Insider Transactions for NewStar Financial, Inc. (NEWS)

Owner Relationship Date Transaction Cost # Shares Value($) Total Shares Form 4
McAuliffe Patrick F Head, Leveraged Finance May 09, 2017 Option Exercise $9.80 42,737 418,823 175,298 May 17, 2017, 04:02 PM
McAuliffe Patrick F Head, Leveraged Finance May 09, 2017 Option Exercise $8.28 47,605 394,169 218,035 May 17, 2017, 04:02 PM
Fallon Brian Director May 10, 2017 Option Exercise $9.82 12,648 124,203 89,583 May 12, 2017, 04:02 PM
Fallon Brian Director May 10, 2017 Option Exercise $8.28 15,000 124,200 102,231 May 12, 2017, 04:02 PM
OHARA MAUREEN Director May 01, 2017 Option Exercise $10.86 11,437 124,206 116,146 May 03, 2017, 04:02 PM
OHARA MAUREEN Director May 01, 2017 Option Exercise $8.28 15,000 124,200 127,583 May 03, 2017, 04:02 PM
NOONAN FRANK R Director Apr 27, 2017 Option Exercise $10.90 11,395 124,205 79,388 May 01, 2017, 04:34 PM
NOONAN FRANK R Director Apr 27, 2017 Option Exercise $8.28 15,000 124,200 90,783 May 01, 2017, 04:34 PM
THORNBURGH RICHARD E Director Apr 27, 2017 Option Exercise $10.90 3,799 41,409 143,984 May 01, 2017, 04:05 PM
THORNBURGH RICHARD E Director Apr 27, 2017 Option Exercise $8.28 5,000 41,400 147,783 May 01, 2017, 04:05 PM
Capital Z Partners III GP, Ltd. Director Apr 24, 2017 Option Exercise $10.84 3,820 41,409 40,244 Apr 26, 2017, 04:29 PM
Capital Z Partners III GP, Ltd. Director Apr 24, 2017 Option Exercise $8.28 5,000 41,400 44,064 Apr 26, 2017, 04:29 PM
du Four Mark R. Head of Capital Markets Apr 20, 2017 Option Exercise $10.56 29,901 315,755 137,778 Apr 24, 2017, 04:07 PM
du Four Mark R. Head of Capital Markets Apr 20, 2017 Option Exercise $8.28 35,000 289,800 167,679 Apr 24, 2017, 04:07 PM
Bralver Charles N Director Mar 17, 2017 Option Exercise $10.76 8,600 92,534 160,337 Mar 21, 2017, 04:04 PM
Bralver Charles N Director Mar 17, 2017 Option Exercise $9.19 10,000 91,950 165,067 Mar 21, 2017, 04:04 PM
Bray John Kirby Chief Financial Officer Feb 12, 2017 Option Exercise $9.18 2,592 23,795 602,911 Feb 15, 2017, 04:02 PM
Bray John Kirby Chief Financial Officer Feb 13, 2017 Option Exercise $9.45 1,536 14,515 601,375 Feb 15, 2017, 04:02 PM
Conway Timothy J Chairman, CEO and President Feb 13, 2017 Option Exercise $9.45 7,791 73,625 1,598,467 Feb 15, 2017, 04:01 PM
Conway Timothy J Chairman, CEO and President Feb 12, 2017 Option Exercise $9.18 7,512 68,960 1,606,258 Feb 15, 2017, 04:01 PM
du Four Mark R. Head - Leveraged Finance Feb 14, 2017 Option Exercise $9.22 722 6,657 114,877 Feb 15, 2017, 04:01 PM
du Four Mark R. Head - Leveraged Finance Feb 13, 2017 Option Exercise $9.45 2,816 26,611 115,599 Feb 15, 2017, 04:01 PM
du Four Mark R. Head - Leveraged Finance Feb 12, 2017 Option Exercise $9.18 3,888 35,692 118,415 Feb 15, 2017, 04:01 PM
McCready Daniel D. Chief Credit Officer Feb 14, 2017 Option Exercise $9.22 1,512 13,941 82,252 Feb 15, 2017, 04:00 PM
McCready Daniel D. Chief Credit Officer Feb 13, 2017 Option Exercise $9.45 2,146 20,280 83,764 Feb 15, 2017, 04:00 PM
McCready Daniel D. Chief Credit Officer Feb 12, 2017 Option Exercise $9.18 3,621 33,241 85,910 Feb 15, 2017, 04:00 PM
COOPER BRADLEY E Director Dec 16, 2016 Sale $9.21 7,216 66,459 38,667 Dec 20, 2016, 11:49 AM
COOPER BRADLEY E Director Dec 19, 2016 Sale $9.17 6,030 55,295 32,637 Dec 20, 2016, 11:49 AM
Capital Z Partners III GP, Ltd. 10% Owner Oct 21, 2016 Sale $8.93 2,000,000 17,860,001 3,528,286 Oct 25, 2016, 04:36 PM
Fallon Brian Director May 12, 2016 Option Exercise $7.30 4,521 33,003 73,773 May 13, 2016, 04:32 PM
Fallon Brian Director May 12, 2016 Option Exercise $2.20 15,000 33,000 78,294 May 13, 2016, 04:32 PM
Capital Z Partners III GP, Ltd. 10% Owner Apr 26, 2016 Option Exercise $9.94 1,107 11,004 5,576,061 Apr 28, 2016, 03:38 PM
Capital Z Partners III GP, Ltd. 10% Owner Apr 26, 2016 Option Exercise $2.20 5,000 11,000 5,577,168 Apr 28, 2016, 03:38 PM
McCready Daniel D. Chief Credit Officer Mar 25, 2016 Option Exercise $8.79 1,667 14,653 89,531 Mar 29, 2016, 04:04 PM
Conway Timothy J Chairman, CEO and President Mar 14, 2016 Option Exercise $8.42 32,221 271,301 1,613,770 Mar 15, 2016, 04:02 PM
Conway Timothy J Chairman, CEO and President Mar 14, 2016 Option Exercise $2.76 50,000 138,000 1,645,991 Mar 15, 2016, 04:02 PM
