| Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
| SUTHERLAND JOHN W. | Chief Accounting Officer | Jan 13, 2021 | Option Exercise | $48.90 | 3,721 | 181,957 | 70,700 | Jan 15, 2021, 07:14 PM |
| Smits Steve | Chief Credit Officer | Jan 13, 2021 | Option Exercise | $48.90 | 4,615 | 225,674 | 166,206 | Jan 15, 2021, 07:13 PM |
| Seward Gregory W | General Counsel | Jan 13, 2021 | Option Exercise | $48.90 | 3,721 | 181,957 | 68,927 | Jan 15, 2021, 07:12 PM |
| Janson Susan N | Chief Risk Off., Live Oak Bank | Jan 13, 2021 | Option Exercise | $48.90 | 8,526 | 416,921 | 33,960 | Jan 15, 2021, 07:11 PM |
| Garriott Huntley | President, Live Oak Bank | Jan 13, 2021 | Option Exercise | $48.90 | 44,845 | 2,192,921 | 250,849 | Jan 15, 2021, 07:10 PM |
| Caines S. Brett | Chief Financial Officer | Jan 13, 2021 | Option Exercise | $48.90 | 4,615 | 225,674 | 309,940 | Jan 15, 2021, 07:10 PM |
| SUTHERLAND JOHN W. | Chief Accounting Officer | Dec 31, 2020 | Option Exercise | $10.63 | 7,800 | 82,945 | 66,421 | Jan 04, 2021, 05:41 PM |
| Smits Steve | Chief Credit Officer | Dec 16, 2020 | Option Exercise | $4.40 | 42,000 | 184,800 | 160,821 | Dec 17, 2020, 06:07 PM |
| SUTHERLAND JOHN W. | Chief Accounting Officer | Dec 08, 2020 | Option Exercise | $41.98 | 3,576 | 150,120 | 58,621 | Dec 09, 2020, 05:18 PM |
| Smits Steve | Chief Credit Officer | Dec 08, 2020 | Option Exercise | $41.98 | 4,470 | 187,651 | 118,821 | Dec 09, 2020, 05:16 PM |
| Seward Gregory W | General Counsel | Dec 08, 2020 | Option Exercise | $41.98 | 3,576 | 150,120 | 64,648 | Dec 09, 2020, 05:15 PM |
| Janson Susan N | Chief Risk Off., Live Oak Bank | Dec 08, 2020 | Option Exercise | $41.98 | 8,382 | 351,876 | 23,736 | Dec 09, 2020, 05:13 PM |
| Garriott Huntley | President, Live Oak Bank | Dec 08, 2020 | Option Exercise | $41.98 | 44,700 | 1,876,506 | 195,694 | Dec 09, 2020, 05:11 PM |
| Caines S. Brett | Chief Financial Officer | Dec 08, 2020 | Option Exercise | $41.98 | 4,470 | 187,651 | 304,555 | Dec 09, 2020, 05:09 PM |
| SUTHERLAND JOHN W. | Chief Accounting Officer | Dec 02, 2020 | Option Exercise | $43.04 | 1,202 | 51,734 | 54,197 | Dec 04, 2020, 05:09 PM |
| Smits Steve | Chief Credit Officer | Dec 02, 2020 | Option Exercise | $43.04 | 1,886 | 81,173 | 113,291 | Dec 04, 2020, 05:08 PM |
| Seward Gregory W | General Counsel | Dec 02, 2020 | Option Exercise | $43.04 | 23,529 | 1,012,688 | 60,224 | Dec 04, 2020, 05:06 PM |
| Caines S. Brett | Chief Financial Officer | Dec 02, 2020 | Option Exercise | $43.04 | 1,532 | 65,937 | 299,025 | Dec 04, 2020, 05:05 PM |
| Caines S. Brett | Chief Financial Officer | Nov 27, 2020 | Option Exercise | $44.28 | 4,471 | 197,976 | 297,130 | Dec 01, 2020, 05:51 PM |
| Janson Susan N | Chief Risk Off., Live Oak Bank | Nov 27, 2020 | Option Exercise | $44.28 | 8,382 | 371,155 | 13,368 | Dec 01, 2020, 05:19 PM |
| SUTHERLAND JOHN W. | Chief Accounting Officer | Nov 27, 2020 | Option Exercise | $44.28 | 3,577 | 158,390 | 52,710 | Dec 01, 2020, 05:19 PM |
| Smits Steve | Chief Credit Officer | Nov 27, 2020 | Option Exercise | $44.28 | 4,471 | 197,976 | 110,959 | Dec 01, 2020, 05:18 PM |
| Seward Gregory W | General Counsel | Nov 27, 2020 | Option Exercise | $44.28 | 3,577 | 158,390 | 31,117 | Dec 01, 2020, 05:17 PM |
| Garriott Huntley | President, Live Oak Bank | Nov 27, 2020 | Option Exercise | $44.28 | 44,700 | 1,979,316 | 140,394 | Dec 01, 2020, 05:17 PM |
| Smits Steve | Chief Credit Officer | Nov 24, 2020 | Option Exercise | $46.09 | 44,701 | 2,060,269 | 105,430 | Nov 27, 2020, 02:04 PM |
| Seward Gregory W | General Counsel | Nov 24, 2020 | Option Exercise | $46.09 | 11,175 | 515,056 | 26,694 | Nov 27, 2020, 02:03 PM |
| Caines S. Brett | Chief Financial Officer | Nov 24, 2020 | Option Exercise | $46.09 | 22,351 | 1,030,158 | 291,601 | Nov 27, 2020, 02:02 PM |
| SUTHERLAND JOHN W. | Chief Accounting Officer | Nov 24, 2020 | Option Exercise | $46.09 | 11,175 | 515,056 | 48,287 | Nov 27, 2020, 02:02 PM |
| Underwood Neil Lawrence | President | Nov 24, 2020 | Option Exercise | $46.09 | 268,200 | 12,361,338 | 331,800 | Nov 27, 2020, 02:01 PM |
| Glossman Diane Beth | Director | Nov 18, 2020 | Option Exercise | $10.63 | 22,500 | 239,265 | 57,592 | Nov 20, 2020, 04:01 PM |
| LANDIS H K | Director | Nov 05, 2020 | Option Exercise | $4.40 | 15,000 | 66,000 | 213,300 | Nov 09, 2020, 04:32 PM |
