Insider Transactions for JPMORGAN CHASE & CO (JPM)

Owner Relationship Date Transaction Cost # Shares Value($) Total Shares Form 4
Erdoes Mary E. CEO Asset & Wealth Management Nov 08, 2019 Option Exercise $129.82 72,849 9,457,621 460,273 Nov 12, 2019, 04:16 PM
Erdoes Mary E. CEO Asset & Wealth Management Nov 08, 2019 Option Exercise $46.58 104,063 4,847,255 533,122 Nov 12, 2019, 04:16 PM
Petno Douglas B CEO Commercial Banking Nov 06, 2019 Option Exercise $129.21 52,564 6,791,795 337,794 Nov 07, 2019, 04:16 PM
Petno Douglas B CEO Commercial Banking Nov 06, 2019 Option Exercise $46.58 75,000 3,493,500 390,358 Nov 07, 2019, 04:16 PM
Pinto Daniel E Co-President & COO, CEO CIB Nov 07, 2019 Sale $130.91 64,198 8,403,897 15,212 Nov 07, 2019, 04:16 PM
BACON ASHLEY Chief Risk Officer Nov 05, 2019 Option Exercise $129.57 35,768 4,634,460 129,053 Nov 06, 2019, 04:57 PM
BACON ASHLEY Chief Risk Officer Nov 05, 2019 Option Exercise $43.80 52,630 2,305,204 164,821 Nov 06, 2019, 04:57 PM
RAYMOND LEE R Director Oct 30, 2019 Option Exercise $1000.00 458 458,000 977 Oct 30, 2019, 04:16 PM
Scher Peter Executive Vice President Oct 25, 2019 Option Exercise $125.70 1,888 237,322 13,171 Oct 28, 2019, 05:56 PM
Beer Lori A Chief Information Officer Oct 25, 2019 Option Exercise $125.70 5,928 745,150 15,340 Oct 28, 2019, 05:56 PM
Leopold Robin Head of Human Resources Oct 25, 2019 Option Exercise $125.70 1,599 200,994 17,637 Oct 28, 2019, 05:55 PM
Piepszak Jennifer Chief Financial Officer Oct 25, 2019 Option Exercise $125.70 4,861 611,028 14,388 Oct 28, 2019, 05:55 PM
Piepszak Jennifer Chief Financial Officer Oct 28, 2019 Sale $126.78 4,594 582,428 6,470 Oct 28, 2019, 05:55 PM
Giles Nicole Corporate Controller Oct 25, 2019 Option Exercise $125.70 2,365 297,280 9,861 Oct 28, 2019, 05:55 PM
Giles Nicole Corporate Controller Oct 28, 2019 Sale $126.73 863 109,365 7,578 Oct 28, 2019, 05:55 PM
HOBSON MELLODY L Director Oct 23, 2019 Buy $124.65 16,000 1,994,376 109,555 Oct 24, 2019, 06:39 PM
Pinto Daniel E Co-President & COO, CEO CIB Oct 18, 2019 Option Exercise $120.44 56,109 6,757,768 451,481 Oct 21, 2019, 04:17 PM
Pinto Daniel E Co-President & COO, CEO CIB Oct 18, 2019 Option Exercise $43.20 85,000 3,672,000 507,590 Oct 21, 2019, 04:17 PM
DIMON JAMES Chairman & CEO Oct 16, 2019 Option Exercise $120.00 394,837 47,380,440 439,156 Oct 18, 2019, 02:02 PM
DIMON JAMES Chairman & CEO Oct 16, 2019 Option Exercise $43.20 563,562 24,345,879 833,993 Oct 18, 2019, 02:02 PM
Scher Peter Executive Vice President Oct 16, 2019 Option Exercise $120.00 22,941 2,752,920 11,055 Oct 18, 2019, 02:01 PM
Scher Peter Executive Vice President Oct 16, 2019 Option Exercise $46.58 33,996 1,583,534 33,996 Oct 18, 2019, 02:01 PM
Petno Douglas B CEO Commercial Banking Oct 16, 2019 Option Exercise $120.00 53,534 6,424,080 316,970 Oct 18, 2019, 02:01 PM
Petno Douglas B CEO Commercial Banking Oct 16, 2019 Option Exercise $46.58 75,000 3,493,500 370,504 Oct 18, 2019, 02:01 PM
Smith Gordon Co-President & COO, CEO CCB Oct 16, 2019 Sale $119.98 83,289 9,992,873 393,197 Oct 17, 2019, 04:17 PM
Pinto Daniel E Co-President & COO, CEO CIB Oct 17, 2019 Sale $120.51 53,000 6,387,200 79,410 Oct 17, 2019, 04:17 PM
RAYMOND LEE R Director Sep 30, 2019 Option Exercise $117.69 382 44,958 250,135 Oct 02, 2019, 04:18 PM
NEAL MICHAEL A Director Sep 30, 2019 Option Exercise $117.69 276 32,482 38,845 Oct 02, 2019, 04:18 PM
JACKSON LABAN Director Sep 30, 2019 Option Exercise $117.69 319 37,543 187,997 Oct 02, 2019, 04:18 PM
HOBSON MELLODY L Director Sep 30, 2019 Option Exercise $117.69 319 37,543 8,151 Oct 02, 2019, 04:17 PM
FLYNN TIMOTHY PATRICK Director Sep 30, 2019 Option Exercise $117.69 308 36,249 49,783 Oct 02, 2019, 04:17 PM
BURKE STEPHEN B Director Sep 30, 2019 Option Exercise $117.69 329 38,720 144,471 Oct 02, 2019, 04:17 PM
Petno Douglas B CEO Commercial Banking Sep 13, 2019 Option Exercise $119.57 53,583 6,407,187 295,504 Sep 16, 2019, 04:07 PM
Petno Douglas B CEO Commercial Banking Sep 13, 2019 Option Exercise $46.58 75,000 3,493,500 349,087 Sep 16, 2019, 04:07 PM
Petno Douglas B CEO Commercial Banking Sep 10, 2019 Option Exercise $116.50 53,944 6,284,406 274,087 Sep 11, 2019, 04:16 PM
Petno Douglas B CEO Commercial Banking Sep 10, 2019 Option Exercise $46.58 75,000 3,493,500 328,031 Sep 11, 2019, 04:16 PM
HOBSON MELLODY L Director Aug 08, 2019 Buy $109.91 18,200 2,000,362 93,555 Aug 08, 2019, 05:11 PM
Smith Gordon Co-President & COO, CEO CCB Jul 23, 2019 Option Exercise $115.64 231,700 26,792,630 678,402 Jul 24, 2019, 04:56 PM
Smith Gordon Co-President & COO, CEO CCB Jul 23, 2019 Option Exercise $44.56 331,125 14,754,052 708,186 Jul 24, 2019, 04:56 PM
Scher Peter Executive Vice President Jul 18, 2019 Sale $115.00 10,816 1,243,858 0 Jul 19, 2019, 04:14 PM
Beer Lori A Chief Information Officer Jul 17, 2019 Sale $114.28 13,341 1,524,602 10,130 Jul 18, 2019, 05:11 PM
JACKSON LABAN Director Jun 30, 2019 Option Exercise $111.80 380 42,484 186,545 Jul 02, 2019, 05:15 PM
RAYMOND LEE R Director Jun 30, 2019 Option Exercise $111.80 425 47,515 248,017 Jul 02, 2019, 05:15 PM
NEAL MICHAEL A Director Jun 30, 2019 Option Exercise $111.80 291 32,534 38,362 Jul 02, 2019, 05:15 PM
HOBSON MELLODY L Director Jun 30, 2019 Option Exercise $111.80 291 32,534 7,804 Jul 02, 2019, 05:15 PM
FLYNN TIMOTHY PATRICK Director Jun 30, 2019 Option Exercise $111.80 347 38,795 49,199 Jul 02, 2019, 05:15 PM
BURKE STEPHEN B Director Jun 30, 2019 Option Exercise $111.80 297 33,205 143,358 Jul 02, 2019, 05:15 PM
Scher Peter Executive Vice President May 01, 2019 Option Exercise $116.06 23,180 2,690,155 10,816 May 02, 2019, 04:26 PM
Scher Peter Executive Vice President May 01, 2019 Option Exercise $46.58 33,996 1,583,534 33,996 May 02, 2019, 04:26 PM
HOBSON MELLODY L Director Apr 18, 2019 Buy $114.26 1,700 194,242 7,485 Apr 18, 2019, 04:17 PM
HOBSON MELLODY L Director Apr 16, 2019 Buy $111.02 18,000 1,998,443 75,355 Apr 17, 2019, 05:15 PM
Erdoes Mary E. CEO Asset & Wealth Management Apr 15, 2019 Sale $109.92 72,340 7,951,620 464,320 Apr 16, 2019, 05:41 PM
Smith Gordon Co-President & COO, CEO CCB Apr 15, 2019 Sale $109.99 41,395 4,552,875 365,087 Apr 16, 2019, 05:41 PM
Friedman Stacey General Counsel Apr 15, 2019 Sale $109.75 3,710 407,183 23,650 Apr 16, 2019, 05:41 PM
Giles Nicole Corporate Controller Apr 15, 2019 Sale $110.43 3,230 356,685 6,159 Apr 16, 2019, 05:41 PM
BACON ASHLEY Chief Risk Officer Apr 15, 2019 Sale $109.75 20,145 2,210,980 112,191 Apr 16, 2019, 05:41 PM
Petno Douglas B CEO Commercial Banking Apr 15, 2019 Option Exercise $110.06 57,285 6,304,787 183,798 Apr 16, 2019, 05:41 PM
Petno Douglas B CEO Commercial Banking Apr 15, 2019 Option Exercise $46.58 78,452 3,654,294 259,386 Apr 16, 2019, 05:41 PM
Petno Douglas B CEO Commercial Banking Apr 15, 2019 Sale $109.74 18,303 2,008,544 241,083 Apr 16, 2019, 05:41 PM
Lake Marianne Chief Financial Officer Apr 15, 2019 Sale $109.75 115,415 12,666,808 46,120 Apr 16, 2019, 05:41 PM
WELDON WILLIAM C Director Mar 31, 2019 Option Exercise $101.23 432 43,731 102,775 Apr 02, 2019, 04:14 PM
RAYMOND LEE R Director Mar 31, 2019 Option Exercise $101.23 494 50,008 245,740 Apr 02, 2019, 04:14 PM
NEAL MICHAEL A Director Mar 31, 2019 Option Exercise $101.23 321 32,495 37,852 Apr 02, 2019, 04:14 PM
JACKSON LABAN Director Mar 31, 2019 Option Exercise $101.23 469 47,477 184,956 Apr 02, 2019, 04:14 PM
FLYNN TIMOTHY PATRICK Director Mar 31, 2019 Option Exercise $101.23 407 41,201 48,559 Apr 02, 2019, 04:14 PM
BURKE STEPHEN B Director Mar 31, 2019 Option Exercise $101.23 284 28,749 142,224 Apr 02, 2019, 04:14 PM
HOBSON MELLODY L Director Mar 31, 2019 Option Exercise $101.23 321 32,495 5,785 Apr 02, 2019, 12:00 AM
Smith Gordon Co-President & COO, CEO CCB Mar 25, 2019 Option Exercise $99.33 70,318 6,984,687 406,482 Mar 27, 2019, 04:22 PM
Pinto Daniel E Co-President & COO, CEO CIB Mar 25, 2019 Option Exercise $99.33 76,977 7,646,126 422,590 Mar 27, 2019, 04:22 PM
Petno Douglas B CEO Commercial Banking Mar 25, 2019 Option Exercise $99.33 41,648 4,136,896 166,142 Mar 27, 2019, 04:22 PM
Lake Marianne Chief Financial Officer Mar 25, 2019 Option Exercise $99.33 46,150 4,584,080 153,503 Mar 27, 2019, 04:22 PM
Friedman Stacey General Counsel Mar 25, 2019 Option Exercise $99.33 16,884 1,677,088 27,360 Mar 27, 2019, 04:22 PM
Erdoes Mary E. CEO Asset & Wealth Management Mar 25, 2019 Option Exercise $99.33 77,665 7,714,465 536,660 Mar 27, 2019, 04:22 PM
DIMON JAMES Chairman & CEO Mar 25, 2019 Option Exercise $99.33 307,660 30,559,868 790,446 Mar 27, 2019, 04:22 PM
BACON ASHLEY Chief Risk Officer Mar 25, 2019 Option Exercise $99.33 38,126 3,787,056 132,336 Mar 27, 2019, 04:22 PM
Smith Gordon Co-President & COO, CEO CCB Feb 20, 2019 Option Exercise $105.34 104,520 11,009,876 339,327 Feb 21, 2019, 04:16 PM
Smith Gordon Co-President & COO, CEO CCB Feb 20, 2019 Option Exercise $43.20 149,179 6,444,533 443,847 Feb 21, 2019, 04:16 PM
Lake Marianne Chief Financial Officer Feb 20, 2019 Option Exercise $105.34 252,643 26,612,908 112,938 Feb 21, 2019, 12:00 AM
Lake Marianne Chief Financial Officer Feb 20, 2019 Option Exercise $46.58 341,842 15,923,001 365,581 Feb 21, 2019, 12:00 AM
CROWN JAMES S Director Feb 05, 2019 Buy $103.79 5,000 518,950 26,303 Feb 06, 2019, 04:13 PM
Scher Peter Executive Vice President Jan 29, 2019 Sale $105.00 18,679 1,961,340 0 Jan 29, 2019, 04:14 PM
Petno Douglas B CEO Commercial Banking Jan 29, 2019 Sale $105.00 11,659 1,224,205 129,535 Jan 29, 2019, 04:14 PM
Friedman Stacey General Counsel Jan 29, 2019 Sale $105.00 3,022 317,310 12,519 Jan 29, 2019, 04:14 PM
Beer Lori A Chief Information Officer Jan 29, 2019 Sale $105.00 13,341 1,400,806 23,471 Jan 29, 2019, 04:14 PM
WELDON WILLIAM C Director Jan 15, 2019 Option Exercise $100.54 2,487 250,031 101,565 Jan 17, 2019, 04:19 PM
RAYMOND LEE R Director Jan 15, 2019 Option Exercise $100.54 2,487 250,031 243,347 Jan 17, 2019, 04:19 PM
NEAL MICHAEL A Director Jan 15, 2019 Option Exercise $100.54 2,487 250,031 37,327 Jan 17, 2019, 04:19 PM
JACKSON LABAN Director Jan 15, 2019 Option Exercise $100.54 2,487 250,031 183,256 Jan 17, 2019, 04:19 PM
HOBSON MELLODY L Director Jan 15, 2019 Option Exercise $100.54 2,487 250,031 5,456 Jan 17, 2019, 04:19 PM
FLYNN TIMOTHY PATRICK Director Jan 15, 2019 Option Exercise $100.54 2,487 250,031 47,870 Jan 17, 2019, 04:19 PM
CROWN JAMES S Director Jan 15, 2019 Option Exercise $100.54 2,487 250,031 311,447 Jan 17, 2019, 04:19 PM
Combs Todd A. Director Jan 15, 2019 Option Exercise $100.54 2,487 250,031 20,856 Jan 17, 2019, 04:19 PM
BURKE STEPHEN B Director Jan 15, 2019 Option Exercise $100.54 2,487 250,031 141,094 Jan 17, 2019, 04:19 PM
BELL JAMES A Director Jan 15, 2019 Option Exercise $100.54 2,487 250,031 30,928 Jan 17, 2019, 04:19 PM
BAMMANN LINDA Director Jan 15, 2019 Option Exercise $100.54 2,487 250,031 86,844 Jan 17, 2019, 04:19 PM
BACON ASHLEY Chief Risk Officer Jan 13, 2019 Option Exercise $99.56 19,356 1,927,083 97,877 Jan 16, 2019, 04:34 PM
BACON ASHLEY Chief Risk Officer Jan 16, 2019 Sale $102.78 5,831 599,304 92,046 Jan 16, 2019, 04:34 PM
Smith Gordon Co-President & COO, CEO CCB Jan 13, 2019 Option Exercise $99.56 36,945 3,678,244 294,668 Jan 16, 2019, 04:18 PM
Scher Peter Executive Vice President Jan 13, 2019 Option Exercise $99.56 12,078 1,202,486 18,679 Jan 16, 2019, 04:18 PM
Pinto Daniel E Co-President & COO, CEO CIB Jan 13, 2019 Option Exercise $99.56 23,845 2,374,008 335,787 Jan 16, 2019, 04:18 PM
Leopold Robin Head of Human Resources Jan 13, 2019 Option Exercise $99.56 3,978 396,050 16,233 Jan 16, 2019, 04:18 PM
Petno Douglas B CEO Commercial Banking Jan 13, 2019 Option Exercise $99.56 19,170 1,908,565 128,282 Jan 16, 2019, 04:18 PM
Lake Marianne Chief Financial Officer Jan 13, 2019 Option Exercise $99.56 24,042 2,393,621 23,739 Jan 16, 2019, 04:18 PM