Conway Timothy J Chairman, CEO and President Mar 07, 2016 Option Exercise $7.99 98,063 783,523 1,595,991 Mar 08, 2016, 04:34 PM
Conway Timothy J Chairman, CEO and President Mar 07, 2016 Option Exercise $2.76 150,000 414,000 1,694,054 Mar 08, 2016, 04:34 PM
Frishkopf John J Treasurer, Assistant Secretary Mar 04, 2016 Option Exercise $7.64 36,976 282,497 533,497 Mar 07, 2016, 04:36 PM
Frishkopf John J Treasurer, Assistant Secretary Mar 04, 2016 Option Exercise $2.76 65,000 179,400 570,473 Mar 07, 2016, 04:36 PM
Conway Timothy J Chairman, CEO and President Mar 03, 2016 Option Exercise $7.76 197,746 1,534,509 1,544,054 Mar 04, 2016, 04:10 PM
Conway Timothy J Chairman, CEO and President Mar 03, 2016 Option Exercise $2.76 300,000 828,000 1,741,800 Mar 04, 2016, 04:10 PM
Schmidt-Fellner Peter A Chief Investment Officer Mar 03, 2016 Option Exercise $7.76 83,643 649,070 1,190,567 Mar 04, 2016, 04:09 PM
Schmidt-Fellner Peter A Chief Investment Officer Mar 03, 2016 Option Exercise $2.76 125,000 345,000 1,274,210 Mar 04, 2016, 04:09 PM
Schmidt-Fellner Peter A Chief Investment Officer Feb 29, 2016 Option Exercise $6.86 86,639 594,344 1,149,210 Mar 01, 2016, 04:12 PM
Schmidt-Fellner Peter A Chief Investment Officer Feb 29, 2016 Option Exercise $2.76 125,000 345,000 1,235,849 Mar 01, 2016, 04:12 PM
Conway Timothy J Chairman, CEO and President Feb 29, 2016 Option Exercise $6.86 34,193 234,564 1,441,800 Mar 01, 2016, 04:11 PM
Conway Timothy J Chairman, CEO and President Feb 29, 2016 Option Exercise $2.76 50,000 138,000 1,475,993 Mar 01, 2016, 04:11 PM
Conway Timothy J Chairman, CEO and President Feb 23, 2016 Option Exercise $6.93 34,085 236,209 1,425,993 Feb 24, 2016, 04:02 PM
Conway Timothy J Chairman, CEO and President Feb 23, 2016 Option Exercise $2.76 50,000 138,000 1,460,078 Feb 24, 2016, 04:02 PM
Conway Timothy J Chairman, CEO and President Feb 17, 2016 Option Exercise $6.76 34,350 232,206 1,410,078 Feb 18, 2016, 04:04 PM
Conway Timothy J Chairman, CEO and President Feb 17, 2016 Option Exercise $2.76 50,000 138,000 1,444,428 Feb 18, 2016, 04:04 PM
McAuliffe Patrick F Head, Leveraged Finance Feb 14, 2016 Option Exercise $6.27 945 5,925 152,628 Feb 17, 2016, 04:10 PM
McAuliffe Patrick F Head, Leveraged Finance Feb 13, 2016 Option Exercise $6.27 2,951 18,503 153,573 Feb 17, 2016, 04:10 PM
du Four Mark R. Head - Leveraged Finance Feb 15, 2016 Option Exercise $6.27 970 6,082 122,303 Feb 17, 2016, 04:09 PM
du Four Mark R. Head - Leveraged Finance Feb 14, 2016 Option Exercise $6.27 722 4,527 123,273 Feb 17, 2016, 04:09 PM
du Four Mark R. Head - Leveraged Finance Feb 13, 2016 Option Exercise $6.27 2,816 17,656 123,995 Feb 17, 2016, 04:09 PM
McCready Daniel D. Chief Credit Officer Feb 14, 2016 Option Exercise $6.27 1,512 9,480 91,198 Feb 17, 2016, 04:09 PM
McCready Daniel D. Chief Credit Officer Feb 13, 2016 Option Exercise $6.27 2,146 13,455 92,710 Feb 17, 2016, 04:09 PM
Frishkopf John J Treasurer, Assistant Secretary Feb 13, 2016 Option Exercise $6.27 1,536 9,631 505,473 Feb 17, 2016, 04:06 PM
Schmidt-Fellner Peter A Chief Investment Officer Feb 13, 2016 Option Exercise $6.27 3,540 22,196 1,110,849 Feb 17, 2016, 04:06 PM
Bray John Kirby Chief Financial Officer Feb 13, 2016 Option Exercise $6.27 1,536 9,631 605,503 Feb 17, 2016, 04:05 PM
Conway Timothy J Chairman, CEO and President Feb 13, 2016 Option Exercise $6.27 7,791 48,850 1,394,428 Feb 17, 2016, 04:05 PM
Conway Timothy J Chairman, CEO and President Feb 12, 2016 Option Exercise $6.27 105,582 661,999 1,354,373 Feb 17, 2016, 04:05 PM
Conway Timothy J Chairman, CEO and President Feb 12, 2016 Option Exercise $2.86 150,000 429,000 1,459,955 Feb 17, 2016, 04:05 PM
Frishkopf John J Treasurer, Assistant Secretary Feb 05, 2016 Option Exercise $2.76 15,000 41,400 482,086 Feb 10, 2016, 04:17 PM
McAuliffe Patrick F Head, Leveraged Finance Feb 04, 2016 Option Exercise $6.19 8,423 52,138 120,639 Feb 08, 2016, 04:09 PM
McAuliffe Patrick F Head, Leveraged Finance Feb 04, 2016 Option Exercise $2.86 12,500 35,750 129,062 Feb 08, 2016, 04:09 PM
Frishkopf John J Treasurer, Assistant Secretary Feb 05, 2016 Option Exercise $5.72 9,761 55,833 472,325 Feb 08, 2016, 04:08 PM
Frishkopf John J Treasurer, Assistant Secretary Feb 05, 2016 Option Exercise $2.76 15,000 41,400 482,086 Feb 08, 2016, 04:08 PM
Fallon Brian Director Feb 01, 2016 Option Exercise $6.94 1,031 7,155 63,294 Feb 02, 2016, 05:38 PM
