| Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
| MOELIS KENNETH | Chairman, CEO | Apr 28, 2021 | Sale | $57.04 | 10,466 | 596,981 | 303,676 | Apr 30, 2021, 07:57 PM |
| MOELIS KENNETH | Chairman, CEO | Apr 07, 2021 | Sale | $57.12 | 800 | 45,696 | 362,286 | Apr 09, 2021, 06:50 PM |
| MOELIS KENNETH | Chairman, CEO | Mar 29, 2021 | Sale | $56.00 | 3,500 | 196,000 | 480,477 | Mar 30, 2021, 08:50 PM |
| MOELIS KENNETH | Chairman, CEO | Mar 26, 2021 | Sale | $56.01 | 5,728 | 320,825 | 483,977 | Mar 30, 2021, 08:50 PM |
| MOELIS KENNETH | Chairman, CEO | Mar 30, 2021 | Sale | $56.05 | 6,816 | 382,037 | 473,661 | Mar 30, 2021, 08:50 PM |
| MOELIS KENNETH | Chairman, CEO | Mar 22, 2021 | Sale | $56.10 | 4,754 | 266,699 | 495,246 | Mar 24, 2021, 08:13 PM |
| MOELIS KENNETH | Chairman, CEO | Mar 24, 2021 | Sale | $56.18 | 541 | 30,393 | 489,705 | Mar 24, 2021, 08:13 PM |
| MOELIS KENNETH | Chairman, CEO | Mar 23, 2021 | Sale | $56.00 | 5,000 | 280,000 | 490,246 | Mar 24, 2021, 08:13 PM |
| MOELIS KENNETH | Chairman, CEO | Mar 19, 2021 | Sale | $56.64 | 60,000 | 3,398,400 | 500,000 | Mar 19, 2021, 08:31 PM |
| MOELIS KENNETH | Chairman, CEO | Mar 18, 2021 | Sale | $58.13 | 60,000 | 3,487,800 | 560,000 | Mar 19, 2021, 08:31 PM |
| CRAIN ELIZABETH | Chief Operating Officer | Mar 18, 2021 | Sale | $58.00 | 6,691 | 388,078 | 0 | Mar 19, 2021, 08:30 PM |
| MOELIS KENNETH | Chairman, CEO | Mar 17, 2021 | Sale | $57.28 | 60,000 | 3,436,800 | 620,000 | Mar 17, 2021, 07:42 PM |
| MOELIS KENNETH | Chairman, CEO | Mar 16, 2021 | Sale | $56.28 | 60,000 | 3,376,800 | 680,000 | Mar 17, 2021, 07:42 PM |
| MOELIS KENNETH | Chairman, CEO | Mar 15, 2021 | Sale | $55.75 | 60,000 | 3,345,000 | 740,000 | Mar 17, 2021, 07:42 PM |
| CRAIN ELIZABETH | Chief Operating Officer | Mar 15, 2021 | Sale | $55.50 | 6,692 | 371,406 | 13,383 | Mar 17, 2021, 07:40 PM |
| CRAIN ELIZABETH | Chief Operating Officer | Mar 17, 2021 | Sale | $57.00 | 6,692 | 381,444 | 6,691 | Mar 17, 2021, 07:40 PM |
| MOELIS KENNETH | Chairman, CEO | Mar 01, 2021 | Sale | $54.50 | 43,613 | 2,376,909 | 88,006 | Mar 02, 2021, 09:26 PM |
| MOELIS KENNETH | Chairman, CEO | Feb 23, 2021 | Option Exercise | $54.29 | 1,410 | 76,549 | 131,619 | Feb 25, 2021, 09:11 PM |
| WATANABE OSAMU R. | General Counsel, Secretary | Feb 23, 2021 | Option Exercise | $54.29 | 192 | 10,424 | 17,151 | Feb 25, 2021, 08:50 PM |
| WATANABE OSAMU R. | General Counsel, Secretary | Feb 24, 2021 | Sale | $53.08 | 17,020 | 903,422 | 131 | Feb 25, 2021, 08:50 PM |
| SIMON JOSEPH | Chief Financial Officer | Feb 23, 2021 | Option Exercise | $54.29 | 11,524 | 625,638 | 13,189 | Feb 25, 2021, 08:48 PM |
| SIMON JOSEPH | Chief Financial Officer | Feb 23, 2021 | Sale | $53.00 | 13,189 | 699,017 | 0 | Feb 25, 2021, 08:48 PM |
| RAICH JEFFREY | Co-President, MD | Feb 23, 2021 | Option Exercise | $54.29 | 53,189 | 2,887,631 | 54,084 | Feb 25, 2021, 08:47 PM |
| MAHMOODZADEGAN NAVID | Co-President, MD | Feb 23, 2021 | Option Exercise | $54.29 | 75,090 | 4,076,636 | 76,356 | Feb 25, 2021, 08:46 PM |
| CRAIN ELIZABETH | Chief Operating Officer | Feb 23, 2021 | Option Exercise | $54.29 | 14,001 | 760,114 | 20,075 | Feb 25, 2021, 08:46 PM |
| Cantor Eric | Vice Chairman, MD | Feb 23, 2021 | Option Exercise | $54.29 | 17,027 | 924,396 | 105,984 | Feb 25, 2021, 08:45 PM |
| Callesano Christopher | Principal Accounting Officer | Feb 23, 2021 | Option Exercise | $54.29 | 1,295 | 70,306 | 1,346 | Feb 25, 2021, 08:44 PM |
| Callesano Christopher | Principal Accounting Officer | Feb 23, 2021 | Sale | $50.05 | 1,346 | 67,367 | 0 | Feb 25, 2021, 08:44 PM |
| MOELIS KENNETH | Chairman, CEO | Feb 19, 2021 | Sale | $54.78 | 28,234 | 1,546,658 | 4,505 | Feb 19, 2021, 07:17 PM |
| MOELIS KENNETH | Chairman, CEO | Feb 18, 2021 | Sale | $54.64 | 72,064 | 3,937,853 | 102,683 | Feb 19, 2021, 07:17 PM |
| MOELIS KENNETH | Chairman, CEO | Feb 16, 2021 | Sale | $54.89 | 61,987 | 3,402,572 | 143,465 | Feb 18, 2021, 06:41 PM |
| Shropshire Kenneth | Director | Feb 12, 2021 | Sale | $54.69 | 1,645 | 89,965 | 5,742 | Feb 12, 2021, 09:22 PM |
| Cantor Eric | Vice Chairman, MD | Feb 12, 2021 | Option Exercise | $53.99 | 2,116 | 114,243 | 85,899 | Feb 12, 2021, 09:21 PM |
| SIMON JOSEPH | Chief Financial Officer | Dec 15, 2020 | Option Exercise | $45.00 | 1,219 | 54,855 | 0 | Dec 17, 2020, 06:57 PM |
| CRAIN ELIZABETH | Chief Operating Officer | Dec 15, 2020 | Option Exercise | $45.00 | 3,268 | 147,060 | 6,557 | Dec 17, 2020, 06:56 PM |
| SIMON JOSEPH | Chief Financial Officer | Nov 09, 2020 | Sale | $38.10 | 6,984 | 266,090 | 0 | Nov 10, 2020, 07:35 PM |
| SIMON JOSEPH | Chief Financial Officer | Nov 05, 2020 | Sale | $38.13 | 15,934 | 607,584 | 12,046 | Nov 06, 2020, 06:59 PM |
| SIMON JOSEPH | Chief Financial Officer | Nov 04, 2020 | Sale | $38.69 | 18,367 | 710,598 | 33,518 | Nov 06, 2020, 06:59 PM |
| RAICH JEFFREY | Co-President, MD | Oct 27, 2020 | Sale | $38.55 | 633,100 | 24,406,005 | 0 | Oct 29, 2020, 09:21 PM |
| RAICH JEFFREY | Co-President, MD | Oct 27, 2020 | Sale | $38.55 | 364 | 14,032 | 0 | Oct 29, 2020, 09:21 PM |
| MAHMOODZADEGAN NAVID | Co-President, MD | Oct 27, 2020 | Sale | $38.55 | 1,195,848 | 46,099,939 | 0 | Oct 29, 2020, 09:18 PM |
| Cantor Eric | Vice Chairman, MD | Oct 28, 2020 | Option Exercise | $39.28 | 2,098 | 82,409 | 83,406 | Oct 29, 2020, 09:15 PM |
| CRAIN ELIZABETH | Chief Operating Officer | Oct 08, 2020 | Sale | $38.00 | 20,000 | 760,000 | 6,557 | Oct 13, 2020, 08:38 PM |
| CRAIN ELIZABETH | Chief Operating Officer | Oct 02, 2020 | Sale | $36.00 | 12,455 | 448,380 | 0 | Oct 02, 2020, 06:42 PM |
| CRAIN ELIZABETH | Chief Operating Officer | Oct 02, 2020 | Sale | $36.00 | 7,545 | 271,620 | 26,557 | Oct 02, 2020, 06:42 PM |
| CRAIN ELIZABETH | Chief Operating Officer | Sep 30, 2020 | Sale | $35.00 | 15,000 | 525,000 | 34,102 | Oct 02, 2020, 06:42 PM |
| CRAIN ELIZABETH | Chief Operating Officer | Sep 18, 2020 | Sale | $34.10 | 5,000 | 170,500 | 49,102 | Sep 22, 2020, 07:12 PM |
| CRAIN ELIZABETH | Chief Operating Officer | Aug 11, 2020 | Sale | $32.43 | 20,000 | 648,529 | 75,969 | Aug 13, 2020, 08:04 PM |
| Cantor Eric | Vice Chairman, MD | Jul 31, 2020 | Option Exercise | $29.84 | 2,134 | 63,679 | 80,883 | Aug 04, 2020, 06:33 PM |
| MAHMOODZADEGAN NAVID | Co-President, MD | May 27, 2020 | Sale | $33.47 | 72,632 | 2,430,993 | 0 | May 29, 2020, 06:40 PM |
| RAICH JEFFREY | Co-President, MD | May 19, 2020 | Sale | $30.00 | 2,500 | 75,000 | 3,838 | May 20, 2020, 08:34 PM |
| RAICH JEFFREY | Co-President, MD | May 18, 2020 | Sale | $30.01 | 7,308 | 219,313 | 6,338 | May 20, 2020, 08:34 PM |
| RAICH JEFFREY | Co-President, MD | May 20, 2020 | Sale | $29.76 | 3,838 | 114,219 | 0 | May 20, 2020, 08:34 PM |