Giles Nicole Corporate Controller Jan 13, 2019 Option Exercise $99.56 1,688 168,057 9,389 Jan 16, 2019, 04:18 PM
Friedman Stacey General Counsel Jan 13, 2019 Option Exercise $99.56 10,643 1,059,617 15,541 Jan 16, 2019, 04:18 PM
Erdoes Mary E. CEO Asset Management Jan 13, 2019 Option Exercise $99.56 39,893 3,971,747 468,393 Jan 16, 2019, 04:18 PM
Beer Lori A Chief Information Officer Jan 13, 2019 Option Exercise $99.56 9,722 967,922 36,812 Jan 16, 2019, 04:17 PM
JACKSON LABAN Director Dec 31, 2018 Option Exercise $97.62 461 45,003 180,770 Jan 03, 2019, 04:16 PM
BURKE STEPHEN B Director Dec 31, 2018 Option Exercise $97.62 295 28,798 138,607 Jan 03, 2019, 04:16 PM
FLYNN TIMOTHY PATRICK Director Dec 31, 2018 Option Exercise $97.62 448 43,734 45,384 Jan 03, 2019, 12:00 AM
WELDON WILLIAM C Director Dec 31, 2018 Option Exercise $97.62 474 46,272 99,079 Jan 03, 2019, 12:00 AM
HOBSON MELLODY L Director Dec 31, 2018 Option Exercise $97.62 333 32,507 2,969 Jan 03, 2019, 12:00 AM
RAYMOND LEE R Director Dec 31, 2018 Option Exercise $97.62 487 47,541 240,860 Jan 03, 2019, 12:00 AM
NEAL MICHAEL A Director Dec 31, 2018 Option Exercise $97.62 333 32,507 34,840 Jan 03, 2019, 12:00 AM
Erdoes Mary E. CEO Asset Management Nov 09, 2018 Option Exercise $111.60 61,391 6,850,929 430,588 Nov 13, 2018, 04:11 PM
Erdoes Mary E. CEO Asset Management Nov 09, 2018 Option Exercise $19.49 100,000 1,949,000 491,979 Nov 13, 2018, 04:11 PM
RAYMOND LEE R Director Oct 30, 2018 Option Exercise $1000.00 565 565,000 1,435 Nov 01, 2018, 04:04 PM
Beer Lori A Chief Information Officer Oct 25, 2018 Option Exercise $104.81 5,928 621,314 25,527 Oct 26, 2018, 04:45 PM
Scher Peter Executive Vice President Oct 25, 2018 Option Exercise $104.81 1,887 197,776 2,117 Oct 26, 2018, 04:06 PM
Leopold Robin Head of Human Resources Oct 25, 2018 Option Exercise $104.81 1,599 167,591 9,998 Oct 26, 2018, 04:05 PM
Giles Nicole Corporate Controller Oct 25, 2018 Option Exercise $104.81 2,365 247,876 6,374 Oct 26, 2018, 04:05 PM
HOBSON MELLODY L Director Oct 19, 2018 Buy $108.94 1,150 125,281 2,632 Oct 19, 2018, 04:17 PM
WELDON WILLIAM C Director Sep 30, 2018 Option Exercise $112.84 388 43,782 97,930 Oct 02, 2018, 04:08 PM
RAYMOND LEE R Director Sep 30, 2018 Option Exercise $112.84 399 45,023 238,720 Oct 02, 2018, 04:08 PM
JACKSON LABAN Director Sep 30, 2018 Option Exercise $112.84 377 42,541 179,238 Oct 02, 2018, 04:08 PM
HOBSON MELLODY L Director Sep 30, 2018 Option Exercise $112.84 288 32,498 1,482 Oct 02, 2018, 04:08 PM
FLYNN TIMOTHY PATRICK Director Sep 30, 2018 Option Exercise $112.84 366 41,299 44,693 Oct 02, 2018, 04:07 PM
BURKE STEPHEN B Director Sep 30, 2018 Option Exercise $112.84 255 28,774 137,577 Oct 02, 2018, 04:07 PM
NEAL MICHAEL A Director Sep 30, 2018 Option Exercise $112.84 288 32,498 34,330 Oct 02, 2018, 12:00 AM
HOBSON MELLODY L Director Aug 15, 2018 Option Exercise $113.70 16,953 1,927,556 57,355 Aug 16, 2018, 04:30 PM
HOBSON MELLODY L Director Aug 15, 2018 Option Exercise $41.62 46,308 1,927,524 74,308 Aug 16, 2018, 04:30 PM
Smith Gordon Co-President & COO, CEO CCB Jul 23, 2018 Sale $114.01 30,725 3,503,019 238,929 Jul 23, 2018, 05:07 PM
WELDON WILLIAM C Director Jun 30, 2018 Option Exercise $104.20 468 48,766 97,026 Jul 03, 2018, 02:04 PM
RAYMOND LEE R Director Jun 30, 2018 Option Exercise $104.20 480 50,016 237,056 Jul 03, 2018, 02:04 PM
NEAL MICHAEL A Director Jun 30, 2018 Option Exercise $104.20 312 32,510 33,909 Jul 03, 2018, 02:04 PM
JACKSON LABAN Director Jun 30, 2018 Option Exercise $104.20 480 50,016 178,043 Jul 03, 2018, 02:04 PM
HOBSON MELLODY L Director Jun 30, 2018 Option Exercise $104.20 328 34,178 1,192 Jul 03, 2018, 02:04 PM
FLYNN TIMOTHY PATRICK Director Jun 30, 2018 Option Exercise $104.20 402 41,888 44,144 Jul 03, 2018, 02:04 PM
BURKE STEPHEN B Director Jun 30, 2018 Option Exercise $104.20 276 28,759 136,759 Jul 03, 2018, 02:04 PM
Combs Todd A. Director May 14, 2018 Buy $114.61 13,000 1,489,891 18,277 May 16, 2018, 06:53 PM
HOBSON MELLODY L Director Apr 16, 2018 Buy $111.04 18,000 1,998,810 28,000 Apr 17, 2018, 04:18 PM
WELDON WILLIAM C Director Mar 31, 2018 Option Exercise $109.97 443 48,717 96,072 Apr 03, 2018, 04:07 PM
RAYMOND LEE R Director Mar 31, 2018 Option Exercise $109.97 455 50,036 235,377 Apr 03, 2018, 04:06 PM
NEAL MICHAEL A Director Mar 31, 2018 Option Exercise $109.97 296 32,551 33,471 Apr 03, 2018, 04:06 PM
FLYNN TIMOTHY PATRICK Director Mar 31, 2018 Option Exercise $109.97 341 37,500 43,569 Apr 03, 2018, 04:06 PM
BURKE STEPHEN B Director Mar 31, 2018 Option Exercise $109.97 261 28,702 135,950 Apr 03, 2018, 04:06 PM
BOWLES CRANDALL CLOSE Director Mar 31, 2018 Option Exercise $109.97 375 41,239 92,864 Apr 03, 2018, 04:06 PM
JACKSON LABAN Director Mar 31, 2018 Option Exercise $109.97 409 44,978 176,788 Apr 03, 2018, 12:00 AM
JACKSON LABAN Director Jan 19, 2018 Option Exercise $113.57 725 82,340 176,379 Jan 22, 2018, 04:10 PM
JACKSON LABAN Director Jan 19, 2018 Option Exercise $44.55 1,346 59,964 177,104 Jan 22, 2018, 04:10 PM
Scher Peter Executive Vice President Jan 19, 2018 Sale $113.42 26,532 3,009,366 0 Jan 19, 2018, 04:53 PM
WELDON WILLIAM C Director Jan 16, 2018 Option Exercise $112.25 2,227 249,981 95,628 Jan 18, 2018, 04:51 PM
RAYMOND LEE R Director Jan 16, 2018 Option Exercise $112.25 2,227 249,981 234,923 Jan 18, 2018, 04:51 PM
NEAL MICHAEL A Director Jan 16, 2018 Option Exercise $112.25 2,227 249,981 33,176 Jan 18, 2018, 04:51 PM
JACKSON LABAN Director Jan 16, 2018 Option Exercise $112.25 2,227 249,981 175,758 Jan 18, 2018, 04:51 PM
FLYNN TIMOTHY PATRICK Director Jan 16, 2018 Option Exercise $112.25 2,227 249,981 43,228 Jan 18, 2018, 04:51 PM
Combs Todd A. Director Jan 16, 2018 Option Exercise $112.25 2,227 249,981 5,277 Jan 18, 2018, 04:50 PM
BURKE STEPHEN B Director Jan 16, 2018 Option Exercise $112.25 2,227 249,981 135,688 Jan 18, 2018, 04:50 PM
BOWLES CRANDALL CLOSE Director Jan 16, 2018 Option Exercise $112.25 2,227 249,981 92,490 Jan 18, 2018, 04:50 PM
BELL JAMES A Director Jan 16, 2018 Option Exercise $112.25 2,227 249,981 27,952 Jan 18, 2018, 04:50 PM
BAMMANN LINDA Director Jan 16, 2018 Option Exercise $112.25 2,227 249,981 84,040 Jan 18, 2018, 04:50 PM
CROWN JAMES S Director Jan 16, 2018 Option Exercise $112.25 2,227 249,981 305,875 Jan 18, 2018, 04:50 PM
CROWN JAMES S Director Jan 18, 2018 Buy $113.37 7,280 825,326 21,612 Jan 18, 2018, 04:50 PM
Smith Gordon Executive Vice President Jan 13, 2018 Option Exercise $111.85 57,601 6,442,384 314,654 Jan 17, 2018, 05:28 PM
Pinto Daniel E Managing Director Jan 13, 2018 Option Exercise $111.85 64,132 7,172,844 308,899 Jan 17, 2018, 05:27 PM
Leopold Robin Head of Human Resources Jan 13, 2018 Option Exercise $111.85 5,176 578,910 8,594 Jan 17, 2018, 05:24 PM
DIMON JAMES Chairman & CEO Jan 13, 2018 Option Exercise $111.85 51,786 5,792,005 47,487 Jan 17, 2018, 05:23 PM
Beer Lori A Chief Information Officer Jan 13, 2018 Option Exercise $111.85 9,035 1,010,520 20,317 Jan 17, 2018, 05:22 PM
Scher Peter Executive Vice President Jan 13, 2018 Option Exercise $111.85 13,234 1,480,157 17,057 Jan 17, 2018, 05:20 PM
Scher Peter Executive Vice President Jan 16, 2018 Option Exercise $112.25 46,584 5,229,054 26,532 Jan 17, 2018, 05:20 PM
Scher Peter Executive Vice President Jan 16, 2018 Option Exercise $35.61 73,116 2,603,661 90,173 Jan 17, 2018, 05:20 PM
Scher Peter Executive Vice President Jan 16, 2018 Sale $112.20 17,057 1,913,795 73,116 Jan 17, 2018, 05:20 PM
Petno Douglas B CEO Commercial Banking Jan 13, 2018 Option Exercise $111.85 32,224 3,604,093 85,843 Jan 17, 2018, 05:18 PM
Petno Douglas B CEO Commercial Banking Jan 16, 2018 Sale $112.22 48,344 5,425,115 37,499 Jan 17, 2018, 05:18 PM
Lake Marianne Chief Financial Officer Jan 13, 2018 Option Exercise $111.85 39,725 4,443,043 36,773 Jan 17, 2018, 05:16 PM
Lake Marianne Chief Financial Officer Jan 16, 2018 Sale $112.22 9,194 1,031,723 27,579 Jan 17, 2018, 05:16 PM
Giles Nicole Corporate Controller Jan 13, 2018 Option Exercise $111.85 2,056 229,953 7,876 Jan 17, 2018, 05:14 PM
Giles Nicole Corporate Controller Jan 16, 2018 Sale $112.45 3,783 425,398 4,093 Jan 17, 2018, 05:14 PM
Erdoes Mary E. CEO Asset Management Jan 13, 2018 Option Exercise $111.85 68,006 7,606,131 457,080 Jan 17, 2018, 05:12 PM
Erdoes Mary E. CEO Asset Management Jan 16, 2018 Sale $112.25 65,101 7,307,457 391,979 Jan 17, 2018, 05:12 PM
BACON ASHLEY Chief Risk Officer Jan 13, 2018 Option Exercise $111.85 32,120 3,592,461 90,981 Jan 17, 2018, 05:10 PM
BACON ASHLEY Chief Risk Officer Jan 16, 2018 Sale $112.22 16,434 1,844,224 74,547 Jan 17, 2018, 05:10 PM
Friedman Stacey General Counsel Jan 13, 2018 Option Exercise $111.85 9,910 1,108,384 21,177 Jan 17, 2018, 05:08 PM
Friedman Stacey General Counsel Jan 17, 2018 Sale $112.40 10,527 1,183,203 3,448 Jan 17, 2018, 05:08 PM
Friedman Stacey General Counsel Jan 16, 2018 Sale $112.23 7,202 808,288 13,975 Jan 17, 2018, 05:08 PM
FLYNN TIMOTHY PATRICK Director Dec 31, 2017 Option Exercise $106.94 374 39,996 40,842 Jan 03, 2018, 04:17 PM
BURKE STEPHEN B Director Dec 31, 2017 Option Exercise $106.94 269 28,767 132,940 Jan 03, 2018, 04:17 PM
BOWLES CRANDALL CLOSE Director Dec 31, 2017 Option Exercise $106.94 409 43,738 89,831 Jan 03, 2018, 04:17 PM
CROWN JAMES S Director Dec 31, 2017 Option Exercise $106.94 304 32,510 302,757 Jan 03, 2018, 12:00 AM
NEAL MICHAEL A Director Dec 31, 2017 Option Exercise $106.94 304 32,510 30,836 Jan 03, 2018, 12:00 AM
WELDON WILLIAM C Director Dec 31, 2017 Option Exercise $106.94 432 46,198 92,927 Jan 03, 2018, 12:00 AM
RAYMOND LEE R Director Dec 31, 2017 Option Exercise $106.94 468 50,048 231,508 Jan 03, 2018, 12:00 AM
JACKSON LABAN Director Dec 31, 2017 Option Exercise $106.94 468 50,048 172,768 Jan 03, 2018, 12:00 AM
Erdoes Mary E. CEO Asset Management Nov 10, 2017 Option Exercise $97.92 207,277 20,296,563 395,366 Nov 13, 2017, 04:16 PM
Erdoes Mary E. CEO Asset Management Nov 10, 2017 Option Exercise $42.87 275,765 11,823,075 602,643 Nov 13, 2017, 04:16 PM
BACON ASHLEY Chief Risk Officer Nov 09, 2017 Option Exercise $97.51 17,621 1,718,268 54,763 Nov 13, 2017, 12:00 AM
BACON ASHLEY Chief Risk Officer Nov 09, 2017 Option Exercise $43.20 25,000 1,080,000 72,384 Nov 13, 2017, 12:00 AM
Beer Lori A Chief Information Officer Oct 25, 2017 Option Exercise $100.82 6,217 626,798 10,437 Oct 26, 2017, 05:15 PM
Petno Douglas B CEO Commercial Banking Oct 24, 2017 Option Exercise $100.47 91,486 9,192,056 84,448 Oct 26, 2017, 05:09 PM
Petno Douglas B CEO Commercial Banking Oct 24, 2017 Option Exercise $35.59 133,116 4,737,811 175,934 Oct 26, 2017, 05:09 PM
Giles Nicole Corporate Controller Oct 25, 2017 Option Exercise $100.82 993 100,114 4,646 Oct 26, 2017, 05:09 PM
Friedman Stacey General Counsel Oct 25, 2017 Option Exercise $100.82 2,653 267,475 12,626 Oct 26, 2017, 05:09 PM
Friedman Stacey General Counsel Oct 26, 2017 Sale $101.96 2,099 214,020 10,527 Oct 26, 2017, 05:09 PM
DIMON JAMES Chairman & CEO Oct 13, 2017 Option Exercise $95.83 1,483,634 142,184,063 1,205,043 Oct 13, 2017, 05:12 PM
DIMON JAMES Chairman & CEO Oct 13, 2017 Option Exercise $39.83 2,000,000 79,660,004 2,688,677 Oct 13, 2017, 05:12 PM
NEAL MICHAEL A Director Sep 30, 2017 Option Exercise $95.51 340 32,473 30,409 Oct 03, 2017, 04:15 PM
JACKSON LABAN Director Sep 30, 2017 Option Exercise $95.51 524 50,047 171,456 Oct 03, 2017, 04:15 PM
FLYNN TIMOTHY PATRICK Director Sep 30, 2017 Option Exercise $95.51 366 34,957 40,293 Oct 03, 2017, 04:15 PM
CROWN JAMES S Director Sep 30, 2017 Option Exercise $95.51 340 32,473 301,466 Oct 03, 2017, 04:15 PM
BURKE STEPHEN B Director Sep 30, 2017 Option Exercise $95.51 301 28,749 132,093 Oct 03, 2017, 04:15 PM
BOWLES CRANDALL CLOSE Director Sep 30, 2017 Option Exercise $95.51 458 43,744 88,944 Oct 03, 2017, 04:15 PM