Fallon Brian Director Feb 01, 2016 Option Exercise $2.86 2,500 7,150 64,325 Feb 02, 2016, 05:38 PM
du Four Mark R. Head - Leveraged Finance Jan 27, 2016 Option Exercise $7.54 18,114 136,580 90,926 Jan 29, 2016, 04:14 PM
du Four Mark R. Head - Leveraged Finance Jan 27, 2016 Option Exercise $2.86 30,000 85,800 109,040 Jan 29, 2016, 04:14 PM
Bray John Kirby Chief Financial Officer Dec 04, 2015 Option Exercise $9.57 62,360 596,785 583,116 Dec 08, 2015, 04:15 PM
Bray John Kirby Chief Financial Officer Dec 04, 2015 Option Exercise $2.76 100,000 276,000 645,476 Dec 08, 2015, 04:15 PM
Frishkopf John J Treasurer, Assistant Secretary Dec 04, 2015 Option Exercise $9.57 18,709 179,045 467,086 Dec 08, 2015, 04:14 PM
Frishkopf John J Treasurer, Assistant Secretary Dec 04, 2015 Option Exercise $2.76 30,000 82,800 484,063 Dec 08, 2015, 04:14 PM
Schmidt-Fellner Peter A Chief Investment Officer Dec 04, 2015 Option Exercise $9.57 158,651 1,518,290 1,079,302 Dec 08, 2015, 04:14 PM
Schmidt-Fellner Peter A Chief Investment Officer Dec 04, 2015 Option Exercise $2.76 250,000 690,000 1,237,953 Dec 08, 2015, 04:14 PM
Conway Timothy J Chairman, CEO and President Dec 04, 2015 Option Exercise $9.57 62,636 599,427 1,309,955 Dec 08, 2015, 04:12 PM
Conway Timothy J Chairman, CEO and President Dec 04, 2015 Option Exercise $2.81 100,000 281,000 1,341,135 Dec 08, 2015, 04:12 PM
McAuliffe Patrick F Head, Leveraged Finance Dec 03, 2015 Option Exercise $9.43 8,029 75,713 116,562 Dec 04, 2015, 04:15 PM
McAuliffe Patrick F Head, Leveraged Finance Dec 03, 2015 Option Exercise $2.86 12,500 35,750 124,591 Dec 04, 2015, 04:15 PM
Schmidt-Fellner Peter A Chief Investment Officer Dec 01, 2015 Option Exercise $9.70 157,607 1,528,788 987,953 Dec 02, 2015, 04:27 PM
Schmidt-Fellner Peter A Chief Investment Officer Dec 01, 2015 Option Exercise $2.81 250,000 702,500 1,066,482 Dec 02, 2015, 04:27 PM
Frishkopf John J Treasurer, Assistant Secretary Dec 01, 2015 Option Exercise $9.70 24,918 241,705 455,795 Dec 02, 2015, 04:25 PM
Frishkopf John J Treasurer, Assistant Secretary Dec 01, 2015 Option Exercise $2.78 40,000 111,400 470,713 Dec 02, 2015, 04:25 PM
Bray John Kirby Chief Financial Officer Dec 01, 2015 Option Exercise $9.70 31,077 301,447 545,476 Dec 02, 2015, 04:23 PM
Bray John Kirby Chief Financial Officer Dec 01, 2015 Option Exercise $2.76 50,000 138,000 576,553 Dec 02, 2015, 04:23 PM
Conway Timothy J Chairman, CEO and President Nov 30, 2015 Option Exercise $9.63 62,811 604,870 1,272,591 Dec 01, 2015, 04:03 PM
Conway Timothy J Chairman, CEO and President Nov 30, 2015 Option Exercise $2.86 100,000 286,000 1,335,402 Dec 01, 2015, 04:03 PM
Bray John Kirby Chief Financial Officer Nov 20, 2015 Option Exercise $9.48 94,311 894,068 526,553 Nov 23, 2015, 04:08 PM
Bray John Kirby Chief Financial Officer Nov 20, 2015 Option Exercise $2.83 150,000 424,000 570,864 Nov 23, 2015, 04:08 PM
Frishkopf John J Treasurer, Assistant Secretary Nov 20, 2015 Option Exercise $9.48 27,977 265,222 440,713 Nov 23, 2015, 04:07 PM
Frishkopf John J Treasurer, Assistant Secretary Nov 20, 2015 Option Exercise $2.76 50,000 138,000 468,690 Nov 23, 2015, 04:07 PM
Frishkopf John J Treasurer, Assistant Secretary Nov 19, 2015 Option Exercise $9.45 26,466 250,104 418,690 Nov 20, 2015, 04:13 PM
Frishkopf John J Treasurer, Assistant Secretary Nov 19, 2015 Option Exercise $2.86 50,000 143,000 445,156 Nov 20, 2015, 04:13 PM
Bray John Kirby Chief Financial Officer Nov 18, 2015 Option Exercise $9.49 118,481 1,124,385 470,864 Nov 19, 2015, 04:20 PM
Bray John Kirby Chief Financial Officer Nov 18, 2015 Option Exercise $2.76 200,000 552,000 589,345 Nov 19, 2015, 04:20 PM
du Four Mark R. Head - Leveraged Finance Nov 17, 2015 Option Exercise $9.25 5,338 49,377 79,040 Nov 19, 2015, 04:19 PM
du Four Mark R. Head - Leveraged Finance Nov 17, 2015 Option Exercise $2.86 10,000 28,600 84,378 Nov 19, 2015, 04:19 PM
OHARA MAUREEN Director Nov 10, 2015 Buy $9.75 300 2,925 99,125 Nov 12, 2015, 04:17 PM
Bralver Charles N Director Nov 10, 2015 Option Exercise $9.31 1,571 14,626 148,843 Nov 12, 2015, 04:16 PM
Bralver Charles N Director Nov 10, 2015 Option Exercise $2.34 6,250 14,613 150,025 Nov 12, 2015, 04:16 PM
McAuliffe Patrick F Head, Leveraged Finance May 09, 2015 Option Exercise $10.91 17,025 185,743 112,091 Jun 30, 2015, 04:03 PM
