Sale $70.04 50,010 3,502,700 32,960 Aug 29, 2016, 07:01 PM
St Clair Joyce Executive Vice President Aug 23, 2016 Sale $69.00 5,748 396,612 15,519 Aug 24, 2016, 06:52 PM
Cohodes Jeffrey D. EVP/Chief Risk Officer Aug 23, 2016 Option Exercise $43.65 10,000 436,500 78,963 Aug 24, 2016, 06:52 PM
Cohodes Jeffrey D. EVP/Chief Risk Officer Aug 23, 2016 Sale $69.00 10,000 690,000 68,963 Aug 24, 2016, 06:52 PM
Cohodes Jeffrey D. EVP/Chief Risk Officer Aug 18, 2016 Option Exercise $43.65 10,000 436,500 78,963 Aug 22, 2016, 05:24 PM
Cohodes Jeffrey D. EVP/Chief Risk Officer Aug 18, 2016 Sale $68.51 10,000 685,100 68,963 Aug 22, 2016, 05:24 PM
Cohodes Jeffrey D. EVP/Chief Risk Officer Aug 17, 2016 Option Exercise $43.65 14,365 627,032 83,328 Aug 18, 2016, 04:23 PM
Cohodes Jeffrey D. EVP/Chief Risk Officer Aug 17, 2016 Sale $68.00 14,365 976,820 68,963 Aug 18, 2016, 04:23 PM
BROWNE ROBERT P EVP & Chief Investment Officer Aug 12, 2016 Option Exercise $50.99 5,883 299,974 66,889 Aug 12, 2016, 06:48 PM
BROWNE ROBERT P EVP & Chief Investment Officer Aug 12, 2016 Sale $67.76 5,883 398,632 49,551 Aug 12, 2016, 06:48 PM
BROWNE ROBERT P EVP & Chief Investment Officer Aug 08, 2016 Option Exercise $43.65 11,455 500,011 61,006 Aug 10, 2016, 04:59 PM
BROWNE ROBERT P EVP & Chief Investment Officer Aug 08, 2016 Sale $69.16 11,455 792,228 49,551 Aug 10, 2016, 04:59 PM
Pembleton Susan Gillian EVP, Human Resources Aug 04, 2016 Option Exercise $63.36 2,013 127,544 25,228 Aug 08, 2016, 06:10 PM
Pembleton Susan Gillian EVP, Human Resources Aug 04, 2016 Sale $66.86 2,013 134,589 23,215 Aug 08, 2016, 06:10 PM
MORRISON WILLIAM L President Aug 04, 2016 Option Exercise $43.65 20,046 875,008 190,660 Aug 05, 2016, 07:13 PM
MORRISON WILLIAM L President Aug 05, 2016 Option Exercise $63.36 40,247 2,550,050 210,861 Aug 05, 2016, 07:13 PM
MORRISON WILLIAM L President Aug 03, 2016 Option Exercise $57.54 90,270 5,194,136 280,884 Aug 05, 2016, 07:13 PM
MORRISON WILLIAM L President Aug 04, 2016 Sale $66.71 40,046 2,671,669 170,614 Aug 05, 2016, 07:13 PM
MORRISON WILLIAM L President Aug 03, 2016 Sale $66.97 90,270 6,045,382 190,614 Aug 05, 2016, 07:13 PM
MORRISON WILLIAM L President Aug 05, 2016 Sale $68.86 40,247 2,771,408 170,614 Aug 05, 2016, 07:13 PM
St Clair Joyce Executive Vice President Aug 03, 2016 Option Exercise $43.65 48,110 2,100,002 81,070 Aug 03, 2016, 07:11 PM
St Clair Joyce Executive Vice President Aug 03, 2016 Sale $67.02 48,110 3,224,409 32,960 Aug 03, 2016, 07:11 PM
Cherecwich Peter EVP, Global Fund Services Apr 21, 2016 Option Exercise $50.79 47,260 2,400,123 88,798 Apr 22, 2016, 05:23 PM
Cherecwich Peter EVP, Global Fund Services Apr 21, 2016 Sale $71.78 58,260 4,181,687 30,538 Apr 22, 2016, 05:23 PM
POWELL CHARLES D Advisory Director Apr 19, 2016 Option Exercise $70.29 1,530 107,551 0 Apr 20, 2016, 07:51 PM