WELDON WILLIAM C Director Sep 30, 2017 Option Exercise $95.51 537 51,289 91,970 Oct 03, 2017, 12:00 AM
RAYMOND LEE R Director Sep 30, 2017 Option Exercise $95.51 471 44,985 229,724 Oct 03, 2017, 12:00 AM
Friedman Stacey General Counsel Aug 21, 2017 Sale $90.55 9,968 902,608 10,527 Aug 21, 2017, 05:13 PM
Giles Nicole Corporate Controller Jul 18, 2017 Sale $91.29 1,000 91,292 3,783 Jul 18, 2017, 04:07 PM
Lake Marianne Chief Financial Officer Jul 17, 2017 Sale $91.58 17,596 1,611,412 0 Jul 17, 2017, 04:40 PM
RAYMOND LEE R Director Jun 30, 2017 Option Exercise $91.40 492 44,969 228,042 Jul 05, 2017, 05:47 PM
JACKSON LABAN Director Jun 30, 2017 Option Exercise $91.40 492 44,969 170,156 Jul 05, 2017, 05:46 PM
FLYNN TIMOTHY PATRICK Director Jun 30, 2017 Option Exercise $91.40 383 35,006 39,767 Jul 05, 2017, 05:46 PM
CROWN JAMES S Director Jun 30, 2017 Option Exercise $91.40 356 32,538 300,217 Jul 05, 2017, 05:46 PM
BURKE STEPHEN B Director Jun 30, 2017 Option Exercise $91.40 315 28,791 131,261 Jul 05, 2017, 05:46 PM
BOWLES CRANDALL CLOSE Director Jun 30, 2017 Option Exercise $91.40 451 41,221 88,048 Jul 05, 2017, 05:46 PM
NEAL MICHAEL A Director Jun 30, 2017 Option Exercise $91.40 356 32,538 29,957 Jul 05, 2017, 12:00 AM
WELDON WILLIAM C Director Jun 30, 2017 Option Exercise $91.40 506 46,248 90,953 Jul 05, 2017, 12:00 AM
BACON ASHLEY Chief Risk Officer May 11, 2017 Sale $87.21 6,514 568,100 47,384 May 12, 2017, 04:11 PM
Lake Marianne Chief Financial Officer May 05, 2017 Option Exercise $86.88 49,896 4,334,964 17,596 May 08, 2017, 04:24 PM
Lake Marianne Chief Financial Officer May 05, 2017 Option Exercise $35.61 67,492 2,403,390 67,492 May 08, 2017, 04:24 PM
CROWN JAMES S Director Apr 19, 2017 Buy $85.48 7,000 598,336 14,137 Apr 20, 2017, 04:40 PM
CROWN JAMES S Director Apr 19, 2017 Buy $85.47 2,000 170,934 4,022 Apr 20, 2017, 04:40 PM
CROWN JAMES S Director Apr 19, 2017 Buy $85.49 2,500 213,721 21,303 Apr 20, 2017, 04:40 PM
Zames Matthew E Chief Operating Officer Apr 17, 2017 Sale $85.06 3,405 289,616 329,019 Apr 18, 2017, 04:15 PM
Friedman Stacey General Counsel Apr 17, 2017 Option Exercise $85.22 72,057 6,141,058 20,495 Apr 18, 2017, 04:15 PM
Friedman Stacey General Counsel Apr 17, 2017 Option Exercise $42.50 92,552 3,933,872 103,344 Apr 18, 2017, 04:15 PM
Friedman Stacey General Counsel Apr 17, 2017 Sale $85.07 10,792 918,084 92,552 Apr 18, 2017, 04:15 PM
RAYMOND LEE R Director Mar 31, 2017 Option Exercise $87.84 541 47,521 226,252 Apr 04, 2017, 05:03 PM
NEAL MICHAEL A Director Mar 31, 2017 Option Exercise $87.84 370 32,501 29,483 Apr 04, 2017, 04:08 PM
JACKSON LABAN Director Mar 31, 2017 Option Exercise $87.84 602 52,880 168,442 Apr 04, 2017, 04:08 PM
CROWN JAMES S Director Mar 31, 2017 Option Exercise $87.84 432 37,947 298,888 Apr 04, 2017, 04:08 PM
Zames Matthew E Chief Operating Officer Jan 26, 2017 Option Exercise $86.45 28,049 2,424,836 333,667 Jan 30, 2017, 04:13 PM
Zames Matthew E Chief Operating Officer Jan 26, 2017 Option Exercise $41.76 37,344 1,559,323 361,716 Jan 30, 2017, 04:13 PM
Donnelly John L Director Human Resources Jan 25, 2017 Option Exercise $85.67 20,871 1,788,019 129,481 Jan 27, 2017, 12:17 PM
Donnelly John L Director Human Resources Jan 25, 2017 Option Exercise $39.81 27,334 1,088,121 150,352 Jan 27, 2017, 12:17 PM
JACKSON LABAN Director Jan 19, 2017 Option Exercise $83.89 1,105 92,704 167,839 Jan 23, 2017, 04:12 PM
JACKSON LABAN Director Jan 19, 2017 Option Exercise $28.49 2,105 59,971 168,944 Jan 23, 2017, 04:12 PM
WELDON WILLIAM C Director Jan 17, 2017 Option Exercise $84.25 2,967 249,970 89,379 Jan 19, 2017, 04:59 PM
RAYMOND LEE R Director Jan 17, 2017 Option Exercise $84.25 2,967 249,970 225,711 Jan 19, 2017, 04:59 PM
NEAL MICHAEL A Director Jan 17, 2017 Option Exercise $84.25 2,967 249,970 29,113 Jan 19, 2017, 04:59 PM
JACKSON LABAN Director Jan 17, 2017 Option Exercise $84.25 2,967 249,970 166,839 Jan 19, 2017, 04:59 PM
FLYNN TIMOTHY PATRICK Director Jan 17, 2017 Option Exercise $84.25 2,967 249,970 38,817 Jan 19, 2017, 04:59 PM
Combs Todd A. Director Jan 17, 2017 Option Exercise $84.25 2,967 249,970 2,983 Jan 19, 2017, 04:58 PM
BURKE STEPHEN B Director Jan 17, 2017 Option Exercise $84.25 2,967 249,970 130,051 Jan 19, 2017, 04:58 PM
BOWLES CRANDALL CLOSE Director Jan 17, 2017 Option Exercise $84.25 2,967 249,970 86,631 Jan 19, 2017, 04:58 PM
BELL JAMES A Director Jan 17, 2017 Option Exercise $84.25 2,967 249,970 25,167 Jan 19, 2017, 04:58 PM
BAMMANN LINDA Director Jan 17, 2017 Option Exercise $84.25 2,967 249,970 81,468 Jan 19, 2017, 04:58 PM
Smith Gordon Executive Vice President Jan 18, 2017 Sale $83.67 65,865 5,510,997 237,466 Jan 19, 2017, 04:58 PM
Petno Douglas B CEO Commercial Banking Jan 18, 2017 Sale $83.67 21,532 1,801,649 86,338 Jan 19, 2017, 04:58 PM
Lake Marianne Chief Financial Officer Jan 18, 2017 Sale $83.68 13,072 1,093,822 44,711 Jan 19, 2017, 04:58 PM
CROWN JAMES S Director Jan 17, 2017 Option Exercise $84.25 2,967 249,970 298,456 Jan 19, 2017, 04:58 PM
Smith Gordon Executive Vice President Jan 13, 2017 Option Exercise $87.14 73,637 6,416,360 303,331 Jan 18, 2017, 04:04 PM
Lake Marianne Chief Financial Officer Jan 13, 2017 Option Exercise $87.14 48,607 4,235,371 57,783 Jan 18, 2017, 04:04 PM
Friedman Stacey General Counsel Jan 13, 2017 Option Exercise $87.14 9,962 868,039 10,792 Jan 18, 2017, 04:04 PM
DIMON JAMES Chairman & CEO Jan 13, 2017 Option Exercise $87.14 142,988 12,459,260 1,087,730 Jan 18, 2017, 04:04 PM
O'Donovan Mark Corporate Controller Jan 13, 2017 Option Exercise $87.14 6,230 542,851 8,904 Jan 18, 2017, 04:04 PM
Petno Douglas B CEO Commercial Banking Jan 13, 2017 Option Exercise $87.14 41,513 3,617,235 114,598 Jan 18, 2017, 04:04 PM
Petno Douglas B CEO Commercial Banking Jan 17, 2017 Sale $84.15 6,728 566,195 107,870 Jan 18, 2017, 04:04 PM
Pinto Daniel E Managing Director Jan 13, 2017 Option Exercise $87.14 60,082 5,235,245 228,626 Jan 18, 2017, 04:03 PM
Pinto Daniel E Managing Director Jan 17, 2017 Option Exercise $84.25 151,612 12,773,311 236,581 Jan 18, 2017, 04:03 PM
Pinto Daniel E Managing Director Jan 17, 2017 Option Exercise $45.79 200,000 9,158,000 428,626 Jan 18, 2017, 04:03 PM
Pinto Daniel E Managing Director Jan 17, 2017 Sale $84.15 40,433 3,402,506 388,193 Jan 18, 2017, 04:03 PM
Erdoes Mary E. CEO Asset Management Jan 13, 2017 Option Exercise $87.14 86,786 7,562,098 362,677 Jan 18, 2017, 04:03 PM
Erdoes Mary E. CEO Asset Management Jan 17, 2017 Sale $84.15 35,799 3,012,593 326,878 Jan 18, 2017, 04:03 PM
Donnelly John L Director Human Resources Jan 13, 2017 Option Exercise $87.14 20,481 1,784,612 129,462 Jan 18, 2017, 04:03 PM
Donnelly John L Director Human Resources Jan 17, 2017 Sale $84.16 6,444 542,313 123,018 Jan 18, 2017, 04:03 PM
BACON ASHLEY Chief Risk Officer Jan 13, 2017 Option Exercise $87.14 38,367 3,343,109 66,884 Jan 18, 2017, 04:03 PM
BACON ASHLEY Chief Risk Officer Jan 17, 2017 Sale $84.15 12,986 1,092,769 53,898 Jan 18, 2017, 04:03 PM
Zames Matthew E Chief Operating Officer Jan 13, 2017 Option Exercise $87.14 87,265 7,603,836 366,455 Jan 18, 2017, 04:03 PM
Zames Matthew E Chief Operating Officer Jan 17, 2017 Sale $84.16 42,083 3,541,545 324,372 Jan 18, 2017, 04:03 PM
WELDON WILLIAM C Director Dec 31, 2016 Option Exercise $86.29 493 42,541 85,939 Jan 04, 2017, 04:40 PM
Smith Gordon Executive Vice President Nov 10, 2016 Option Exercise $75.74 159,762 12,099,575 231,818 Nov 14, 2016, 05:02 PM
Smith Gordon Executive Vice President Nov 10, 2016 Option Exercise $32.68 219,977 7,188,581 391,580 Nov 14, 2016, 05:02 PM
Petno Douglas B CEO Commercial Banking Nov 09, 2016 Option Exercise $72.74 61,545 4,476,476 71,668 Nov 14, 2016, 04:59 PM
Petno Douglas B CEO Commercial Banking Nov 09, 2016 Option Exercise $45.79 75,000 3,434,250 133,213 Nov 14, 2016, 04:59 PM
JACKSON LABAN Director Oct 31, 2016 Buy $69.52 40 2,781 5,986 Nov 02, 2016, 04:48 PM
O'Donovan Mark Corporate Controller Oct 25, 2016 Option Exercise $68.65 4,346 298,375 4,035 Oct 27, 2016, 12:58 PM
O'Donovan Mark Corporate Controller Oct 26, 2016 Sale $69.05 4,035 278,621 0 Oct 27, 2016, 12:58 PM
Friedman Stacey General Counsel Oct 25, 2016 Option Exercise $68.65 2,653 182,142 2,099 Oct 27, 2016, 12:57 PM
Friedman Stacey General Counsel Oct 26, 2016 Sale $69.03 2,099 144,904 0 Oct 27, 2016, 12:57 PM
BACON ASHLEY Chief Risk Officer Oct 21, 2016 Option Exercise $68.11 41,315 2,814,171 23,623 Oct 24, 2016, 04:47 PM
BACON ASHLEY Chief Risk Officer Oct 21, 2016 Option Exercise $45.79 50,000 2,289,500 64,938 Oct 24, 2016, 04:47 PM
Lake Marianne Chief Financial Officer Oct 17, 2016 Sale $67.26 14,083 947,237 16,581 Oct 18, 2016, 04:12 PM
Erdoes Mary E. CEO Asset Management Oct 17, 2016 Sale $67.26 25,542 1,717,894 291,080 Oct 18, 2016, 04:12 PM
WELDON WILLIAM C Director Sep 30, 2016 Option Exercise $66.59 713 47,479 84,855 Oct 04, 2016, 05:30 PM
RAYMOND LEE R Director Sep 30, 2016 Option Exercise $66.59 619 41,219 219,502 Oct 04, 2016, 05:30 PM
NEAL MICHAEL A Director Sep 30, 2016 Option Exercise $66.59 394 26,236 25,629 Oct 04, 2016, 05:30 PM
JACKSON LABAN Director Sep 30, 2016 Option Exercise $66.59 713 47,479 161,571 Oct 04, 2016, 05:30 PM
FLYNN TIMOTHY PATRICK Director Sep 30, 2016 Option Exercise $66.59 507 33,761 35,195 Oct 04, 2016, 05:30 PM
CROWN JAMES S Director Sep 30, 2016 Option Exercise $66.59 488 32,496 293,049 Oct 04, 2016, 05:30 PM
BURKE STEPHEN B Director Sep 30, 2016 Option Exercise $66.59 338 22,507 125,635 Oct 04, 2016, 05:30 PM
BOWLES CRANDALL CLOSE Director Sep 30, 2016 Option Exercise $66.59 563 37,490 82,263 Oct 04, 2016, 05:30 PM
O'Donovan Mark Corporate Controller Aug 11, 2016 Option Exercise $65.46 810 53,023 0 Aug 12, 2016, 04:04 PM
Erdoes Mary E. CEO Asset Management Aug 11, 2016 Option Exercise $65.36 228,347 14,923,619 316,622 Aug 12, 2016, 04:04 PM
Erdoes Mary E. CEO Asset Management Aug 11, 2016 Option Exercise $38.31 279,430 10,705,351 544,969 Aug 12, 2016, 04:04 PM
Petno Douglas B CEO Commercial Banking Aug 09, 2016 Option Exercise $65.87 2,434 160,328 0 Aug 11, 2016, 05:47 PM
Lake Marianne Chief Financial Officer Jul 21, 2016 Option Exercise $63.90 74,917 4,787,571 30,664 Jul 25, 2016, 10:49 AM
Lake Marianne Chief Financial Officer Jul 21, 2016 Option Exercise $41.01 89,000 3,650,210 105,581 Jul 25, 2016, 10:49 AM
Zames Matthew E Chief Operating Officer Jul 15, 2016 Sale $63.91 3,991 255,059 282,287 Jul 18, 2016, 03:44 PM
Smith Gordon Executive Vice President Jul 15, 2016 Sale $64.05 23,735 1,520,305 152,462 Jul 18, 2016, 03:44 PM
BACON ASHLEY Chief Risk Officer Jul 15, 2016 Sale $63.97 15,521 992,830 14,938 Jul 18, 2016, 03:44 PM
WELDON WILLIAM C Director Jun 30, 2016 Option Exercise $62.14 805 50,023 83,485 Jul 05, 2016, 04:25 PM
RAYMOND LEE R Director Jun 30, 2016 Option Exercise $62.14 674 41,882 217,166 Jul 05, 2016, 04:25 PM
NEAL MICHAEL A Director Jun 30, 2016 Option Exercise $62.14 392 24,359 25,107 Jul 05, 2016, 04:25 PM
JACKSON LABAN Director Jun 30, 2016 Option Exercise $62.14 805 50,023 159,774 Jul 05, 2016, 04:25 PM
FLYNN TIMOTHY PATRICK Director Jun 30, 2016 Option Exercise $62.14 513 31,878 34,492 Jul 05, 2016, 04:25 PM
CROWN JAMES S Director Jun 30, 2016 Option Exercise $62.14 523 32,499 291,279 Jul 05, 2016, 04:25 PM
BURKE STEPHEN B Director Jun 30, 2016 Option Exercise $62.14 332 20,630 124,560 Jul 05, 2016, 04:25 PM
BOWLES CRANDALL CLOSE Director Jun 30, 2016 Option Exercise $62.14 573 35,606 81,103 Jul 05, 2016, 04:25 PM
Donnelly John L Director Human Resources Apr 21, 2016 Option Exercise $64.00 36,062 2,307,968 137,202 Apr 22, 2016, 04:10 PM
Donnelly John L Director Human Resources Apr 21, 2016 Option Exercise $41.42 42,718 1,769,476 146,405 Apr 22, 2016, 04:10 PM
Smith Gordon Executive Vice President Apr 19, 2016 Option Exercise $63.01 452,531 28,516,241 176,197 Apr 20, 2016, 05:23 PM
