Insider Transactions for Nuveen Floating Rate Income Opportunity Fund (JRO)

Owner Relationship Date Transaction Cost # Shares Value($) Total Shares Form 4
Saba Capital Management, L.P. 10% Owner May 10, 2021 Sale $9.61 4,834 46,455 4,125,209 May 13, 2021, 10:41 AM
Saba Capital Management, L.P. 10% Owner May 12, 2021 Sale $9.53 46,502 443,164 4,072,815 May 13, 2021, 10:41 AM
Saba Capital Management, L.P. 10% Owner May 11, 2021 Sale $9.56 5,892 56,328 4,119,317 May 13, 2021, 10:41 AM
Saba Capital Management, L.P. 10% Owner May 07, 2021 Sale $9.61 1,007 9,677 4,130,043 May 10, 2021, 10:16 AM
Saba Capital Management, L.P. 10% Owner May 06, 2021 Sale $9.60 22,490 215,904 4,129,036 May 10, 2021, 10:16 AM
Saba Capital Management, L.P. 10% Owner Apr 27, 2021 Sale $9.41 36,563 344,058 4,203,508 Apr 29, 2021, 11:13 AM
Saba Capital Management, L.P. 10% Owner Apr 28, 2021 Sale $9.41 47,817 449,958 4,155,691 Apr 29, 2021, 11:13 AM
Saba Capital Management, L.P. 10% Owner Apr 22, 2021 Sale $9.43 5,900 55,637 4,257,092 Apr 23, 2021, 12:25 PM
Saba Capital Management, L.P. 10% Owner Apr 21, 2021 Sale $9.45 72,865 688,574 4,262,992 Apr 23, 2021, 12:25 PM
Saba Capital Management, L.P. 10% Owner Apr 14, 2021 Sale $9.52 22,364 212,905 4,406,526 Apr 16, 2021, 02:40 PM
Saba Capital Management, L.P. 10% Owner Apr 15, 2021 Sale $9.51 6,909 65,705 4,399,617 Apr 16, 2021, 02:40 PM
Saba Capital Management, L.P. 10% Owner Apr 13, 2021 Sale $9.55 28,507 272,242 4,428,890 Apr 14, 2021, 09:51 AM
Saba Capital Management, L.P. 10% Owner Apr 12, 2021 Sale $9.57 11,958 114,438 4,457,397 Apr 14, 2021, 09:51 AM
Saba Capital Management, L.P. 10% Owner Apr 08, 2021 Sale $9.59 19,768 189,575 4,473,638 Apr 12, 2021, 12:09 PM
Saba Capital Management, L.P. 10% Owner Apr 09, 2021 Sale $9.59 4,283 41,074 4,469,355 Apr 12, 2021, 12:09 PM
Caraher Scott C. Portfolio Manager Apr 07, 2021 Buy $9.58 5,000 47,900 41,636 Apr 08, 2021, 07:51 AM
KNIGHTS OF COLUMBUS 10% Owner Nov 09, 2020 Sale $100.00 30,000,000 3,000,000,000 0 Nov 20, 2020, 11:39 AM
KNIGHTS OF COLUMBUS 10% Owner Oct 28, 2020 Sale $100.00 15,000,000 1,500,000,000 30,000,000 Nov 20, 2020, 11:39 AM
Saba Capital Management, L.P. 10% Owner Oct 05, 2020 Buy $8.31 128,002 1,063,697 4,493,406 Oct 06, 2020, 10:38 AM
Saba Capital Management, L.P. 10% Owner Oct 02, 2020 Buy $8.19 28,905 236,732 4,365,404 Oct 06, 2020, 10:38 AM
Saba Capital Management, L.P. 10% Owner Sep 30, 2020 Buy $8.22 62,000 509,640 4,336,499 Oct 02, 2020, 09:52 AM
Saba Capital Management, L.P. 10% Owner Sep 29, 2020 Buy $8.19 11,008 90,156 4,274,499 Sep 30, 2020, 01:46 PM
Caraher Scott C. Portfolio Manager Mar 31, 2020 Buy $7.37 5,000 36,842 36,636 Aug 25, 2020, 05:18 PM