| RAICH JEFFREY | Co-President, MD | May 08, 2020 | Sale | $30.76 | 1,500 | 46,140 | 47,046 | May 12, 2020, 08:17 PM |
| RAICH JEFFREY | Co-President, MD | May 12, 2020 | Sale | $30.82 | 13,400 | 412,988 | 13,646 | May 12, 2020, 08:17 PM |
| RAICH JEFFREY | Co-President, MD | May 11, 2020 | Sale | $31.03 | 20,000 | 620,600 | 27,046 | May 12, 2020, 08:17 PM |
| WATANABE OSAMU R. | General Counsel, Secretary | Apr 30, 2020 | Sale | $30.12 | 8,472 | 255,177 | 131 | May 01, 2020, 07:57 PM |
| Cantor Eric | Vice Chairman, MD | Apr 24, 2020 | Option Exercise | $29.02 | 5,270 | 152,935 | 78,371 | Apr 28, 2020, 06:18 PM |
| CRAIN ELIZABETH | Chief Operating Officer | Feb 27, 2020 | Sale | $33.49 | 22,075 | 739,292 | 0 | Feb 28, 2020, 08:15 PM |
| SIMON JOSEPH | Chief Financial Officer | Feb 21, 2020 | Option Exercise | $36.72 | 11,757 | 431,717 | 28,456 | Feb 25, 2020, 09:10 PM |
| SIMON JOSEPH | Chief Financial Officer | Dec 16, 2019 | Option Exercise | $31.58 | 849 | 26,811 | 15,000 | Feb 25, 2020, 09:10 PM |
| Cantor Eric | Vice Chairman, MD | Feb 21, 2020 | Option Exercise | $36.72 | 10,253 | 376,490 | 72,162 | Feb 25, 2020, 09:09 PM |
| Callesano Christopher | Principal Accounting Officer | Feb 21, 2020 | Option Exercise | $36.72 | 1,442 | 52,950 | 1,497 | Feb 25, 2020, 09:09 PM |
| Callesano Christopher | Principal Accounting Officer | Feb 21, 2020 | Sale | $36.75 | 1,497 | 55,015 | 0 | Feb 25, 2020, 09:09 PM |
| CRAIN ELIZABETH | Chief Operating Officer | Feb 20, 2020 | Option Exercise | $36.72 | 327 | 12,007 | 36,809 | Feb 25, 2020, 06:42 AM |
| CRAIN ELIZABETH | Chief Operating Officer | Feb 20, 2020 | Sale | $36.72 | 14,734 | 541,032 | 22,075 | Feb 25, 2020, 06:42 AM |
| RAICH JEFFREY | Co-President, MD | Feb 20, 2020 | Option Exercise | $36.72 | 1,492 | 54,786 | 133,974 | Feb 24, 2020, 09:55 PM |
| RAICH JEFFREY | Co-President, MD | Feb 20, 2020 | Sale | $36.72 | 67,733 | 2,487,156 | 66,241 | Feb 24, 2020, 09:55 PM |
| RAICH JEFFREY | Co-President, MD | Feb 21, 2020 | Sale | $37.01 | 17,695 | 654,892 | 48,546 | Feb 24, 2020, 09:55 PM |
| MAHMOODZADEGAN NAVID | Co-President, MD | Feb 20, 2020 | Option Exercise | $36.72 | 1,636 | 60,074 | 146,901 | Feb 24, 2020, 09:43 PM |
| MAHMOODZADEGAN NAVID | Co-President, MD | Feb 20, 2020 | Sale | $36.72 | 74,269 | 2,727,158 | 72,632 | Feb 24, 2020, 09:43 PM |
| MOELIS KENNETH | Chairman, CEO | Feb 20, 2020 | Option Exercise | $36.72 | 1,748 | 64,187 | 243,661 | Feb 24, 2020, 09:20 PM |
| MOELIS KENNETH | Chairman, CEO | Feb 20, 2020 | Sale | $36.72 | 79,331 | 2,913,034 | 164,330 | Feb 24, 2020, 09:20 PM |
| WATANABE OSAMU R. | General Counsel, Secretary | Feb 20, 2020 | Option Exercise | $36.72 | 194 | 7,124 | 17,270 | Feb 21, 2020, 09:20 PM |
| WATANABE OSAMU R. | General Counsel, Secretary | Feb 19, 2020 | Sale | $37.54 | 16,969 | 637,016 | 131 | Feb 21, 2020, 09:20 PM |
| WATANABE OSAMU R. | General Counsel, Secretary | Feb 20, 2020 | Sale | $36.72 | 8,667 | 318,252 | 8,603 | Feb 21, 2020, 09:20 PM |
| MOELIS KENNETH | Chairman, CEO | Feb 14, 2020 | Option Exercise | $15.95 | 6,000 | 95,700 | 6,000 | Feb 19, 2020, 09:10 PM |
| MOELIS KENNETH | Chairman, CEO | Feb 14, 2020 | Option Exercise | $15.95 | 6,000 | 95,700 | 0 | Feb 19, 2020, 09:10 PM |
| WATANABE OSAMU R. | General Counsel, Secretary | Feb 07, 2020 | Option Exercise | $16.70 | 10,000 | 167,000 | 27,100 | Feb 11, 2020, 07:39 PM |
| WATANABE OSAMU R. | General Counsel, Secretary | Feb 07, 2020 | Sale | $38.80 | 10,000 | 388,000 | 17,100 | Feb 11, 2020, 07:39 PM |
| SIMON JOSEPH | Chief Financial Officer | Feb 10, 2020 | Sale | $39.65 | 5,846 | 231,794 | 15,000 | Feb 11, 2020, 07:38 PM |
| SIMON JOSEPH | Chief Financial Officer | Feb 07, 2020 | Sale | $39.46 | 5,000 | 197,302 | 23,381 | Feb 11, 2020, 07:38 PM |
| Cantor Eric | Vice Chairman, MD | Feb 07, 2020 | Option Exercise | $39.95 | 1,599 | 63,880 | 60,068 | Feb 11, 2020, 07:38 PM |
| MOELIS KENNETH | Chairman, CEO | Nov 13, 2019 | Option Exercise | $16.70 | 1,418 | 23,681 | 1,418 | Nov 13, 2019, 07:55 PM |
| MOELIS KENNETH | Chairman, CEO | Nov 11, 2019 | Option Exercise | $16.70 | 3,450 | 57,615 | 3,450 | Nov 13, 2019, 07:55 PM |
| MOELIS KENNETH | Chairman, CEO | Nov 13, 2019 | Option Exercise | $16.70 | 1,418 | 23,681 | 0 | Nov 13, 2019, 07:55 PM |
| MOELIS KENNETH | Chairman, CEO | Nov 11, 2019 | Option Exercise | $16.70 | 3,450 | 57,615 | 0 | Nov 13, 2019, 07:55 PM |
| MOELIS KENNETH | Chairman, CEO | Nov 06, 2019 | Option Exercise | $16.70 | 21,400 | 357,380 | 21,400 | Nov 08, 2019, 08:40 PM |
| MOELIS KENNETH | Chairman, CEO | Nov 08, 2019 | Option Exercise | $16.70 | 9,000 | 150,300 | 9,000 | Nov 08, 2019, 08:40 PM |
| MOELIS KENNETH | Chairman, CEO | Nov 07, 2019 | Option Exercise | $16.70 | 14,000 | 233,800 | 14,000 | Nov 08, 2019, 08:40 PM |
| MOELIS KENNETH | Chairman, CEO | Nov 06, 2019 | Option Exercise | $16.70 | 21,400 | 357,380 | 0 | Nov 08, 2019, 08:40 PM |
| MOELIS KENNETH | Chairman, CEO | Nov 08, 2019 | Option Exercise | $16.70 | 9,000 | 150,300 | 0 | Nov 08, 2019, 08:40 PM |
| MOELIS KENNETH | Chairman, CEO | Nov 07, 2019 | Option Exercise | $16.70 | 14,000 | 233,800 | 0 | Nov 08, 2019, 08:40 PM |
| WATANABE OSAMU R. | General Counsel, Secretary | Nov 04, 2019 | Option Exercise | $16.70 | 15,776 | 263,459 | 32,876 | Nov 05, 2019, 09:00 PM |
| WATANABE OSAMU R. | General Counsel, Secretary | Nov 04, 2019 | Sale | $35.33 | 15,776 | 557,366 | 17,100 | Nov 05, 2019, 09:00 PM |
| RAICH JEFFREY | Co-President, MD | Nov 01, 2019 | Option Exercise | $16.70 | 13,934 | 232,698 | 87,293 | Nov 05, 2019, 09:00 PM |
| RAICH JEFFREY | Co-President, MD | Nov 01, 2019 | Sale | $34.34 | 87,293 | 2,997,400 | 73,359 | Nov 05, 2019, 09:00 PM |
| MAHMOODZADEGAN NAVID | Co-President, MD | Nov 01, 2019 | Sale | $35.03 | 73,359 | 2,569,766 | 0 | Nov 05, 2019, 08:59 PM |
| Cantor Eric | Vice Chairman, MD | Nov 01, 2019 | Option Exercise | $35.68 | 8,026 | 286,368 | 58,141 | Nov 05, 2019, 08:59 PM |
| Callesano Christopher | Principal Accounting Officer | Nov 05, 2019 | Sale | $36.10 | 4,797 | 173,172 | 0 | Nov 05, 2019, 08:58 PM |
| SIMON JOSEPH | Chief Financial Officer | Aug 29, 2019 | Option Exercise | $16.70 | 17,528 | 292,718 | 43,374 | Sep 03, 2019, 08:47 PM |
| SIMON JOSEPH | Chief Financial Officer | Aug 29, 2019 | Sale | $33.64 | 17,528 | 589,617 | 25,846 | Sep 03, 2019, 08:47 PM |
| Cantor Eric | Vice Chairman, MD | Aug 01, 2019 | Option Exercise | $36.44 | 1,701 | 61,984 | 48,207 | Aug 05, 2019, 07:40 PM |
| CRAIN ELIZABETH | Chief Operating Officer | Jun 03, 2019 | Option Exercise | $16.70 | 21,669 | 361,872 | 38,638 | Jun 05, 2019, 05:47 PM |
| CRAIN ELIZABETH | Chief Operating Officer | Jun 03, 2019 | Sale | $32.19 | 698 | 22,468 | 0 | Jun 05, 2019, 05:47 PM |