Smith Gordon Executive Vice President Apr 19, 2016 Option Exercise $50.59 500,000 25,295,000 628,728 Apr 20, 2016, 05:23 PM
Zames Matthew E Chief Operating Officer Apr 15, 2016 Option Exercise $62.17 44,363 2,758,269 317,718 Apr 18, 2016, 05:38 PM
Zames Matthew E Chief Operating Officer Apr 15, 2016 Option Exercise $42.48 52,344 2,223,673 330,641 Apr 18, 2016, 05:38 PM
Pinto Daniel E Managing Director Apr 15, 2016 Option Exercise $62.17 86,886 5,402,137 160,875 Apr 18, 2016, 05:38 PM
Pinto Daniel E Managing Director Apr 15, 2016 Option Exercise $46.79 100,000 4,679,000 247,761 Apr 18, 2016, 05:38 PM
BACON ASHLEY Chief Risk Officer Apr 15, 2016 Option Exercise $62.17 43,443 2,701,068 30,459 Apr 18, 2016, 05:38 PM
BACON ASHLEY Chief Risk Officer Apr 15, 2016 Option Exercise $46.79 50,000 2,339,500 73,902 Apr 18, 2016, 05:38 PM
Lake Marianne Chief Financial Officer Apr 14, 2016 Sale $62.41 13,684 854,064 16,581 Apr 14, 2016, 05:40 PM
Zames Matthew E Chief Operating Officer Apr 14, 2016 Sale $61.77 45,144 2,788,441 278,297 Apr 14, 2016, 05:39 PM
Smith Gordon Executive Vice President Apr 14, 2016 Sale $62.01 32,096 1,990,421 128,728 Apr 14, 2016, 05:39 PM
Pinto Daniel E Managing Director Apr 14, 2016 Sale $62.38 28,837 1,798,993 147,761 Apr 14, 2016, 05:39 PM
RAYMOND LEE R Director Mar 31, 2016 Option Exercise $59.22 718 42,520 214,898 Apr 04, 2016, 05:34 PM
WELDON WILLIAM C Director Mar 31, 2016 Option Exercise $59.22 887 52,528 82,076 Apr 04, 2016, 05:20 PM
NEAL MICHAEL A Director Mar 31, 2016 Option Exercise $59.22 380 22,504 24,598 Apr 04, 2016, 05:20 PM
JACKSON LABAN Director Mar 31, 2016 Option Exercise $59.22 887 52,528 157,966 Apr 04, 2016, 05:20 PM
FLYNN TIMOTHY PATRICK Director Mar 31, 2016 Option Exercise $59.22 507 30,025 33,801 Apr 04, 2016, 05:20 PM
CROWN JAMES S Director Mar 31, 2016 Option Exercise $59.22 549 32,512 289,566 Apr 04, 2016, 05:20 PM
BURKE STEPHEN B Director Mar 31, 2016 Option Exercise $59.22 317 18,773 123,544 Apr 04, 2016, 05:20 PM
BOWLES CRANDALL CLOSE Director Mar 31, 2016 Option Exercise $59.22 570 33,755 79,978 Apr 04, 2016, 05:20 PM
DIMON JAMES Chairman & CEO Feb 11, 2016 Buy $53.14 330,000 17,536,397 330,000 Feb 11, 2016, 06:14 PM
DIMON JAMES Chairman & CEO Feb 11, 2016 Buy $53.13 40,000 2,125,236 115,800 Feb 11, 2016, 06:14 PM
DIMON JAMES Chairman & CEO Feb 11, 2016 Buy $53.30 85,000 4,530,423 4,340,740 Feb 11, 2016, 06:14 PM
DIMON JAMES Chairman & CEO Feb 11, 2016 Buy $53.30 45,000 2,398,459 567,743 Feb 11, 2016, 06:14 PM
CROWN JAMES S Director Feb 04, 2016 Buy $58.39 67 3,912 11,158 Feb 04, 2016, 04:32 PM
CROWN JAMES S Director Feb 04, 2016 Buy $57.36 1 57 5,362 Feb 04, 2016, 04:32 PM
CROWN JAMES S Director Feb 04, 2016 Buy $57.36 12 688 1,971 Feb 04, 2016, 04:32 PM
CROWN JAMES S Director Feb 04, 2016 Buy $58.40 1 58 6,950 Feb 04, 2016, 04:32 PM
Petno Douglas B Managing Director Jan 29, 2016 Sale $59.00 10,566 623,409 118,955 Jan 29, 2016, 05:54 PM
Petno Douglas B Managing Director Jan 20, 2016 Sale $55.71 10,566 588,584 131,326 Jan 21, 2016, 05:36 PM
Erdoes Mary E. Managing Director Jan 20, 2016 Sale $55.27 49,349 2,727,667 265,539 Jan 21, 2016, 05:36 PM
WELDON WILLIAM C Director Jan 19, 2016 Option Exercise $57.24 3,931 225,010 80,660 Jan 20, 2016, 05:09 PM
RAYMOND LEE R Director Jan 19, 2016 Option Exercise $57.24 3,931 225,010 212,730 Jan 20, 2016, 05:09 PM
NEAL MICHAEL A Director Jan 19, 2016 Option Exercise $57.24 3,931 225,010 24,140 Jan 20, 2016, 05:09 PM
JACKSON LABAN Director Jan 19, 2016 Option Exercise $57.24 3,931 225,010 156,168 Jan 20, 2016, 05:09 PM
JACKSON LABAN Director Jan 15, 2016 Option Exercise $56.90 1,467 83,465 152,237 Jan 20, 2016, 05:09 PM
JACKSON LABAN Director Jan 15, 2016 Option Exercise $23.76 2,525 59,994 153,704 Jan 20, 2016, 05:09 PM
FLYNN TIMOTHY PATRICK Director Jan 19, 2016 Option Exercise $57.24 3,931 225,010 33,160 Jan 20, 2016, 05:09 PM
CROWN JAMES S Director Jan 19, 2016 Option Exercise $57.24 3,931 225,010 287,942 Jan 20, 2016, 05:09 PM
BURKE STEPHEN B Director Jan 19, 2016 Option Exercise $57.24 3,931 225,010 122,621 Jan 20, 2016, 05:09 PM
BOWLES CRANDALL CLOSE Director Jan 19, 2016 Option Exercise $57.24 3,931 225,010 78,927 Jan 20, 2016, 05:09 PM
BELL JAMES A Director Jan 19, 2016 Option Exercise $57.24 3,931 225,010 21,469 Jan 20, 2016, 05:09 PM
BAMMANN LINDA Director Jan 19, 2016 Option Exercise $57.24 3,931 225,010 78,098 Jan 20, 2016, 05:09 PM
Lake Marianne Chief Financial Officer Jan 13, 2016 Option Exercise $58.29 26,354 1,536,241 30,265 Jan 15, 2016, 06:00 PM
Zames Matthew E Chief Operating Officer Jan 13, 2016 Option Exercise $58.29 92,165 5,372,528 323,441 Jan 15, 2016, 06:00 PM
Pinto Daniel E Managing Director Jan 13, 2016 Option Exercise $58.29 19,551 1,139,677 176,598 Jan 15, 2016, 06:00 PM
Erdoes Mary E. Managing Director Jan 13, 2016 Option Exercise $58.29 82,837 4,828,776 314,888 Jan 15, 2016, 06:00 PM
Petno Douglas B Managing Director Jan 13, 2016 Option Exercise $58.29 39,870 2,324,122 141,892 Jan 15, 2016, 06:00 PM
Smith Gordon Executive Vice President Jan 13, 2016 Option Exercise $58.29 64,066 3,734,567 160,824 Jan 15, 2016, 06:00 PM
DIMON JAMES Chairman & CEO Jan 13, 2016 Option Exercise $58.29 146,669 8,549,703 120,501 Jan 15, 2016, 06:00 PM
CROWN JAMES S Director Jan 15, 2016 Buy $56.46 5,361 302,698 5,361 Jan 15, 2016, 06:00 PM
CROWN JAMES S Director Jan 15, 2016 Buy $56.46 389 21,964 1,959 Jan 15, 2016, 06:00 PM
CROWN JAMES S Director Jan 15, 2016 Buy $56.46 6,949 392,361 6,949 Jan 15, 2016, 06:00 PM
CROWN JAMES S Director Jan 15, 2016 Buy $56.46 2,219 125,292 11,091 Jan 15, 2016, 06:00 PM
O'Donovan Mark Corporate Controller Jan 13, 2016 Option Exercise $58.29 3,966 231,188 6,553 Jan 15, 2016, 06:00 PM
O'Donovan Mark Corporate Controller Jan 15, 2016 Sale $56.82 6,553 372,322 0 Jan 15, 2016, 06:00 PM
BACON ASHLEY Chief Risk Officer Jan 13, 2016 Option Exercise $58.29 25,615 1,493,162 28,881 Jan 15, 2016, 06:00 PM
BACON ASHLEY Chief Risk Officer Jan 15, 2016 Sale $56.81 4,979 282,841 23,902 Jan 15, 2016, 06:00 PM
Friedman Stacey General Counsel Jan 13, 2016 Option Exercise $58.29 5,249 305,977 7,296 Jan 15, 2016, 06:00 PM
Friedman Stacey General Counsel Jan 15, 2016 Sale $56.81 7,296 414,474 0 Jan 15, 2016, 06:00 PM
Donnelly John L Director Human Resources Jan 13, 2016 Option Exercise $58.29 19,046 1,110,239 110,780 Jan 15, 2016, 06:00 PM
Donnelly John L Director Human Resources Jan 15, 2016 Sale $56.81 7,093 402,967 103,687 Jan 15, 2016, 06:00 PM
WELDON WILLIAM C Director Dec 31, 2015 Option Exercise $66.03 719 47,476 76,729 Jan 05, 2016, 06:09 PM
RAYMOND LEE R Director Dec 31, 2015 Option Exercise $66.03 530 34,996 208,800 Jan 05, 2016, 06:09 PM
NEAL MICHAEL A Director Dec 31, 2015 Option Exercise $66.03 341 22,516 20,209 Jan 05, 2016, 06:09 PM
JACKSON LABAN Director Dec 31, 2015 Option Exercise $66.03 833 55,003 151,179 Jan 05, 2016, 06:09 PM
FLYNN TIMOTHY PATRICK Director Dec 31, 2015 Option Exercise $66.03 454 29,978 29,229 Jan 05, 2016, 06:09 PM
CROWN JAMES S Director Dec 31, 2015 Option Exercise $66.03 606 40,014 284,011 Jan 05, 2016, 06:09 PM
BURKE STEPHEN B Director Dec 31, 2015 Option Exercise $66.03 284 18,753 118,690 Jan 05, 2016, 06:09 PM
BOWLES CRANDALL CLOSE Director Dec 31, 2015 Option Exercise $66.03 511 33,741 74,996 Jan 05, 2016, 06:09 PM
Erdoes Mary E. Managing Director Nov 09, 2015 Option Exercise $67.90 171,228 11,626,381 244,962 Nov 10, 2015, 04:39 PM
Erdoes Mary E. Managing Director Nov 09, 2015 Option Exercise $45.79 200,000 9,158,000 416,190 Nov 10, 2015, 04:39 PM
Donnelly John L Director Human Resources Nov 09, 2015 Option Exercise $67.90 18,018 1,223,422 91,340 Nov 10, 2015, 04:35 PM
Donnelly John L Director Human Resources Nov 09, 2015 Option Exercise $46.58 20,920 974,454 109,358 Nov 10, 2015, 04:35 PM
DIMON JAMES Chairman & CEO Oct 26, 2015 Buy $63.62 400 25,448 75,800 Oct 30, 2015, 04:18 PM
DIMON JAMES Chairman & CEO Oct 21, 2015 Buy $62.51 400 25,004 75,400 Oct 30, 2015, 04:18 PM
O'Donovan Mark Corporate Controller Oct 25, 2015 Option Exercise $63.84 1,232 78,654 1,144 Oct 26, 2015, 05:23 PM
O'Donovan Mark Corporate Controller Oct 26, 2015 Sale $63.68 1,144 72,846 0 Oct 26, 2015, 05:23 PM
JACKSON LABAN Director Oct 21, 2015 Sale $1037.81 400 415,124 0 Oct 22, 2015, 04:07 PM
Cutler Stephen M General Counsel Oct 14, 2015 Sale $60.63 7,217 437,532 223,138 Oct 14, 2015, 05:07 PM
WELDON WILLIAM C Director Sep 30, 2015 Option Exercise $60.97 1,558 94,991 75,483 Oct 02, 2015, 04:03 PM
RAYMOND LEE R Director Sep 30, 2015 Option Exercise $60.97 1,394 84,992 206,816 Oct 02, 2015, 04:03 PM
NEAL MICHAEL A Director Sep 30, 2015 Option Exercise $60.97 738 44,996 19,793 Oct 02, 2015, 04:03 PM
JACKSON LABAN Director Sep 30, 2015 Option Exercise $60.97 1,968 119,989 149,438 Oct 02, 2015, 04:03 PM
FLYNN TIMOTHY PATRICK Director Sep 30, 2015 Option Exercise $60.97 984 59,994 28,643 Oct 02, 2015, 04:03 PM
CROWN JAMES S Director Sep 30, 2015 Option Exercise $60.97 1,312 79,993 282,329 Oct 02, 2015, 04:03 PM
BURKE STEPHEN B Director Sep 30, 2015 Option Exercise $60.97 616 37,558 117,798 Oct 02, 2015, 04:03 PM
BOWLES CRANDALL CLOSE Director Sep 30, 2015 Option Exercise $60.97 1,108 67,555 74,005 Oct 02, 2015, 04:03 PM
Pinto Daniel E Managing Director Jul 25, 2015 Option Exercise $69.12 19,795 1,368,230 154,553 Jul 27, 2015, 05:08 PM
Pinto Daniel E Managing Director Jul 16, 2015 Option Exercise $69.68 36,728 2,559,207 132,231 Jul 17, 2015, 04:18 PM
Pinto Daniel E Managing Director Jul 16, 2015 Option Exercise $34.78 50,000 1,739,000 168,959 Jul 17, 2015, 04:18 PM
Cutler Stephen M General Counsel Jul 16, 2015 Option Exercise $69.68 32,639 2,274,286 230,355 Jul 17, 2015, 04:18 PM
Cutler Stephen M General Counsel Jul 16, 2015 Option Exercise $43.20 40,000 1,728,000 262,994 Jul 17, 2015, 04:18 PM
Lake Marianne Chief Financial Officer Jul 15, 2015 Sale $69.07 32,468 2,242,532 5,282 Jul 15, 2015, 05:25 PM
Erdoes Mary E. Managing Director Jul 15, 2015 Sale $69.07 13,022 899,426 216,190 Jul 15, 2015, 05:25 PM
Cutler Stephen M General Counsel Jul 15, 2015 Sale $69.07 5,376 371,347 222,994 Jul 15, 2015, 05:25 PM
BACON ASHLEY Chief Risk Officer Jul 15, 2015 Sale $69.07 32,882 2,271,153 0 Jul 15, 2015, 05:25 PM
WELDON WILLIAM C Director Jun 30, 2015 Option Exercise $67.76 738 50,007 74,227 Jul 02, 2015, 04:21 PM
RAYMOND LEE R Director Jun 30, 2015 Option Exercise $67.76 590 39,978 204,793 Jul 02, 2015, 04:21 PM
NEAL MICHAEL A Director Jun 30, 2015 Option Exercise $67.76 332 22,496 19,356 Jul 02, 2015, 04:21 PM
JACKSON LABAN Director Jun 30, 2015 Option Exercise $67.76 812 55,021 147,628 Jul 02, 2015, 04:21 PM
FLYNN TIMOTHY PATRICK Director Jun 30, 2015 Option Exercise $67.76 443 30,018 28,033 Jul 02, 2015, 04:21 PM
CROWN JAMES S Director Jun 30, 2015 Option Exercise $67.76 553 37,471 280,692 Jul 02, 2015, 04:21 PM
BURKE STEPHEN B Director Jun 30, 2015 Option Exercise $67.76 277 18,770 116,937 Jul 02, 2015, 04:21 PM
BOWLES CRANDALL CLOSE Director Jun 30, 2015 Option Exercise $67.76 498 33,744 73,015 Jul 02, 2015, 04:21 PM
Erdoes Mary E. Managing Director May 21, 2015 Option Exercise $66.35 173,957 11,541,177 229,212 May 22, 2015, 03:25 PM
Erdoes Mary E. Managing Director May 21, 2015 Option Exercise $46.79 200,000 9,358,000 403,169 May 22, 2015, 03:25 PM
Cutler Stephen M General Counsel May 21, 2015 Option Exercise $66.35 98,497 6,534,784 228,370 May 22, 2015, 03:25 PM
Cutler Stephen M General Counsel May 21, 2015 Option Exercise $41.80 120,000 5,015,500 326,867 May 22, 2015, 03:25 PM
Zames Matthew E Chief Operating Officer Apr 15, 2015 Sale $64.08 4,258 272,837 233,154 Apr 15, 2015, 05:15 PM
Cutler Stephen M General Counsel Apr 15, 2015 Sale $64.09 18,617 1,193,089 206,867 Apr 15, 2015, 05:15 PM
WELDON WILLIAM C Director Mar 31, 2015 Option Exercise $60.58 825 49,979 73,014 Apr 02, 2015, 06:59 PM