Caraher Scott C. Portfolio Manager Mar 30, 2020 Buy $7.02 3,000 21,050 31,636 Apr 01, 2020, 05:39 PM
Caraher Scott C. Portfolio Manager Mar 25, 2020 Buy $6.65 2,000 13,300 28,636 Mar 27, 2020, 04:24 PM
Caraher Scott C. Portfolio Manager Mar 24, 2020 Buy $6.04 2,500 15,108 26,636 Mar 26, 2020, 05:41 PM
Caraher Scott C. Portfolio Manager Jan 04, 2019 Buy $9.44 2,000 18,885 24,136 Jan 08, 2019, 05:40 PM
Caraher Scott C. Portfolio Manager Oct 03, 2018 Buy $10.27 2,000 20,539 22,136 Oct 05, 2018, 03:13 PM
Caraher Scott C. Portfolio Manager Aug 07, 2018 Buy $10.22 2,000 20,440 20,136 Aug 08, 2018, 02:46 PM
Caraher Scott C. Portfolio Manager Jul 17, 2018 Buy $10.21 6,000 61,232 18,136 Jul 19, 2018, 04:22 PM
SCHNEIDER WILLIAM J other Dec 15, 2017 Sale $11.27 38,600 435,119 8,800 Dec 19, 2017, 12:07 PM
Caraher Scott C. Portfolio Manager Jul 27, 2017 Sale $11.80 12,000 141,654 12,136 Jul 31, 2017, 06:10 PM
Caraher Scott C. Portfolio Manager Jul 12, 2017 Sale $11.64 10,353 120,528 31,747 Jul 21, 2017, 03:57 PM
Caraher Scott C. Portfolio Manager Jul 13, 2017 Sale $11.67 7,611 88,805 39,800 Jul 17, 2017, 06:15 PM
SCHNEIDER WILLIAM J Jun 30, 2017 Buy $11.55 8,600 99,337 47,400 Jul 05, 2017, 12:00 AM
Nuveen Fund Advisors, LLC other Apr 06, 2017 Sale $11.62 7,000 81,340 0 Apr 10, 2017, 04:41 PM
EVANS JACK other Apr 06, 2017 Buy $11.73 4,225 49,559 4,225 Apr 10, 2017, 03:39 PM
MOSCHNER ALBIN F Trustee Mar 09, 2017 Buy $12.01 3,000 36,045 3,000 Mar 10, 2017, 10:28 AM
Caraher Scott C. Portfolio Manager Feb 14, 2017 Sale $12.58 8,000 100,640 42,100 Feb 15, 2017, 06:13 PM
CITIGROUP INC 10% Owner Dec 28, 2016 Option Exercise $100000.00 430 43,000,000 0 Dec 29, 2016, 04:27 PM
SCHNEIDER WILLIAM J other Dec 07, 2016 Buy $11.78 30,000 353,499 38,800 Dec 09, 2016, 05:06 PM
CITIGROUP INC 10% Owner Nov 29, 2016 Option Exercise $100000.00 320 32,000,000 430 Nov 30, 2016, 04:08 PM
ZIMMERMAN GIFFORD R Chief Administrative Officer Oct 04, 2016 Sale $11.08 1,000 11,083 0 Oct 04, 2016, 06:11 PM
CITIGROUP INC 10% Owner Mar 29, 2016 Option Exercise $100000.00 230 23,000,000 750 Apr 06, 2016, 04:42 PM
Caraher Scott C. Portfolio Manager Mar 03, 2016 Buy $9.23 2,000 18,460 50,100 Mar 04, 2016, 06:25 PM
Caraher Scott C. Portfolio Manager Mar 01, 2016 Buy $9.05 3,000 27,150 48,100 Mar 03, 2016, 06:08 PM
Caraher Scott C. Portfolio Manager Feb 29, 2016 Buy $8.96 4,000 35,830 45,100 Mar 02, 2016, 04:53 PM
Caraher Scott C. Portfolio Manager Feb 26, 2016 Buy $8.92 4,000 35,674 41,100 Mar 02, 2016, 04:53 PM
SCHNEIDER WILLIAM J other Feb 02, 2016 Buy $9.43 5,300 49,969 8,800 Feb 04, 2016, 04:46 PM
Caraher Scott C. Portfolio Manager Dec 29, 2015 Buy $9.69 11,700 113,430 37,100 Dec 31, 2015, 12:33 PM
EVANS JACK other Dec 17, 2015 Sale $9.52 3,000 28,560 0 Dec 21, 2015, 01:05 PM