OHARA MAUREEN Director May 12, 2015 Option Exercise $6.40 313 2,003 98,825 May 14, 2015, 04:27 PM
Capital Z Partners III GP, Ltd. 10% Owner May 06, 2015 Option Exercise $11.37 2,815 32,007 5,557,964 May 08, 2015, 04:15 PM
Capital Z Partners III GP, Ltd. 10% Owner May 06, 2015 Option Exercise $6.40 5,000 32,000 5,560,779 May 08, 2015, 04:15 PM
Corsair Capital LLC 10% Owner Jun 03, 2014 Sale $13.10 166,557 2,181,897 9,538,415 Apr 14, 2015, 07:28 PM
Corsair Capital LLC 10% Owner Jun 03, 2014 Option Exercise $10.90 200,174 2,181,897 9,704,972 Apr 14, 2015, 07:28 PM
NOONAN FRANK R Director Mar 20, 2015 Option Exercise $11.11 14,402 160,014 72,930 Apr 13, 2015, 04:17 PM
NOONAN FRANK R Director Mar 20, 2015 Option Exercise $6.40 25,000 160,000 77,988 Apr 13, 2015, 04:17 PM
NOONAN FRANK R Director Mar 20, 2015 Sale $11.11 10,598 117,762 69,288 Apr 13, 2015, 04:17 PM
McCready Daniel D. Chief Credit Officer Mar 25, 2015 Option Exercise $10.93 6,216 67,941 62,959 Mar 26, 2015, 04:18 PM
McAuliffe Patrick F Head, Leveraged Finance Feb 17, 2015 Option Exercise $10.11 825 8,341 129,116 Feb 19, 2015, 04:10 PM
McAuliffe Patrick F Head, Leveraged Finance Feb 14, 2015 Option Exercise $10.58 945 9,998 129,941 Feb 17, 2015, 04:38 PM
McCready Daniel D. Chief Credit Officer Feb 14, 2015 Option Exercise $10.58 1,512 15,997 69,175 Feb 17, 2015, 04:35 PM
Frishkopf John J Treasurer, Assistant Secretary Feb 10, 2015 Option Exercise $7.32 10,000 73,200 380,979 Feb 11, 2015, 04:30 PM
Frishkopf John J Treasurer, Assistant Secretary Feb 02, 2015 Option Exercise $7.32 10,000 73,200 370,979 Feb 04, 2015, 03:06 PM
Frishkopf John J Treasurer, Assistant Secretary Dec 15, 2014 Option Exercise $10.86 7,804 84,751 352,979 Dec 23, 2014, 04:31 PM
Frishkopf John J Treasurer, Assistant Secretary Dec 18, 2014 Option Exercise $7.32 10,000 73,200 362,979 Dec 23, 2014, 04:31 PM
Frishkopf John J Treasurer, Assistant Secretary Dec 15, 2014 Option Exercise $7.32 10,000 73,200 360,783 Dec 23, 2014, 04:31 PM
Frishkopf John J Treasurer, Assistant Secretary Dec 09, 2014 Option Exercise $11.76 14,911 175,353 350,783 Dec 23, 2014, 04:30 PM
Frishkopf John J Treasurer, Assistant Secretary Dec 09, 2014 Option Exercise $7.32 20,000 146,400 365,694 Dec 23, 2014, 04:30 PM
Schmidt-Fellner Peter A Chief Investment Officer Dec 09, 2014 Option Exercise $11.76 99,712 1,172,613 864,370 Dec 23, 2014, 04:28 PM
Schmidt-Fellner Peter A Chief Investment Officer Dec 09, 2014 Option Exercise $7.32 125,000 915,000 964,082 Dec 23, 2014, 04:28 PM
Schmidt-Fellner Peter A Chief Investment Officer Dec 10, 2014 Option Exercise $11.46 100,803 1,155,202 863,279 Dec 17, 2014, 08:56 AM
Schmidt-Fellner Peter A Chief Investment Officer Dec 10, 2014 Option Exercise $7.32 125,000 915,000 964,082 Dec 17, 2014, 08:56 AM
Frishkopf John J Treasurer, Assistant Secretary Dec 10, 2014 Option Exercise $11.46 15,131 173,401 350,563 Dec 17, 2014, 08:54 AM
Frishkopf John J Treasurer, Assistant Secretary Dec 10, 2014 Option Exercise $7.32 20,000 146,400 365,694 Dec 17, 2014, 08:54 AM
Frishkopf John J Treasurer, Assistant Secretary Jun 06, 2014 Option Exercise $13.50 4,692 63,342 345,694 Nov 25, 2014, 04:28 PM
Frishkopf John J Treasurer, Assistant Secretary Jun 06, 2014 Option Exercise $10.90 5,810 63,329 350,386 Nov 25, 2014, 04:28 PM
Capital Z Partners III GP, Ltd. See Remarks Section Jun 16, 2014 Option Exercise $13.82 65,918 910,987 35,871 Jun 18, 2014, 05:41 PM
Capital Z Partners III GP, Ltd. See Remarks Section Jun 16, 2014 Option Exercise $13.82 157,881 2,181,915 5,547,091 Jun 18, 2014, 05:41 PM
Capital Z Partners III GP, Ltd. See Remarks Section Jun 16, 2014 Option Exercise $10.90 83,576 910,978 101,789 Jun 18, 2014, 05:41 PM
Capital Z Partners III GP, Ltd. See Remarks Section Jun 16, 2014 Option Exercise $10.90 200,174 2,181,897 5,704,972 Jun 18, 2014, 05:41 PM
McAuliffe Patrick F Head, Leveraged Finance Apr 09, 2014 Option Exercise $13.10 10,636 139,332 105,697 Apr 10, 2014, 04:12 PM
McAuliffe Patrick F Head, Leveraged Finance Apr 09, 2014 Option Exercise $7.32 15,000 109,800 116,333 Apr 10, 2014, 04:12 PM
Conway Timothy J Chairman, CEO and President Apr 02, 2014 Option Exercise $14.07 112,005 1,575,910 1,185,781 Apr 03, 2014, 04:16 PM
Conway Timothy J Chairman, CEO and President Apr 02, 2014 Option Exercise $7.32 150,000 1,098,000 1,297,786 Apr 03, 2014, 04:16 PM