| LANDIS H K | Director | Nov 05, 2020 | Sale | $40.60 | 15,000 | 609,015 | 198,300 | Nov 09, 2020, 04:32 PM |
| MAHAN JAMES S III | Chief Executive Officer | Oct 29, 2020 | Buy | $36.53 | 24,200 | 884,131 | 3,487,161 | Nov 02, 2020, 04:52 PM |
| MAHAN JAMES S III | Chief Executive Officer | Oct 28, 2020 | Buy | $34.57 | 50,000 | 1,728,520 | 3,462,961 | Oct 28, 2020, 05:25 PM |
| MAHAN JAMES S III | Chief Executive Officer | Oct 27, 2020 | Buy | $34.73 | 42,460 | 1,474,483 | 3,412,961 | Oct 28, 2020, 05:25 PM |
| MAHAN JAMES S III | Chief Executive Officer | Oct 26, 2020 | Buy | $33.50 | 61,924 | 2,074,473 | 3,370,501 | Oct 28, 2020, 05:25 PM |
| MAHAN JAMES S III | Chief Executive Officer | Aug 26, 2020 | Buy | $20.62 | 36,827 | 759,255 | 3,272,077 | Aug 28, 2020, 02:38 PM |
| MAHAN JAMES S III | Chief Executive Officer | Aug 27, 2020 | Buy | $20.36 | 36,500 | 743,312 | 3,308,577 | Aug 28, 2020, 02:38 PM |
| MAHAN JAMES S III | Chief Executive Officer | Aug 24, 2020 | Buy | $19.99 | 18,264 | 365,132 | 3,235,250 | Aug 25, 2020, 03:00 PM |
| MAHAN JAMES S III | Chief Executive Officer | Aug 21, 2020 | Buy | $19.69 | 38,889 | 765,818 | 3,216,986 | Aug 25, 2020, 03:00 PM |
| MAHAN JAMES S III | Chief Executive Officer | Aug 19, 2020 | Buy | $19.30 | 21,200 | 409,132 | 3,141,796 | Aug 21, 2020, 10:40 AM |
| MAHAN JAMES S III | Chief Executive Officer | Aug 20, 2020 | Buy | $19.65 | 36,301 | 713,347 | 3,178,097 | Aug 21, 2020, 10:40 AM |
| MAHAN JAMES S III | Chief Executive Officer | Aug 18, 2020 | Buy | $18.89 | 20,378 | 384,863 | 3,120,596 | Aug 19, 2020, 11:58 AM |
| MAHAN JAMES S III | Chief Executive Officer | Aug 17, 2020 | Buy | $19.25 | 25,000 | 481,198 | 3,100,218 | Aug 19, 2020, 11:58 AM |
| WILLIAMS WILLIAM L. III | Vice Chairman & EVP | Jul 27, 2020 | Buy | $15.82 | 1,250 | 19,770 | 1,250 | Jul 31, 2020, 12:27 PM |
| SALYERS DAVID G | Director | May 06, 2020 | Buy | $12.50 | 2,000 | 25,000 | 4,100 | May 08, 2020, 04:56 PM |
| Garriott Huntley | President, Live Oak Bank | Mar 11, 2020 | Buy | $11.28 | 5,000 | 56,400 | 85,094 | Mar 13, 2020, 12:12 PM |
| Underwood Neil Lawrence | President | Mar 11, 2020 | Buy | $11.46 | 95,000 | 1,088,700 | 1,350,434 | Mar 12, 2020, 04:03 PM |
| Cameron William Henderson | Director | Mar 11, 2020 | Buy | $11.79 | 2,000 | 23,580 | 137,297 | Mar 12, 2020, 04:01 PM |
| Garriott Huntley | President, Live Oak Bank | Mar 09, 2020 | Buy | $12.69 | 20,000 | 253,800 | 80,094 | Mar 11, 2020, 02:34 PM |
| Seward Gregory W | General Counsel | Mar 10, 2020 | Buy | $11.54 | 869 | 10,026 | 12,869 | Mar 11, 2020, 02:31 PM |
| Garriott Huntley | President, Live Oak Bank | Feb 11, 2020 | Option Exercise | $18.00 | 2,406 | 43,308 | 60,094 | Feb 12, 2020, 04:57 PM |
| Janson Susan N | Chief Risk Off., Live Oak Bank | Jun 07, 2019 | Buy | $15.76 | 1,000 | 15,764 | 3,000 | Jun 10, 2019, 04:08 PM |
| Cameron William Henderson | Director | Feb 08, 2019 | Buy | $14.79 | 2,500 | 36,975 | 142,689 | Feb 12, 2019, 05:16 PM |
| Underwood Neil Lawrence | President | Jan 29, 2019 | Buy | $13.88 | 7,165 | 99,450 | 1,255,434 | Jan 30, 2019, 05:55 PM |
| Glossman Diane Beth | Director | Jan 28, 2019 | Buy | $13.87 | 2,000 | 27,740 | 30,102 | Jan 30, 2019, 05:54 PM |
| Garriott Huntley | President, Live Oak Bank | Jan 28, 2019 | Buy | $13.82 | 20,000 | 276,400 | 55,000 | Jan 30, 2019, 05:53 PM |
| Seward Gregory W | General Counsel | Dec 14, 2018 | Buy | $16.04 | 854 | 13,697 | 12,000 | Dec 14, 2018, 04:52 PM |
| Seward Gregory W | General Counsel | Dec 13, 2018 | Buy | $15.25 | 958 | 14,612 | 11,146 | Dec 14, 2018, 04:52 PM |
| Seward Gregory W | General Counsel | Dec 12, 2018 | Buy | $14.95 | 188 | 2,811 | 10,188 | Dec 14, 2018, 04:52 PM |
| Hoffsis Glen F. | Director | Dec 13, 2018 | Buy | $15.30 | 4,000 | 61,198 | 92,192 | Dec 14, 2018, 04:50 PM |
| Garriott Huntley | President, Live Oak Bank | Dec 13, 2018 | Buy | $15.13 | 5,000 | 75,627 | 35,000 | Dec 14, 2018, 04:48 PM |
| WILLIAMS WILLIAM L. III | Vice Chairman & EVP | Dec 12, 2018 | Buy | $14.86 | 20,000 | 297,147 | 48,100 | Dec 13, 2018, 05:52 PM |
| Underwood Neil Lawrence | President | Dec 12, 2018 | Buy | $16.08 | 15,546 | 249,980 | 1,248,269 | Dec 13, 2018, 05:52 PM |
| MAHAN JAMES S III | Chief Executive Officer | Dec 12, 2018 | Buy | $16.08 | 23,510 | 378,041 | 3,125,218 | Dec 13, 2018, 05:51 PM |