| CRAIN ELIZABETH | Chief Operating Officer | Jun 03, 2019 | Sale | $32.13 | 30,971 | 995,142 | 26,638 | Jun 05, 2019, 05:47 PM |
| CRAIN ELIZABETH | Chief Operating Officer | May 01, 2019 | Option Exercise | $97.34 | 3 | 292 | 33,940 | May 03, 2019, 09:07 PM |
| CRAIN ELIZABETH | Chief Operating Officer | May 01, 2019 | Sale | $37.50 | 16,971 | 636,413 | 16,969 | May 03, 2019, 09:07 PM |
| RAICH JEFFREY | Co-President, MD | May 01, 2019 | Option Exercise | $149.26 | 4 | 597 | 146,720 | May 03, 2019, 08:59 PM |
| RAICH JEFFREY | Co-President, MD | May 01, 2019 | Sale | $37.50 | 73,361 | 2,751,038 | 73,359 | May 03, 2019, 08:59 PM |
| Cantor Eric | Vice Chairman, MD | May 01, 2019 | Option Exercise | $37.50 | 11,986 | 449,475 | 46,204 | May 03, 2019, 08:49 PM |
| Callesano Christopher | Principal Accounting Officer | May 01, 2019 | Option Exercise | $37.50 | 2,472 | 92,700 | 4,797 | May 03, 2019, 08:29 PM |
| Callesano Christopher | Principal Accounting Officer | May 03, 2019 | Option Exercise | $16.70 | 3,500 | 58,450 | 8,297 | May 03, 2019, 08:29 PM |
| Callesano Christopher | Principal Accounting Officer | May 03, 2019 | Sale | $38.00 | 3,500 | 133,000 | 4,797 | May 03, 2019, 08:29 PM |
| SIMON JOSEPH | Chief Financial Officer | May 01, 2019 | Option Exercise | $37.50 | 23,484 | 880,650 | 25,846 | May 03, 2019, 08:23 PM |
| WATANABE OSAMU R. | General Counsel, Secretary | May 01, 2019 | Option Exercise | $106.54 | 3 | 320 | 34,072 | May 03, 2019, 08:21 PM |
| WATANABE OSAMU R. | General Counsel, Secretary | May 01, 2019 | Sale | $37.50 | 16,972 | 636,450 | 17,100 | May 03, 2019, 08:21 PM |
| MAHMOODZADEGAN NAVID | Co-President, MD | May 01, 2019 | Option Exercise | $149.26 | 4 | 597 | 146,720 | May 03, 2019, 08:19 PM |
| MAHMOODZADEGAN NAVID | Co-President, MD | May 01, 2019 | Sale | $37.50 | 73,361 | 2,751,038 | 73,359 | May 03, 2019, 08:19 PM |
| RAICH JEFFREY | Co-President, MD | May 01, 2019 | Option Exercise | $149.26 | 4 | 597 | 147 | May 03, 2019, 08:13 PM |
| RAICH JEFFREY | Co-President, MD | May 01, 2019 | Sale | $37.50 | 73,361 | 2,751,038 | 73,359 | May 03, 2019, 08:13 PM |
| MOELIS KENNETH | Chairman, CEO | May 01, 2019 | Option Exercise | $88.48 | 2 | 177 | 171,424 | May 03, 2019, 08:09 PM |
| MOELIS KENNETH | Chairman, CEO | May 01, 2019 | Sale | $37.50 | 84,708 | 3,176,550 | 86,716 | May 03, 2019, 08:09 PM |
| MOELIS KENNETH | Chairman, CEO | May 01, 2019 | Option Exercise | $37.50 | 5,600 | 210,000 | 0 | May 03, 2019, 08:09 PM |
| SIMON JOSEPH | Chief Financial Officer | Dec 14, 2018 | Option Exercise | $36.49 | 2,611 | 95,275 | 0 | Dec 18, 2018, 06:01 PM |
| Cantor Eric | MD & Vice Chairman | Oct 24, 2018 | Option Exercise | $42.16 | 7,091 | 298,957 | 31,632 | Oct 25, 2018, 08:16 PM |
| Shropshire Kenneth | Director | Aug 15, 2018 | Sale | $57.85 | 1,500 | 86,775 | 4,968 | Aug 17, 2018, 04:22 PM |
| Cantor Eric | MD & Vice Chairman | Jul 25, 2018 | Option Exercise | $63.70 | 1,380 | 87,906 | 22,550 | Jul 27, 2018, 04:03 PM |
| CRAIN ELIZABETH | Chief Operating Officer | May 15, 2018 | Option Exercise | $19.45 | 6,668 | 129,693 | 6,668 | May 16, 2018, 04:07 PM |
| CRAIN ELIZABETH | Chief Operating Officer | May 15, 2018 | Sale | $57.24 | 6,668 | 381,703 | 0 | May 16, 2018, 04:07 PM |
| WATANABE OSAMU R. | General Counsel and Secretary | May 15, 2018 | Sale | $56.60 | 1,182 | 66,901 | 131 | May 16, 2018, 04:06 PM |
| WATANABE OSAMU R. | General Counsel and Secretary | May 14, 2018 | Sale | $56.86 | 4,000 | 227,432 | 1,313 | May 16, 2018, 04:06 PM |
| RAICH JEFFREY | MD & Co-President | May 14, 2018 | Option Exercise | $19.45 | 6,967 | 135,508 | 5,247 | May 16, 2018, 04:06 PM |
| RAICH JEFFREY | MD & Co-President | May 14, 2018 | Sale | $56.53 | 6,967 | 393,864 | 0 | May 16, 2018, 04:06 PM |
| SIMON JOSEPH | Chief Financial Officer | May 14, 2018 | Option Exercise | $19.45 | 1,263 | 24,565 | 1,263 | May 16, 2018, 04:05 PM |
| SIMON JOSEPH | Chief Financial Officer | May 14, 2018 | Sale | $56.72 | 1,263 | 71,635 | 0 | May 16, 2018, 04:05 PM |
| MOELIS KENNETH | Chairman and CEO | May 08, 2018 | Sale | $55.26 | 3,683 | 203,514 | 2,011 | May 10, 2018, 04:01 PM |
| MOELIS KENNETH | Chairman and CEO | May 03, 2018 | Sale | $54.02 | 20,870 | 1,127,406 | 26,609 | May 07, 2018, 06:11 PM |
| MOELIS KENNETH | Chairman and CEO | May 07, 2018 | Sale | $54.92 | 8,000 | 439,400 | 5,694 | May 07, 2018, 06:11 PM |
| MOELIS KENNETH | Chairman and CEO | May 04, 2018 | Sale | $54.12 | 12,915 | 698,997 | 13,694 | May 07, 2018, 06:11 PM |
| CRAIN ELIZABETH | Chief Operating Officer | May 07, 2018 | Sale | $54.89 | 4,535 | 248,945 | 0 | May 07, 2018, 06:09 PM |
| MOELIS KENNETH | Chairman and CEO | Apr 30, 2018 | Sale | $54.00 | 8,000 | 432,000 | 47,697 | May 01, 2018, 05:47 PM |
| MOELIS KENNETH | Chairman and CEO | Apr 27, 2018 | Sale | $54.00 | 100 | 5,400 | 55,697 | May 01, 2018, 05:47 PM |
| MOELIS KENNETH | Chairman and CEO | May 01, 2018 | Sale | $54.00 | 228 | 12,312 | 47,479 | May 01, 2018, 05:47 PM |
| MOELIS KENNETH | Chairman and CEO | Apr 30, 2018 | Option Exercise | $53.80 | 5,600 | 301,280 | 5,600 | May 01, 2018, 05:47 PM |
| WATANABE OSAMU R. | General Counsel and Secretary | Apr 30, 2018 | Sale | $53.76 | 2,311 | 124,242 | 5,313 | May 01, 2018, 05:46 PM |
| SIMON JOSEPH | Chief Financial Officer | Apr 24, 2018 | Option Exercise | $54.45 | 4,113 | 223,953 | 5,224 | Apr 26, 2018, 05:29 PM |
| SIMON JOSEPH | Chief Financial Officer | Apr 26, 2018 | Sale | $53.80 | 5,224 | 281,056 | 0 | Apr 26, 2018, 05:29 PM |
| LEAMAN J RICHARD III | MD & Vice Chairman | Apr 24, 2018 | Option Exercise | $51.67 | 1 | 52 | 16,006 | Apr 26, 2018, 05:27 PM |
| LEAMAN J RICHARD III | MD & Vice Chairman | Apr 25, 2018 | Sale | $53.76 | 8,003 | 430,218 | 0 | Apr 26, 2018, 05:27 PM |
| LEAMAN J RICHARD III | MD & Vice Chairman | Apr 24, 2018 | Sale | $54.45 | 8,003 | 435,763 | 8,003 | Apr 26, 2018, 05:27 PM |
| CRAIN ELIZABETH | Chief Operating Officer | Apr 24, 2018 | Sale | $54.45 | 4,535 | 246,931 | 4,535 | Apr 26, 2018, 05:27 PM |
| Callesano Christopher | ED & Principal Acct Officer | Apr 24, 2018 | Option Exercise | $54.45 | 816 | 44,431 | 1,585 | Apr 26, 2018, 05:27 PM |
| Callesano Christopher | ED & Principal Acct Officer | Apr 25, 2018 | Option Exercise | $19.45 | 1,750 | 34,038 | 1,750 | Apr 26, 2018, 05:27 PM |
| Callesano Christopher | ED & Principal Acct Officer | Apr 25, 2018 | Sale | $54.25 | 3,335 | 180,924 | 0 | Apr 26, 2018, 05:27 PM |
| Cantor Eric | MD & Vice Chairman | Apr 24, 2018 | Option Exercise | $54.45 | 4,001 | 217,854 | 20,924 | Apr 26, 2018, 05:26 PM |
| MAHMOODZADEGAN NAVID | MD & Co-President | Apr 24, 2018 | Option Exercise | $43.81 | 1 | 44 | 26,677 | Apr 26, 2018, 05:25 PM |