RAYMOND LEE R Director Mar 31, 2015 Option Exercise $60.58 660 39,983 202,873 Apr 02, 2015, 04:51 PM
NEAL MICHAEL A Director Mar 31, 2015 Option Exercise $60.58 371 22,475 18,959 Apr 02, 2015, 04:43 PM
JACKSON LABAN Director Mar 31, 2015 Option Exercise $60.58 949 57,490 145,991 Apr 02, 2015, 04:43 PM
FLYNN TIMOTHY PATRICK Director Mar 31, 2015 Option Exercise $60.58 495 29,987 27,474 Apr 02, 2015, 04:43 PM
CROWN JAMES S Director Mar 31, 2015 Option Exercise $60.58 660 39,983 279,155 Apr 02, 2015, 04:43 PM
BURKE STEPHEN B Director Mar 31, 2015 Option Exercise $60.58 310 18,780 116,104 Apr 02, 2015, 04:43 PM
BOWLES CRANDALL CLOSE Director Mar 31, 2015 Option Exercise $60.58 557 33,743 72,082 Apr 02, 2015, 04:43 PM
Lake Marianne Chief Financial Officer Feb 13, 2015 Sale $60.01 2,826 169,598 37,750 Feb 17, 2015, 05:33 PM
Donnelly John L Director Human Resources Feb 06, 2015 Option Exercise $58.13 36,618 2,128,787 88,050 Feb 09, 2015, 04:13 PM
Donnelly John L Director Human Resources Feb 06, 2015 Option Exercise $40.57 42,258 1,714,249 124,668 Feb 09, 2015, 04:13 PM
Zames Matthew E Chief Operating Officer Jan 23, 2015 Option Exercise $57.26 60,828 3,483,315 237,412 Jan 26, 2015, 04:09 PM
Zames Matthew E Chief Operating Officer Jan 23, 2015 Option Exercise $42.66 69,343 2,958,027 298,240 Jan 26, 2015, 04:09 PM
Zames Matthew E Chief Operating Officer Jan 22, 2015 Sale $56.92 37,760 2,149,341 228,897 Jan 23, 2015, 04:16 PM
Smith Gordon Executive Vice President Jan 22, 2015 Sale $56.92 29,238 1,664,259 173,143 Jan 23, 2015, 04:16 PM
Pinto Daniel E Managing Director Jan 22, 2015 Sale $56.92 88,708 5,049,383 118,959 Jan 23, 2015, 04:16 PM
Erdoes Mary E. Managing Director Jan 22, 2015 Sale $56.92 77,842 4,430,813 203,169 Jan 23, 2015, 04:16 PM
WELDON WILLIAM C Director Jan 20, 2015 Option Exercise $55.91 4,025 225,024 71,737 Jan 22, 2015, 04:16 PM
RAYMOND LEE R Director Jan 20, 2015 Option Exercise $55.91 4,025 225,024 200,890 Jan 22, 2015, 04:16 PM
NEAL MICHAEL A Director Jan 20, 2015 Option Exercise $55.91 4,025 225,024 18,550 Jan 22, 2015, 04:16 PM
JACKSON LABAN Director Jan 20, 2015 Option Exercise $55.91 4,025 225,024 144,245 Jan 22, 2015, 04:16 PM
FLYNN TIMOTHY PATRICK Director Jan 20, 2015 Option Exercise $55.91 4,025 225,024 26,892 Jan 22, 2015, 04:16 PM
CROWN JAMES S Director Jan 20, 2015 Option Exercise $55.91 4,025 225,024 277,525 Jan 22, 2015, 04:16 PM
BURKE STEPHEN B Director Jan 20, 2015 Option Exercise $55.91 4,025 225,024 115,258 Jan 22, 2015, 04:16 PM
BOWLES CRANDALL CLOSE Director Jan 20, 2015 Option Exercise $55.91 4,025 225,024 71,112 Jan 22, 2015, 04:16 PM
BELL JAMES A Director Jan 20, 2015 Option Exercise $55.91 4,025 225,024 17,102 Jan 22, 2015, 04:16 PM
BAMMANN LINDA Director Jan 20, 2015 Option Exercise $55.91 4,025 225,024 73,977 Jan 22, 2015, 04:16 PM
JACKSON LABAN Director Jan 15, 2015 Option Exercise $55.56 1,590 88,332 140,221 Jan 16, 2015, 04:50 PM
JACKSON LABAN Director Jan 15, 2015 Option Exercise $19.25 3,117 60,002 141,811 Jan 16, 2015, 04:50 PM
NEAL MICHAEL A Director Jan 15, 2015 Buy $55.07 9,050 498,383 14,525 Jan 16, 2015, 04:50 PM
DIMON JAMES Chairman & CEO Jan 15, 2015 Option Exercise $55.56 514,120 28,561,937 3,148,451 Jan 16, 2015, 04:49 PM
DIMON JAMES Chairman & CEO Jan 15, 2015 Option Exercise $37.47 600,481 22,500,024 3,662,571 Jan 16, 2015, 04:49 PM
Pinto Daniel E Managing Director Jan 13, 2015 Option Exercise $59.03 27,333 1,613,604 207,667 Jan 15, 2015, 07:03 PM
Lake Marianne Chief Financial Officer Jan 13, 2015 Option Exercise $59.03 8,870 523,640 40,576 Jan 15, 2015, 07:03 PM
Erdoes Mary E. Managing Director Jan 13, 2015 Option Exercise $59.03 96,900 5,720,491 281,011 Jan 15, 2015, 07:03 PM
DIMON JAMES Chairman & CEO Jan 13, 2015 Option Exercise $59.03 151,551 8,946,813 3,062,090 Jan 15, 2015, 07:03 PM
Smith Gordon Executive Vice President Jan 13, 2015 Option Exercise $59.03 57,974 3,422,495 202,381 Jan 15, 2015, 07:03 PM
Zames Matthew E Chief Operating Officer Jan 13, 2015 Option Exercise $59.03 114,140 6,738,255 284,214 Jan 15, 2015, 07:03 PM
Zames Matthew E Chief Operating Officer Jan 15, 2015 Sale $55.37 17,557 972,184 266,657 Jan 15, 2015, 07:03 PM
Petno Douglas B Managing Director Jan 13, 2015 Option Exercise $59.03 41,344 2,440,743 193,846 Jan 15, 2015, 07:03 PM
Petno Douglas B Managing Director Jan 15, 2015 Sale $55.37 17,378 962,244 176,468 Jan 15, 2015, 07:03 PM
O'Donovan Mark Corporate Controller Jan 13, 2015 Option Exercise $59.03 2,977 175,747 4,808 Jan 15, 2015, 07:03 PM
O'Donovan Mark Corporate Controller Jan 15, 2015 Sale $55.35 4,808 266,146 0 Jan 15, 2015, 07:03 PM
Donnelly John L Director Human Resources Jan 13, 2015 Option Exercise $59.03 21,567 1,273,208 87,806 Jan 15, 2015, 07:03 PM
Donnelly John L Director Human Resources Jan 15, 2015 Sale $55.35 5,396 298,680 82,410 Jan 15, 2015, 07:03 PM
Cutler Stephen M General Counsel Jan 13, 2015 Option Exercise $59.03 58,671 3,463,642 248,511 Jan 15, 2015, 07:03 PM
Cutler Stephen M General Counsel Jan 15, 2015 Sale $55.37 23,027 1,274,961 225,484 Jan 15, 2015, 07:03 PM
BACON ASHLEY Chief Risk Officer Jan 13, 2015 Option Exercise $59.03 9,292 548,553 37,742 Jan 15, 2015, 07:03 PM
BACON ASHLEY Chief Risk Officer Jan 15, 2015 Sale $55.35 4,860 269,023 32,882 Jan 15, 2015, 07:03 PM
WELDON WILLIAM C Director Dec 31, 2014 Option Exercise $62.58 799 50,001 67,713 Jan 05, 2015, 05:27 PM
RAYMOND LEE R Director Dec 31, 2014 Option Exercise $62.58 599 37,485 196,865 Jan 05, 2015, 05:27 PM
NEAL MICHAEL A Director Dec 31, 2014 Option Exercise $62.58 360 22,529 5,475 Jan 05, 2015, 05:27 PM
JACKSON LABAN Director Dec 31, 2014 Option Exercise $62.58 879 55,008 138,694 Jan 05, 2015, 05:27 PM
FLYNN TIMOTHY PATRICK Director Dec 31, 2014 Option Exercise $62.58 479 29,976 22,867 Jan 05, 2015, 05:27 PM
CROWN JAMES S Director Dec 31, 2014 Option Exercise $62.58 599 37,485 273,501 Jan 05, 2015, 05:27 PM
BURKE STEPHEN B Director Dec 31, 2014 Option Exercise $62.58 300 18,774 111,234 Jan 05, 2015, 05:27 PM
BOWLES CRANDALL CLOSE Director Dec 31, 2014 Option Exercise $62.58 539 33,731 67,088 Jan 05, 2015, 05:27 PM
O'Donovan Mark Corporate Controller Oct 31, 2014 Sale $60.26 1,144 68,933 0 Oct 31, 2014, 05:14 PM
O'Donovan Mark Corporate Controller Oct 25, 2014 Option Exercise $58.39 1,232 71,933 1,144 Oct 27, 2014, 04:20 PM
Donnelly John L Director Human Resources Oct 15, 2014 Sale $55.89 6,540 365,495 66,326 Oct 15, 2014, 05:37 PM
WELDON WILLIAM C Director Sep 30, 2014 Option Exercise $60.24 789 47,529 66,480 Oct 02, 2014, 04:47 PM
RAYMOND LEE R Director Sep 30, 2014 Option Exercise $60.24 623 37,530 194,982 Oct 02, 2014, 04:47 PM
NEAL MICHAEL A Director Sep 30, 2014 Option Exercise $60.24 374 22,530 5,082 Oct 02, 2014, 04:47 PM
JACKSON LABAN Director Sep 30, 2014 Option Exercise $60.24 955 57,529 137,045 Oct 02, 2014, 04:47 PM
FLYNN TIMOTHY PATRICK Director Sep 30, 2014 Option Exercise $60.24 498 30,000 22,306 Oct 02, 2014, 04:47 PM
CROWN JAMES S Director Sep 30, 2014 Option Exercise $60.24 706 42,529 271,962 Oct 02, 2014, 04:47 PM
BURKE STEPHEN B Director Sep 30, 2014 Option Exercise $60.24 311 18,735 110,413 Oct 02, 2014, 04:47 PM
BOWLES CRANDALL CLOSE Director Sep 30, 2014 Option Exercise $60.24 560 33,734 66,150 Oct 02, 2014, 04:47 PM
Pinto Daniel E Managing Director Jul 25, 2014 Option Exercise $59.06 19,550 1,154,525 152,018 Jul 29, 2014, 04:17 PM
BACON ASHLEY Chief Risk Officer Jul 25, 2014 Option Exercise $59.06 7,950 469,487 27,265 Jul 29, 2014, 04:17 PM
Cutler Stephen M General Counsel Jul 23, 2014 Option Exercise $58.85 84,345 4,964,125 188,748 Jul 25, 2014, 04:09 PM
Cutler Stephen M General Counsel Jul 23, 2014 Option Exercise $39.83 100,000 3,983,000 273,093 Jul 25, 2014, 04:09 PM
Cutler Stephen M General Counsel Jul 16, 2014 Sale $58.74 43,997 2,584,247 173,093 Jul 18, 2014, 03:19 PM
WELDON WILLIAM C Director Jun 30, 2014 Option Exercise $57.62 824 47,479 65,242 Jul 02, 2014, 05:58 PM
BURKE STEPHEN B Director Jun 30, 2014 Option Exercise $57.62 325 18,726 109,559 Jul 02, 2014, 05:58 PM
RAYMOND LEE R Director Jun 30, 2014 Option Exercise $57.62 651 37,511 193,020 Jul 02, 2014, 05:58 PM
NEAL MICHAEL A Director Jun 30, 2014 Option Exercise $57.62 390 22,472 4,676 Jul 02, 2014, 05:58 PM
FLYNN TIMOTHY PATRICK Director Jun 30, 2014 Option Exercise $57.62 521 30,020 21,726 Jul 02, 2014, 05:58 PM
CROWN JAMES S Director Jun 30, 2014 Option Exercise $57.62 781 45,001 270,276 Jul 02, 2014, 05:58 PM
BOWLES CRANDALL CLOSE Director Jun 30, 2014 Option Exercise $57.62 586 33,765 65,177 Jul 02, 2014, 05:58 PM
JACKSON LABAN Director Jun 30, 2014 Option Exercise $57.62 1,041 59,982 135,291 Jul 02, 2014, 05:58 PM
Smith Gordon Executive Vice President May 05, 2014 Buy $54.11 40 2,164 40 May 07, 2014, 03:26 PM
Zames Matthew E Chief Operating Officer Apr 14, 2014 Sale $54.91 97,581 5,357,968 173,580 Apr 16, 2014, 04:46 PM
Smith Gordon Executive Vice President Apr 14, 2014 Sale $54.91 71,952 3,950,798 143,905 Apr 16, 2014, 04:46 PM
Pinto Daniel E Managing Director Apr 14, 2014 Sale $54.92 98,910 5,431,672 129,973 Apr 16, 2014, 04:46 PM
Petno Douglas B Managing Director Apr 14, 2014 Sale $54.91 21,110 1,159,133 150,283 Apr 16, 2014, 04:46 PM
O'Donovan Mark Corporate Controller Apr 14, 2014 Sale $54.90 4,790 262,973 0 Apr 16, 2014, 04:46 PM
Lake Marianne Chief Financial Officer Apr 14, 2014 Sale $54.89 4,879 267,818 29,280 Apr 16, 2014, 04:46 PM
Erdoes Mary E. Managing Director Apr 14, 2014 Sale $54.89 60,000 3,293,220 200,010 Apr 16, 2014, 04:46 PM
Donnelly John L Director Human Resources Apr 14, 2014 Sale $54.92 9,851 541,023 72,661 Apr 16, 2014, 04:46 PM
Cutler Stephen M General Counsel Apr 14, 2014 Sale $54.91 43,997 2,415,800 217,090 Apr 16, 2014, 04:46 PM
BACON ASHLEY Chief Risk Officer Apr 14, 2014 Sale $54.90 3,050 167,454 18,301 Apr 16, 2014, 04:46 PM
WELDON WILLIAM C Director Mar 31, 2014 Option Exercise $60.71 782 47,475 64,019 Apr 02, 2014, 04:25 PM
RAYMOND LEE R Director Mar 31, 2014 Option Exercise $60.71 618 37,519 191,166 Apr 02, 2014, 04:25 PM
NEAL MICHAEL A Director Mar 31, 2014 Option Exercise $60.71 371 22,523 4,258 Apr 02, 2014, 04:25 PM
JACKSON LABAN Director Mar 31, 2014 Option Exercise $60.71 906 55,003 133,536 Apr 02, 2014, 04:25 PM
FLYNN TIMOTHY PATRICK Director Mar 31, 2014 Option Exercise $60.71 494 29,991 21,135 Apr 02, 2014, 04:25 PM
CROWN JAMES S Director Mar 31, 2014 Option Exercise $60.71 618 37,519 268,618 Apr 02, 2014, 04:25 PM
BURKE STEPHEN B Director Mar 31, 2014 Option Exercise $60.71 309 18,759 108,747 Apr 02, 2014, 04:25 PM
BOWLES CRANDALL CLOSE Director Mar 31, 2014 Option Exercise $60.71 556 33,755 64,223 Apr 02, 2014, 04:25 PM
CROWN JAMES S Director Jan 30, 2014 Buy $56.00 60,000 3,360,000 693,905 Feb 03, 2014, 04:21 PM
CROWN JAMES S Director Jan 30, 2014 Buy $56.00 15,000 840,000 6,363,649 Feb 03, 2014, 04:21 PM
CROWN JAMES S Director Jan 31, 2014 Buy $55.41 80,000 4,432,520 1,834,723 Feb 03, 2014, 04:21 PM
CROWN JAMES S Director Jan 31, 2014 Buy $55.41 17,000 941,911 3,048,854 Feb 03, 2014, 04:21 PM
CROWN JAMES S Director Jan 30, 2014 Buy $56.00 20,000 1,120,000 1,754,723 Feb 03, 2014, 04:21 PM
CROWN JAMES S Director Jan 30, 2014 Buy $56.00 5,000 280,000 3,031,854 Feb 03, 2014, 04:21 PM
CROWN JAMES S Director Jan 31, 2014 Buy $55.41 3,000 166,220 18,803 Feb 03, 2014, 04:21 PM
CROWN JAMES S Director Jan 31, 2014 Buy $55.41 240,000 13,297,560 933,905 Feb 03, 2014, 04:21 PM
CROWN JAMES S Director Jan 31, 2014 Buy $55.41 60,000 3,324,390 6,423,649 Feb 03, 2014, 04:21 PM
Zames Matthew E Chief Operating Officer Jan 27, 2014 Sale $55.25 76,000 4,199,068 271,161 Jan 29, 2014, 06:02 PM
Smith Gordon Executive Vice President Jan 27, 2014 Sale $55.26 71,953 3,975,857 215,857 Jan 29, 2014, 06:02 PM