Bray John Kirby Chief Financial Officer Apr 01, 2014 Option Exercise $14.16 69,648 986,216 375,168 Apr 02, 2014, 04:07 PM
Bray John Kirby Chief Financial Officer Apr 01, 2014 Option Exercise $7.32 100,000 732,000 444,816 Apr 02, 2014, 04:07 PM
McCready Daniel D. Chief Credit Officer Mar 25, 2014 Option Exercise $14.63 7,915 115,796 51,784 Mar 26, 2014, 04:38 PM
Conway Timothy J Chairman, CEO and President Mar 17, 2014 Option Exercise $14.92 15,919 237,511 1,147,786 Mar 18, 2014, 04:18 PM
Conway Timothy J Chairman, CEO and President Mar 17, 2014 Option Exercise $10.90 21,789 237,500 1,163,705 Mar 18, 2014, 04:18 PM
Schmidt-Fellner Peter A Chief Investment Officer Feb 27, 2014 Option Exercise $15.43 9,182 141,678 839,082 Mar 03, 2014, 05:09 PM
Schmidt-Fellner Peter A Chief Investment Officer Feb 27, 2014 Option Exercise $10.90 12,997 141,667 848,264 Mar 03, 2014, 05:09 PM
SECOND CURVE CAPITAL LLC 10% Owner Aug 30, 2013 Buy $13.11 5,000 65,571 4,941,011 Sep 03, 2013, 03:36 PM
SECOND CURVE CAPITAL LLC 10% Owner Aug 15, 2013 Buy $14.06 3,000 42,180 4,936,011 Aug 16, 2013, 11:09 AM
Schmidt-Fellner Peter A Chief Investment Officer May 19, 2013 Option Exercise $12.08 151,722 1,832,802 835,267 May 21, 2013, 05:01 PM
Frishkopf John J Treasurer, Assistant Secretary May 19, 2013 Option Exercise $12.08 94,035 1,135,943 344,576 May 21, 2013, 05:00 PM
Dobies David R M. Dir. & Head Mid Mkt. Corp. May 19, 2013 Option Exercise $12.08 80,695 974,796 362,958 May 21, 2013, 05:00 PM
Clemmens Robert T Chief Credit Officer May 19, 2013 Option Exercise $12.08 112,843 1,363,143 363,472 May 21, 2013, 05:00 PM
Bray John Kirby Chief Financial Officer May 19, 2013 Option Exercise $12.08 132,849 1,604,816 344,816 May 21, 2013, 04:59 PM
Conway Timothy J Chairman, CEO and President May 19, 2013 Option Exercise $12.08 172,871 2,088,282 1,141,916 May 21, 2013, 04:59 PM
McAuliffe Patrick F Co-Head, Leveraged Finance Feb 17, 2013 Option Exercise $13.97 783 10,939 93,011 Feb 20, 2013, 04:28 PM
OHARA MAUREEN Director Dec 26, 2012 Option Exercise $4.28 29,687 126,997 72,989 Dec 28, 2012, 04:14 PM
Frishkopf John J Treasurer, Assistant Secretary Dec 11, 2012 Option Exercise $12.50 27,313 341,413 445,661 Dec 13, 2012, 04:17 PM
Dobies David R M. Dir. & Head Mid Mkt. Corp. Dec 11, 2012 Option Exercise $12.50 26,713 333,913 443,653 Dec 13, 2012, 04:16 PM
Conway Timothy J Chairman, CEO and President Dec 11, 2012 Option Exercise $12.50 50,588 632,350 1,314,787 Dec 13, 2012, 04:15 PM
Bray John Kirby Chief Financial Officer Dec 11, 2012 Option Exercise $12.50 28,113 351,413 477,665 Dec 13, 2012, 04:14 PM
Schmidt-Fellner Peter A Chief Investment Officer Dec 11, 2012 Option Exercise $12.50 39,050 488,125 986,989 Dec 13, 2012, 04:13 PM
McAuliffe Patrick F Co-Head, Leveraged Finance Dec 11, 2012 Option Exercise $12.50 1,573 19,663 93,794 Dec 13, 2012, 04:13 PM
Clemmens Robert T Chief Credit Officer Dec 11, 2012 Option Exercise $12.50 27,688 346,100 476,315 Dec 13, 2012, 04:12 PM
THORNBURGH RICHARD E Director Nov 20, 2012 Option Exercise $6.26 50,000 312,900 103,802 Nov 20, 2012, 04:36 PM
OHARA MAUREEN Director Aug 16, 2011 Buy $8.68 1,000 8,680 34,445 Aug 17, 2011, 05:27 PM
Schmidt-Fellner Peter A Chief Investment Officer Feb 20, 2011 Option Exercise $10.20 9,110 92,922 1,050,805 Feb 23, 2011, 04:21 PM
Clemmens Robert T Chief Credit Officer Feb 20, 2011 Option Exercise $10.20 8,151 83,140 511,169 Feb 23, 2011, 04:20 PM
Dobies David R M.Dir. & Head Mid Mkt. Corp Feb 20, 2011 Option Exercise $10.20 7,744 78,989 477,601 Feb 23, 2011, 04:20 PM
Conway Timothy J Chairman, CEO and President Feb 20, 2011 Option Exercise $10.20 12,035 122,757 1,402,867 Feb 23, 2011, 04:19 PM
Bray John Kirby Chief Financial Officer Feb 20, 2011 Option Exercise $10.20 8,229 83,936 513,013 Feb 23, 2011, 04:18 PM

Desktop Version

Owner Relationship Date Transaction Value($)
McAuliffe Patrick F Head, Leveraged Finance May 09, 2017 Option Exercise 418,823
McAuliffe Patrick F Head, Leveraged Finance May 09, 2017 Option Exercise 394,169
Fallon Brian Director May 10, 2017 Option Exercise 124,203
Fallon Brian Director May 10, 2017 Option Exercise 124,200
OHARA MAUREEN Director May 01, 2017 Option Exercise 124,206
OHARA MAUREEN Director May 01, 2017 Option Exercise 124,200