| MAHMOODZADEGAN NAVID | MD & Co-President | Apr 26, 2018 | Sale | $53.87 | 13,338 | 718,483 | 0 | Apr 26, 2018, 05:25 PM |
| MAHMOODZADEGAN NAVID | MD & Co-President | Apr 24, 2018 | Sale | $54.45 | 13,339 | 726,309 | 13,338 | Apr 26, 2018, 05:25 PM |
| RAICH JEFFREY | MD & Co-President | Apr 24, 2018 | Option Exercise | $43.81 | 1 | 44 | 26,677 | Apr 26, 2018, 05:25 PM |
| RAICH JEFFREY | MD & Co-President | Apr 24, 2018 | Sale | $54.45 | 13,339 | 726,309 | 13,338 | Apr 26, 2018, 05:25 PM |
| RAICH JEFFREY | MD & Co-President | Apr 26, 2018 | Sale | $53.84 | 2,938 | 158,182 | 0 | Apr 26, 2018, 05:25 PM |
| RAICH JEFFREY | MD & Co-President | Apr 25, 2018 | Sale | $53.86 | 10,400 | 560,168 | 2,938 | Apr 26, 2018, 05:25 PM |
| MOELIS KENNETH | Chairman and CEO | Apr 25, 2018 | Sale | $54.03 | 5,102 | 275,663 | 63,797 | Apr 26, 2018, 05:24 PM |
| MOELIS KENNETH | Chairman and CEO | Apr 24, 2018 | Sale | $54.45 | 17,785 | 968,393 | 68,899 | Apr 26, 2018, 05:24 PM |
| MOELIS KENNETH | Chairman and CEO | Apr 26, 2018 | Sale | $54.00 | 8,000 | 432,000 | 55,797 | Apr 26, 2018, 05:24 PM |
| WATANABE OSAMU R. | General Counsel and Secretary | Apr 24, 2018 | Option Exercise | $39.53 | 1 | 40 | 9,936 | Apr 26, 2018, 05:24 PM |
| WATANABE OSAMU R. | General Counsel and Secretary | Apr 24, 2018 | Sale | $54.45 | 2,312 | 125,888 | 7,624 | Apr 26, 2018, 05:24 PM |
| LEAMAN J RICHARD III | MD & Vice Chairman | Feb 27, 2018 | Sale | $51.47 | 10,568 | 543,902 | 0 | Mar 01, 2018, 05:07 PM |
| RAICH JEFFREY | MD & Co-President | Mar 01, 2018 | Sale | $51.04 | 9,996 | 510,196 | 0 | Mar 01, 2018, 05:06 PM |
| RAICH JEFFREY | MD & Co-President | Feb 28, 2018 | Sale | $51.46 | 5,250 | 270,165 | 9,996 | Mar 01, 2018, 05:06 PM |
| RAICH JEFFREY | MD & Co-President | Feb 27, 2018 | Sale | $51.61 | 18,222 | 940,437 | 15,246 | Mar 01, 2018, 05:06 PM |
| MAHMOODZADEGAN NAVID | MD & Co-President | Mar 01, 2018 | Sale | $51.04 | 9,909 | 505,755 | 0 | Mar 01, 2018, 05:06 PM |
| MAHMOODZADEGAN NAVID | MD & Co-President | Feb 28, 2018 | Sale | $51.46 | 5,100 | 262,446 | 9,909 | Mar 01, 2018, 05:06 PM |
| MAHMOODZADEGAN NAVID | MD & Co-President | Feb 27, 2018 | Sale | $51.61 | 18,459 | 952,669 | 15,009 | Mar 01, 2018, 05:06 PM |
| SIMON JOSEPH | Chief Financial Officer | Feb 22, 2018 | Option Exercise | $50.00 | 5,151 | 257,550 | 10,202 | Feb 26, 2018, 05:32 PM |
| SIMON JOSEPH | Chief Financial Officer | Feb 23, 2018 | Sale | $51.01 | 7,674 | 391,424 | 0 | Feb 26, 2018, 05:32 PM |
| SIMON JOSEPH | Chief Financial Officer | Feb 22, 2018 | Sale | $50.00 | 2,528 | 126,400 | 7,674 | Feb 26, 2018, 05:32 PM |
| LEAMAN J RICHARD III | MD & Vice Chairman | Feb 22, 2018 | Option Exercise | $107.36 | 2 | 215 | 31,140 | Feb 26, 2018, 05:32 PM |
| LEAMAN J RICHARD III | MD & Vice Chairman | Feb 26, 2018 | Sale | $51.34 | 4,000 | 205,374 | 10,568 | Feb 26, 2018, 05:32 PM |
| LEAMAN J RICHARD III | MD & Vice Chairman | Feb 23, 2018 | Sale | $51.35 | 1,000 | 51,350 | 14,568 | Feb 26, 2018, 05:32 PM |
| LEAMAN J RICHARD III | MD & Vice Chairman | Feb 22, 2018 | Sale | $50.00 | 15,572 | 778,600 | 15,568 | Feb 26, 2018, 05:32 PM |
| CRAIN ELIZABETH | Chief Operating Officer | Feb 22, 2018 | Option Exercise | $30.03 | 1 | 30 | 17,164 | Feb 26, 2018, 05:31 PM |
| CRAIN ELIZABETH | Chief Operating Officer | Feb 22, 2018 | Sale | $50.00 | 8,583 | 429,150 | 8,581 | Feb 26, 2018, 05:31 PM |
| CRAIN ELIZABETH | Chief Operating Officer | Feb 26, 2018 | Sale | $51.31 | 8,581 | 440,316 | 0 | Feb 26, 2018, 05:31 PM |
| Callesano Christopher | ED & Principal Acct Officer | Feb 22, 2018 | Option Exercise | $50.00 | 702 | 35,100 | 1,360 | Feb 26, 2018, 05:22 PM |
| Callesano Christopher | ED & Principal Acct Officer | Feb 23, 2018 | Sale | $50.51 | 1,360 | 68,694 | 0 | Feb 26, 2018, 05:22 PM |
| Cantor Eric | MD & Vice Chairman | Feb 22, 2018 | Option Exercise | $50.00 | 2,312 | 115,600 | 16,207 | Feb 26, 2018, 05:21 PM |
| MAHMOODZADEGAN NAVID | MD & Co-President | Feb 22, 2018 | Option Exercise | $63.94 | 1 | 64 | 86,938 | Feb 26, 2018, 05:20 PM |
| MAHMOODZADEGAN NAVID | MD & Co-President | Feb 26, 2018 | Sale | $51.49 | 10,000 | 514,900 | 33,468 | Feb 26, 2018, 05:20 PM |
| MAHMOODZADEGAN NAVID | MD & Co-President | Feb 22, 2018 | Sale | $50.00 | 43,470 | 2,173,500 | 43,468 | Feb 26, 2018, 05:20 PM |
| RAICH JEFFREY | MD & Co-President | Feb 22, 2018 | Option Exercise | $63.94 | 1 | 64 | 86,938 | Feb 26, 2018, 05:19 PM |
| RAICH JEFFREY | MD & Co-President | Feb 26, 2018 | Sale | $51.49 | 10,000 | 514,900 | 33,468 | Feb 26, 2018, 05:19 PM |
| RAICH JEFFREY | MD & Co-President | Feb 22, 2018 | Sale | $50.00 | 43,470 | 2,173,500 | 43,468 | Feb 26, 2018, 05:19 PM |
| MOELIS KENNETH | Chairman and CEO | Feb 22, 2018 | Option Exercise | $125.02 | 3 | 375 | 98,229 | Feb 26, 2018, 05:18 PM |
| MOELIS KENNETH | Chairman and CEO | Feb 22, 2018 | Sale | $50.00 | 49,116 | 2,455,800 | 49,113 | Feb 26, 2018, 05:18 PM |
| WATANABE OSAMU R. | General Counsel and Secretary | Feb 22, 2018 | Option Exercise | $72.48 | 1 | 72 | 10,498 | Feb 26, 2018, 05:17 PM |
| WATANABE OSAMU R. | General Counsel and Secretary | Feb 22, 2018 | Sale | $50.00 | 5,185 | 259,250 | 5,313 | Feb 26, 2018, 05:17 PM |
| Cantor Eric | MD & Vice Chairman | Feb 09, 2018 | Option Exercise | $52.00 | 159 | 8,268 | 11,035 | Feb 13, 2018, 04:35 PM |
| Cantor Eric | MD & Vice Chairman | Jan 02, 2018 | Option Exercise | $48.50 | 69 | 3,347 | 10,638 | Jan 03, 2018, 12:00 AM |
| SIMON JOSEPH | Chief Financial Officer | Dec 18, 2017 | Option Exercise | $48.00 | 846 | 40,608 | 0 | Dec 20, 2017, 04:28 PM |
| MOELIS KENNETH | Chairman and CEO | Nov 02, 2017 | Sale | $42.60 | 8,656 | 368,783 | 11,200 | Nov 03, 2017, 04:43 PM |
| MOELIS KENNETH | Chairman and CEO | Nov 01, 2017 | Sale | $42.70 | 22,000 | 939,448 | 19,856 | Nov 03, 2017, 04:43 PM |
| MOELIS KENNETH | Chairman and CEO | Oct 31, 2017 | Sale | $42.79 | 14,000 | 599,084 | 41,856 | Oct 31, 2017, 05:44 PM |
| MOELIS KENNETH | Chairman and CEO | Oct 30, 2017 | Sale | $42.69 | 17,300 | 738,525 | 55,856 | Oct 31, 2017, 05:44 PM |
| MOELIS KENNETH | Chairman and CEO | Oct 27, 2017 | Sale | $42.41 | 9,500 | 402,918 | 73,156 | Oct 31, 2017, 05:44 PM |
| Cantor Eric | MD & Vice Chairman | Oct 27, 2017 | Option Exercise | $41.60 | 5,729 | 238,326 | 10,638 | Oct 31, 2017, 05:44 PM |
| Cantor Eric | MD & Vice Chairman | Sep 30, 2017 | Option Exercise | $43.05 | 37 | 1,593 | 3,947 | Oct 03, 2017, 04:06 PM |
| Cantor Eric | MD & Vice Chairman | Sep 01, 2017 | Option Exercise | $39.40 | 412 | 16,233 | 3,947 | Sep 06, 2017, 04:34 PM |
| MOELIS KENNETH | Chairman and CEO | Aug 21, 2017 | Option Exercise | $38.80 | 5,600 | 217,280 | 82,656 | Aug 21, 2017, 06:19 PM |
| Cantor Eric | MD & Vice Chairman | Jul 28, 2017 | Option Exercise | $40.30 | 318 | 12,815 | 3,947 | Aug 01, 2017, 04:22 PM |