| MAHAN JAMES S III | Chief Executive Officer | Dec 12, 2018 | Buy | $16.08 | 310,944 | 4,999,979 | 3,209,714 | Dec 13, 2018, 05:51 PM |
| Garriott Huntley | President, Live Oak Bank | Dec 12, 2018 | Buy | $14.66 | 30,000 | 439,820 | 30,000 | Dec 13, 2018, 05:50 PM |
| Cameron William Henderson | Director | Dec 11, 2018 | Buy | $14.46 | 2,800 | 40,483 | 173,189 | Dec 13, 2018, 05:49 PM |
| Petty Miltom Emmett | Director | Dec 11, 2018 | Buy | $13.64 | 3,000 | 40,913 | 89,512 | Dec 12, 2018, 05:49 PM |
| LANDIS H K | Director | Dec 12, 2018 | Buy | $14.13 | 2,000 | 28,265 | 195,310 | Dec 12, 2018, 05:48 PM |
| Cameron William Henderson | Director | Nov 02, 2018 | Buy | $19.13 | 2,500 | 47,816 | 161,489 | Nov 06, 2018, 04:21 PM |
| Janson Susan N | Chief Risk Off., Live Oak Bank | Nov 01, 2018 | Buy | $18.82 | 1,000 | 18,817 | 2,000 | Nov 05, 2018, 05:04 PM |
| Cameron William Henderson | Director | Oct 31, 2018 | Buy | $18.42 | 2,500 | 46,059 | 158,989 | Nov 02, 2018, 04:14 PM |
| Caines S. Brett | Chief Financial Officer | Aug 13, 2018 | Sale | $29.63 | 3,374 | 99,972 | 263,952 | Aug 14, 2018, 05:16 PM |
| Caines S. Brett | Chief Financial Officer | Aug 10, 2018 | Sale | $29.77 | 3,359 | 99,997 | 267,326 | Aug 14, 2018, 05:16 PM |
| Caines S. Brett | Chief Financial Officer | Aug 09, 2018 | Sale | $29.81 | 3,355 | 100,013 | 270,685 | Aug 10, 2018, 04:13 PM |
| Caines S. Brett | Chief Financial Officer | Aug 08, 2018 | Sale | $29.59 | 3,379 | 99,985 | 274,040 | Aug 10, 2018, 04:13 PM |
| Caines S. Brett | Chief Financial Officer | Aug 07, 2018 | Sale | $29.51 | 3,389 | 100,009 | 277,419 | Aug 08, 2018, 04:56 PM |
| Caines S. Brett | Chief Financial Officer | Aug 06, 2018 | Sale | $29.75 | 3,362 | 100,020 | 280,808 | Aug 08, 2018, 04:56 PM |
| MAHAN JAMES S III | Chief Executive Officer | Aug 03, 2018 | Buy | $29.60 | 59,800 | 1,770,080 | 3,101,708 | Aug 06, 2018, 04:29 PM |
| Caines S. Brett | Chief Financial Officer | Aug 03, 2018 | Sale | $29.53 | 3,386 | 99,989 | 284,170 | Aug 06, 2018, 04:28 PM |
| MAHAN JAMES S III | Chief Executive Officer | Aug 02, 2018 | Buy | $29.44 | 39,600 | 1,165,824 | 3,041,908 | Aug 03, 2018, 05:07 PM |
| MAHAN JAMES S III | Chief Executive Officer | Aug 01, 2018 | Buy | $29.00 | 600 | 17,400 | 3,002,308 | Aug 03, 2018, 05:07 PM |
| Caines S. Brett | Chief Financial Officer | Aug 02, 2018 | Sale | $29.37 | 3,404 | 99,975 | 287,556 | Aug 03, 2018, 04:38 PM |
| Caines S. Brett | Chief Financial Officer | Aug 01, 2018 | Sale | $28.62 | 3,494 | 99,998 | 290,960 | Aug 03, 2018, 04:38 PM |
| WILLIAMS WILLIAM L. III | Vice Chairman & EVP | Jul 30, 2018 | Buy | $28.27 | 35,000 | 989,450 | 85,000 | Aug 01, 2018, 05:33 PM |
| Caines S. Brett | Chief Financial Officer | Jul 31, 2018 | Sale | $27.99 | 3,573 | 100,008 | 294,454 | Aug 01, 2018, 05:29 PM |
| Janson Susan N | Chief Risk Off., Live Oak Bank | Jun 13, 2018 | Buy | $30.00 | 500 | 15,000 | 1,000 | Jun 15, 2018, 05:13 PM |
| PULLINS JERALD L | Director | Jun 07, 2018 | Option Exercise | $4.40 | 12,000 | 52,800 | 246,590 | Jun 11, 2018, 05:21 PM |
| Hill Thomas A. | Chief Information Officer | May 25, 2018 | Sale | $29.55 | 8,000 | 236,400 | 7,824 | May 30, 2018, 04:41 PM |
| Smits Steve | Chief Credit Officer | May 15, 2018 | Sale | $28.96 | 2,500 | 72,400 | 50,131 | May 16, 2018, 05:05 PM |
| Smits Steve | Chief Credit Officer | May 14, 2018 | Sale | $28.74 | 2,500 | 71,850 | 52,631 | May 16, 2018, 05:05 PM |
| Caines S. Brett | Chief Financial Officer | May 14, 2018 | Sale | $28.71 | 3,484 | 100,026 | 298,027 | May 16, 2018, 05:02 PM |
| Smits Steve | Chief Credit Officer | May 11, 2018 | Sale | $29.16 | 2,500 | 72,900 | 55,131 | May 11, 2018, 04:58 PM |
| Smits Steve | Chief Credit Officer | May 10, 2018 | Sale | $29.04 | 2,500 | 72,600 | 57,631 | May 11, 2018, 04:58 PM |
| Caines S. Brett | Chief Financial Officer | May 11, 2018 | Sale | $29.08 | 3,438 | 99,977 | 301,511 | May 11, 2018, 04:42 PM |
| Caines S. Brett | Chief Financial Officer | May 10, 2018 | Sale | $28.93 | 3,456 | 99,982 | 304,949 | May 11, 2018, 04:42 PM |
| Caines S. Brett | Chief Financial Officer | May 09, 2018 | Sale | $28.83 | 3,468 | 99,982 | 308,405 | May 09, 2018, 05:09 PM |
| Caines S. Brett | Chief Financial Officer | May 08, 2018 | Sale | $28.88 | 3,463 | 100,011 | 311,873 | May 09, 2018, 05:09 PM |
