Insider Transactions for NUVEEN FLOATING RATE INCOME FUND (JFR)

Owner Relationship Date Transaction Cost # Shares Value($) Total Shares Form 4
Saba Capital Management, L.P. 10% Owner Apr 15, 2021 Sale $9.63 26,453 254,742 6,055,027 Apr 16, 2021, 02:37 PM
Saba Capital Management, L.P. 10% Owner Apr 14, 2021 Sale $9.65 60,699 585,745 6,081,480 Apr 16, 2021, 02:37 PM
Saba Capital Management, L.P. 10% Owner Apr 13, 2021 Sale $9.70 159,060 1,542,882 6,142,179 Apr 14, 2021, 09:48 AM
Saba Capital Management, L.P. 10% Owner Apr 12, 2021 Sale $9.72 27,179 264,180 6,301,239 Apr 14, 2021, 09:48 AM
Saba Capital Management, L.P. 10% Owner Apr 09, 2021 Sale $9.74 194,990 1,899,203 6,328,418 Apr 12, 2021, 12:04 PM
Saba Capital Management, L.P. 10% Owner Apr 08, 2021 Sale $9.77 162,037 1,583,102 6,523,408 Apr 12, 2021, 12:04 PM
Caraher Scott C. Portfolio Manager Mar 08, 2021 Buy $9.42 7,000 65,974 22,000 Mar 09, 2021, 08:06 AM
Caraher Scott C. Portfolio Manager Mar 25, 2020 Buy $6.66 2,000 13,320 8,000 Mar 01, 2021, 04:26 PM
Caraher Scott C. Portfolio Manager Mar 01, 2021 Buy $9.42 7,000 65,974 15,000 Mar 01, 2021, 04:26 PM
KNIGHTS OF COLUMBUS 10% Owner Nov 09, 2020 Sale $100.00 37,091,000 3,709,100,000 13,909,000 Nov 20, 2020, 11:47 AM
Saba Capital Management, L.P. 10% Owner Oct 02, 2020 Buy $8.33 3,600 29,988 6,685,445 Oct 06, 2020, 10:34 AM
Saba Capital Management, L.P. 10% Owner Sep 30, 2020 Buy $8.34 54,729 456,440 6,681,845 Oct 02, 2020, 09:48 AM
Saba Capital Management, L.P. 10% Owner Sep 29, 2020 Buy $8.30 349,951 2,904,593 6,627,116 Sep 30, 2020, 01:33 PM
Saba Capital Management, L.P. 10% Owner Sep 28, 2020 Buy $8.30 25,842 214,489 6,277,165 Sep 30, 2020, 01:33 PM
Saba Capital Management, L.P. 10% Owner Sep 25, 2020 Buy $8.27 138,774 1,147,661 6,251,323 Sep 28, 2020, 08:17 AM
Saba Capital Management, L.P. 10% Owner Sep 24, 2020 Buy $8.30 60,105 498,872 6,112,549 Sep 28, 2020, 08:17 AM
Saba Capital Management, L.P. 10% Owner Sep 23, 2020 Buy $8.33 205,462 1,711,498 6,052,444 Sep 24, 2020, 01:43 PM
Saba Capital Management, L.P. 10% Owner Sep 22, 2020 Buy $8.37 95,907 802,742 5,846,982 Sep 24, 2020, 01:43 PM
MOSCHNER ALBIN F Trustee Jun 11, 2020 Buy $7.87 3,000 23,610 28,200 Jun 15, 2020, 03:46 PM
SCHNEIDER WILLIAM J other Nov 27, 2018 Sale $9.64 35,775 344,878 0 Nov 28, 2018, 05:12 PM
Caraher Scott C. Portfolio Manager Oct 03, 2018 Buy $10.43 2,000 20,861 6,000 Oct 05, 2018, 03:15 PM
SCHNEIDER WILLIAM J other Jan 22, 2018 Buy $11.18 35,775 400,133 35,775 Jan 24, 2018, 11:18 AM
Nuveen Fund Advisors, LLC other Apr 06, 2017 Sale $11.40 7,000 79,800 0 Apr 10, 2017, 04:57 PM
MOSCHNER ALBIN F Trustee Apr 06, 2017 Buy $11.40 200 2,280 25,200 Apr 10, 2017, 03:37 PM
Jones Nathaniel T. Vice President and Treasurer Mar 21, 2017 Buy $11.31 750 8,482 750 Mar 23, 2017, 06:32 PM
LAMB DAVID J Vice President Mar 21, 2017 Buy $11.30 4,000 45,200 4,000 Mar 23, 2017, 06:31 PM
MOSCHNER ALBIN F Trustee Feb 14, 2017 Buy $12.02 25,000 300,500 25,000 Feb 15, 2017, 05:44 PM
CITIGROUP INC 10% Owner Dec 20, 2016 Option Exercise $100000.00 758 75,800,000 0 Dec 22, 2016, 12:38 PM
CITIGROUP INC 10% Owner Nov 29, 2016 Option Exercise $100000.00 322 32,200,000 758 Nov 30, 2016, 04:07 PM
CITIGROUP INC 10% Owner Mar 29, 2016 Option Exercise $100000.00 310 31,000,000 1,080 Apr 06, 2016, 04:40 PM
EVANS JACK other Dec 17, 2015 Sale $9.67 1,600 15,474 0 Dec 21, 2015, 01:03 PM
Caraher Scott C. Portfolio Manager Jun 17, 2013 Buy $12.21 4,000 48,856 4,000 Jun 18, 2013, 04:43 PM
SCHNEIDER WILLIAM J other Oct 20, 2011 Sale $10.27 25,300 259,831 0 Oct 24, 2011, 05:15 PM

