| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| HGBL | Heritage Global Inc. | DOVE ROSS | CEO | Mar 20, 2024 | Buy | $2.75 | 7,297 | 20,067 | 2,302,656 | Mar 20, 2024, 05:37 PM | |
| HGBL | Heritage Global Inc. | COBB BRIAN J. | CFO | Mar 19, 2024 | Option Exercise | $2.93 | 13,638 | 39,959 | 94,913 | Mar 19, 2024, 09:02 PM | |
| HGBL | Heritage Global Inc. | Sklar James Edward | EVP, Gen Counsel & Secretary | Mar 19, 2024 | Option Exercise | $2.93 | 11,830 | 34,662 | 283,876 | Mar 19, 2024, 08:59 PM | |
| HGBL | Heritage Global Inc. | Dove Nicholas Kirk | President, Industrial Assets | Mar 19, 2024 | Buy | $2.88 | 5,000 | 14,400 | 100,000 | Mar 19, 2024, 12:13 PM | |
| HGBL | Heritage Global Inc. | Dove Nicholas Kirk | President, Industrial Assets | Nov 13, 2023 | Buy | $2.85 | 5,000 | 14,250 | 95,000 | Nov 13, 2023, 01:29 PM | |
| HGBL | Heritage Global Inc. | SHIMER SAMUEL L | Director | Sep 13, 2023 | Buy | $2.95 | 10,000 | 29,500 | 297,500 | Sep 14, 2023, 12:37 PM | |
| HGBL | Heritage Global Inc. | DOVE ROSS | CEO | Aug 24, 2023 | Buy | $3.11 | 3,200 | 9,952 | 2,218,510 | Aug 24, 2023, 02:39 PM | |
| HGBL | Heritage Global Inc. | Dove Nicholas Kirk | President, Industrial Assets | Aug 17, 2023 | Buy | $3.13 | 3,455 | 10,814 | 90,000 | Aug 17, 2023, 04:41 PM | |
| HGBL | Heritage Global Inc. | Ludwig David Van | President of subsidiary | Aug 14, 2023 | Buy | $3.12 | 4,583 | 14,299 | 1,037,479 | Aug 16, 2023, 11:56 AM | |
| HGBL | Heritage Global Inc. | Ludwig David Van | President of subsidiary | Aug 15, 2023 | Buy | $3.30 | 1,825 | 6,022 | 1,039,304 | Aug 16, 2023, 11:56 AM | |
| HGBL | Heritage Global Inc. | Hexner Michael | Director | Aug 14, 2023 | Buy | $3.12 | 8,253 | 25,749 | 217,104 | Aug 15, 2023, 04:25 PM | |
| HGBL | Heritage Global Inc. | DOVE ROSS | CEO | Aug 14, 2023 | Buy | $3.22 | 6,211 | 19,999 | 2,215,310 | Aug 15, 2023, 01:02 PM | |
| HGBL | Heritage Global Inc. | SHIMER SAMUEL L | Director | Aug 14, 2023 | Option Exercise | $0.68 | 5,000 | 3,400 | 287,500 | Aug 15, 2023, 10:08 AM | |
| HGBL | Heritage Global Inc. | Dove Nicholas Kirk | President, Industrial Assets | Aug 14, 2023 | Buy | $3.17 | 7,880 | 24,980 | 86,545 | Aug 14, 2023, 01:50 PM | |
| HGBL | Heritage Global Inc. | Topline Capital Management, LLC | See Explanation in Footnotes | Apr 14, 2023 | Sale | $3.00 | 74,162 | 222,486 | 3,718,415 | Apr 18, 2023, 06:53 PM | |
| HGBL | Heritage Global Inc. | Topline Capital Management, LLC | See Explanation in Footnotes | Apr 17, 2023 | Sale | $3.02 | 55,972 | 169,035 | 3,662,443 | Apr 18, 2023, 06:53 PM | |
| HGBL | Heritage Global Inc. | Topline Capital Management, LLC | See Explanation in Footnotes | Apr 18, 2023 | Sale | $3.00 | 44,558 | 133,674 | 3,617,885 | Apr 18, 2023, 06:53 PM | |
| HGBL | Heritage Global Inc. | Topline Capital Partners, LP | 10% Owner | Apr 18, 2023 | Sale | $3.00 | 44,558 | 133,674 | 3,617,885 | Apr 18, 2023, 06:48 PM | |