| Caines S. Brett | Chief Financial Officer | May 07, 2018 | Sale | $28.33 | 3,529 | 99,977 | 315,336 | May 07, 2018, 05:01 PM |
| Caines S. Brett | Chief Financial Officer | May 04, 2018 | Sale | $28.27 | 3,538 | 100,019 | 318,865 | May 07, 2018, 05:01 PM |
| Caines S. Brett | Chief Financial Officer | May 03, 2018 | Sale | $28.21 | 3,545 | 100,004 | 322,403 | May 04, 2018, 04:09 PM |
| Caines S. Brett | Chief Financial Officer | May 02, 2018 | Sale | $28.35 | 3,528 | 100,019 | 325,948 | May 04, 2018, 04:09 PM |
| Caines S. Brett | Chief Financial Officer | May 01, 2018 | Sale | $27.72 | 3,607 | 99,986 | 329,476 | May 02, 2018, 04:52 PM |
| Janson Susan N | Chief Risk Off., Live Oak Bank | Apr 30, 2018 | Buy | $28.68 | 500 | 14,340 | 500 | May 02, 2018, 04:41 PM |
| Caines S. Brett | Chief Financial Officer | Mar 08, 2018 | Sale | $27.46 | 3,642 | 100,009 | 333,083 | Mar 09, 2018, 04:03 PM |
| Caines S. Brett | Chief Financial Officer | Mar 07, 2018 | Sale | $27.61 | 3,621 | 99,976 | 336,725 | Mar 09, 2018, 04:03 PM |
| Caines S. Brett | Chief Financial Officer | Mar 06, 2018 | Sale | $27.71 | 3,609 | 100,005 | 340,346 | Mar 07, 2018, 04:15 PM |
| Caines S. Brett | Chief Financial Officer | Mar 05, 2018 | Sale | $27.17 | 3,681 | 100,013 | 343,955 | Mar 07, 2018, 04:15 PM |
| Caines S. Brett | Chief Financial Officer | Mar 02, 2018 | Sale | $26.56 | 3,766 | 100,025 | 347,636 | Mar 05, 2018, 05:43 PM |
| Caines S. Brett | Chief Financial Officer | Mar 01, 2018 | Sale | $26.29 | 3,805 | 100,033 | 351,402 | Mar 05, 2018, 05:43 PM |
| Caines S. Brett | Chief Financial Officer | Feb 28, 2018 | Sale | $26.23 | 3,812 | 99,989 | 355,207 | Mar 01, 2018, 04:01 PM |
| Caines S. Brett | Chief Financial Officer | Feb 27, 2018 | Sale | $26.58 | 3,762 | 99,994 | 359,019 | Mar 01, 2018, 04:01 PM |
| Caines S. Brett | Chief Financial Officer | Feb 26, 2018 | Sale | $26.45 | 3,780 | 99,981 | 362,781 | Feb 27, 2018, 04:03 PM |
| Caines S. Brett | Chief Financial Officer | Feb 23, 2018 | Sale | $26.16 | 3,823 | 100,010 | 366,561 | Feb 27, 2018, 04:03 PM |
| Caines S. Brett | Chief Financial Officer | Feb 22, 2018 | Sale | $26.42 | 3,785 | 100,000 | 370,384 | Feb 23, 2018, 04:38 PM |
| Caines S. Brett | Chief Financial Officer | Feb 21, 2018 | Sale | $27.22 | 3,674 | 100,006 | 374,169 | Feb 23, 2018, 04:38 PM |
| Caines S. Brett | Chief Financial Officer | Feb 20, 2018 | Sale | $26.70 | 3,746 | 100,018 | 377,843 | Feb 21, 2018, 08:22 PM |
| Caines S. Brett | Chief Financial Officer | Feb 16, 2018 | Sale | $26.82 | 3,729 | 100,012 | 381,589 | Feb 21, 2018, 08:22 PM |
| Caines S. Brett | Chief Financial Officer | Feb 15, 2018 | Sale | $27.01 | 3,702 | 99,999 | 385,492 | Feb 16, 2018, 05:34 PM |
| Caines S. Brett | Chief Financial Officer | Feb 14, 2018 | Sale | $26.80 | 3,731 | 99,991 | 389,020 | Feb 16, 2018, 05:34 PM |
| Caines S. Brett | Chief Financial Officer | Feb 13, 2018 | Sale | $26.11 | 3,829 | 99,975 | 392,751 | Feb 14, 2018, 06:11 PM |
| Caines S. Brett | Chief Financial Officer | Feb 12, 2018 | Sale | $25.96 | 3,852 | 99,998 | 396,580 | Feb 14, 2018, 06:11 PM |
| Caines S. Brett | Chief Financial Officer | Feb 09, 2018 | Sale | $25.56 | 3,914 | 100,042 | 400,432 | Feb 12, 2018, 05:36 PM |
| Caines S. Brett | Chief Financial Officer | Feb 07, 2018 | Sale | $25.81 | 3,875 | 100,014 | 408,211 | Feb 09, 2018, 04:39 PM |
| Caines S. Brett | Chief Financial Officer | Feb 08, 2018 | Sale | $25.87 | 3,865 | 99,988 | 404,346 | Feb 09, 2018, 04:39 PM |
| Caines S. Brett | Chief Financial Officer | Feb 06, 2018 | Sale | $25.71 | 3,891 | 100,038 | 412,086 | Feb 07, 2018, 04:48 PM |
| Caines S. Brett | Chief Financial Officer | Feb 05, 2018 | Sale | $27.01 | 3,702 | 99,991 | 415,977 | Feb 07, 2018, 04:48 PM |
| Caines S. Brett | Chief Financial Officer | Feb 01, 2018 | Sale | $26.85 | 3,724 | 99,989 | 423,384 | Feb 05, 2018, 05:57 PM |
| Caines S. Brett | Chief Financial Officer | Feb 02, 2018 | Sale | $26.99 | 3,705 | 99,998 | 419,679 | Feb 05, 2018, 05:57 PM |
| Caines S. Brett | Chief Financial Officer | Jan 31, 2018 | Sale | $26.91 | 3,716 | 99,998 | 427,108 | Feb 01, 2018, 07:04 PM |
| Caines S. Brett | Chief Financial Officer | Jan 30, 2018 | Sale | $26.20 | 3,816 | 99,979 | 430,824 | Feb 01, 2018, 07:04 PM |
| Hoffsis Glen F. | Director | Nov 10, 2017 | Buy | $23.50 | 1,400 | 32,900 | 85,382 | Nov 14, 2017, 06:08 PM |