Desktop Version

Owner Relationship Date Transaction Value($)
Saba Capital Management, L.P. 10% Owner Apr 15, 2021 Sale 254,742
Saba Capital Management, L.P. 10% Owner Apr 14, 2021 Sale 585,745
Saba Capital Management, L.P. 10% Owner Apr 13, 2021 Sale 1,542,882
Saba Capital Management, L.P. 10% Owner Apr 12, 2021 Sale 264,180
Saba Capital Management, L.P. 10% Owner Apr 09, 2021 Sale 1,899,203
Saba Capital Management, L.P. 10% Owner Apr 08, 2021 Sale 1,583,102
Caraher Scott C. Portfolio Manager Mar 08, 2021 Buy 65,974
Caraher Scott C. Portfolio Manager Mar 25, 2020 Buy 13,320
Caraher Scott C. Portfolio Manager Mar 01, 2021 Buy 65,974
KNIGHTS OF COLUMBUS 10% Owner Nov 09, 2020 Sale 3,709,100,000
Saba Capital Management, L.P. 10% Owner Oct 02, 2020 Buy 29,988
Saba Capital Management, L.P. 10% Owner Sep 30, 2020 Buy 456,440
Saba Capital Management, L.P. 10% Owner Sep 29, 2020 Buy 2,904,593
Saba Capital Management, L.P. 10% Owner Sep 28, 2020 Buy 214,489
Saba Capital Management, L.P. 10% Owner Sep 25, 2020 Buy 1,147,661
Saba Capital Management, L.P. 10% Owner Sep 24, 2020 Buy 498,872
Saba Capital Management, L.P. 10% Owner Sep 23, 2020 Buy 1,711,498
Saba Capital Management, L.P. 10% Owner Sep 22, 2020 Buy 802,742
MOSCHNER ALBIN F Trustee Jun 11, 2020 Buy 23,610
SCHNEIDER WILLIAM J other Nov 27, 2018 Sale 344,878
Caraher Scott C. Portfolio Manager Oct 03, 2018 Buy 20,861
SCHNEIDER WILLIAM J other Jan 22, 2018 Buy 400,133
Nuveen Fund Advisors, LLC other Apr 06, 2017 Sale 79,800
MOSCHNER ALBIN F Trustee Apr 06, 2017 Buy 2,280
Jones Nathaniel T. Vice President and Treasurer Mar 21, 2017 Buy 8,482
LAMB DAVID J Vice President Mar 21, 2017 Buy 45,200
MOSCHNER ALBIN F Trustee Feb 14, 2017 Buy 300,500
CITIGROUP INC 10% Owner Dec 20, 2016 Option Exercise 75,800,000
CITIGROUP INC 10% Owner Nov 29, 2016 Option Exercise 32,200,000
CITIGROUP INC 10% Owner Mar 29, 2016 Option Exercise 31,000,000
EVANS JACK other Dec 17, 2015 Sale 15,474
Caraher Scott C. Portfolio Manager Jun 17, 2013 Buy 48,856
SCHNEIDER WILLIAM J other Oct 20, 2011 Sale 259,831