| MOELIS KENNETH | Chairman and CEO | May 16, 2017 | Sale | $37.30 | 8,200 | 305,828 | 88,256 | May 17, 2017, 05:23 PM |
| MOELIS KENNETH | Chairman and CEO | May 15, 2017 | Sale | $37.66 | 6,800 | 256,058 | 96,456 | May 17, 2017, 05:23 PM |
| SIMON JOSEPH | Chief Financial Officer | May 09, 2017 | Option Exercise | $21.95 | 1,263 | 27,723 | 1,263 | May 11, 2017, 04:49 PM |
| SIMON JOSEPH | Chief Financial Officer | May 09, 2017 | Sale | $38.40 | 1,263 | 48,499 | 0 | May 11, 2017, 04:49 PM |
| MOELIS KENNETH | Chairman and CEO | Apr 26, 2017 | Sale | $38.12 | 32,504 | 1,239,052 | 105,153 | Apr 28, 2017, 04:32 PM |
| SIMON JOSEPH | Chief Financial Officer | Apr 26, 2017 | Option Exercise | $38.12 | 3,756 | 143,179 | 4,776 | Apr 28, 2017, 04:31 PM |
| SIMON JOSEPH | Chief Financial Officer | Apr 26, 2017 | Sale | $38.12 | 4,776 | 182,061 | 0 | Apr 28, 2017, 04:31 PM |
| Cantor Eric | MD & Vice Chairman | Apr 26, 2017 | Option Exercise | $38.12 | 265 | 10,102 | 3,326 | Apr 28, 2017, 04:31 PM |
| RAICH JEFFREY | MD & Co-President | Apr 27, 2017 | Option Exercise | $21.95 | 6,967 | 152,926 | 6,967 | Apr 28, 2017, 04:31 PM |
| RAICH JEFFREY | MD & Co-President | Apr 26, 2017 | Sale | $38.12 | 24,378 | 929,289 | 0 | Apr 28, 2017, 04:31 PM |
| RAICH JEFFREY | MD & Co-President | Apr 27, 2017 | Sale | $38.55 | 6,967 | 268,578 | 0 | Apr 28, 2017, 04:31 PM |
| MAHMOODZADEGAN NAVID | MD & Co-President | Apr 26, 2017 | Sale | $38.12 | 24,378 | 929,289 | 0 | Apr 28, 2017, 04:31 PM |
| CRAIN ELIZABETH | Chief Operating Officer | Apr 26, 2017 | Sale | $38.12 | 8,288 | 315,939 | 0 | Apr 28, 2017, 04:29 PM |
| LEAMAN J RICHARD III | MD & Vice Chairman | Apr 26, 2017 | Sale | $38.12 | 14,626 | 557,543 | 0 | Apr 28, 2017, 04:28 PM |
| WATANABE OSAMU R. | General Counsel and Secretary | Apr 26, 2017 | Sale | $38.12 | 4,225 | 161,057 | 131 | Apr 28, 2017, 04:28 PM |
| Callesano Christopher | SVP & Principal Acct Officer | Apr 26, 2017 | Option Exercise | $38.12 | 812 | 30,953 | 1,382 | Apr 28, 2017, 04:27 PM |
| Callesano Christopher | SVP & Principal Acct Officer | Apr 27, 2017 | Option Exercise | $21.95 | 1,750 | 38,413 | 1,750 | Apr 28, 2017, 04:27 PM |
| Callesano Christopher | SVP & Principal Acct Officer | Apr 27, 2017 | Sale | $38.62 | 3,533 | 136,436 | 0 | Apr 28, 2017, 04:27 PM |
| Callesano Christopher | SVP & Principal Acct Officer | Apr 26, 2017 | Sale | $38.12 | 1,382 | 52,682 | 0 | Apr 28, 2017, 04:27 PM |
| Callesano Christopher | SVP & Principal Acct Officer | Feb 22, 2017 | Option Exercise | $36.99 | 494 | 18,273 | 1,532 | Feb 24, 2017, 04:49 PM |
| Callesano Christopher | SVP & Principal Acct Officer | Feb 22, 2017 | Sale | $36.99 | 1,532 | 56,669 | 0 | Feb 24, 2017, 04:49 PM |
| WATANABE OSAMU R. | General Counsel and Secretary | Feb 22, 2017 | Sale | $36.99 | 3,466 | 128,207 | 131 | Feb 24, 2017, 04:49 PM |
| LEAMAN J RICHARD III | MD & Vice Chairman | Feb 22, 2017 | Sale | $36.99 | 10,092 | 373,303 | 0 | Feb 24, 2017, 04:48 PM |
| CRAIN ELIZABETH | Chief Operating Officer | Feb 22, 2017 | Option Exercise | $35.24 | 1 | 35 | 5,352 | Feb 24, 2017, 04:47 PM |
| CRAIN ELIZABETH | Chief Operating Officer | Feb 22, 2017 | Sale | $36.99 | 5,352 | 197,970 | 0 | Feb 24, 2017, 04:47 PM |
| MAHMOODZADEGAN NAVID | MD & Co-President | Feb 22, 2017 | Option Exercise | $27.16 | 1 | 27 | 22,378 | Feb 24, 2017, 04:46 PM |
| MAHMOODZADEGAN NAVID | MD & Co-President | Feb 22, 2017 | Sale | $36.99 | 22,378 | 827,762 | 0 | Feb 24, 2017, 04:46 PM |
| RAICH JEFFREY | MD & Co-President | Feb 22, 2017 | Option Exercise | $27.16 | 1 | 27 | 22,378 | Feb 24, 2017, 04:46 PM |
| RAICH JEFFREY | MD & Co-President | Feb 22, 2017 | Sale | $36.99 | 22,378 | 827,762 | 0 | Feb 24, 2017, 04:46 PM |
| Cantor Eric | MD & Vice Chairman | Feb 22, 2017 | Option Exercise | $36.99 | 1,579 | 58,407 | 2,808 | Feb 24, 2017, 04:45 PM |
| SIMON JOSEPH | Chief Financial Officer | Feb 22, 2017 | Option Exercise | $36.99 | 1,817 | 67,211 | 3,097 | Feb 24, 2017, 04:44 PM |
| SIMON JOSEPH | Chief Financial Officer | Feb 22, 2017 | Sale | $36.99 | 3,097 | 114,558 | 0 | Feb 24, 2017, 04:44 PM |
| MOELIS KENNETH | Chairman and CEO | Feb 22, 2017 | Sale | $36.99 | 35,982 | 1,330,974 | 105,153 | Feb 24, 2017, 04:44 PM |
| Shropshire Kenneth | Director | Aug 08, 2016 | Option Exercise | $21.34 | 1 | 21 | 2,018 | Aug 10, 2016, 04:05 PM |
| MOELIS KENNETH | Chairman and CEO | Apr 15, 2014 | Option Exercise | $25.00 | 16,800 | 420,000 | 16,800 | Feb 12, 2016, 05:22 PM |
| Shropshire Kenneth | Director | Nov 02, 2015 | Option Exercise | $27.63 | 1 | 28 | 395 | Nov 04, 2015, 04:43 PM |
| BOLLENBACH STEPHEN F | Director | May 04, 2015 | Option Exercise | $21.67 | 1 | 22 | 2,484 | May 05, 2015, 05:02 PM |
| Shropshire Kenneth | Director | May 04, 2015 | Option Exercise | $19.17 | 1 | 19 | 231 | May 05, 2015, 05:01 PM |
| BOLLENBACH STEPHEN F | Director | Feb 10, 2015 | Option Exercise | $69.39 | 2 | 139 | 1,860 | Feb 12, 2015, 04:14 PM |
| RAICH JEFFREY | Managing Director | Dec 01, 2014 | Sale | $31.75 | 48,597 | 1,542,955 | 0 | Dec 02, 2014, 05:30 PM |
| RAICH JEFFREY | Managing Director | Dec 01, 2014 | Sale | $31.75 | 27 | 857 | 0 | Dec 02, 2014, 05:30 PM |
| MOELIS KENNETH | Chairman and CEO | Dec 01, 2014 | Sale | $31.75 | 374,329 | 11,884,946 | 0 | Dec 02, 2014, 05:29 PM |
| LEAMAN J RICHARD III | Managing Partner | Dec 01, 2014 | Sale | $31.75 | 15,944 | 506,222 | 0 | Dec 02, 2014, 05:20 PM |
| LEAMAN J RICHARD III | Managing Partner | Dec 01, 2014 | Sale | $31.75 | 3,024 | 96,012 | 0 | Dec 02, 2014, 05:20 PM |
| MAHMOODZADEGAN NAVID | Managing Director | Dec 01, 2014 | Sale | $31.75 | 91,793 | 2,914,428 | 0 | Dec 02, 2014, 05:09 PM |
| MOELIS KENNETH | Chairman and CEO | Nov 24, 2014 | Sale | $31.75 | 1,728,564 | 54,881,907 | 0 | Nov 26, 2014, 02:37 PM |
| LEAMAN J RICHARD III | Managing Partner | Nov 24, 2014 | Sale | $31.75 | 73,638 | 2,338,007 | 0 | Nov 26, 2014, 02:31 PM |
| LEAMAN J RICHARD III | Managing Partner | Nov 24, 2014 | Sale | $31.75 | 13,966 | 443,421 | 0 | Nov 26, 2014, 02:31 PM |
| RAICH JEFFREY | Managing Director | Nov 24, 2014 | Sale | $31.75 | 128 | 4,064 | 0 | Nov 26, 2014, 02:28 PM |
| RAICH JEFFREY | Managing Director | Nov 24, 2014 | Sale | $31.75 | 224,416 | 7,125,208 | 0 | Nov 26, 2014, 02:28 PM |
| MAHMOODZADEGAN NAVID | Managing Director | Nov 24, 2014 | Sale | $31.75 | 423,896 | 13,458,698 | 0 | Nov 26, 2014, 02:24 PM |
| Owner | Relationship | Date | Transaction | Value($) |
| MOELIS KENNETH | Chairman, CEO | Apr 28, 2021 | Sale | 596,981 |
| MOELIS KENNETH | Chairman, CEO | Apr 07, 2021 | Sale | 45,696 |
| MOELIS KENNETH | Chairman, CEO | Mar 29, 2021 | Sale | 196,000 |