NOONAN FRANK R Director Apr 27, 2017 Option Exercise 124,205
NOONAN FRANK R Director Apr 27, 2017 Option Exercise 124,200
THORNBURGH RICHARD E Director Apr 27, 2017 Option Exercise 41,409
THORNBURGH RICHARD E Director Apr 27, 2017 Option Exercise 41,400
Capital Z Partners III GP, Ltd. Director Apr 24, 2017 Option Exercise 41,409
Capital Z Partners III GP, Ltd. Director Apr 24, 2017 Option Exercise 41,400
du Four Mark R. Head of Capital Markets Apr 20, 2017 Option Exercise 315,755
du Four Mark R. Head of Capital Markets Apr 20, 2017 Option Exercise 289,800
Bralver Charles N Director Mar 17, 2017 Option Exercise 92,534
Bralver Charles N Director Mar 17, 2017 Option Exercise 91,950
Bray John Kirby Chief Financial Officer Feb 12, 2017 Option Exercise 23,795
Bray John Kirby Chief Financial Officer Feb 13, 2017 Option Exercise 14,515
Conway Timothy J Chairman, CEO and President Feb 13, 2017 Option Exercise 73,625
Conway Timothy J Chairman, CEO and President Feb 12, 2017 Option Exercise 68,960
du Four Mark R. Head - Leveraged Finance Feb 14, 2017 Option Exercise 6,657
du Four Mark R. Head - Leveraged Finance Feb 13, 2017 Option Exercise 26,611
du Four Mark R. Head - Leveraged Finance Feb 12, 2017 Option Exercise 35,692
McCready Daniel D. Chief Credit Officer Feb 14, 2017 Option Exercise 13,941
McCready Daniel D. Chief Credit Officer Feb 13, 2017 Option Exercise 20,280
McCready Daniel D. Chief Credit Officer Feb 12, 2017 Option Exercise 33,241
COOPER BRADLEY E Director Dec 16, 2016 Sale 66,459
COOPER BRADLEY E Director Dec 19, 2016 Sale 55,295
Capital Z Partners III GP, Ltd. 10% Owner Oct 21, 2016 Sale 17,860,001
Fallon Brian Director May 12, 2016 Option Exercise 33,003
Fallon Brian Director May 12, 2016 Option Exercise 33,000
Capital Z Partners III GP, Ltd. 10% Owner Apr 26, 2016 Option Exercise 11,004
Capital Z Partners III GP, Ltd. 10% Owner Apr 26, 2016 Option Exercise 11,000
McCready Daniel D. Chief Credit Officer Mar 25, 2016 Option Exercise 14,653
Conway Timothy J Chairman, CEO and President Mar 14, 2016 Option Exercise 271,301
Conway Timothy J Chairman, CEO and President Mar 14, 2016 Option Exercise 138,000
Conway Timothy J Chairman, CEO and President Mar 07, 2016 Option Exercise 783,523
Conway Timothy J Chairman, CEO and President Mar 07, 2016 Option Exercise 414,000
Frishkopf John J Treasurer, Assistant Secretary Mar 04, 2016 Option Exercise 282,497
Frishkopf John J Treasurer, Assistant Secretary Mar 04, 2016 Option Exercise 179,400
Conway Timothy J Chairman, CEO and President Mar 03, 2016 Option Exercise 1,534,509
Conway Timothy J Chairman, CEO and President Mar 03, 2016 Option Exercise 828,000
Schmidt-Fellner Peter A Chief Investment Officer Mar 03, 2016 Option Exercise 649,070
Schmidt-Fellner Peter A Chief Investment Officer Mar 03, 2016 Option Exercise 345,000
Schmidt-Fellner Peter A Chief Investment Officer Feb 29, 2016 Option Exercise 594,344
Schmidt-Fellner Peter A Chief Investment Officer Feb 29, 2016 Option Exercise 345,000
Conway Timothy J Chairman, CEO and President Feb 29, 2016 Option Exercise 234,564
Conway Timothy J Chairman, CEO and President Feb 29, 2016 Option Exercise 138,000
Conway Timothy J Chairman, CEO and President Feb 23, 2016 Option Exercise 236,209
Conway Timothy J Chairman, CEO and President Feb 23, 2016 Option Exercise 138,000
Conway Timothy J Chairman, CEO and President Feb 17, 2016 Option Exercise 232,206
Conway Timothy J Chairman, CEO and President Feb 17, 2016 Option Exercise 138,000
McAuliffe Patrick F Head, Leveraged Finance Feb 14, 2016 Option Exercise 5,925
McAuliffe Patrick F Head, Leveraged Finance Feb 13, 2016 Option Exercise 18,503
du Four Mark R. Head - Leveraged Finance Feb 15, 2016 Option Exercise 6,082
du Four Mark R. Head - Leveraged Finance Feb 14, 2016 Option Exercise 4,527
du Four Mark R. Head - Leveraged Finance Feb 13, 2016 Option Exercise 17,656
McCready Daniel D. Chief Credit Officer Feb 14, 2016 Option Exercise 9,480
McCready Daniel D. Chief Credit Officer Feb 13, 2016 Option Exercise 13,455
Frishkopf John J Treasurer, Assistant Secretary Feb 13, 2016 Option Exercise 9,631
Schmidt-Fellner Peter A Chief Investment Officer Feb 13, 2016 Option Exercise 22,196
Bray John Kirby Chief Financial Officer Feb 13, 2016 Option Exercise 9,631