| HGBL | Heritage Global Inc. | Topline Capital Partners, LP | 10% Owner | Apr 14, 2023 | Sale | $3.00 | 74,162 | 222,486 | 3,718,415 | Apr 18, 2023, 06:48 PM | |
| HGBL | Heritage Global Inc. | Topline Capital Partners, LP | 10% Owner | Apr 17, 2023 | Sale | $3.02 | 55,972 | 169,035 | 3,662,443 | Apr 18, 2023, 06:48 PM | |
| HGBL | Heritage Global Inc. | Topline Capital Management, LLC | See Explanation in Footnotes | Apr 11, 2023 | Sale | $2.84 | 32,666 | 92,771 | 3,825,860 | Apr 13, 2023, 06:50 PM | |
| HGBL | Heritage Global Inc. | Topline Capital Management, LLC | See Explanation in Footnotes | Apr 12, 2023 | Sale | $2.90 | 9,199 | 26,677 | 3,816,661 | Apr 13, 2023, 06:50 PM | |
| HGBL | Heritage Global Inc. | Topline Capital Management, LLC | See Explanation in Footnotes | Apr 13, 2023 | Sale | $2.91 | 24,084 | 70,084 | 3,792,577 | Apr 13, 2023, 06:50 PM | |
| HGBL | Heritage Global Inc. | Topline Capital Partners, LP | 10% Owner | Apr 11, 2023 | Sale | $2.84 | 32,666 | 92,771 | 3,825,860 | Apr 13, 2023, 06:43 PM | |
| HGBL | Heritage Global Inc. | Topline Capital Partners, LP | 10% Owner | Apr 12, 2023 | Sale | $2.90 | 9,199 | 26,677 | 3,816,661 | Apr 13, 2023, 06:43 PM | |
| HGBL | Heritage Global Inc. | Topline Capital Partners, LP | 10% Owner | Apr 13, 2023 | Sale | $2.91 | 24,084 | 70,084 | 3,792,577 | Apr 13, 2023, 06:43 PM | |
| HGBL | Heritage Global Inc. | Sklar James Edward | EVP, Gen Counsel & Secretary | Mar 01, 2023 | Option Exercise | $2.53 | 9,664 | 24,450 | 270,109 | Apr 11, 2023, 12:28 PM | |
| HGBL | Heritage Global Inc. | DOVE ROSS | CEO | Mar 01, 2023 | Option Exercise | $2.53 | 19,974 | 50,534 | 2,209,099 | Apr 11, 2023, 12:25 PM | |
| HGBL | Heritage Global Inc. | COBB BRIAN J. | CFO | Mar 01, 2023 | Option Exercise | $2.53 | 8,059 | 20,389 | 82,954 | Apr 11, 2023, 12:18 PM | |
| HGBL | Heritage Global Inc. | McBirney Collin | See Explanation in Footnotes | Apr 03, 2023 | Sale | $2.88 | 50,000 | 144,000 | 3,860,460 | Apr 05, 2023, 05:05 PM | |
| HGBL | Heritage Global Inc. | McBirney Collin | See Explanation in Footnotes | Apr 04, 2023 | Sale | $2.84 | 1,934 | 5,493 | 3,858,526 | Apr 05, 2023, 05:05 PM | |
| HGBL | Heritage Global Inc. | Topline Capital Partners, LP | 10% Owner | Apr 03, 2023 | Sale | $2.88 | 50,000 | 144,000 | 3,860,460 | Apr 05, 2023, 04:59 PM | |
| HGBL | Heritage Global Inc. | Topline Capital Partners, LP | 10% Owner | Apr 04, 2023 | Sale | $2.84 | 1,934 | 5,493 | 3,858,526 | Apr 05, 2023, 04:59 PM | |
| HGBL | Heritage Global Inc. | McBirney Collin | See Explanation in Footnotes | Mar 30, 2023 | Sale | $2.88 | 16,269 | 46,855 | 3,910,460 | Mar 30, 2023, 06:25 PM | |
| HGBL | Heritage Global Inc. | McBirney Collin | See Explanation in Footnotes | Mar 28, 2023 | Sale | $2.88 | 35,345 | 101,794 | 3,946,012 | Mar 30, 2023, 06:25 PM | |
| HGBL | Heritage Global Inc. | McBirney Collin | See Explanation in Footnotes | Mar 29, 2023 | Sale | $2.86 | 19,283 | 55,149 | 3,926,729 | Mar 30, 2023, 06:25 PM | |