| MOELIS KENNETH | Chairman, CEO | Mar 26, 2021 | Sale | 320,825 |
| MOELIS KENNETH | Chairman, CEO | Mar 30, 2021 | Sale | 382,037 |
| MOELIS KENNETH | Chairman, CEO | Mar 22, 2021 | Sale | 266,699 |
| MOELIS KENNETH | Chairman, CEO | Mar 24, 2021 | Sale | 30,393 |
| MOELIS KENNETH | Chairman, CEO | Mar 23, 2021 | Sale | 280,000 |
| MOELIS KENNETH | Chairman, CEO | Mar 19, 2021 | Sale | 3,398,400 |
| MOELIS KENNETH | Chairman, CEO | Mar 18, 2021 | Sale | 3,487,800 |
| CRAIN ELIZABETH | Chief Operating Officer | Mar 18, 2021 | Sale | 388,078 |
| MOELIS KENNETH | Chairman, CEO | Mar 17, 2021 | Sale | 3,436,800 |
| MOELIS KENNETH | Chairman, CEO | Mar 16, 2021 | Sale | 3,376,800 |
| MOELIS KENNETH | Chairman, CEO | Mar 15, 2021 | Sale | 3,345,000 |
| CRAIN ELIZABETH | Chief Operating Officer | Mar 15, 2021 | Sale | 371,406 |
| CRAIN ELIZABETH | Chief Operating Officer | Mar 17, 2021 | Sale | 381,444 |
| MOELIS KENNETH | Chairman, CEO | Mar 01, 2021 | Sale | 2,376,909 |
| MOELIS KENNETH | Chairman, CEO | Feb 23, 2021 | Option Exercise | 76,549 |
| WATANABE OSAMU R. | General Counsel, Secretary | Feb 23, 2021 | Option Exercise | 10,424 |
| WATANABE OSAMU R. | General Counsel, Secretary | Feb 24, 2021 | Sale | 903,422 |
| SIMON JOSEPH | Chief Financial Officer | Feb 23, 2021 | Option Exercise | 625,638 |
| SIMON JOSEPH | Chief Financial Officer | Feb 23, 2021 | Sale | 699,017 |
| RAICH JEFFREY | Co-President, MD | Feb 23, 2021 | Option Exercise | 2,887,631 |
| MAHMOODZADEGAN NAVID | Co-President, MD | Feb 23, 2021 | Option Exercise | 4,076,636 |
| CRAIN ELIZABETH | Chief Operating Officer | Feb 23, 2021 | Option Exercise | 760,114 |
| Cantor Eric | Vice Chairman, MD | Feb 23, 2021 | Option Exercise | 924,396 |
| Callesano Christopher | Principal Accounting Officer | Feb 23, 2021 | Option Exercise | 70,306 |
| Callesano Christopher | Principal Accounting Officer | Feb 23, 2021 | Sale | 67,367 |
| MOELIS KENNETH | Chairman, CEO | Feb 19, 2021 | Sale | 1,546,658 |
| MOELIS KENNETH | Chairman, CEO | Feb 18, 2021 | Sale | 3,937,853 |
| MOELIS KENNETH | Chairman, CEO | Feb 16, 2021 | Sale | 3,402,572 |
| Shropshire Kenneth | Director | Feb 12, 2021 | Sale | 89,965 |
| Cantor Eric | Vice Chairman, MD | Feb 12, 2021 | Option Exercise | 114,243 |
| SIMON JOSEPH | Chief Financial Officer | Dec 15, 2020 | Option Exercise | 54,855 |
| CRAIN ELIZABETH | Chief Operating Officer | Dec 15, 2020 | Option Exercise | 147,060 |
| SIMON JOSEPH | Chief Financial Officer | Nov 09, 2020 | Sale | 266,090 |
| SIMON JOSEPH | Chief Financial Officer | Nov 05, 2020 | Sale | 607,584 |
| SIMON JOSEPH | Chief Financial Officer | Nov 04, 2020 | Sale | 710,598 |
| RAICH JEFFREY | Co-President, MD | Oct 27, 2020 | Sale | 24,406,005 |
| RAICH JEFFREY | Co-President, MD | Oct 27, 2020 | Sale | 14,032 |
| MAHMOODZADEGAN NAVID | Co-President, MD | Oct 27, 2020 | Sale | 46,099,939 |
| Cantor Eric | Vice Chairman, MD | Oct 28, 2020 | Option Exercise | 82,409 |
| CRAIN ELIZABETH | Chief Operating Officer | Oct 08, 2020 | Sale | 760,000 |
| CRAIN ELIZABETH | Chief Operating Officer | Oct 02, 2020 | Sale | 448,380 |
| CRAIN ELIZABETH | Chief Operating Officer | Oct 02, 2020 | Sale | 271,620 |
| CRAIN ELIZABETH | Chief Operating Officer | Sep 30, 2020 | Sale | 525,000 |
| CRAIN ELIZABETH | Chief Operating Officer | Sep 18, 2020 | Sale | 170,500 |
| CRAIN ELIZABETH | Chief Operating Officer | Aug 11, 2020 | Sale | 648,529 |
| Cantor Eric | Vice Chairman, MD | Jul 31, 2020 | Option Exercise | 63,679 |
| MAHMOODZADEGAN NAVID | Co-President, MD | May 27, 2020 | Sale | 2,430,993 |
| RAICH JEFFREY | Co-President, MD | May 19, 2020 | Sale | 75,000 |
| RAICH JEFFREY | Co-President, MD | May 18, 2020 | Sale | 219,313 |
| RAICH JEFFREY | Co-President, MD | May 20, 2020 | Sale | 114,219 |
| RAICH JEFFREY | Co-President, MD | May 08, 2020 | Sale | 46,140 |
| RAICH JEFFREY | Co-President, MD | May 12, 2020 | Sale | 412,988 |
| RAICH JEFFREY | Co-President, MD | May 11, 2020 | Sale | 620,600 |
| WATANABE OSAMU R. | General Counsel, Secretary | Apr 30, 2020 | Sale | 255,177 |
| Cantor Eric | Vice Chairman, MD | Apr 24, 2020 | Option Exercise | 152,935 |
| CRAIN ELIZABETH | Chief Operating Officer | Feb 27, 2020 | Sale | 739,292 |
| SIMON JOSEPH | Chief Financial Officer | Feb 21, 2020 | Option Exercise | 431,717 |
| SIMON JOSEPH | Chief Financial Officer | Dec 16, 2019 | Option Exercise | 26,811 |
| Cantor Eric | Vice Chairman, MD | Feb 21, 2020 | Option Exercise | 376,490 |
| Callesano Christopher | Principal Accounting Officer | Feb 21, 2020 | Option Exercise | 52,950 |
| Callesano Christopher | Principal Accounting Officer | Feb 21, 2020 | Sale | 55,015 |
| CRAIN ELIZABETH | Chief Operating Officer | Feb 20, 2020 | Option Exercise | 12,007 |
| CRAIN ELIZABETH | Chief Operating Officer | Feb 20, 2020 | Sale | 541,032 |
| RAICH JEFFREY | Co-President, MD | Feb 20, 2020 | Option Exercise | 54,786 |
| RAICH JEFFREY | Co-President, MD | Feb 20, 2020 | Sale | 2,487,156 |
| RAICH JEFFREY | Co-President, MD | Feb 21, 2020 | Sale | 654,892 |
| MAHMOODZADEGAN NAVID | Co-President, MD | Feb 20, 2020 | Option Exercise | 60,074 |
| MAHMOODZADEGAN NAVID | Co-President, MD | Feb 20, 2020 | Sale | 2,727,158 |
| MOELIS KENNETH | Chairman, CEO | Feb 20, 2020 | Option Exercise | 64,187 |
| MOELIS KENNETH | Chairman, CEO | Feb 20, 2020 | Sale | 2,913,034 |
| WATANABE OSAMU R. | General Counsel, Secretary | Feb 20, 2020 | Option Exercise | 7,124 |
| WATANABE OSAMU R. | General Counsel, Secretary | Feb 19, 2020 | Sale | 637,016 |
| WATANABE OSAMU R. | General Counsel, Secretary | Feb 20, 2020 | Sale | 318,252 |
| MOELIS KENNETH | Chairman, CEO | Feb 14, 2020 | Option Exercise | 95,700 |
| MOELIS KENNETH | Chairman, CEO | Feb 14, 2020 | Option Exercise | 95,700 |
| WATANABE OSAMU R. | General Counsel, Secretary | Feb 07, 2020 | Option Exercise | 167,000 |
| WATANABE OSAMU R. | General Counsel, Secretary | Feb 07, 2020 | Sale | 388,000 |
| SIMON JOSEPH | Chief Financial Officer | Feb 10, 2020 | Sale | 231,794 |
| SIMON JOSEPH | Chief Financial Officer | Feb 07, 2020 | Sale | 197,302 |
| Cantor Eric | Vice Chairman, MD | Feb 07, 2020 | Option Exercise | 63,880 |
| MOELIS KENNETH | Chairman, CEO | Nov 13, 2019 | Option Exercise | 23,681 |
| MOELIS KENNETH | Chairman, CEO | Nov 11, 2019 | Option Exercise | 57,615 |
| MOELIS KENNETH | Chairman, CEO | Nov 13, 2019 | Option Exercise | 23,681 |
| MOELIS KENNETH | Chairman, CEO | Nov 11, 2019 | Option Exercise | 57,615 |
| MOELIS KENNETH | Chairman, CEO | Nov 06, 2019 | Option Exercise | 357,380 |
| MOELIS KENNETH | Chairman, CEO | Nov 08, 2019 | Option Exercise | 150,300 |
| MOELIS KENNETH | Chairman, CEO | Nov 07, 2019 | Option Exercise | 233,800 |