| Glossman Diane Beth | Director | Aug 11, 2017 | Buy | $23.07 | 2,000 | 46,138 | 26,892 | Aug 15, 2017, 04:25 PM |
| Glossman Diane Beth | Director | May 12, 2017 | Buy | $25.48 | 4,000 | 101,920 | 23,000 | May 16, 2017, 04:27 PM |
| Jackson Don | Director | May 09, 2017 | Option Exercise | $19.15 | 7,500 | 143,625 | 90,010 | May 11, 2017, 05:05 PM |
| Cameron William Henderson | Director | Feb 02, 2017 | Buy | $20.30 | 10,000 | 203,028 | 132,475 | Feb 06, 2017, 04:59 PM |
| Underwood Neil Lawrence | President | Jan 31, 2017 | Option Exercise | $20.45 | 202,287 | 4,136,769 | 1,232,723 | Feb 02, 2017, 06:05 PM |
| WILLIAMS WILLIAM L. III | Vice Chairman & EVP | Jan 31, 2017 | Buy | $20.33 | 20,000 | 406,600 | 50,000 | Feb 01, 2017, 05:58 PM |
| WILLIAMS WILLIAM L. III | Vice Chairman & EVP | Jan 30, 2017 | Buy | $20.35 | 30,000 | 610,500 | 30,000 | Feb 01, 2017, 05:58 PM |
| Hoffsis Glen F. | Director | Aug 19, 2016 | Option Exercise | $4.40 | 6,000 | 26,400 | 82,090 | Aug 19, 2016, 04:17 PM |
| Jackson Don | Director | Dec 09, 2015 | Buy | $13.49 | 16,787 | 226,457 | 80,618 | Feb 03, 2016, 04:23 PM |
| Petty Miltom Emmett | Director | Dec 11, 2015 | Buy | $13.01 | 2,000 | 26,020 | 83,410 | Dec 15, 2015, 04:45 PM |
| Smits Steve | Chief Credit Officer | Dec 14, 2015 | Option Exercise | $4.40 | 1,000 | 4,400 | 60,000 | Dec 14, 2015, 04:43 PM |
| Smits Steve | Chief Credit Officer | Dec 10, 2015 | Sale | $13.19 | 1,000 | 13,190 | 59,000 | Dec 14, 2015, 04:43 PM |
| Jackson Don | Director | Dec 09, 2015 | Buy | $13.52 | 16,100 | 217,672 | 79,931 | Dec 11, 2015, 04:25 PM |
| Jackson Don | Director | Dec 08, 2015 | Buy | $13.28 | 5,000 | 66,400 | 63,831 | Dec 09, 2015, 04:30 PM |
| Jackson Don | Director | Dec 07, 2015 | Buy | $14.14 | 28,610 | 404,545 | 58,831 | Dec 09, 2015, 04:30 PM |
| Jackson Don | Director | Dec 04, 2015 | Buy | $14.57 | 10,190 | 148,468 | 30,221 | Dec 07, 2015, 04:53 PM |
| Jackson Don | Director | Dec 03, 2015 | Buy | $14.50 | 10,031 | 145,450 | 20,031 | Dec 07, 2015, 04:53 PM |
| Hoffsis Glen F. | Director | Dec 03, 2015 | Buy | $14.60 | 1,000 | 14,600 | 76,090 | Dec 07, 2015, 04:51 PM |
| WILLIAMS WILLIAM L. III | Vice Chairman & EVP | Nov 20, 2015 | Buy | $15.28 | 14,000 | 213,920 | 1,252,410 | Nov 24, 2015, 04:41 PM |
| Hoffsis Glen F. | Director | Nov 17, 2015 | Buy | $14.30 | 1,000 | 14,300 | 75,090 | Nov 19, 2015, 05:01 PM |
| Seward Gregory W | General Counsel | Nov 09, 2015 | Buy | $14.80 | 10,000 | 148,000 | 10,000 | Nov 10, 2015, 05:14 PM |
| Cameron William Henderson | Director | Nov 09, 2015 | Buy | $14.66 | 2,000 | 29,320 | 4,000 | Nov 10, 2015, 05:12 PM |
| Glossman Diane Beth | Director | Oct 30, 2015 | Buy | $14.50 | 4,000 | 58,000 | 19,000 | Nov 03, 2015, 04:25 PM |
| Cameron William Henderson | Director | Oct 29, 2015 | Buy | $14.67 | 2,000 | 29,340 | 2,000 | Nov 02, 2015, 04:32 PM |
| LUCHT DAVID G | Chief Risk Officer | Oct 26, 2015 | Buy | $16.32 | 10,000 | 163,177 | 277,800 | Oct 27, 2015, 05:05 PM |
| Holt J. William | Chief Revenue Officer | Aug 06, 2015 | Sale | $20.65 | 2,730 | 56,374 | 70 | Aug 07, 2015, 04:27 PM |
| Holt J. William | Chief Revenue Officer | Aug 05, 2015 | Sale | $20.65 | 22,200 | 458,528 | 2,800 | Aug 07, 2015, 04:27 PM |
| Holt J. William | Chief Revenue Officer | Aug 04, 2015 | Sale | $20.17 | 45,000 | 907,875 | 25,000 | Aug 06, 2015, 06:11 PM |
| Holt J. William | Chief Revenue Officer | Aug 04, 2015 | Sale | $20.17 | 45,000 | 907,875 | 25,500 | Aug 06, 2015, 04:08 PM |
| SUTHERLAND JOHN W. | Chief Accounting Officer | Jul 23, 2015 | Buy | $17.00 | 2,200 | 37,400 | 34,220 | Jul 27, 2015, 04:58 PM |
| LUCHT DAVID G | Chief Risk Officer | Jul 23, 2015 | Buy | $17.00 | 2,800 | 47,600 | 267,800 | Jul 27, 2015, 04:56 PM |
| Jackson Don | Director | Jul 23, 2015 | Buy | $17.00 | 10,000 | 170,000 | 10,000 | Jul 27, 2015, 04:53 PM |
| Hoffsis Glen F. | Director | Jul 23, 2015 | Buy | $17.00 | 12,800 | 217,600 | 74,090 | Jul 27, 2015, 04:50 PM |
| Glossman Diane Beth | Director | Jul 23, 2015 | Buy | $17.00 | 10,000 | 170,000 | 15,000 | Jul 27, 2015, 04:48 PM |
| Cameron William Henderson | Director | Jul 23, 2015 | Buy | $17.00 | 15,000 | 255,000 | 227,200 | Jul 27, 2015, 04:44 PM |
| Caines S. Brett | Chief Financial Officer | Jul 23, 2015 | Buy | $17.00 | 8,200 | 139,400 | 434,250 | Jul 27, 2015, 04:41 PM |