Conway Timothy J Chairman, CEO and President Feb 13, 2016 Option Exercise 48,850
Conway Timothy J Chairman, CEO and President Feb 12, 2016 Option Exercise 661,999
Conway Timothy J Chairman, CEO and President Feb 12, 2016 Option Exercise 429,000
Frishkopf John J Treasurer, Assistant Secretary Feb 05, 2016 Option Exercise 41,400
McAuliffe Patrick F Head, Leveraged Finance Feb 04, 2016 Option Exercise 52,138
McAuliffe Patrick F Head, Leveraged Finance Feb 04, 2016 Option Exercise 35,750
Frishkopf John J Treasurer, Assistant Secretary Feb 05, 2016 Option Exercise 55,833
Frishkopf John J Treasurer, Assistant Secretary Feb 05, 2016 Option Exercise 41,400
Fallon Brian Director Feb 01, 2016 Option Exercise 7,155
Fallon Brian Director Feb 01, 2016 Option Exercise 7,150
du Four Mark R. Head - Leveraged Finance Jan 27, 2016 Option Exercise 136,580
du Four Mark R. Head - Leveraged Finance Jan 27, 2016 Option Exercise 85,800
Bray John Kirby Chief Financial Officer Dec 04, 2015 Option Exercise 596,785
Bray John Kirby Chief Financial Officer Dec 04, 2015 Option Exercise 276,000
Frishkopf John J Treasurer, Assistant Secretary Dec 04, 2015 Option Exercise 179,045
Frishkopf John J Treasurer, Assistant Secretary Dec 04, 2015 Option Exercise 82,800
Schmidt-Fellner Peter A Chief Investment Officer Dec 04, 2015 Option Exercise 1,518,290
Schmidt-Fellner Peter A Chief Investment Officer Dec 04, 2015 Option Exercise 690,000
Conway Timothy J Chairman, CEO and President Dec 04, 2015 Option Exercise 599,427
Conway Timothy J Chairman, CEO and President Dec 04, 2015 Option Exercise 281,000
McAuliffe Patrick F Head, Leveraged Finance Dec 03, 2015 Option Exercise 75,713
McAuliffe Patrick F Head, Leveraged Finance Dec 03, 2015 Option Exercise 35,750
Schmidt-Fellner Peter A Chief Investment Officer Dec 01, 2015 Option Exercise 1,528,788
Schmidt-Fellner Peter A Chief Investment Officer Dec 01, 2015 Option Exercise 702,500
Frishkopf John J Treasurer, Assistant Secretary Dec 01, 2015 Option Exercise 241,705
Frishkopf John J Treasurer, Assistant Secretary Dec 01, 2015 Option Exercise 111,400
Bray John Kirby Chief Financial Officer Dec 01, 2015 Option Exercise 301,447
Bray John Kirby Chief Financial Officer Dec 01, 2015 Option Exercise 138,000
Conway Timothy J Chairman, CEO and President Nov 30, 2015 Option Exercise 604,870
Conway Timothy J Chairman, CEO and President Nov 30, 2015 Option Exercise 286,000
Bray John Kirby Chief Financial Officer Nov 20, 2015 Option Exercise 894,068
Bray John Kirby Chief Financial Officer Nov 20, 2015 Option Exercise 424,000
Frishkopf John J Treasurer, Assistant Secretary Nov 20, 2015 Option Exercise 265,222
Frishkopf John J Treasurer, Assistant Secretary Nov 20, 2015 Option Exercise 138,000
Frishkopf John J Treasurer, Assistant Secretary Nov 19, 2015 Option Exercise 250,104
Frishkopf John J Treasurer, Assistant Secretary Nov 19, 2015 Option Exercise 143,000
Bray John Kirby Chief Financial Officer Nov 18, 2015 Option Exercise 1,124,385
Bray John Kirby Chief Financial Officer Nov 18, 2015 Option Exercise 552,000
du Four Mark R. Head - Leveraged Finance Nov 17, 2015 Option Exercise 49,377
du Four Mark R. Head - Leveraged Finance Nov 17, 2015 Option Exercise 28,600
OHARA MAUREEN Director Nov 10, 2015 Buy 2,925
Bralver Charles N Director Nov 10, 2015 Option Exercise 14,626
Bralver Charles N Director Nov 10, 2015 Option Exercise 14,613
McAuliffe Patrick F Head, Leveraged Finance May 09, 2015 Option Exercise 185,743
OHARA MAUREEN Director May 12, 2015 Option Exercise 2,003
Capital Z Partners III GP, Ltd. 10% Owner May 06, 2015 Option Exercise 32,007
Capital Z Partners III GP, Ltd. 10% Owner May 06, 2015 Option Exercise 32,000
Corsair Capital LLC 10% Owner Jun 03, 2014 Sale 2,181,897
Corsair Capital LLC 10% Owner Jun 03, 2014 Option Exercise 2,181,897
NOONAN FRANK R Director Mar 20, 2015 Option Exercise 160,014
NOONAN FRANK R Director Mar 20, 2015 Option Exercise 160,000
NOONAN FRANK R Director Mar 20, 2015 Sale 117,762
McCready Daniel D. Chief Credit Officer Mar 25, 2015 Option Exercise 67,941
McAuliffe Patrick F Head, Leveraged Finance Feb 17, 2015 Option Exercise 8,341
McAuliffe Patrick F Head, Leveraged Finance Feb 14, 2015 Option Exercise 9,998
McCready Daniel D. Chief Credit Officer Feb 14, 2015 Option Exercise 15,997
Frishkopf John J Treasurer, Assistant Secretary Feb 10, 2015 Option Exercise 73,200