| HGBL | Heritage Global Inc. | Topline Capital Partners, LP | 10% Owner | Mar 27, 2023 | Sale | $2.88 | 35,345 | 101,794 | 3,946,012 | Mar 30, 2023, 06:18 PM | |
| HGBL | Heritage Global Inc. | Topline Capital Partners, LP | 10% Owner | Mar 29, 2023 | Sale | $2.86 | 19,283 | 55,149 | 3,926,729 | Mar 30, 2023, 06:18 PM | |
| HGBL | Heritage Global Inc. | Topline Capital Partners, LP | 10% Owner | Mar 30, 2023 | Sale | $2.88 | 16,269 | 46,855 | 3,910,460 | Mar 30, 2023, 06:18 PM | |
| HGBL | Heritage Global Inc. | Topline Capital Management, LLC | See Explanation in Footnotes | Mar 20, 2023 | Sale | $2.87 | 49,497 | 142,056 | 3,981,357 | Mar 22, 2023, 04:11 PM | |
| HGBL | Heritage Global Inc. | Topline Capital Partners, LP | 10% Owner | Mar 20, 2023 | Sale | $2.87 | 49,497 | 142,056 | 3,981,357 | Mar 22, 2023, 04:05 PM | |
| HGBL | Heritage Global Inc. | DOVE ROSS | CEO | Mar 01, 2023 | Option Exercise | $2.57 | 19,664 | 50,536 | 2,208,509 | Mar 20, 2023, 08:55 AM | |
| HGBL | Heritage Global Inc. | Sklar James Edward | EVP, Gen Counsel & Secretary | Mar 01, 2023 | Option Exercise | $2.57 | 9,513 | 24,448 | 269,952 | Mar 20, 2023, 08:48 AM | |
| HGBL | Heritage Global Inc. | COBB BRIAN J. | CFO | Mar 01, 2023 | Option Exercise | $2.57 | 7,934 | 20,390 | 82,771 | Mar 17, 2023, 11:53 AM | |
| HGBL | Heritage Global Inc. | McBirney Collin | See Explanation in Footnotes | Mar 14, 2023 | Sale | $2.90 | 259,238 | 751,790 | 4,160,762 | Mar 16, 2023, 05:03 PM | |
| HGBL | Heritage Global Inc. | McBirney Collin | See Explanation in Footnotes | Mar 15, 2023 | Sale | $2.90 | 81,795 | 237,206 | 4,078,967 | Mar 16, 2023, 05:03 PM | |
| HGBL | Heritage Global Inc. | McBirney Collin | See Explanation in Footnotes | Mar 16, 2023 | Sale | $2.82 | 48,113 | 135,679 | 4,030,854 | Mar 16, 2023, 05:03 PM | |
| HGBL | Heritage Global Inc. | Topline Capital Partners, LP | 10% Owner | Mar 15, 2023 | Sale | $2.90 | 81,795 | 237,206 | 4,078,967 | Mar 16, 2023, 04:41 PM | |
| HGBL | Heritage Global Inc. | Topline Capital Partners, LP | 10% Owner | Mar 16, 2023 | Sale | $2.82 | 48,113 | 135,679 | 4,030,854 | Mar 16, 2023, 04:41 PM | |
| HGBL | Heritage Global Inc. | Topline Capital Partners, LP | 10% Owner | Mar 14, 2023 | Sale | $2.90 | 259,238 | 751,790 | 4,160,762 | Mar 16, 2023, 04:41 PM | |
| HGBL | Heritage Global Inc. | Hexner Michael | Director | Sep 29, 2022 | Buy | $1.61 | 6,500 | 10,465 | 193,851 | Sep 30, 2022, 07:52 PM | |
| HGBL | Heritage Global Inc. | Hexner Michael | Director | Sep 22, 2022 | Buy | $1.74 | 10,000 | 17,400 | 187,351 | Sep 23, 2022, 09:10 PM | |
| HGBL | Heritage Global Inc. | Hexner Michael | Director | Sep 19, 2022 | Buy | $1.56 | 1,325 | 2,067 | 177,351 | Sep 21, 2022, 01:13 PM | |
| HGBL | Heritage Global Inc. | SHIMER SAMUEL L | Director | Jul 26, 2022 | Option Exercise | $0.45 | 67,500 | 30,575 | 242,500 | Jul 28, 2022, 05:44 PM | |