| Owner | Relationship | Date | Transaction | Value($) |
| SUTHERLAND JOHN W. | Chief Accounting Officer | Jan 13, 2021 | Option Exercise | 181,957 |
| Smits Steve | Chief Credit Officer | Jan 13, 2021 | Option Exercise | 225,674 |
| Seward Gregory W | General Counsel | Jan 13, 2021 | Option Exercise | 181,957 |
| Janson Susan N | Chief Risk Off., Live Oak Bank | Jan 13, 2021 | Option Exercise | 416,921 |
| Garriott Huntley | President, Live Oak Bank | Jan 13, 2021 | Option Exercise | 2,192,921 |
| Caines S. Brett | Chief Financial Officer | Jan 13, 2021 | Option Exercise | 225,674 |
| SUTHERLAND JOHN W. | Chief Accounting Officer | Dec 31, 2020 | Option Exercise | 82,945 |
| Smits Steve | Chief Credit Officer | Dec 16, 2020 | Option Exercise | 184,800 |
| SUTHERLAND JOHN W. | Chief Accounting Officer | Dec 08, 2020 | Option Exercise | 150,120 |
| Smits Steve | Chief Credit Officer | Dec 08, 2020 | Option Exercise | 187,651 |
| Seward Gregory W | General Counsel | Dec 08, 2020 | Option Exercise | 150,120 |
| Janson Susan N | Chief Risk Off., Live Oak Bank | Dec 08, 2020 | Option Exercise | 351,876 |
| Garriott Huntley | President, Live Oak Bank | Dec 08, 2020 | Option Exercise | 1,876,506 |
| Caines S. Brett | Chief Financial Officer | Dec 08, 2020 | Option Exercise | 187,651 |
| SUTHERLAND JOHN W. | Chief Accounting Officer | Dec 02, 2020 | Option Exercise | 51,734 |
| Smits Steve | Chief Credit Officer | Dec 02, 2020 | Option Exercise | 81,173 |
| Seward Gregory W | General Counsel | Dec 02, 2020 | Option Exercise | 1,012,688 |
| Caines S. Brett | Chief Financial Officer | Dec 02, 2020 | Option Exercise | 65,937 |
| Caines S. Brett | Chief Financial Officer | Nov 27, 2020 | Option Exercise | 197,976 |
| Janson Susan N | Chief Risk Off., Live Oak Bank | Nov 27, 2020 | Option Exercise | 371,155 |
| SUTHERLAND JOHN W. | Chief Accounting Officer | Nov 27, 2020 | Option Exercise | 158,390 |
| Smits Steve | Chief Credit Officer | Nov 27, 2020 | Option Exercise | 197,976 |
| Seward Gregory W | General Counsel | Nov 27, 2020 | Option Exercise | 158,390 |
| Garriott Huntley | President, Live Oak Bank | Nov 27, 2020 | Option Exercise | 1,979,316 |
| Smits Steve | Chief Credit Officer | Nov 24, 2020 | Option Exercise | 2,060,269 |
| Seward Gregory W | General Counsel | Nov 24, 2020 | Option Exercise | 515,056 |
| Caines S. Brett | Chief Financial Officer | Nov 24, 2020 | Option Exercise | 1,030,158 |
| SUTHERLAND JOHN W. | Chief Accounting Officer | Nov 24, 2020 | Option Exercise | 515,056 |
| Underwood Neil Lawrence | President | Nov 24, 2020 | Option Exercise | 12,361,338 |
| Glossman Diane Beth | Director | Nov 18, 2020 | Option Exercise | 239,265 |
| LANDIS H K | Director | Nov 05, 2020 | Option Exercise | 66,000 |
| LANDIS H K | Director | Nov 05, 2020 | Sale | 609,015 |
| MAHAN JAMES S III | Chief Executive Officer | Oct 29, 2020 | Buy | 884,131 |
| MAHAN JAMES S III | Chief Executive Officer | Oct 28, 2020 | Buy | 1,728,520 |
| MAHAN JAMES S III | Chief Executive Officer | Oct 27, 2020 | Buy | 1,474,483 |
| MAHAN JAMES S III | Chief Executive Officer | Oct 26, 2020 | Buy | 2,074,473 |
| MAHAN JAMES S III | Chief Executive Officer | Aug 26, 2020 | Buy | 759,255 |
| MAHAN JAMES S III | Chief Executive Officer | Aug 27, 2020 | Buy | 743,312 |
| MAHAN JAMES S III | Chief Executive Officer | Aug 24, 2020 | Buy | 365,132 |
| MAHAN JAMES S III | Chief Executive Officer | Aug 21, 2020 | Buy | 765,818 |
| MAHAN JAMES S III | Chief Executive Officer | Aug 19, 2020 | Buy | 409,132 |
| MAHAN JAMES S III | Chief Executive Officer | Aug 20, 2020 | Buy | 713,347 |
| MAHAN JAMES S III | Chief Executive Officer | Aug 18, 2020 | Buy | 384,863 |
| MAHAN JAMES S III | Chief Executive Officer | Aug 17, 2020 | Buy | 481,198 |
| WILLIAMS WILLIAM L. III | Vice Chairman & EVP | Jul 27, 2020 | Buy | 19,770 |
| SALYERS DAVID G | Director | May 06, 2020 | Buy | 25,000 |
| Garriott Huntley | President, Live Oak Bank | Mar 11, 2020 | Buy | 56,400 |
| Underwood Neil Lawrence | President | Mar 11, 2020 | Buy | 1,088,700 |
| Cameron William Henderson | Director | Mar 11, 2020 | Buy | 23,580 |
| Garriott Huntley | President, Live Oak Bank | Mar 09, 2020 | Buy | 253,800 |
| Seward Gregory W | General Counsel | Mar 10, 2020 | Buy | 10,026 |