SCHNEIDER WILLIAM J other Dec 15, 2015 Sale $9.17 42,274 387,568 3,500 Dec 17, 2015, 04:31 PM
Caraher Scott C. Portfolio Manager Aug 27, 2015 Buy $10.31 2,000 20,619 25,400 Aug 28, 2015, 05:49 PM
Caraher Scott C. Portfolio Manager Jul 29, 2015 Buy $10.61 4,000 42,427 23,400 Jul 31, 2015, 05:08 PM
SCHNEIDER WILLIAM J other Apr 08, 2015 Buy $11.76 17,000 199,925 45,774 Apr 10, 2015, 04:32 PM
Caraher Scott C. Portfolio Manager Oct 17, 2014 Buy $10.97 2,500 27,425 19,400 Oct 21, 2014, 02:25 PM
ZIMMERMAN GIFFORD R Chief Administrative Officer Oct 16, 2014 Buy $10.88 1,000 10,880 1,000 Oct 20, 2014, 11:30 AM
Caraher Scott C. Portfolio Manager Oct 16, 2014 Buy $10.75 4,000 43,000 16,900 Oct 17, 2014, 11:58 AM
Caraher Scott C. Portfolio Manager Oct 15, 2014 Buy $10.73 3,000 32,188 12,900 Oct 17, 2014, 11:58 AM
SCHNEIDER WILLIAM J other Apr 07, 2014 Buy $12.15 8,484 103,080 28,774 Apr 09, 2014, 04:21 PM
EVANS JACK other Dec 30, 2013 Buy $12.06 3,000 36,180 3,000 Dec 31, 2013, 03:01 PM
Caraher Scott C. Portfolio Manager Sep 26, 2013 Sale $12.28 3,000 36,840 9,900 Sep 30, 2013, 03:06 PM
SCHNEIDER WILLIAM J other Sep 26, 2013 Buy $12.28 20,290 249,070 20,290 Sep 30, 2013, 03:06 PM
Caraher Scott C. May 11, 2012 Sale $11.93 20,000 238,600 12,900 May 15, 2012, 05:18 PM
TOTH TERENCE J Director Aug 22, 2011 Sale $10.12 7,259 73,461 0 Aug 24, 2011, 02:37 PM
TOTH TERENCE J Director Oct 12, 2010 Sale $11.66 1,070 12,476 7,259 Oct 13, 2010, 12:27 PM

Desktop Version

Owner Relationship Date Transaction Value($)
Saba Capital Management, L.P. 10% Owner May 10, 2021 Sale 46,455
Saba Capital Management, L.P. 10% Owner May 12, 2021 Sale 443,164
Saba Capital Management, L.P. 10% Owner May 11, 2021 Sale 56,328
Saba Capital Management, L.P. 10% Owner May 07, 2021 Sale 9,677
Saba Capital Management, L.P. 10% Owner May 06, 2021 Sale 215,904
Saba Capital Management, L.P. 10% Owner Apr 27, 2021 Sale 344,058
Saba Capital Management, L.P. 10% Owner Apr 28, 2021 Sale 449,958
Saba Capital Management, L.P. 10% Owner Apr 22, 2021 Sale 55,637
Saba Capital Management, L.P. 10% Owner Apr 21, 2021 Sale 688,574
Saba Capital Management, L.P. 10% Owner Apr 14, 2021 Sale 212,905
Saba Capital Management, L.P. 10% Owner Apr 15, 2021 Sale 65,705
Saba Capital Management, L.P. 10% Owner Apr 13, 2021 Sale 272,242
Saba Capital Management, L.P. 10% Owner Apr 12, 2021 Sale 114,438
Saba Capital Management, L.P. 10% Owner Apr 08, 2021 Sale 189,575
Saba Capital Management, L.P. 10% Owner Apr 09, 2021 Sale 41,074
Caraher Scott C. Portfolio Manager Apr 07, 2021 Buy 47,900
KNIGHTS OF COLUMBUS 10% Owner Nov 09, 2020 Sale 3,000,000,000
KNIGHTS OF COLUMBUS 10% Owner Oct 28, 2020 Sale 1,500,000,000