BROWNE ROBERT P EVP & Chief Investment Officer Mar 04, 2016 Sale $65.06 14,000 910,804 49,551 Mar 07, 2016, 06:28 PM
BROWNE ROBERT P EVP & Chief Investment Officer Mar 03, 2016 Sale $64.29 14,000 900,064 63,551 Mar 07, 2016, 06:28 PM
Pembleton Susan Gillian EVP, Human Resources Feb 16, 2016 Option Exercise $58.08 193 11,208 15,489 Feb 18, 2016, 08:15 PM
Leech Wilson Executive Vice President Feb 16, 2016 Option Exercise $58.08 2,369 137,580 27,204 Feb 18, 2016, 08:14 PM
Karpinski Jane Senior VP & Controller Feb 16, 2016 Option Exercise $58.08 154 8,944 9,433 Feb 18, 2016, 08:14 PM
Cherecwich Peter EVP, Global Fund Services Feb 16, 2016 Option Exercise $58.08 1,188 68,993 34,027 Feb 18, 2016, 08:13 PM
BROWNE ROBERT P EVP & Chief Investment Officer Feb 16, 2016 Option Exercise $58.08 3,491 202,740 68,323 Feb 18, 2016, 08:12 PM
Bowman Biff Chief Financial Officer Feb 16, 2016 Option Exercise $58.08 1,745 101,341 54,689 Feb 18, 2016, 08:12 PM
WADDELL FREDERICK H Chairman and CEO Feb 11, 2016 Option Exercise $55.15 7,211 397,723 181,657 Feb 16, 2016, 06:33 PM
St Clair Joyce Executive Vice President Feb 11, 2016 Option Exercise $55.15 2,169 119,631 20,084 Feb 16, 2016, 06:32 PM
Schreuder Jana R COO Feb 11, 2016 Option Exercise $55.15 2,169 119,631 31,274 Feb 16, 2016, 06:32 PM
Potter Stephen N President / Asset Management Feb 11, 2016 Option Exercise $55.15 2,169 119,631 36,361 Feb 16, 2016, 06:32 PM
Pembleton Susan Gillian EVP, Human Resources Feb 11, 2016 Option Exercise $55.15 265 14,616 15,682 Feb 16, 2016, 06:31 PM
O'Grady Michael President / C&IS Feb 11, 2016 Option Exercise $55.15 2,169 119,631 63,817 Feb 16, 2016, 06:31 PM
MORRISON WILLIAM L President Feb 11, 2016 Option Exercise $55.15 3,633 200,378 175,592 Feb 16, 2016, 06:31 PM
Karpinski Jane Senior VP & Controller Feb 11, 2016 Option Exercise $55.15 280 15,443 9,587 Feb 16, 2016, 06:30 PM
FRADKIN STEVEN L President/Wealth Management Feb 11, 2016 Option Exercise $55.15 2,169 119,631 38,971 Feb 16, 2016, 06:30 PM
Cohodes Jeffrey D. EVP/Chief Risk Officer Feb 11, 2016 Option Exercise $55.15 1,790 98,727 61,237 Feb 16, 2016, 06:30 PM
Cherecwich Peter EVP, Global Fund Services Feb 11, 2016 Option Exercise $55.15 381 21,014 35,215 Feb 16, 2016, 06:30 PM
BROWNE ROBERT P EVP & Chief Investment Officer Feb 11, 2016 Option Exercise $55.15 3,604 198,779 71,814 Feb 16, 2016, 06:30 PM
Bowman Biff Chief Financial Officer Feb 11, 2016 Option Exercise $55.15 1,471 81,133 56,434 Feb 16, 2016, 06:29 PM
BROWNE ROBERT P EVP & Chief Investment Officer Jan 19, 2016 Option Exercise $64.43 3,021 194,643 75,418 Jan 21, 2016, 05:13 PM
WADDELL FREDERICK H Chairman and CEO Jan 19, 2016 Option Exercise $64.43 26,625 1,715,449 197,434 Jan 21, 2016, 05:12 PM
St Clair Joyce Executive Vice President Jan 19, 2016 Option Exercise $64.43 6,474 417,120 24,829 Jan 21, 2016, 05:12 PM
Schreuder Jana R COO Jan 19, 2016 Option Exercise $64.43 6,471 416,927 36,019 Jan 21, 2016, 05:12 PM