| Garriott Huntley | President, Live Oak Bank | Feb 11, 2020 | Option Exercise | 43,308 |
| Janson Susan N | Chief Risk Off., Live Oak Bank | Jun 07, 2019 | Buy | 15,764 |
| Cameron William Henderson | Director | Feb 08, 2019 | Buy | 36,975 |
| Underwood Neil Lawrence | President | Jan 29, 2019 | Buy | 99,450 |
| Glossman Diane Beth | Director | Jan 28, 2019 | Buy | 27,740 |
| Garriott Huntley | President, Live Oak Bank | Jan 28, 2019 | Buy | 276,400 |
| Seward Gregory W | General Counsel | Dec 14, 2018 | Buy | 13,697 |
| Seward Gregory W | General Counsel | Dec 13, 2018 | Buy | 14,612 |
| Seward Gregory W | General Counsel | Dec 12, 2018 | Buy | 2,811 |
| Hoffsis Glen F. | Director | Dec 13, 2018 | Buy | 61,198 |
| Garriott Huntley | President, Live Oak Bank | Dec 13, 2018 | Buy | 75,627 |
| WILLIAMS WILLIAM L. III | Vice Chairman & EVP | Dec 12, 2018 | Buy | 297,147 |
| Underwood Neil Lawrence | President | Dec 12, 2018 | Buy | 249,980 |
| MAHAN JAMES S III | Chief Executive Officer | Dec 12, 2018 | Buy | 378,041 |
| MAHAN JAMES S III | Chief Executive Officer | Dec 12, 2018 | Buy | 4,999,979 |
| Garriott Huntley | President, Live Oak Bank | Dec 12, 2018 | Buy | 439,820 |
| Cameron William Henderson | Director | Dec 11, 2018 | Buy | 40,483 |
| Petty Miltom Emmett | Director | Dec 11, 2018 | Buy | 40,913 |
| LANDIS H K | Director | Dec 12, 2018 | Buy | 28,265 |
| Cameron William Henderson | Director | Nov 02, 2018 | Buy | 47,816 |
| Janson Susan N | Chief Risk Off., Live Oak Bank | Nov 01, 2018 | Buy | 18,817 |
| Cameron William Henderson | Director | Oct 31, 2018 | Buy | 46,059 |
| Caines S. Brett | Chief Financial Officer | Aug 13, 2018 | Sale | 99,972 |
| Caines S. Brett | Chief Financial Officer | Aug 10, 2018 | Sale | 99,997 |
| Caines S. Brett | Chief Financial Officer | Aug 09, 2018 | Sale | 100,013 |
| Caines S. Brett | Chief Financial Officer | Aug 08, 2018 | Sale | 99,985 |
| Caines S. Brett | Chief Financial Officer | Aug 07, 2018 | Sale | 100,009 |
| Caines S. Brett | Chief Financial Officer | Aug 06, 2018 | Sale | 100,020 |
| MAHAN JAMES S III | Chief Executive Officer | Aug 03, 2018 | Buy | 1,770,080 |
| Caines S. Brett | Chief Financial Officer | Aug 03, 2018 | Sale | 99,989 |
| MAHAN JAMES S III | Chief Executive Officer | Aug 02, 2018 | Buy | 1,165,824 |
| MAHAN JAMES S III | Chief Executive Officer | Aug 01, 2018 | Buy | 17,400 |
| Caines S. Brett | Chief Financial Officer | Aug 02, 2018 | Sale | 99,975 |
| Caines S. Brett | Chief Financial Officer | Aug 01, 2018 | Sale | 99,998 |
| WILLIAMS WILLIAM L. III | Vice Chairman & EVP | Jul 30, 2018 | Buy | 989,450 |
| Caines S. Brett | Chief Financial Officer | Jul 31, 2018 | Sale | 100,008 |
| Janson Susan N | Chief Risk Off., Live Oak Bank | Jun 13, 2018 | Buy | 15,000 |
| PULLINS JERALD L | Director | Jun 07, 2018 | Option Exercise | 52,800 |
| Hill Thomas A. | Chief Information Officer | May 25, 2018 | Sale | 236,400 |
| Smits Steve | Chief Credit Officer | May 15, 2018 | Sale | 72,400 |
| Smits Steve | Chief Credit Officer | May 14, 2018 | Sale | 71,850 |
| Caines S. Brett | Chief Financial Officer | May 14, 2018 | Sale | 100,026 |
| Smits Steve | Chief Credit Officer | May 11, 2018 | Sale | 72,900 |
| Smits Steve | Chief Credit Officer | May 10, 2018 | Sale | 72,600 |
| Caines S. Brett | Chief Financial Officer | May 11, 2018 | Sale | 99,977 |
| Caines S. Brett | Chief Financial Officer | May 10, 2018 | Sale | 99,982 |
| Caines S. Brett | Chief Financial Officer | May 09, 2018 | Sale | 99,982 |
| Caines S. Brett | Chief Financial Officer | May 08, 2018 | Sale | 100,011 |
| Caines S. Brett | Chief Financial Officer | May 07, 2018 | Sale | 99,977 |
| Caines S. Brett | Chief Financial Officer | May 04, 2018 | Sale | 100,019 |
| Caines S. Brett | Chief Financial Officer | May 03, 2018 | Sale | 100,004 |
| Caines S. Brett | Chief Financial Officer | May 02, 2018 | Sale | 100,019 |
| Caines S. Brett | Chief Financial Officer | May 01, 2018 | Sale | 99,986 |
| Janson Susan N | Chief Risk Off., Live Oak Bank | Apr 30, 2018 | Buy | 14,340 |
| Caines S. Brett | Chief Financial Officer | Mar 08, 2018 | Sale | 100,009 |
| Caines S. Brett | Chief Financial Officer | Mar 07, 2018 | Sale | 99,976 |
| Caines S. Brett | Chief Financial Officer | Mar 06, 2018 | Sale | 100,005 |
| Caines S. Brett | Chief Financial Officer | Mar 05, 2018 | Sale | 100,013 |