Petno Douglas B Managing Director Jan 27, 2014 Sale $55.26 21,110 1,166,446 171,370 Jan 29, 2014, 06:02 PM
Lake Marianne Chief Financial Officer Jan 27, 2014 Sale $55.26 4,880 269,661 34,154 Jan 29, 2014, 06:02 PM
Erdoes Mary E. Managing Director Jan 27, 2014 Sale $55.25 63,802 3,524,818 261,536 Jan 29, 2014, 06:02 PM
Donnelly John L Director Human Resources Jan 27, 2014 Sale $55.26 9,851 544,369 82,352 Jan 29, 2014, 06:02 PM
BACON ASHLEY Chief Risk Officer Jan 27, 2014 Sale $55.26 3,051 168,588 21,351 Jan 29, 2014, 06:02 PM
Pinto Daniel E Managing Director Jan 29, 2014 Sale $55.35 63,718 3,527,084 228,883 Jan 29, 2014, 06:02 PM
JACKSON LABAN Director Jan 22, 2014 Option Exercise $57.88 3,888 225,018 131,942 Jan 24, 2014, 05:29 PM
WELDON WILLIAM C Director Jan 22, 2014 Option Exercise $57.88 3,888 225,018 62,864 Jan 24, 2014, 05:29 PM
RAYMOND LEE R Director Jan 22, 2014 Option Exercise $57.88 3,888 225,018 189,366 Jan 24, 2014, 05:29 PM
NEAL MICHAEL A Director Jan 22, 2014 Option Exercise $57.88 3,888 225,018 3,888 Jan 24, 2014, 05:29 PM
FLYNN TIMOTHY PATRICK Director Jan 22, 2014 Option Exercise $57.88 3,888 225,018 20,597 Jan 24, 2014, 05:29 PM
CROWN JAMES S Director Jan 22, 2014 Option Exercise $57.88 3,888 225,018 267,145 Jan 24, 2014, 05:29 PM
BOWLES CRANDALL CLOSE Director Jan 22, 2014 Option Exercise $57.88 3,888 225,018 63,325 Jan 24, 2014, 05:29 PM
BURKE STEPHEN B Director Jan 22, 2014 Option Exercise $57.88 3,888 225,018 107,974 Jan 24, 2014, 05:29 PM
BELL JAMES A Director Jan 22, 2014 Option Exercise $57.88 3,888 225,018 12,766 Jan 24, 2014, 05:29 PM
BAMMANN LINDA Director Jan 22, 2014 Option Exercise $57.88 3,888 225,018 69,874 Jan 24, 2014, 05:29 PM
Cutler Stephen M General Counsel Jan 22, 2014 Option Exercise $57.88 152,780 8,842,143 261,087 Jan 24, 2014, 11:58 AM
Cutler Stephen M General Counsel Jan 22, 2014 Option Exercise $29.66 200,000 5,932,000 413,867 Jan 24, 2014, 11:58 AM
Pinto Daniel E Managing Director Jan 22, 2014 Option Exercise $57.88 56,156 3,250,029 318,995 Jan 24, 2014, 11:57 AM
Pinto Daniel E Managing Director Jan 22, 2014 Option Exercise $57.88 26,394 1,527,553 292,601 Jan 24, 2014, 11:57 AM
O'Donovan Mark Corporate Controller Jan 22, 2014 Option Exercise $57.88 10,210 590,904 11,911 Jan 24, 2014, 11:57 AM
O'Donovan Mark Corporate Controller Jan 22, 2014 Option Exercise $19.49 15,000 292,350 22,121 Jan 24, 2014, 11:57 AM
O'Donovan Mark Corporate Controller Jan 23, 2014 Sale $56.51 7,121 402,386 4,790 Jan 24, 2014, 11:57 AM
Donnelly John L Director Human Resources Jan 21, 2014 Option Exercise $58.01 143,798 8,341,722 92,203 Jan 22, 2014, 05:36 PM
Donnelly John L Director Human Resources Jan 21, 2014 Option Exercise $37.97 169,694 6,443,352 236,001 Jan 22, 2014, 05:36 PM
Pinto Daniel E Managing Director Jan 21, 2014 Option Exercise $58.01 64,807 3,759,454 262,839 Jan 22, 2014, 05:36 PM
Pinto Daniel E Managing Director Jan 21, 2014 Option Exercise $19.49 100,000 1,949,000 327,646 Jan 22, 2014, 05:36 PM
Zames Matthew E Chief Operating Officer Jan 21, 2014 Option Exercise $58.01 109,601 6,357,954 347,161 Jan 22, 2014, 05:36 PM
Zames Matthew E Chief Operating Officer Jan 17, 2014 Option Exercise $58.63 18,850 1,105,176 308,339 Jan 22, 2014, 05:36 PM
Zames Matthew E Chief Operating Officer Jan 21, 2014 Option Exercise $26.50 148,423 3,932,573 456,762 Jan 22, 2014, 05:36 PM
Zames Matthew E Chief Operating Officer Jan 17, 2014 Option Exercise $46.58 20,920 974,454 327,189 Jan 22, 2014, 05:36 PM
Petno Douglas B Managing Director Jan 17, 2014 Option Exercise $58.63 54,136 3,173,994 192,480 Jan 22, 2014, 05:36 PM
Petno Douglas B Managing Director Jan 17, 2014 Option Exercise $19.49 80,000 1,559,200 246,616 Jan 22, 2014, 05:36 PM
Cutler Stephen M General Counsel Jan 16, 2014 Option Exercise $59.28 440,599 26,118,708 213,867 Jan 17, 2014, 04:28 PM
Cutler Stephen M General Counsel Jan 16, 2014 Option Exercise $44.74 500,000 22,369,000 654,466 Jan 17, 2014, 04:28 PM
JACKSON LABAN Director Jan 15, 2014 Option Exercise $58.69 833 48,889 128,054 Jan 16, 2014, 03:23 PM
JACKSON LABAN Director Jan 15, 2014 Option Exercise $21.20 1,597 33,856 128,887 Jan 16, 2014, 03:23 PM
DIMON JAMES Chairman & CEO Jan 13, 2014 Option Exercise $58.10 161,762 9,398,372 2,460,691 Jan 15, 2014, 04:21 PM
O'Donovan Mark Corporate Controller Jan 13, 2014 Option Exercise $58.10 2,839 164,946 7,121 Jan 15, 2014, 04:21 PM
Zames Matthew E Chief Operating Officer Jan 13, 2014 Option Exercise $58.10 119,811 6,961,019 306,269 Jan 15, 2014, 04:21 PM
Smith Gordon Executive Vice President Jan 13, 2014 Option Exercise $58.10 51,632 2,999,819 287,810 Jan 15, 2014, 04:21 PM
Petno Douglas B Managing Director Jan 13, 2014 Option Exercise $58.10 38,597 2,242,486 166,616 Jan 15, 2014, 04:21 PM
Pinto Daniel E Managing Director Jan 13, 2014 Option Exercise $58.10 22,965 1,334,266 227,646 Jan 15, 2014, 04:20 PM
Lake Marianne Chief Financial Officer Jan 13, 2014 Option Exercise $58.10 7,110 413,091 39,034 Jan 15, 2014, 04:20 PM
Erdoes Mary E. Managing Director Jan 13, 2014 Option Exercise $58.10 96,304 5,595,262 325,338 Jan 15, 2014, 04:20 PM
Donnelly John L Director Human Resources Jan 13, 2014 Option Exercise $58.10 21,323 1,238,866 66,307 Jan 15, 2014, 04:20 PM
Cutler Stephen M General Counsel Jan 13, 2014 Option Exercise $58.10 60,925 3,539,742 154,466 Jan 15, 2014, 04:20 PM
Cavanagh Michael J Executive Vice President Jan 13, 2014 Option Exercise $58.10 58,753 3,413,549 302,686 Jan 15, 2014, 04:20 PM
BACON ASHLEY Chief Risk Officer Jan 13, 2014 Option Exercise $58.10 8,252 479,441 24,402 Jan 15, 2014, 04:20 PM
RAYMOND LEE R Director Dec 31, 2013 Option Exercise $58.48 598 34,971 185,478 Jan 03, 2014, 04:52 PM
JACKSON LABAN Director Dec 31, 2013 Option Exercise $58.48 1,026 60,000 127,290 Jan 03, 2014, 04:52 PM
FLYNN TIMOTHY PATRICK Director Dec 31, 2013 Option Exercise $58.48 513 30,000 16,710 Jan 03, 2014, 04:52 PM
CROWN JAMES S Director Dec 31, 2013 Option Exercise $58.48 684 40,000 263,258 Jan 03, 2014, 04:52 PM
BURKE STEPHEN B Director Dec 31, 2013 Option Exercise $58.48 321 18,772 104,087 Jan 03, 2014, 04:52 PM
BAMMANN LINDA Director Dec 31, 2013 Option Exercise $50.00 17,500 875,000 65,986 Jan 02, 2014, 01:17 PM
BAMMANN LINDA Director Dec 20, 2013 Option Exercise $47.00 15,000 705,000 83,486 Dec 23, 2013, 09:53 AM
Cavanagh Michael J Executive Vice President Nov 18, 2013 Sale $55.33 22,500 1,245,011 242,771 Nov 18, 2013, 05:19 PM
Pinto Daniel E Managing Director Jul 15, 2013 Sale $55.46 73,247 4,062,279 433,986 Oct 24, 2013, 04:10 PM
Pinto Daniel E Managing Director Apr 29, 2013 Sale $48.82 73,000 3,563,801 107,233 Oct 24, 2013, 04:10 PM
Petno Douglas B Managing Director Oct 21, 2013 Option Exercise $54.37 6,545 355,852 125,601 Oct 22, 2013, 06:32 PM
Petno Douglas B Managing Director Oct 21, 2013 Option Exercise $39.96 7,508 300,020 132,146 Oct 22, 2013, 06:32 PM
Cavanagh Michael J Executive Vice President Oct 14, 2013 Sale $51.93 22,500 1,168,396 265,271 Oct 15, 2013, 11:15 AM
CROWN JAMES S Director Sep 30, 2013 Option Exercise $51.69 739 38,199 261,628 Oct 02, 2013, 07:00 PM
JACKSON LABAN Director Sep 30, 2013 Option Exercise $51.69 990 51,173 125,506 Oct 02, 2013, 06:47 PM
RAYMOND LEE R Director Sep 30, 2013 Option Exercise $51.69 725 37,475 183,568 Oct 02, 2013, 06:47 PM
FLYNN TIMOTHY PATRICK Director Sep 30, 2013 Option Exercise $51.69 422 21,813 16,152 Oct 02, 2013, 06:47 PM
BURKE STEPHEN B Director Sep 30, 2013 Option Exercise $51.69 363 18,763 103,253 Oct 02, 2013, 06:47 PM
BOWLES CRANDALL CLOSE Director Sep 30, 2013 Option Exercise $51.69 649 33,547 58,526 Oct 02, 2013, 06:47 PM
JACKSON LABAN Director Sep 01, 2013 Option Exercise $25.00 15,000 375,000 0 Sep 04, 2013, 03:40 PM
Cavanagh Michael J Executive Vice President Aug 08, 2013 Option Exercise $54.93 55,004 3,021,232 287,771 Aug 09, 2013, 04:02 PM
Cavanagh Michael J Executive Vice President Aug 08, 2013 Option Exercise $19.49 80,000 1,559,200 342,775 Aug 09, 2013, 04:02 PM
O'Donovan Mark Corporate Controller Aug 08, 2013 Sale $54.91 3,434 188,561 2,547 Aug 09, 2013, 04:02 PM
Smith Gordon Executive Vice President Aug 02, 2013 Option Exercise $56.26 530,542 29,850,945 235,147 Aug 05, 2013, 04:39 PM
Smith Gordon Executive Vice President Aug 02, 2013 Option Exercise $46.30 580,000 26,854,200 765,689 Aug 05, 2013, 04:39 PM
O'Donovan Mark Corporate Controller Aug 01, 2013 Option Exercise $56.49 36,566 2,065,613 5,981 Aug 05, 2013, 04:39 PM
O'Donovan Mark Corporate Controller Aug 01, 2013 Option Exercise $46.42 40,000 1,856,600 42,547 Aug 05, 2013, 04:39 PM
Pinto Daniel E Managing Director Jul 25, 2013 Option Exercise $56.19 27,333 1,535,978 347,998 Jul 26, 2013, 04:25 PM
BACON ASHLEY Chief Risk Officer Jul 25, 2013 Option Exercise $56.19 9,291 522,108 15,097 Jul 26, 2013, 04:25 PM
Lake Marianne Chief Financial Officer Jul 23, 2013 Option Exercise $56.68 165,642 9,389,002 29,016 Jul 25, 2013, 02:40 PM
Lake Marianne Chief Financial Officer Jul 23, 2013 Option Exercise $38.57 192,873 7,438,488 194,658 Jul 25, 2013, 02:40 PM
Zames Matthew E Chief Operating Officer Jul 23, 2013 Sale $56.64 3,412 193,268 190,289 Jul 23, 2013, 04:53 PM
Erdoes Mary E. Managing Director Jul 19, 2013 Sale $56.31 29,000 1,633,100 246,735 Jul 19, 2013, 04:39 PM
BACON ASHLEY Chief Risk Officer Jul 19, 2013 Sale $56.44 16,693 942,153 4,620 Jul 19, 2013, 04:39 PM
Pinto Daniel E Managing Director Jul 15, 2013 Option Exercise $55.05 263,057 14,481,288 317,176 Jul 17, 2013, 04:14 PM
Pinto Daniel E Managing Director Jul 15, 2013 Option Exercise $19.49 400,000 7,796,000 580,233 Jul 17, 2013, 04:14 PM
Cavanagh Michael J Executive Vice President Jul 15, 2013 Sale $54.65 20,000 1,092,982 262,775 Jul 17, 2013, 04:14 PM
Lake Marianne Chief Financial Officer Jul 16, 2013 Option Exercise $55.10 8,049 443,460 10,725 Jul 17, 2013, 04:14 PM
Lake Marianne Chief Financial Officer Jul 16, 2013 Option Exercise $39.96 9,160 366,034 18,774 Jul 17, 2013, 04:14 PM
Lake Marianne Chief Financial Officer Jul 16, 2013 Sale $55.13 8,940 492,885 1,785 Jul 17, 2013, 04:14 PM
Hogan John James Chairman of Risk Jul 17, 2013 Sale $55.12 18,934 1,043,642 103,082 Jul 17, 2013, 04:14 PM
JACKSON LABAN Director Jun 30, 2013 Option Exercise $52.79 852 44,977 123,789 Jul 02, 2013, 05:19 PM
RAYMOND LEE R Director Jun 30, 2013 Option Exercise $52.79 729 38,484 181,578 Jul 02, 2013, 05:19 PM
FLYNN TIMOTHY PATRICK Director Jun 30, 2013 Option Exercise $52.79 355 18,740 15,690 Jul 02, 2013, 05:19 PM
CROWN JAMES S Director Jun 30, 2013 Option Exercise $52.79 568 29,985 259,977 Jul 02, 2013, 05:19 PM
COTE DAVID M Director Jun 30, 2013 Option Exercise $52.79 355 18,740 57,248 Jul 02, 2013, 05:19 PM
BURKE STEPHEN B Director Jun 30, 2013 Option Exercise $52.79 355 18,740 102,395 Jul 02, 2013, 05:19 PM
BOWLES CRANDALL CLOSE Director Jun 30, 2013 Option Exercise $52.79 616 32,519 57,517 Jul 02, 2013, 05:19 PM
Cutler Stephen M General Counsel May 15, 2013 Sale $51.00 15,000 765,000 92,509 May 15, 2013, 07:07 PM
Erdoes Mary E. Managing Director May 14, 2013 Option Exercise $50.04 378,639 18,947,096 275,735 May 15, 2013, 07:07 PM
Erdoes Mary E. Managing Director May 14, 2013 Option Exercise $22.55 500,000 11,274,000 654,374 May 15, 2013, 07:07 PM
Zames Matthew E Chief Operating Officer May 14, 2013 Option Exercise $50.04 234,476 11,733,179 193,701 May 15, 2013, 07:06 PM
Zames Matthew E Chief Operating Officer May 14, 2013 Option Exercise $44.60 247,423 11,035,223 428,177 May 15, 2013, 07:06 PM
CROWN JAMES S Director May 03, 2013 Buy $47.29 124,077 5,867,055 6,348,649 May 07, 2013, 05:30 PM
CROWN JAMES S Director May 03, 2013 Buy $47.29 30,200 1,428,025 3,026,854 May 07, 2013, 05:30 PM
CROWN JAMES S Director May 03, 2013 Buy $47.29 57,300 2,709,465 633,905 May 07, 2013, 05:30 PM
CROWN JAMES S Director May 03, 2013 Buy $47.29 89,900 4,250,975 1,734,723 May 07, 2013, 05:30 PM