Potter Stephen N President / Asset Management Jan 19, 2016 Option Exercise $64.43 6,474 417,120 41,106 Jan 21, 2016, 05:11 PM
O'Grady Michael President / C&IS Jan 19, 2016 Option Exercise $64.43 6,474 417,120 65,986 Jan 21, 2016, 05:11 PM
MORRISON WILLIAM L President Jan 19, 2016 Option Exercise $64.43 12,321 793,842 179,225 Jan 21, 2016, 05:11 PM
FRADKIN STEVEN L President/Wealth Management Jan 19, 2016 Option Exercise $64.43 6,474 417,120 43,716 Jan 21, 2016, 05:10 PM
Cohodes Jeffrey D. EVP/Chief Risk Officer Jan 19, 2016 Option Exercise $64.43 4,959 319,508 63,027 Jan 21, 2016, 05:10 PM
Cherecwich Peter EVP, Global Fund Services Jan 19, 2016 Option Exercise $64.43 1,590 102,444 35,596 Jan 21, 2016, 05:10 PM
Bowman Biff Chief Financial Officer Jan 19, 2016 Option Exercise $64.43 4,495 289,613 57,905 Jan 21, 2016, 05:10 PM
O'Grady Michael President / C&IS Oct 19, 2015 Option Exercise $68.67 7,366 505,823 53,481 Oct 20, 2015, 06:13 PM
WADDELL FREDERICK H Chairman and CEO Sep 08, 2015 Sale $70.44 21,305 1,500,709 72,064 Sep 09, 2015, 05:20 PM
MORRISON WILLIAM L President Jul 30, 2015 Option Exercise $49.12 78,882 3,875,056 239,538 Jul 31, 2015, 04:33 PM
MORRISON WILLIAM L President Jul 30, 2015 Sale $77.14 78,882 6,085,336 160,656 Jul 31, 2015, 04:33 PM
St Clair Joyce Executive Vice President Jul 23, 2015 Option Exercise $63.36 6,000 380,160 30,829 Jul 24, 2015, 05:45 PM
St Clair Joyce Executive Vice President Jul 23, 2015 Sale $79.00 6,000 474,000 24,829 Jul 24, 2015, 05:45 PM
Cohodes Jeffrey D. EVP/Chief Risk Officer Jul 23, 2015 Option Exercise $71.23 3,477 247,667 55,805 Jul 24, 2015, 05:44 PM
Cohodes Jeffrey D. EVP/Chief Risk Officer Jul 23, 2015 Sale $79.20 3,477 275,378 52,328 Jul 24, 2015, 05:44 PM
MORRISON WILLIAM L President Jul 20, 2015 Option Exercise $78.29 2,285 178,904 160,656 Jul 21, 2015, 06:06 PM
Potter Stephen N President / Asset Management Jun 22, 2015 Option Exercise $63.36 26,042 1,650,021 67,148 Jun 22, 2015, 06:44 PM
Potter Stephen N President / Asset Management Jun 22, 2015 Sale $78.00 26,042 2,031,276 41,106 Jun 22, 2015, 06:44 PM
WADDELL FREDERICK H Chairman and CEO Jun 11, 2015 Option Exercise $63.36 21,710 1,375,546 219,144 Jun 11, 2015, 05:43 PM
WADDELL FREDERICK H Chairman and CEO Jun 10, 2015 Option Exercise $63.36 13,395 848,707 210,829 Jun 11, 2015, 05:43 PM
WADDELL FREDERICK H Chairman and CEO Jun 10, 2015 Sale $77.50 13,395 1,038,118 197,434 Jun 11, 2015, 05:43 PM
WADDELL FREDERICK H Chairman and CEO Jun 11, 2015 Sale $77.55 21,710 1,683,660 197,434 Jun 11, 2015, 05:43 PM
St Clair Joyce Executive Vice President Jun 10, 2015 Option Exercise $63.36 5,838 369,896 30,667 Jun 11, 2015, 05:43 PM
St Clair Joyce Executive Vice President Jun 10, 2015 Sale $77.00 5,838 449,526 24,829 Jun 11, 2015, 05:43 PM