| Caines S. Brett | Chief Financial Officer | Mar 02, 2018 | Sale | 100,025 |
| Caines S. Brett | Chief Financial Officer | Mar 01, 2018 | Sale | 100,033 |
| Caines S. Brett | Chief Financial Officer | Feb 28, 2018 | Sale | 99,989 |
| Caines S. Brett | Chief Financial Officer | Feb 27, 2018 | Sale | 99,994 |
| Caines S. Brett | Chief Financial Officer | Feb 26, 2018 | Sale | 99,981 |
| Caines S. Brett | Chief Financial Officer | Feb 23, 2018 | Sale | 100,010 |
| Caines S. Brett | Chief Financial Officer | Feb 22, 2018 | Sale | 100,000 |
| Caines S. Brett | Chief Financial Officer | Feb 21, 2018 | Sale | 100,006 |
| Caines S. Brett | Chief Financial Officer | Feb 20, 2018 | Sale | 100,018 |
| Caines S. Brett | Chief Financial Officer | Feb 16, 2018 | Sale | 100,012 |
| Caines S. Brett | Chief Financial Officer | Feb 15, 2018 | Sale | 99,999 |
| Caines S. Brett | Chief Financial Officer | Feb 14, 2018 | Sale | 99,991 |
| Caines S. Brett | Chief Financial Officer | Feb 13, 2018 | Sale | 99,975 |
| Caines S. Brett | Chief Financial Officer | Feb 12, 2018 | Sale | 99,998 |
| Caines S. Brett | Chief Financial Officer | Feb 09, 2018 | Sale | 100,042 |
| Caines S. Brett | Chief Financial Officer | Feb 07, 2018 | Sale | 100,014 |
| Caines S. Brett | Chief Financial Officer | Feb 08, 2018 | Sale | 99,988 |
| Caines S. Brett | Chief Financial Officer | Feb 06, 2018 | Sale | 100,038 |
| Caines S. Brett | Chief Financial Officer | Feb 05, 2018 | Sale | 99,991 |
| Caines S. Brett | Chief Financial Officer | Feb 01, 2018 | Sale | 99,989 |
| Caines S. Brett | Chief Financial Officer | Feb 02, 2018 | Sale | 99,998 |
| Caines S. Brett | Chief Financial Officer | Jan 31, 2018 | Sale | 99,998 |
| Caines S. Brett | Chief Financial Officer | Jan 30, 2018 | Sale | 99,979 |
| Hoffsis Glen F. | Director | Nov 10, 2017 | Buy | 32,900 |
| Glossman Diane Beth | Director | Aug 11, 2017 | Buy | 46,138 |
| Glossman Diane Beth | Director | May 12, 2017 | Buy | 101,920 |
| Jackson Don | Director | May 09, 2017 | Option Exercise | 143,625 |
| Cameron William Henderson | Director | Feb 02, 2017 | Buy | 203,028 |
| Underwood Neil Lawrence | President | Jan 31, 2017 | Option Exercise | 4,136,769 |
| WILLIAMS WILLIAM L. III | Vice Chairman & EVP | Jan 31, 2017 | Buy | 406,600 |
| WILLIAMS WILLIAM L. III | Vice Chairman & EVP | Jan 30, 2017 | Buy | 610,500 |
| Hoffsis Glen F. | Director | Aug 19, 2016 | Option Exercise | 26,400 |
| Jackson Don | Director | Dec 09, 2015 | Buy | 226,457 |
| Petty Miltom Emmett | Director | Dec 11, 2015 | Buy | 26,020 |
| Smits Steve | Chief Credit Officer | Dec 14, 2015 | Option Exercise | 4,400 |
| Smits Steve | Chief Credit Officer | Dec 10, 2015 | Sale | 13,190 |
| Jackson Don | Director | Dec 09, 2015 | Buy | 217,672 |
| Jackson Don | Director | Dec 08, 2015 | Buy | 66,400 |
| Jackson Don | Director | Dec 07, 2015 | Buy | 404,545 |
| Jackson Don | Director | Dec 04, 2015 | Buy | 148,468 |
| Jackson Don | Director | Dec 03, 2015 | Buy | 145,450 |
| Hoffsis Glen F. | Director | Dec 03, 2015 | Buy | 14,600 |
| WILLIAMS WILLIAM L. III | Vice Chairman & EVP | Nov 20, 2015 | Buy | 213,920 |
| Hoffsis Glen F. | Director | Nov 17, 2015 | Buy | 14,300 |
| Seward Gregory W | General Counsel | Nov 09, 2015 | Buy | 148,000 |
| Cameron William Henderson | Director | Nov 09, 2015 | Buy | 29,320 |
| Glossman Diane Beth | Director | Oct 30, 2015 | Buy | 58,000 |
| Cameron William Henderson | Director | Oct 29, 2015 | Buy | 29,340 |
| LUCHT DAVID G | Chief Risk Officer | Oct 26, 2015 | Buy | 163,177 |
| Holt J. William | Chief Revenue Officer | Aug 06, 2015 | Sale | 56,374 |
| Holt J. William | Chief Revenue Officer | Aug 05, 2015 | Sale | 458,528 |
| Holt J. William | Chief Revenue Officer | Aug 04, 2015 | Sale | 907,875 |
| Holt J. William | Chief Revenue Officer | Aug 04, 2015 | Sale | 907,875 |
| SUTHERLAND JOHN W. | Chief Accounting Officer | Jul 23, 2015 | Buy | 37,400 |
| LUCHT DAVID G | Chief Risk Officer | Jul 23, 2015 | Buy | 47,600 |
| Jackson Don | Director | Jul 23, 2015 | Buy | 170,000 |
| Hoffsis Glen F. | Director | Jul 23, 2015 | Buy | 217,600 |
| Glossman Diane Beth | Director | Jul 23, 2015 | Buy | 170,000 |
| Cameron William Henderson | Director | Jul 23, 2015 | Buy | 255,000 |
| Caines S. Brett | Chief Financial Officer | Jul 23, 2015 | Buy | 139,400 |