| MOELIS KENNETH | Chairman, CEO | Nov 06, 2019 | Option Exercise | 357,380 |
| MOELIS KENNETH | Chairman, CEO | Nov 08, 2019 | Option Exercise | 150,300 |
| MOELIS KENNETH | Chairman, CEO | Nov 07, 2019 | Option Exercise | 233,800 |
| WATANABE OSAMU R. | General Counsel, Secretary | Nov 04, 2019 | Option Exercise | 263,459 |
| WATANABE OSAMU R. | General Counsel, Secretary | Nov 04, 2019 | Sale | 557,366 |
| RAICH JEFFREY | Co-President, MD | Nov 01, 2019 | Option Exercise | 232,698 |
| RAICH JEFFREY | Co-President, MD | Nov 01, 2019 | Sale | 2,997,400 |
| MAHMOODZADEGAN NAVID | Co-President, MD | Nov 01, 2019 | Sale | 2,569,766 |
| Cantor Eric | Vice Chairman, MD | Nov 01, 2019 | Option Exercise | 286,368 |
| Callesano Christopher | Principal Accounting Officer | Nov 05, 2019 | Sale | 173,172 |
| SIMON JOSEPH | Chief Financial Officer | Aug 29, 2019 | Option Exercise | 292,718 |
| SIMON JOSEPH | Chief Financial Officer | Aug 29, 2019 | Sale | 589,617 |
| Cantor Eric | Vice Chairman, MD | Aug 01, 2019 | Option Exercise | 61,984 |
| CRAIN ELIZABETH | Chief Operating Officer | Jun 03, 2019 | Option Exercise | 361,872 |
| CRAIN ELIZABETH | Chief Operating Officer | Jun 03, 2019 | Sale | 22,468 |
| CRAIN ELIZABETH | Chief Operating Officer | Jun 03, 2019 | Sale | 995,142 |
| CRAIN ELIZABETH | Chief Operating Officer | May 01, 2019 | Option Exercise | 292 |
| CRAIN ELIZABETH | Chief Operating Officer | May 01, 2019 | Sale | 636,413 |
| RAICH JEFFREY | Co-President, MD | May 01, 2019 | Option Exercise | 597 |
| RAICH JEFFREY | Co-President, MD | May 01, 2019 | Sale | 2,751,038 |
| Cantor Eric | Vice Chairman, MD | May 01, 2019 | Option Exercise | 449,475 |
| Callesano Christopher | Principal Accounting Officer | May 01, 2019 | Option Exercise | 92,700 |
| Callesano Christopher | Principal Accounting Officer | May 03, 2019 | Option Exercise | 58,450 |
| Callesano Christopher | Principal Accounting Officer | May 03, 2019 | Sale | 133,000 |
| SIMON JOSEPH | Chief Financial Officer | May 01, 2019 | Option Exercise | 880,650 |
| WATANABE OSAMU R. | General Counsel, Secretary | May 01, 2019 | Option Exercise | 320 |
| WATANABE OSAMU R. | General Counsel, Secretary | May 01, 2019 | Sale | 636,450 |
| MAHMOODZADEGAN NAVID | Co-President, MD | May 01, 2019 | Option Exercise | 597 |
| MAHMOODZADEGAN NAVID | Co-President, MD | May 01, 2019 | Sale | 2,751,038 |
| RAICH JEFFREY | Co-President, MD | May 01, 2019 | Option Exercise | 597 |
| RAICH JEFFREY | Co-President, MD | May 01, 2019 | Sale | 2,751,038 |
| MOELIS KENNETH | Chairman, CEO | May 01, 2019 | Option Exercise | 177 |
| MOELIS KENNETH | Chairman, CEO | May 01, 2019 | Sale | 3,176,550 |
| MOELIS KENNETH | Chairman, CEO | May 01, 2019 | Option Exercise | 210,000 |
| SIMON JOSEPH | Chief Financial Officer | Dec 14, 2018 | Option Exercise | 95,275 |
| Cantor Eric | MD & Vice Chairman | Oct 24, 2018 | Option Exercise | 298,957 |
| Shropshire Kenneth | Director | Aug 15, 2018 | Sale | 86,775 |
| Cantor Eric | MD & Vice Chairman | Jul 25, 2018 | Option Exercise | 87,906 |
| CRAIN ELIZABETH | Chief Operating Officer | May 15, 2018 | Option Exercise | 129,693 |
| CRAIN ELIZABETH | Chief Operating Officer | May 15, 2018 | Sale | 381,703 |
| WATANABE OSAMU R. | General Counsel and Secretary | May 15, 2018 | Sale | 66,901 |
| WATANABE OSAMU R. | General Counsel and Secretary | May 14, 2018 | Sale | 227,432 |
| RAICH JEFFREY | MD & Co-President | May 14, 2018 | Option Exercise | 135,508 |
| RAICH JEFFREY | MD & Co-President | May 14, 2018 | Sale | 393,864 |
| SIMON JOSEPH | Chief Financial Officer | May 14, 2018 | Option Exercise | 24,565 |
| SIMON JOSEPH | Chief Financial Officer | May 14, 2018 | Sale | 71,635 |
| MOELIS KENNETH | Chairman and CEO | May 08, 2018 | Sale | 203,514 |
| MOELIS KENNETH | Chairman and CEO | May 03, 2018 | Sale | 1,127,406 |
| MOELIS KENNETH | Chairman and CEO | May 07, 2018 | Sale | 439,400 |
| MOELIS KENNETH | Chairman and CEO | May 04, 2018 | Sale | 698,997 |
| CRAIN ELIZABETH | Chief Operating Officer | May 07, 2018 | Sale | 248,945 |
| MOELIS KENNETH | Chairman and CEO | Apr 30, 2018 | Sale | 432,000 |
| MOELIS KENNETH | Chairman and CEO | Apr 27, 2018 | Sale | 5,400 |
| MOELIS KENNETH | Chairman and CEO | May 01, 2018 | Sale | 12,312 |
| MOELIS KENNETH | Chairman and CEO | Apr 30, 2018 | Option Exercise | 301,280 |
| WATANABE OSAMU R. | General Counsel and Secretary | Apr 30, 2018 | Sale | 124,242 |
| SIMON JOSEPH | Chief Financial Officer | Apr 24, 2018 | Option Exercise | 223,953 |
| SIMON JOSEPH | Chief Financial Officer | Apr 26, 2018 | Sale | 281,056 |
| LEAMAN J RICHARD III | MD & Vice Chairman | Apr 24, 2018 | Option Exercise | 52 |
| LEAMAN J RICHARD III | MD & Vice Chairman | Apr 25, 2018 | Sale | 430,218 |
| LEAMAN J RICHARD III | MD & Vice Chairman | Apr 24, 2018 | Sale | 435,763 |
| CRAIN ELIZABETH | Chief Operating Officer | Apr 24, 2018 | Sale | 246,931 |
| Callesano Christopher | ED & Principal Acct Officer | Apr 24, 2018 | Option Exercise | 44,431 |
| Callesano Christopher | ED & Principal Acct Officer | Apr 25, 2018 | Option Exercise | 34,038 |
| Callesano Christopher | ED & Principal Acct Officer | Apr 25, 2018 | Sale | 180,924 |
| Cantor Eric | MD & Vice Chairman | Apr 24, 2018 | Option Exercise | 217,854 |
| MAHMOODZADEGAN NAVID | MD & Co-President | Apr 24, 2018 | Option Exercise | 44 |
| MAHMOODZADEGAN NAVID | MD & Co-President | Apr 26, 2018 | Sale | 718,483 |
| MAHMOODZADEGAN NAVID | MD & Co-President | Apr 24, 2018 | Sale | 726,309 |
| RAICH JEFFREY | MD & Co-President | Apr 24, 2018 | Option Exercise | 44 |
| RAICH JEFFREY | MD & Co-President | Apr 24, 2018 | Sale | 726,309 |
| RAICH JEFFREY | MD & Co-President | Apr 26, 2018 | Sale | 158,182 |
| RAICH JEFFREY | MD & Co-President | Apr 25, 2018 | Sale | 560,168 |
| MOELIS KENNETH | Chairman and CEO | Apr 25, 2018 | Sale | 275,663 |
| MOELIS KENNETH | Chairman and CEO | Apr 24, 2018 | Sale | 968,393 |
| MOELIS KENNETH | Chairman and CEO | Apr 26, 2018 | Sale | 432,000 |
| WATANABE OSAMU R. | General Counsel and Secretary | Apr 24, 2018 | Option Exercise | 40 |
| WATANABE OSAMU R. | General Counsel and Secretary | Apr 24, 2018 | Sale | 125,888 |
| LEAMAN J RICHARD III | MD & Vice Chairman | Feb 27, 2018 | Sale | 543,902 |
| RAICH JEFFREY | MD & Co-President | Mar 01, 2018 | Sale | 510,196 |
| RAICH JEFFREY | MD & Co-President | Feb 28, 2018 | Sale | 270,165 |
| RAICH JEFFREY | MD & Co-President | Feb 27, 2018 | Sale | 940,437 |
| MAHMOODZADEGAN NAVID | MD & Co-President | Mar 01, 2018 | Sale | 505,755 |
| MAHMOODZADEGAN NAVID | MD & Co-President | Feb 28, 2018 | Sale | 262,446 |
| MAHMOODZADEGAN NAVID | MD & Co-President | Feb 27, 2018 | Sale | 952,669 |
| SIMON JOSEPH | Chief Financial Officer | Feb 22, 2018 | Option Exercise | 257,550 |