O'Donovan Mark Corporate Controller May 07, 2013 Sale $48.99 668 32,728 2,547 May 07, 2013, 05:29 PM
Erdoes Mary E. Managing Director Apr 25, 2013 Sale $49.08 5,000 245,415 154,374 Apr 25, 2013, 07:11 PM
Bisignano Frank Co-Chief Operating Officer Apr 24, 2013 Option Exercise $48.54 147,397 7,154,651 296,305 Apr 25, 2013, 02:31 PM
Bisignano Frank Co-Chief Operating Officer Apr 24, 2013 Option Exercise $46.79 150,000 7,018,500 443,702 Apr 25, 2013, 02:31 PM
Bisignano Frank Co-Chief Operating Officer Apr 23, 2013 Option Exercise $47.81 120,501 5,761,755 293,702 Apr 24, 2013, 04:03 PM
Bisignano Frank Co-Chief Operating Officer Apr 23, 2013 Option Exercise $43.09 126,519 5,451,775 414,203 Apr 24, 2013, 04:03 PM
Bisignano Frank Co-Chief Operating Officer Apr 22, 2013 Sale $47.38 40,000 1,895,176 287,684 Apr 24, 2013, 04:03 PM
Cutler Stephen M General Counsel Apr 23, 2013 Sale $48.00 15,000 720,000 107,509 Apr 23, 2013, 06:39 PM
CROWN JAMES S Director Apr 22, 2013 Buy $46.98 6,400 300,673 576,605 Apr 23, 2013, 06:39 PM
CROWN JAMES S Director Apr 22, 2013 Buy $46.98 91,375 4,292,816 6,224,572 Apr 23, 2013, 06:39 PM
CROWN JAMES S Director Apr 19, 2013 Buy $46.99 10,500 493,361 570,205 Apr 23, 2013, 06:39 PM
CROWN JAMES S Director Apr 19, 2013 Buy $46.99 113,384 5,327,551 6,133,197 Apr 23, 2013, 06:39 PM
CROWN JAMES S Director Apr 22, 2013 Buy $46.98 68,500 3,218,144 1,644,823 Apr 23, 2013, 06:39 PM
CROWN JAMES S Director Apr 22, 2013 Buy $46.98 58,100 2,729,550 2,996,654 Apr 23, 2013, 06:39 PM
CROWN JAMES S Director Apr 19, 2013 Buy $46.99 29,200 1,372,015 1,576,323 Apr 23, 2013, 06:39 PM
CROWN JAMES S Director Apr 19, 2013 Buy $46.99 54,400 2,556,082 2,938,554 Apr 23, 2013, 06:39 PM
CROWN JAMES S Director Apr 19, 2013 Buy $46.99 5,000 234,934 15,803 Apr 23, 2013, 06:39 PM
Cutler Stephen M General Counsel Apr 18, 2013 Sale $46.77 15,000 701,550 122,509 Apr 18, 2013, 05:59 PM
RAYMOND LEE R Director Mar 31, 2013 Option Exercise $47.46 474 22,496 179,735 Apr 02, 2013, 05:09 PM
JACKSON LABAN Director Mar 31, 2013 Option Exercise $47.46 685 32,510 122,299 Apr 02, 2013, 05:09 PM
FLYNN TIMOTHY PATRICK Director Mar 31, 2013 Option Exercise $47.46 395 18,747 15,301 Apr 02, 2013, 05:09 PM
CROWN JAMES S Director Mar 31, 2013 Option Exercise $47.46 632 29,995 258,607 Apr 02, 2013, 05:09 PM
COTE DAVID M Director Mar 31, 2013 Option Exercise $47.46 395 18,747 56,626 Apr 02, 2013, 05:09 PM
BURKE STEPHEN B Director Mar 31, 2013 Option Exercise $47.46 395 18,747 101,605 Apr 02, 2013, 05:09 PM
BOWLES CRANDALL CLOSE Director Mar 31, 2013 Option Exercise $47.46 527 25,011 56,586 Apr 02, 2013, 05:09 PM
Donnelly John L Director Human Resources Feb 15, 2013 Sale $49.34 11,000 542,762 44,584 Feb 15, 2013, 03:53 PM
Hogan John James Chief Risk Officer Feb 12, 2013 Option Exercise $48.96 228,809 11,201,345 122,007 Feb 14, 2013, 03:52 PM
Hogan John James Chief Risk Officer Feb 12, 2013 Option Exercise $45.87 236,000 10,826,280 350,816 Feb 14, 2013, 03:52 PM
Bisignano Frank Co-Chief Operating Officer Feb 07, 2013 Option Exercise $48.33 365,292 17,652,736 335,504 Feb 08, 2013, 12:19 PM
Bisignano Frank Co-Chief Operating Officer Feb 07, 2013 Option Exercise $39.62 400,000 15,846,500 700,796 Feb 08, 2013, 12:19 PM
Bisignano Frank Co-Chief Operating Officer Feb 06, 2013 Sale $48.57 20,000 971,400 300,796 Feb 08, 2013, 12:19 PM
O'Donovan Mark Corporate Controller Feb 01, 2013 Sale $47.80 3,000 143,400 3,217 Feb 01, 2013, 08:34 PM
Erdoes Mary E. Managing Director Jan 31, 2013 Sale $47.02 15,000 705,300 159,374 Jan 31, 2013, 06:00 PM
FLYNN TIMOTHY PATRICK Director Jan 29, 2013 Buy $46.93 6,750 316,778 14,898 Jan 30, 2013, 10:09 AM
Smith Gordon Executive Vice President Jan 25, 2013 Sale $46.83 21,140 990,052 185,689 Jan 25, 2013, 03:36 PM
Donnelly John L Director Human Resources Jan 18, 2013 Option Exercise $46.39 70,970 3,292,298 55,518 Jan 23, 2013, 06:11 PM
Donnelly John L Director Human Resources Jan 18, 2013 Option Exercise $31.97 83,540 2,671,191 126,488 Jan 23, 2013, 06:11 PM
Hogan John James Chief Risk Officer Jan 22, 2013 Option Exercise $46.34 42,962 1,990,859 150,786 Jan 23, 2013, 06:11 PM
Hogan John James Chief Risk Officer Jan 22, 2013 Option Exercise $21.68 57,874 1,254,893 157,778 Jan 23, 2013, 06:11 PM
Bisignano Frank Co-Chief Operating Officer Jan 18, 2013 Option Exercise $46.39 44,406 2,059,994 312,737 Jan 23, 2013, 06:10 PM
Bisignano Frank Co-Chief Operating Officer Jan 22, 2013 Option Exercise $46.34 28,841 1,336,492 320,796 Jan 23, 2013, 06:10 PM
Bisignano Frank Co-Chief Operating Officer Jan 22, 2013 Option Exercise $19.49 40,000 779,600 349,637 Jan 23, 2013, 06:10 PM
Bisignano Frank Co-Chief Operating Officer Jan 18, 2013 Option Exercise $35.61 50,000 1,780,500 357,143 Jan 23, 2013, 06:10 PM
Zames Matthew E Co-Chief Operating Officer Jan 22, 2013 Option Exercise $46.34 72,102 3,341,207 180,358 Jan 23, 2013, 06:10 PM
Zames Matthew E Co-Chief Operating Officer Jan 22, 2013 Option Exercise $19.49 100,000 1,949,000 284,210 Jan 23, 2013, 06:10 PM
Zames Matthew E Co-Chief Operating Officer Jan 22, 2013 Sale $46.42 31,750 1,473,854 252,460 Jan 23, 2013, 06:10 PM
Pinto Daniel E Managing Director Jan 17, 2013 Option Exercise $46.58 69,773 3,250,026 216,515 Jan 18, 2013, 07:23 PM
Pinto Daniel E Managing Director Jan 17, 2013 Option Exercise $46.58 36,282 1,690,016 180,233 Jan 18, 2013, 07:23 PM
Zames Matthew E Co-Chief Operating Officer Jan 17, 2013 Sale $46.45 23,695 1,100,633 184,210 Jan 18, 2013, 07:02 PM
WELDON WILLIAM C Director Jan 17, 2013 Option Exercise $46.58 3,650 170,017 57,452 Jan 18, 2013, 07:02 PM
BELL JAMES A Director Jan 17, 2013 Option Exercise $46.58 3,650 170,017 8,669 Jan 18, 2013, 07:02 PM
RAYMOND LEE R Director Jan 17, 2013 Option Exercise $46.58 3,650 170,017 178,119 Jan 18, 2013, 07:02 PM
FLYNN TIMOTHY PATRICK Director Jan 17, 2013 Option Exercise $46.58 3,650 170,017 8,148 Jan 18, 2013, 07:02 PM
FUTTER ELLEN V Director Jan 17, 2013 Option Exercise $46.58 3,650 170,017 74,782 Jan 18, 2013, 07:02 PM
CROWN JAMES S Director Jan 17, 2013 Option Exercise $46.58 3,650 170,017 257,162 Jan 18, 2013, 07:02 PM
COTE DAVID M Director Jan 17, 2013 Option Exercise $46.58 3,650 170,017 55,977 Jan 18, 2013, 07:02 PM
BURKE STEPHEN B Director Jan 17, 2013 Option Exercise $46.58 3,650 170,017 100,780 Jan 18, 2013, 07:02 PM
BOWLES CRANDALL CLOSE Director Jan 17, 2013 Option Exercise $46.58 3,650 170,017 55,756 Jan 18, 2013, 07:02 PM
JACKSON LABAN Director Jan 17, 2013 Option Exercise $46.58 3,650 170,017 120,252 Jan 18, 2013, 07:02 PM
JACKSON LABAN Director Jan 17, 2013 Option Exercise $46.58 1,475 68,706 120,973 Jan 18, 2013, 07:02 PM
JACKSON LABAN Director Jan 17, 2013 Option Exercise $26.18 2,196 57,491 122,448 Jan 18, 2013, 07:02 PM
Bisignano Frank Co-Chief Operating Officer Jan 17, 2013 Option Exercise $46.58 460,694 21,459,127 307,143 Jan 18, 2013, 07:02 PM
Bisignano Frank Co-Chief Operating Officer Jan 17, 2013 Option Exercise $38.97 500,000 19,487,499 767,837 Jan 18, 2013, 07:02 PM
Smith Gordon Executive Vice President Jan 13, 2013 Option Exercise $45.81 39,387 1,804,319 206,829 Jan 16, 2013, 06:44 PM
O'Donovan Mark Corporate Controller Jan 13, 2013 Option Exercise $45.81 2,333 106,875 6,217 Jan 16, 2013, 06:44 PM
Pinto Daniel E Managing Director Jan 13, 2013 Option Exercise $45.81 69,646 3,190,483 146,742 Jan 16, 2013, 06:44 PM
Zames Matthew E Co-Chief Operating Officer Jan 13, 2013 Option Exercise $45.81 123,033 5,636,142 207,905 Jan 16, 2013, 06:44 PM
Petno Douglas B Managing Director Jan 13, 2013 Option Exercise $45.81 36,997 1,694,833 124,572 Jan 16, 2013, 06:44 PM
Lake Marianne Chief Financial Officer Jan 13, 2013 Option Exercise $45.81 6,329 289,931 9,605 Jan 16, 2013, 06:44 PM
Hogan John James Chief Risk Officer Jan 13, 2013 Option Exercise $45.81 40,759 1,867,170 99,904 Jan 16, 2013, 06:44 PM
Erdoes Mary E. Managing Director Jan 13, 2013 Option Exercise $45.81 72,510 3,321,683 174,374 Jan 16, 2013, 06:43 PM
Donnelly John L Director Human Resources Jan 13, 2013 Option Exercise $45.81 23,662 1,083,956 42,948 Jan 16, 2013, 06:43 PM
DIMON JAMES Chairman & CEO Jan 13, 2013 Option Exercise $45.81 121,648 5,572,695 1,928,064 Jan 16, 2013, 06:43 PM
Cutler Stephen M General Counsel Jan 13, 2013 Option Exercise $45.81 47,481 2,175,105 137,509 Jan 16, 2013, 06:43 PM
Cavanagh Michael J Executive Vice President Jan 13, 2013 Option Exercise $45.81 47,367 2,169,882 284,775 Jan 16, 2013, 06:43 PM
Bisignano Frank Co-Chief Operating Officer Jan 13, 2013 Option Exercise $45.81 47,642 2,182,480 267,837 Jan 16, 2013, 06:43 PM
WELDON WILLIAM C Director Dec 31, 2012 Option Exercise $43.97 512 22,513 53,802 Jan 03, 2013, 05:53 PM
BURKE STEPHEN B Director Dec 31, 2012 Option Exercise $43.97 426 18,731 97,130 Jan 03, 2013, 05:53 PM
RAYMOND LEE R Director Dec 31, 2012 Option Exercise $43.97 512 22,513 174,469 Jan 03, 2013, 05:53 PM
JACKSON LABAN Director Dec 31, 2012 Option Exercise $43.97 739 32,494 116,603 Jan 03, 2013, 05:53 PM
FLYNN TIMOTHY PATRICK Director Dec 31, 2012 Option Exercise $43.97 426 18,731 4,498 Jan 03, 2013, 05:53 PM
CROWN JAMES S Director Dec 31, 2012 Option Exercise $43.97 682 29,988 253,512 Jan 03, 2013, 05:53 PM
COTE DAVID M Director Dec 31, 2012 Option Exercise $43.97 426 18,731 52,328 Jan 03, 2013, 05:53 PM
BOWLES CRANDALL CLOSE Director Dec 31, 2012 Option Exercise $43.97 569 25,019 52,107 Jan 03, 2013, 05:53 PM
JACKSON LABAN Director Nov 08, 2012 Option Exercise $40.95 4,533 185,626 115,177 Nov 09, 2012, 11:15 AM
JACKSON LABAN Director Nov 08, 2012 Option Exercise $23.91 6,589 157,543 119,710 Nov 09, 2012, 11:15 AM
Erdoes Mary E. Managing Director Oct 19, 2012 Sale $42.46 40,000 1,698,548 112,616 Oct 23, 2012, 03:04 PM
Donnelly John L Director Human Resources Oct 17, 2012 Sale $43.29 25,000 1,082,137 25,362 Oct 18, 2012, 11:29 AM
Smith Gordon Executive Vice President Oct 15, 2012 Option Exercise $42.07 56,608 2,381,499 164,260 Oct 16, 2012, 03:41 PM
Smith Gordon Executive Vice President Oct 15, 2012 Option Exercise $19.49 80,000 1,559,200 249,202 Oct 16, 2012, 03:41 PM
Smith Gordon Executive Vice President Oct 15, 2012 Sale $42.33 28,334 1,199,268 220,868 Oct 16, 2012, 03:41 PM
Bisignano Frank Co-Chief Operating Officer Oct 15, 2012 Option Exercise $42.07 56,964 2,396,475 219,725 Oct 16, 2012, 03:33 PM
Bisignano Frank Co-Chief Operating Officer Oct 15, 2012 Option Exercise $19.49 80,000 1,559,200 296,689 Oct 16, 2012, 03:33 PM
Bisignano Frank Co-Chief Operating Officer Oct 15, 2012 Sale $42.25 20,000 844,942 276,689 Oct 16, 2012, 03:33 PM
Cavanagh Michael J Executive Vice President Oct 15, 2012 Sale $42.00 40,000 1,679,948 234,765 Oct 15, 2012, 04:56 PM
BURKE STEPHEN B Director Sep 30, 2012 Option Exercise $40.48 463 18,742 96,242 Oct 02, 2012, 05:23 PM
WELDON WILLIAM C Director Sep 30, 2012 Option Exercise $40.48 556 22,507 52,910 Oct 02, 2012, 05:23 PM
RAYMOND LEE R Director Sep 30, 2012 Option Exercise $40.48 556 22,507 172,729 Oct 02, 2012, 05:23 PM
FLYNN TIMOTHY PATRICK Director Sep 30, 2012 Option Exercise $40.48 463 18,742 4,066 Oct 02, 2012, 05:23 PM
CROWN JAMES S Director Sep 30, 2012 Option Exercise $40.48 803 32,505 251,956 Oct 02, 2012, 05:23 PM
COTE DAVID M Director Sep 30, 2012 Option Exercise $40.48 463 18,742 51,631 Oct 02, 2012, 05:23 PM
BOWLES CRANDALL CLOSE Director Sep 30, 2012 Option Exercise $40.48 618 25,017 51,215 Oct 02, 2012, 05:23 PM
JACKSON LABAN Director Sep 30, 2012 Option Exercise $40.48 865 35,015 113,121 Oct 02, 2012, 05:22 PM
Petno Douglas B Managing Director Sep 14, 2012 Sale $42.00 15,337 644,188 83,778 Sep 14, 2012, 03:17 PM
Petno Douglas B Managing Director Sep 12, 2012 Sale $40.04 15,337 614,058 99,115 Sep 12, 2012, 05:22 PM
Petno Douglas B Managing Director Aug 21, 2012 Sale $38.00 15,337 582,827 114,425 Aug 21, 2012, 03:04 PM