Saba Capital Management, L.P. 10% Owner Oct 05, 2020 Buy 1,063,697
Saba Capital Management, L.P. 10% Owner Oct 02, 2020 Buy 236,732
Saba Capital Management, L.P. 10% Owner Sep 30, 2020 Buy 509,640
Saba Capital Management, L.P. 10% Owner Sep 29, 2020 Buy 90,156
Caraher Scott C. Portfolio Manager Mar 31, 2020 Buy 36,842
Caraher Scott C. Portfolio Manager Mar 30, 2020 Buy 21,050
Caraher Scott C. Portfolio Manager Mar 25, 2020 Buy 13,300
Caraher Scott C. Portfolio Manager Mar 24, 2020 Buy 15,108
Caraher Scott C. Portfolio Manager Jan 04, 2019 Buy 18,885
Caraher Scott C. Portfolio Manager Oct 03, 2018 Buy 20,539
Caraher Scott C. Portfolio Manager Aug 07, 2018 Buy 20,440
Caraher Scott C. Portfolio Manager Jul 17, 2018 Buy 61,232
SCHNEIDER WILLIAM J other Dec 15, 2017 Sale 435,119
Caraher Scott C. Portfolio Manager Jul 27, 2017 Sale 141,654
Caraher Scott C. Portfolio Manager Jul 12, 2017 Sale 120,528
Caraher Scott C. Portfolio Manager Jul 13, 2017 Sale 88,805
SCHNEIDER WILLIAM J Jun 30, 2017 Buy 99,337
Nuveen Fund Advisors, LLC other Apr 06, 2017 Sale 81,340
EVANS JACK other Apr 06, 2017 Buy 49,559
MOSCHNER ALBIN F Trustee Mar 09, 2017 Buy 36,045
Caraher Scott C. Portfolio Manager Feb 14, 2017 Sale 100,640
CITIGROUP INC 10% Owner Dec 28, 2016 Option Exercise 43,000,000
SCHNEIDER WILLIAM J other Dec 07, 2016 Buy 353,499
CITIGROUP INC 10% Owner Nov 29, 2016 Option Exercise 32,000,000
ZIMMERMAN GIFFORD R Chief Administrative Officer Oct 04, 2016 Sale 11,083
CITIGROUP INC 10% Owner Mar 29, 2016 Option Exercise 23,000,000
Caraher Scott C. Portfolio Manager Mar 03, 2016 Buy 18,460
Caraher Scott C. Portfolio Manager Mar 01, 2016 Buy 27,150
Caraher Scott C. Portfolio Manager Feb 29, 2016 Buy 35,830
Caraher Scott C. Portfolio Manager Feb 26, 2016 Buy 35,674
SCHNEIDER WILLIAM J other Feb 02, 2016 Buy 49,969
Caraher Scott C. Portfolio Manager Dec 29, 2015 Buy 113,430
EVANS JACK other Dec 17, 2015 Sale 28,560
SCHNEIDER WILLIAM J other Dec 15, 2015 Sale 387,568
Caraher Scott C. Portfolio Manager Aug 27, 2015 Buy 20,619
Caraher Scott C. Portfolio Manager Jul 29, 2015 Buy 42,427
SCHNEIDER WILLIAM J other Apr 08, 2015 Buy 199,925
Caraher Scott C. Portfolio Manager Oct 17, 2014 Buy 27,425
ZIMMERMAN GIFFORD R Chief Administrative Officer Oct 16, 2014 Buy 10,880
Caraher Scott C. Portfolio Manager Oct 16, 2014 Buy 43,000
Caraher Scott C. Portfolio Manager Oct 15, 2014 Buy 32,188
SCHNEIDER WILLIAM J other Apr 07, 2014 Buy 103,080
EVANS JACK other Dec 30, 2013 Buy 36,180
Caraher Scott C. Portfolio Manager Sep 26, 2013 Sale 36,840
SCHNEIDER WILLIAM J other Sep 26, 2013 Buy 249,070
Caraher Scott C. May 11, 2012 Sale 238,600
TOTH TERENCE J Director Aug 22, 2011 Sale 73,461
TOTH TERENCE J Director Oct 12, 2010 Sale 12,476