Frishkopf John J Treasurer, Assistant Secretary Feb 02, 2015 Option Exercise 73,200
Frishkopf John J Treasurer, Assistant Secretary Dec 15, 2014 Option Exercise 84,751
Frishkopf John J Treasurer, Assistant Secretary Dec 18, 2014 Option Exercise 73,200
Frishkopf John J Treasurer, Assistant Secretary Dec 15, 2014 Option Exercise 73,200
Frishkopf John J Treasurer, Assistant Secretary Dec 09, 2014 Option Exercise 175,353
Frishkopf John J Treasurer, Assistant Secretary Dec 09, 2014 Option Exercise 146,400
Schmidt-Fellner Peter A Chief Investment Officer Dec 09, 2014 Option Exercise 1,172,613
Schmidt-Fellner Peter A Chief Investment Officer Dec 09, 2014 Option Exercise 915,000
Schmidt-Fellner Peter A Chief Investment Officer Dec 10, 2014 Option Exercise 1,155,202
Schmidt-Fellner Peter A Chief Investment Officer Dec 10, 2014 Option Exercise 915,000
Frishkopf John J Treasurer, Assistant Secretary Dec 10, 2014 Option Exercise 173,401
Frishkopf John J Treasurer, Assistant Secretary Dec 10, 2014 Option Exercise 146,400
Frishkopf John J Treasurer, Assistant Secretary Jun 06, 2014 Option Exercise 63,342
Frishkopf John J Treasurer, Assistant Secretary Jun 06, 2014 Option Exercise 63,329
Capital Z Partners III GP, Ltd. See Remarks Section Jun 16, 2014 Option Exercise 910,987
Capital Z Partners III GP, Ltd. See Remarks Section Jun 16, 2014 Option Exercise 2,181,915
Capital Z Partners III GP, Ltd. See Remarks Section Jun 16, 2014 Option Exercise 910,978
Capital Z Partners III GP, Ltd. See Remarks Section Jun 16, 2014 Option Exercise 2,181,897
McAuliffe Patrick F Head, Leveraged Finance Apr 09, 2014 Option Exercise 139,332
McAuliffe Patrick F Head, Leveraged Finance Apr 09, 2014 Option Exercise 109,800
Conway Timothy J Chairman, CEO and President Apr 02, 2014 Option Exercise 1,575,910
Conway Timothy J Chairman, CEO and President Apr 02, 2014 Option Exercise 1,098,000
Bray John Kirby Chief Financial Officer Apr 01, 2014 Option Exercise 986,216
Bray John Kirby Chief Financial Officer Apr 01, 2014 Option Exercise 732,000
McCready Daniel D. Chief Credit Officer Mar 25, 2014 Option Exercise 115,796
Conway Timothy J Chairman, CEO and President Mar 17, 2014 Option Exercise 237,511
Conway Timothy J Chairman, CEO and President Mar 17, 2014 Option Exercise 237,500
Schmidt-Fellner Peter A Chief Investment Officer Feb 27, 2014 Option Exercise 141,678
Schmidt-Fellner Peter A Chief Investment Officer Feb 27, 2014 Option Exercise 141,667
SECOND CURVE CAPITAL LLC 10% Owner Aug 30, 2013 Buy 65,571
SECOND CURVE CAPITAL LLC 10% Owner Aug 15, 2013 Buy 42,180
Schmidt-Fellner Peter A Chief Investment Officer May 19, 2013 Option Exercise 1,832,802
Frishkopf John J Treasurer, Assistant Secretary May 19, 2013 Option Exercise 1,135,943
Dobies David R M. Dir. & Head Mid Mkt. Corp. May 19, 2013 Option Exercise 974,796
Clemmens Robert T Chief Credit Officer May 19, 2013 Option Exercise 1,363,143
Bray John Kirby Chief Financial Officer May 19, 2013 Option Exercise 1,604,816
Conway Timothy J Chairman, CEO and President May 19, 2013 Option Exercise 2,088,282
McAuliffe Patrick F Co-Head, Leveraged Finance Feb 17, 2013 Option Exercise 10,939
OHARA MAUREEN Director Dec 26, 2012 Option Exercise 126,997
Frishkopf John J Treasurer, Assistant Secretary Dec 11, 2012 Option Exercise 341,413
Dobies David R M. Dir. & Head Mid Mkt. Corp. Dec 11, 2012 Option Exercise 333,913
Conway Timothy J Chairman, CEO and President Dec 11, 2012 Option Exercise 632,350
Bray John Kirby Chief Financial Officer Dec 11, 2012 Option Exercise 351,413
Schmidt-Fellner Peter A Chief Investment Officer Dec 11, 2012 Option Exercise 488,125
McAuliffe Patrick F Co-Head, Leveraged Finance Dec 11, 2012 Option Exercise 19,663
Clemmens Robert T Chief Credit Officer Dec 11, 2012 Option Exercise 346,100
THORNBURGH RICHARD E Director Nov 20, 2012 Option Exercise 312,900
OHARA MAUREEN Director Aug 16, 2011 Buy 8,680
Schmidt-Fellner Peter A Chief Investment Officer Feb 20, 2011 Option Exercise 92,922
Clemmens Robert T Chief Credit Officer Feb 20, 2011 Option Exercise 83,140
Dobies David R M.Dir. & Head Mid Mkt. Corp Feb 20, 2011 Option Exercise 78,989
Conway Timothy J Chairman, CEO and President Feb 20, 2011 Option Exercise 122,757
Bray John Kirby Chief Financial Officer Feb 20, 2011 Option Exercise 83,936