STALEY JAMES E Managing Director Aug 15, 2012 Sale $37.26 30,000 1,117,914 74,886 Aug 15, 2012, 04:56 PM
Petno Douglas B Managing Director Aug 06, 2012 Sale $36.24 15,338 555,878 129,762 Aug 06, 2012, 04:35 PM
DIMON JAMES Chairman & CEO Jul 20, 2012 Buy $34.02 15,000 510,268 971,459 Jul 20, 2012, 04:17 PM
DIMON JAMES Chairman & CEO Jul 20, 2012 Buy $34.02 250,000 8,504,475 3,226,153 Jul 20, 2012, 04:17 PM
DIMON JAMES Chairman & CEO Jul 19, 2012 Buy $34.43 50,000 1,721,460 956,459 Jul 20, 2012, 04:17 PM
DIMON JAMES Chairman & CEO Jul 19, 2012 Buy $34.43 110,000 3,787,212 2,976,153 Jul 20, 2012, 04:17 PM
DIMON JAMES Chairman & CEO Jul 19, 2012 Buy $34.45 75,000 2,584,117 75,000 Jul 20, 2012, 04:17 PM
DIMON JAMES Chairman & CEO Jul 19, 2012 Sale $1110.00 1,494 1,658,340 0 Jul 20, 2012, 04:17 PM
DIMON JAMES Chairman & CEO Jul 19, 2012 Sale $1110.00 1,851 2,054,610 0 Jul 20, 2012, 04:17 PM
DIMON JAMES Chairman & CEO Jul 19, 2012 Sale $1110.00 2,793 3,100,230 0 Jul 20, 2012, 04:17 PM
DIMON JAMES Chairman & CEO Jul 19, 2012 Sale $1110.00 4,234 4,699,740 0 Jul 20, 2012, 04:17 PM
DIMON JAMES Chairman & CEO Jul 19, 2012 Sale $1110.00 1,770 1,964,700 0 Jul 20, 2012, 04:17 PM
Bisignano Frank Chief Administrative Officer; Jul 17, 2012 Sale $35.40 3,000 106,200 221,012 Jul 17, 2012, 12:58 PM
FLYNN TIMOTHY PATRICK Director Jun 30, 2012 Option Exercise $35.73 350 12,505 3,600 Jul 03, 2012, 03:59 PM
WELDON WILLIAM C Director Jun 30, 2012 Option Exercise $35.73 630 22,510 51,895 Jul 03, 2012, 03:59 PM
RAYMOND LEE R Director Jun 30, 2012 Option Exercise $35.73 630 22,510 170,679 Jul 03, 2012, 03:58 PM
JACKSON LABAN Director Jun 30, 2012 Option Exercise $35.73 1,050 37,516 111,427 Jul 03, 2012, 03:58 PM
CROWN JAMES S Director Jun 30, 2012 Option Exercise $35.73 910 32,514 250,096 Jul 03, 2012, 03:58 PM
COTE DAVID M Director Jun 30, 2012 Option Exercise $35.73 525 18,758 50,841 Jul 03, 2012, 03:58 PM
BURKE STEPHEN B Director Jun 30, 2012 Option Exercise $35.73 525 18,758 95,221 Jul 03, 2012, 03:58 PM
BOWLES CRANDALL CLOSE Director Jun 30, 2012 Option Exercise $35.73 700 25,011 50,209 Jul 03, 2012, 03:58 PM
Donnelly John L Director Human Resources Apr 16, 2012 Option Exercise $43.32 56,487 2,447,017 62,778 Apr 20, 2012, 03:48 PM
Donnelly John L Director Human Resources Apr 16, 2012 Option Exercise $31.06 66,666 2,070,313 119,265 Apr 20, 2012, 03:48 PM
Bisignano Frank Chief Administrative Officer; Apr 17, 2012 Sale $43.83 15,000 657,379 226,883 Apr 17, 2012, 05:05 PM
STALEY JAMES E Managing Director Apr 16, 2012 Option Exercise $43.32 37,702 1,633,251 131,883 Apr 17, 2012, 04:56 PM
STALEY JAMES E Managing Director Apr 16, 2012 Option Exercise $21.87 50,000 1,093,500 169,585 Apr 17, 2012, 04:56 PM
Maclin Samuel Todd Executive Vice President Apr 16, 2012 Sale $43.06 49,000 2,109,720 258,316 Apr 16, 2012, 04:58 PM
WELDON WILLIAM C Director Mar 31, 2012 Option Exercise $45.98 408 18,760 50,921 Apr 02, 2012, 07:35 PM
RAYMOND LEE R Director Mar 31, 2012 Option Exercise $45.98 489 22,484 168,919 Apr 02, 2012, 07:34 PM
NOVAK DAVID C Director Mar 31, 2012 Option Exercise $45.98 489 22,484 180,869 Apr 02, 2012, 07:34 PM
JACKSON LABAN Director Mar 31, 2012 Option Exercise $45.98 870 40,003 109,754 Apr 02, 2012, 07:34 PM
CROWN JAMES S Director Mar 31, 2012 Option Exercise $45.98 816 37,520 248,389 Apr 02, 2012, 07:34 PM
COTE DAVID M Director Mar 31, 2012 Option Exercise $45.98 408 18,760 50,073 Apr 02, 2012, 07:34 PM
BURKE STEPHEN B Director Mar 31, 2012 Option Exercise $45.98 408 18,760 94,275 Apr 02, 2012, 07:34 PM
BOWLES CRANDALL CLOSE Director Mar 31, 2012 Option Exercise $45.98 544 25,013 49,218 Apr 02, 2012, 07:34 PM
Hogan John James Chief Risk Officer Jan 25, 2012 Option Exercise $37.47 37,061 1,388,676 96,378 Mar 06, 2012, 03:32 PM
Hogan John James Chief Risk Officer Jan 25, 2012 Option Exercise $19.49 50,000 974,500 133,439 Mar 06, 2012, 03:32 PM
DIMON JAMES Chairman & CEO Mar 02, 2012 Option Exercise $40.56 409,167 16,593,768 2,866,153 Mar 05, 2012, 05:57 PM
DIMON JAMES Chairman & CEO Mar 02, 2012 Option Exercise $31.22 462,000 14,423,640 3,275,320 Mar 05, 2012, 05:57 PM
NOVAK DAVID C Director Feb 13, 2012 Option Exercise $38.06 2,166 82,435 179,912 Feb 15, 2012, 02:46 PM
NOVAK DAVID C Director Feb 13, 2012 Option Exercise $31.22 2,640 82,421 182,078 Feb 15, 2012, 02:46 PM
JACKSON LABAN Director Jan 27, 2012 Option Exercise $37.40 2,313 86,518 108,277 Jan 31, 2012, 11:00 AM
JACKSON LABAN Director Jan 27, 2012 Option Exercise $31.22 2,640 82,421 110,590 Jan 31, 2012, 11:00 AM
Hogan John James Chief Risk Officer Jan 25, 2012 Sale $37.50 40,797 1,529,888 42,642 Jan 25, 2012, 05:25 PM
Cutler Stephen M General Counsel Jan 23, 2012 Sale $37.42 12,500 467,750 86,894 Jan 23, 2012, 05:03 PM
Bisignano Frank Chief Administrative Officer Jan 20, 2012 Sale $37.09 10,000 370,946 242,537 Jan 20, 2012, 06:03 PM
CROWN JAMES S Director Jan 18, 2012 Option Exercise $35.60 4,775 170,014 244,145 Jan 20, 2012, 05:39 PM
CROWN JAMES S Director Jan 19, 2012 Option Exercise $31.22 2,640 82,421 246,785 Jan 20, 2012, 05:39 PM
NOVAK DAVID C Director Jan 18, 2012 Option Exercise $35.60 4,775 170,014 179,433 Jan 20, 2012, 05:39 PM
BURKE STEPHEN B Director Jan 18, 2012 Option Exercise $35.60 4,775 170,014 93,468 Jan 20, 2012, 05:38 PM
RAYMOND LEE R Director Jan 18, 2012 Option Exercise $35.60 4,775 170,014 167,293 Jan 20, 2012, 05:38 PM
WELDON WILLIAM C Director Jan 18, 2012 Option Exercise $35.60 4,775 170,014 50,193 Jan 20, 2012, 05:38 PM
JACKSON LABAN Director Jan 18, 2012 Option Exercise $35.60 4,775 170,014 107,950 Jan 20, 2012, 05:38 PM
GRAY III WILLIAM H Director Jan 18, 2012 Option Exercise $35.60 4,775 170,014 88,415 Jan 20, 2012, 05:38 PM
FUTTER ELLEN V Director Jan 18, 2012 Option Exercise $35.60 4,775 170,014 68,622 Jan 20, 2012, 05:38 PM
COTE DAVID M Director Jan 18, 2012 Option Exercise $35.60 4,775 170,014 49,448 Jan 20, 2012, 05:38 PM
BOWLES CRANDALL CLOSE Director Jan 18, 2012 Option Exercise $35.60 4,775 170,014 48,411 Jan 20, 2012, 05:38 PM
BELL JAMES A Director Jan 18, 2012 Option Exercise $35.60 4,775 170,014 4,775 Jan 20, 2012, 05:38 PM
Smith Gordon Executive Vice President Jan 19, 2012 Sale $37.00 40,000 1,480,016 169,202 Jan 19, 2012, 03:18 PM
Smith Gordon Executive Vice President Jan 13, 2012 Option Exercise $35.53 37,075 1,317,089 209,202 Jan 18, 2012, 05:45 PM
DIMON JAMES Chairman & CEO Jan 13, 2012 Option Exercise $35.53 46,481 1,651,238 2,813,320 Jan 18, 2012, 05:44 PM
ZUBROW BARRY L Executive Vice President Jan 13, 2012 Option Exercise $35.53 34,190 1,214,600 71,755 Jan 18, 2012, 05:43 PM
Maclin Samuel Todd Executive Vice President Jan 13, 2012 Option Exercise $35.53 34,768 1,235,133 307,077 Jan 18, 2012, 05:41 PM
Donnelly John L Director Human Resources Jan 13, 2012 Option Exercise $35.53 18,025 640,338 52,599 Jan 18, 2012, 05:38 PM
Cavanagh Michael J Executive Vice President Jan 13, 2012 Option Exercise $35.53 39,487 1,402,776 274,765 Jan 18, 2012, 05:38 PM
Erdoes Mary E. Managing Director Jan 13, 2012 Option Exercise $35.53 67,565 2,400,247 157,891 Jan 18, 2012, 05:36 PM
DREW INA R Chief Investment Officer Jan 13, 2012 Option Exercise $35.53 72,036 2,559,079 246,479 Jan 18, 2012, 05:35 PM
Hogan John James Chief Risk Officer Jan 13, 2012 Option Exercise $35.53 38,398 1,364,089 83,439 Jan 18, 2012, 05:33 PM
Petno Douglas B Managing Director Jan 13, 2012 Option Exercise $35.53 36,572 1,299,220 145,055 Jan 18, 2012, 05:29 PM
Cutler Stephen M General Counsel Jan 13, 2012 Option Exercise $35.53 36,633 1,301,387 99,394 Jan 18, 2012, 05:28 PM
Bisignano Frank Chief Administrative Officer Jan 13, 2012 Option Exercise $35.53 39,743 1,411,870 252,537 Jan 18, 2012, 05:26 PM
STALEY JAMES E Managing Director Jan 13, 2012 Option Exercise $35.53 58,369 2,073,559 174,585 Jan 18, 2012, 05:24 PM
STALEY JAMES E Managing Director Jan 17, 2012 Sale $35.21 55,000 1,936,792 119,585 Jan 18, 2012, 05:24 PM
Cutler Stephen M General Counsel Mar 24, 2009 Sale $27.65 66 1,825 69,044 Jan 18, 2012, 05:12 PM
Cutler Stephen M General Counsel May 30, 2008 Option Exercise $43.43 66 2,866 69,110 Jan 18, 2012, 05:12 PM
Warren Shannon S Corporate Controller Jan 13, 2012 Option Exercise $35.53 4,594 163,202 44,087 Jan 18, 2012, 05:11 PM
Braunstein Douglas L Chief Financial Officer Jan 13, 2012 Option Exercise $35.53 92,149 3,273,593 603,836 Jan 18, 2012, 05:10 PM
CROWN JAMES S Director Dec 31, 2011 Option Exercise $33.25 977 32,485 239,370 Jan 04, 2012, 06:09 PM
BOWLES CRANDALL CLOSE Director Dec 31, 2011 Option Exercise $33.25 752 25,004 43,636 Jan 04, 2012, 06:09 PM
WELDON WILLIAM C Director Dec 31, 2011 Option Exercise $33.25 564 18,753 45,418 Jan 04, 2012, 06:09 PM
RAYMOND LEE R Director Dec 31, 2011 Option Exercise $33.25 677 22,510 162,519 Jan 04, 2012, 06:09 PM
NOVAK DAVID C Director Dec 31, 2011 Option Exercise $33.25 677 22,510 174,659 Jan 04, 2012, 06:09 PM
JACKSON LABAN Director Dec 31, 2011 Option Exercise $33.25 1,053 35,012 103,176 Jan 04, 2012, 06:09 PM
COTE DAVID M Director Dec 31, 2011 Option Exercise $33.25 564 18,753 44,673 Jan 04, 2012, 06:09 PM
BURKE STEPHEN B Director Dec 31, 2011 Option Exercise $33.25 564 18,753 88,693 Jan 04, 2012, 06:09 PM
RAYMOND LEE R Director Oct 31, 2011 Sale $27.37 80,000 2,189,736 0 Nov 01, 2011, 11:02 AM
WELDON WILLIAM C Director Sep 30, 2011 Option Exercise $30.12 623 18,765 44,511 Oct 04, 2011, 05:20 PM
RAYMOND LEE R Director Sep 30, 2011 Option Exercise $30.12 747 22,500 160,616 Oct 04, 2011, 05:12 PM
NOVAK DAVID C Director Sep 30, 2011 Option Exercise $30.12 747 22,500 173,475 Oct 04, 2011, 05:04 PM
JACKSON LABAN Director Sep 30, 2011 Option Exercise $30.12 1,909 57,499 101,473 Oct 04, 2011, 04:49 PM
CROWN JAMES S Director Sep 30, 2011 Option Exercise $30.12 1,743 52,499 237,546 Oct 04, 2011, 04:22 PM
COTE DAVID M Director Sep 30, 2011 Option Exercise $30.12 623 18,765 43,879 Oct 04, 2011, 03:33 PM
BURKE STEPHEN B Director Sep 30, 2011 Option Exercise $30.12 623 18,765 87,700 Oct 04, 2011, 03:21 PM
BOWLES CRANDALL CLOSE Director Sep 30, 2011 Option Exercise $30.12 706 21,265 42,604 Oct 04, 2011, 03:02 PM
CROWN JAMES S Director Aug 10, 2011 Buy $34.50 3,500 120,750 16,571 Aug 12, 2011, 06:12 PM
CROWN JAMES S Director Aug 10, 2011 Buy $34.50 3,500 120,750 10,803 Aug 12, 2011, 06:12 PM
CROWN JAMES S Director Aug 10, 2011 Buy $34.50 3,500 120,750 5,813 Aug 12, 2011, 06:12 PM
CROWN JAMES S Director Aug 11, 2011 Buy $35.08 176,609 6,194,720 559,705 Aug 12, 2011, 06:12 PM
CROWN JAMES S Director Aug 10, 2011 Buy $34.50 3,500 120,750 12,256 Aug 12, 2011, 06:12 PM
CROWN JAMES S Director Aug 10, 2011 Buy $34.50 3,500 120,750 3,500 Aug 12, 2011, 06:12 PM
JACKSON LABAN Director Aug 09, 2011 Buy $35.40 1,292 45,737 5,165 Aug 11, 2011, 12:33 PM
DREW INA R Chief Investment Officer Aug 08, 2011 Buy $992.50 492 488,310 492 Aug 09, 2011, 06:17 PM
Smith Gordon Executive Vice President Jul 25, 2011 Option Exercise $41.60 22,289 927,222 160,419 Jul 26, 2011, 01:15 PM
BURKE STEPHEN B Director Jul 22, 2011 Buy $42.18 25,000 1,054,418 86,741 Jul 25, 2011, 10:24 AM
MILLER HEIDI Executive Vice President Jul 21, 2011 Option Exercise $41.89 45,436 1,903,314 311,227 Jul 22, 2011, 04:59 PM
MILLER HEIDI Executive Vice President Jul 21, 2011 Option Exercise $34.78 50,000 1,739,000 356,663 Jul 22, 2011, 04:59 PM
MILLER HEIDI Executive Vice President Jul 19, 2011 Option Exercise $40.10 92,866 3,723,926 306,663 Jul 20, 2011, 03:34 PM
MILLER HEIDI Executive Vice President Jul 19, 2011 Option Exercise $34.78 100,000 3,478,000 399,529 Jul 20, 2011, 03:34 PM
Maclin Samuel Todd Executive Vice President Jul 15, 2011 Sale $39.79 20,000 795,730 249,545 Jul 15, 2011, 04:25 PM
Cutler Stephen M General Counsel Jul 15, 2011 Sale $40.58 10,000 405,800 50,618 Jul 15, 2011, 10:18 AM
DIMON JAMES