Cohodes Jeffrey D. EVP/Chief Risk Officer May 14, 2015 Option Exercise $52.00 34,905 1,815,070 87,233 May 15, 2015, 04:54 PM
Cohodes Jeffrey D. EVP/Chief Risk Officer May 14, 2015 Sale $74.85 34,905 2,612,737 52,328 May 15, 2015, 04:54 PM
WADDELL FREDERICK H Chairman and CEO May 05, 2015 Option Exercise $63.36 20,000 1,267,200 217,434 May 05, 2015, 05:09 PM
WADDELL FREDERICK H Chairman and CEO May 05, 2015 Sale $75.00 20,000 1,500,000 197,434 May 05, 2015, 05:09 PM
Schreuder Jana R COO May 05, 2015 Option Exercise $63.36 8,878 562,510 44,897 May 05, 2015, 05:09 PM
Schreuder Jana R COO May 05, 2015 Sale $75.00 8,878 665,850 36,019 May 05, 2015, 05:09 PM
Pembleton Susan Gillian EVP, Human Resources May 04, 2015 Option Exercise $52.10 1,152 60,013 17,099 May 05, 2015, 05:09 PM
Pembleton Susan Gillian EVP, Human Resources May 04, 2015 Sale $74.55 1,152 85,878 15,947 May 05, 2015, 05:09 PM
Karpinski Jane Senior VP & Controller Apr 30, 2015 Option Exercise $56.59 14,723 833,143 24,590 May 04, 2015, 07:30 PM
Karpinski Jane Senior VP & Controller Apr 30, 2015 Sale $73.10 14,723 1,076,251 9,867 May 04, 2015, 07:30 PM
Schreuder Jana R COO Apr 22, 2015 Option Exercise $63.36 8,878 562,510 44,897 Apr 24, 2015, 06:30 PM
Schreuder Jana R COO Apr 22, 2015 Sale $73.00 8,878 648,094 36,019 Apr 24, 2015, 06:30 PM
FRADKIN STEVEN L President/Wealth Management Apr 22, 2015 Option Exercise $63.36 40,246 2,549,987 63,839 Apr 24, 2015, 06:29 PM
FRADKIN STEVEN L President/Wealth Management Apr 22, 2015 Sale $72.95 40,246 2,935,946 43,716 Apr 24, 2015, 06:29 PM
FRADKIN STEVEN L President/Wealth Management Feb 02, 2015 Sale $66.61 1,080 71,944 9,427 Apr 24, 2015, 06:29 PM
Bowman Biff Chief Financial Officer Apr 22, 2015 Option Exercise $63.36 2,959 187,482 51,272 Apr 24, 2015, 06:29 PM
Bowman Biff Chief Financial Officer Apr 22, 2015 Sale $72.95 2,959 215,859 48,313 Apr 24, 2015, 06:29 PM
POWELL CHARLES D Advisory Director Apr 21, 2015 Option Exercise $71.83 497 35,700 0 Apr 23, 2015, 08:03 PM
MOONEY EDWARD J Advisory Director Apr 21, 2015 Option Exercise $71.83 1,266 90,937 15,110 Apr 23, 2015, 08:02 PM
Bond John Advisory Director Apr 21, 2015 Option Exercise $71.83 1,677 120,459 1,000 Apr 23, 2015, 08:01 PM
WADDELL FREDERICK H Chairman and CEO Mar 17, 2015 Option Exercise $63.36 10,000 633,600 207,434 Mar 18, 2015, 06:54 PM
WADDELL FREDERICK H Chairman and CEO Mar 17, 2015 Sale $72.00 10,000 720,000 197,434 Mar 18, 2015, 06:54 PM
Schreuder Jana R COO Mar 17, 2015 Sale $72.00 3,641 262,152 31,895 Mar 18, 2015, 06:53 PM
Cohodes Jeffrey D. EVP/Chief Risk Officer Feb 24, 2015 Option Exercise $63.36 3,000 190,080 55,328 Feb 25, 2015, 06:45 PM
Cohodes Jeffrey D. EVP/Chief Risk Officer Feb 24, 2015 Sale $71.60 3,000 214,800 52,328 Feb 25, 2015, 06:45 PM
Pembleton Susan Gillian EVP, Human Resources Feb 17, 2015 Option Exercise $70.03 381 26,681 15,947 Feb 19, 2015, 07:17 PM