| SIMON JOSEPH | Chief Financial Officer | Feb 23, 2018 | Sale | 391,424 |
| SIMON JOSEPH | Chief Financial Officer | Feb 22, 2018 | Sale | 126,400 |
| LEAMAN J RICHARD III | MD & Vice Chairman | Feb 22, 2018 | Option Exercise | 215 |
| LEAMAN J RICHARD III | MD & Vice Chairman | Feb 26, 2018 | Sale | 205,374 |
| LEAMAN J RICHARD III | MD & Vice Chairman | Feb 23, 2018 | Sale | 51,350 |
| LEAMAN J RICHARD III | MD & Vice Chairman | Feb 22, 2018 | Sale | 778,600 |
| CRAIN ELIZABETH | Chief Operating Officer | Feb 22, 2018 | Option Exercise | 30 |
| CRAIN ELIZABETH | Chief Operating Officer | Feb 22, 2018 | Sale | 429,150 |
| CRAIN ELIZABETH | Chief Operating Officer | Feb 26, 2018 | Sale | 440,316 |
| Callesano Christopher | ED & Principal Acct Officer | Feb 22, 2018 | Option Exercise | 35,100 |
| Callesano Christopher | ED & Principal Acct Officer | Feb 23, 2018 | Sale | 68,694 |
| Cantor Eric | MD & Vice Chairman | Feb 22, 2018 | Option Exercise | 115,600 |
| MAHMOODZADEGAN NAVID | MD & Co-President | Feb 22, 2018 | Option Exercise | 64 |
| MAHMOODZADEGAN NAVID | MD & Co-President | Feb 26, 2018 | Sale | 514,900 |
| MAHMOODZADEGAN NAVID | MD & Co-President | Feb 22, 2018 | Sale | 2,173,500 |
| RAICH JEFFREY | MD & Co-President | Feb 22, 2018 | Option Exercise | 64 |
| RAICH JEFFREY | MD & Co-President | Feb 26, 2018 | Sale | 514,900 |
| RAICH JEFFREY | MD & Co-President | Feb 22, 2018 | Sale | 2,173,500 |
| MOELIS KENNETH | Chairman and CEO | Feb 22, 2018 | Option Exercise | 375 |
| MOELIS KENNETH | Chairman and CEO | Feb 22, 2018 | Sale | 2,455,800 |
| WATANABE OSAMU R. | General Counsel and Secretary | Feb 22, 2018 | Option Exercise | 72 |
| WATANABE OSAMU R. | General Counsel and Secretary | Feb 22, 2018 | Sale | 259,250 |
| Cantor Eric | MD & Vice Chairman | Feb 09, 2018 | Option Exercise | 8,268 |
| Cantor Eric | MD & Vice Chairman | Jan 02, 2018 | Option Exercise | 3,347 |
| SIMON JOSEPH | Chief Financial Officer | Dec 18, 2017 | Option Exercise | 40,608 |
| MOELIS KENNETH | Chairman and CEO | Nov 02, 2017 | Sale | 368,783 |
| MOELIS KENNETH | Chairman and CEO | Nov 01, 2017 | Sale | 939,448 |
| MOELIS KENNETH | Chairman and CEO | Oct 31, 2017 | Sale | 599,084 |
| MOELIS KENNETH | Chairman and CEO | Oct 30, 2017 | Sale | 738,525 |
| MOELIS KENNETH | Chairman and CEO | Oct 27, 2017 | Sale | 402,918 |
| Cantor Eric | MD & Vice Chairman | Oct 27, 2017 | Option Exercise | 238,326 |
| Cantor Eric | MD & Vice Chairman | Sep 30, 2017 | Option Exercise | 1,593 |
| Cantor Eric | MD & Vice Chairman | Sep 01, 2017 | Option Exercise | 16,233 |
| MOELIS KENNETH | Chairman and CEO | Aug 21, 2017 | Option Exercise | 217,280 |
| Cantor Eric | MD & Vice Chairman | Jul 28, 2017 | Option Exercise | 12,815 |
| MOELIS KENNETH | Chairman and CEO | May 16, 2017 | Sale | 305,828 |
| MOELIS KENNETH | Chairman and CEO | May 15, 2017 | Sale | 256,058 |
| SIMON JOSEPH | Chief Financial Officer | May 09, 2017 | Option Exercise | 27,723 |
| SIMON JOSEPH | Chief Financial Officer | May 09, 2017 | Sale | 48,499 |
| MOELIS KENNETH | Chairman and CEO | Apr 26, 2017 | Sale | 1,239,052 |
| SIMON JOSEPH | Chief Financial Officer | Apr 26, 2017 | Option Exercise | 143,179 |
| SIMON JOSEPH | Chief Financial Officer | Apr 26, 2017 | Sale | 182,061 |
| Cantor Eric | MD & Vice Chairman | Apr 26, 2017 | Option Exercise | 10,102 |
| RAICH JEFFREY | MD & Co-President | Apr 27, 2017 | Option Exercise | 152,926 |
| RAICH JEFFREY | MD & Co-President | Apr 26, 2017 | Sale | 929,289 |
| RAICH JEFFREY | MD & Co-President | Apr 27, 2017 | Sale | 268,578 |
| MAHMOODZADEGAN NAVID | MD & Co-President | Apr 26, 2017 | Sale | 929,289 |
| CRAIN ELIZABETH | Chief Operating Officer | Apr 26, 2017 | Sale | 315,939 |
| LEAMAN J RICHARD III | MD & Vice Chairman | Apr 26, 2017 | Sale | 557,543 |
| WATANABE OSAMU R. | General Counsel and Secretary | Apr 26, 2017 | Sale | 161,057 |
| Callesano Christopher | SVP & Principal Acct Officer | Apr 26, 2017 | Option Exercise | 30,953 |
| Callesano Christopher | SVP & Principal Acct Officer | Apr 27, 2017 | Option Exercise | 38,413 |
| Callesano Christopher | SVP & Principal Acct Officer | Apr 27, 2017 | Sale | 136,436 |
| Callesano Christopher | SVP & Principal Acct Officer | Apr 26, 2017 | Sale | 52,682 |
| Callesano Christopher | SVP & Principal Acct Officer | Feb 22, 2017 | Option Exercise | 18,273 |
| Callesano Christopher | SVP & Principal Acct Officer | Feb 22, 2017 | Sale | 56,669 |
| WATANABE OSAMU R. | General Counsel and Secretary | Feb 22, 2017 | Sale | 128,207 |
| LEAMAN J RICHARD III | MD & Vice Chairman | Feb 22, 2017 | Sale | 373,303 |
| CRAIN ELIZABETH | Chief Operating Officer | Feb 22, 2017 | Option Exercise | 35 |
| CRAIN ELIZABETH | Chief Operating Officer | Feb 22, 2017 | Sale | 197,970 |
| MAHMOODZADEGAN NAVID | MD & Co-President | Feb 22, 2017 | Option Exercise | 27 |
| MAHMOODZADEGAN NAVID | MD & Co-President | Feb 22, 2017 | Sale | 827,762 |
| RAICH JEFFREY | MD & Co-President | Feb 22, 2017 | Option Exercise | 27 |
| RAICH JEFFREY | MD & Co-President | Feb 22, 2017 | Sale | 827,762 |
| Cantor Eric | MD & Vice Chairman | Feb 22, 2017 | Option Exercise | 58,407 |
| SIMON JOSEPH | Chief Financial Officer | Feb 22, 2017 | Option Exercise | 67,211 |
| SIMON JOSEPH | Chief Financial Officer | Feb 22, 2017 | Sale | 114,558 |
| MOELIS KENNETH | Chairman and CEO | Feb 22, 2017 | Sale | 1,330,974 |
| Shropshire Kenneth | Director | Aug 08, 2016 | Option Exercise | 21 |
| MOELIS KENNETH | Chairman and CEO | Apr 15, 2014 | Option Exercise | 420,000 |
| Shropshire Kenneth | Director | Nov 02, 2015 | Option Exercise | 28 |
| BOLLENBACH STEPHEN F | Director | May 04, 2015 | Option Exercise | 22 |
| Shropshire Kenneth | Director | May 04, 2015 | Option Exercise | 19 |
| BOLLENBACH STEPHEN F | Director | Feb 10, 2015 | Option Exercise | 139 |
| RAICH JEFFREY | Managing Director | Dec 01, 2014 | Sale | 1,542,955 |
| RAICH JEFFREY | Managing Director | Dec 01, 2014 | Sale | 857 |
| MOELIS KENNETH | Chairman and CEO | Dec 01, 2014 | Sale | 11,884,946 |
| LEAMAN J RICHARD III | Managing Partner | Dec 01, 2014 | Sale | 506,222 |
| LEAMAN J RICHARD III | Managing Partner | Dec 01, 2014 | Sale | 96,012 |
| MAHMOODZADEGAN NAVID | Managing Director | Dec 01, 2014 | Sale | 2,914,428 |
| MOELIS KENNETH | Chairman and CEO | Nov 24, 2014 | Sale | 54,881,907 |
| LEAMAN J RICHARD III | Managing Partner | Nov 24, 2014 | Sale | 2,338,007 |
| LEAMAN J RICHARD III | Managing Partner | Nov 24, 2014 | Sale | 443,421 |
| RAICH JEFFREY | Managing Director | Nov 24, 2014 | Sale | 4,064 |
| RAICH JEFFREY | Managing Director | Nov 24, 2014 | Sale | 7,125,208 |
| MAHMOODZADEGAN NAVID | Managing Director | Nov 24, 2014 | Sale | 13,458,698 |