WADDELL FREDERICK H Chairman and CEO Feb 17, 2015 Option Exercise $70.03 17,364 1,216,001 173,755 Feb 18, 2015, 07:49 PM
St Clair Joyce Executive Vice President Feb 17, 2015 Option Exercise $70.03 4,341 304,000 17,707 Feb 18, 2015, 07:49 PM
Schreuder Jana R COO Feb 17, 2015 Option Exercise $70.03 5,426 379,983 27,117 Feb 18, 2015, 07:49 PM
Potter Stephen N President / Asset Management Feb 17, 2015 Option Exercise $70.03 5,426 379,983 33,984 Feb 18, 2015, 07:49 PM
Pembleton Susan Gillian EVP, Human Resources Feb 17, 2015 Option Exercise $70.03 335 23,460 9,643 Feb 18, 2015, 07:48 PM
Pembleton Susan Gillian EVP, Human Resources Feb 13, 2015 Option Exercise $70.31 194 13,640 9,978 Feb 18, 2015, 07:48 PM
MORRISON WILLIAM L President Feb 17, 2015 Option Exercise $70.03 5,426 379,983 151,368 Feb 18, 2015, 07:48 PM
Karpinski Jane Senior VP & Controller Feb 13, 2015 Option Exercise $70.31 154 10,828 7,295 Feb 18, 2015, 07:48 PM
Karpinski Jane Senior VP & Controller Feb 17, 2015 Option Exercise $70.03 280 19,608 6,455 Feb 18, 2015, 07:48 PM
FRADKIN STEVEN L President/Wealth Management Feb 17, 2015 Option Exercise $70.03 5,426 379,983 36,594 Feb 18, 2015, 07:47 PM
Cohodes Jeffrey D. EVP/Chief Risk Officer Feb 17, 2015 Option Exercise $70.03 1,215 85,086 46,452 Feb 18, 2015, 07:47 PM
Cherecwich Peter EVP, Global Fund Services Feb 17, 2015 Option Exercise $70.03 591 41,388 26,600 Feb 18, 2015, 07:47 PM
Cherecwich Peter EVP, Global Fund Services Feb 13, 2015 Option Exercise $70.31 1,213 85,286 27,191 Feb 18, 2015, 07:47 PM
BROWNE ROBERT P EVP & Chief Investment Officer Feb 13, 2015 Option Exercise $70.31 2,389 167,971 63,504 Feb 18, 2015, 07:47 PM
BROWNE ROBERT P EVP & Chief Investment Officer Feb 17, 2015 Option Exercise $70.03 1,477 103,434 62,027 Feb 18, 2015, 07:47 PM
Bowman Biff Chief Financial Officer Feb 17, 2015 Option Exercise $70.03 591 41,388 41,191 Feb 18, 2015, 07:46 PM
Bowman Biff Chief Financial Officer Feb 13, 2015 Option Exercise $70.31 1,206 84,794 41,782 Feb 18, 2015, 07:46 PM
MORRISON WILLIAM L President Feb 09, 2015 Option Exercise $43.65 11,716 511,403 168,510 Feb 10, 2015, 06:07 PM
MORRISON WILLIAM L President Feb 06, 2015 Option Exercise $43.65 28,376 1,238,612 185,170 Feb 10, 2015, 06:07 PM
MORRISON WILLIAM L President Feb 09, 2015 Sale $69.03 11,716 808,744 156,794 Feb 10, 2015, 06:07 PM
MORRISON WILLIAM L President Feb 06, 2015 Sale $69.80 28,376 1,980,730 156,794 Feb 10, 2015, 06:07 PM
Cohodes Jeffrey D. EVP/Chief Risk Officer Feb 06, 2015 Option Exercise $55.39 5,000 276,950 52,667 Feb 09, 2015, 08:07 PM
Cohodes Jeffrey D. EVP/Chief Risk Officer Feb 06, 2015 Sale $69.20 5,000 346,000 47,667 Feb 09, 2015, 08:07 PM
MORRISON WILLIAM L President Jan 20, 2015 Option Exercise $62.26 9,930 618,242 156,794 Jan 22, 2015, 05:53 PM
O'Grady Michael President / C&IS Jan 20, 2015 Option Exercise $62.26 5,055 314,724 53,725 Jan 22, 2015, 05:53 PM
St Clair Joyce