| HGBL | Heritage Global Inc. | SHIMER SAMUEL L | Director | May 27, 2022 | Buy | $1.19 | 20,000 | 23,800 | 175,000 | May 27, 2022, 02:38 PM | |
| HGBL | Heritage Global Inc. | Dove Nicholas Kirk | President, Industrial Assets | May 18, 2022 | Option Exercise | $0.45 | 45,000 | 20,250 | 78,665 | May 20, 2022, 11:57 AM | |
| HGBL | Heritage Global Inc. | Dove Nicholas Kirk | President, Industrial Assets | May 18, 2022 | Buy | $1.22 | 20,481 | 24,987 | 33,665 | May 18, 2022, 10:54 AM | |
| HGBL | Heritage Global Inc. | COBB BRIAN J. | VP of Finance | May 16, 2022 | Option Exercise | $0.45 | 11,250 | 5,062 | 71,250 | May 16, 2022, 05:13 PM | |
| HGBL | Heritage Global Inc. | Sklar James Edward | EVP, Gen Counsel & Secretary | May 16, 2022 | Buy | $1.18 | 2,500 | 2,950 | 260,010 | May 16, 2022, 03:49 PM | |
| HGBL | Heritage Global Inc. | DOVE ROSS | CEO | May 16, 2022 | Buy | $1.24 | 20,172 | 25,013 | 2,171,309 | May 16, 2022, 11:17 AM | |
| HGBL | Heritage Global Inc. | Hexner Michael | Director | Mar 30, 2022 | Buy | $1.35 | 18,657 | 25,187 | 151,026 | Mar 31, 2022, 11:02 AM | |
| HGBL | Heritage Global Inc. | Ludwig David Van | President of subsidiary | Mar 28, 2022 | Option Exercise | $0.96 | 35,209 | 33,859 | 1,046,855 | Mar 30, 2022, 05:45 PM | |
| HGBL | Heritage Global Inc. | Ludwig David Van | President of subsidiary | Mar 23, 2022 | Buy | $1.34 | 8,000 | 10,720 | 1,025,605 | Mar 25, 2022, 10:11 AM | |
| HGBL | Heritage Global Inc. | SHIMER SAMUEL L | Director | Mar 21, 2022 | Option Exercise | $0.42 | 10,000 | 4,200 | 155,000 | Mar 23, 2022, 03:32 PM | |
| HGBL | Heritage Global Inc. | Sinsley Barbara A | Director | Dec 30, 2021 | Buy | $1.66 | 2,788 | 4,628 | 6,300 | Dec 30, 2021, 12:47 PM | |
| HGBL | Heritage Global Inc. | Sharpe Kelly S | Director | Dec 30, 2021 | Buy | $1.55 | 800 | 1,240 | 800 | Dec 30, 2021, 12:36 PM | |
| HGBL | Heritage Global Inc. | Sinsley Barbara A | Director | Dec 27, 2021 | Buy | $1.50 | 3,512 | 5,268 | 3,512 | Dec 29, 2021, 05:47 PM | |
| HGBL | Heritage Global Inc. | Hexner Michael | Director | Dec 20, 2021 | Buy | $1.44 | 1,200 | 1,728 | 116,208 | Dec 22, 2021, 10:21 AM | |
| HGBL | Heritage Global Inc. | Hexner Michael | Director | Dec 21, 2021 | Buy | $1.44 | 16,161 | 23,272 | 132,369 | Dec 22, 2021, 10:21 AM | |
| HGBL | Heritage Global Inc. | DOVE ROSS | CEO | Dec 20, 2021 | Buy | $1.44 | 13,867 | 19,968 | 2,151,137 | Dec 20, 2021, 03:50 PM | |
| HGBL | Heritage Global Inc. | Hexner Michael | Director | Dec 15, 2021 | Buy | $1.49 | 16,778 | 24,999 | 115,008 | Dec 16, 2021, 07:50 PM | |
| HGBL | Heritage Global Inc. | DOVE ROSS | CEO | Dec 06, 2021 | Buy | $1.63 | 30,701 | 50,043 | 2,137,270 | Dec 06, 2021, 06:59 PM | |
| HGBL | Heritage Global Inc. | Hexner Michael | Director | Dec 01, 2021 | Buy | $1.60 | 15,500 | 24,800 | 98,230 | Dec 02, 2021, 04:11 PM | |
| HGBL | Heritage Global Inc. | SHIMER SAMUEL L | Director | Nov 30, 2021 | Buy | $1.51 | 8,800 | 13,288 | 145,000 | Nov 30, 2021, 06:07 PM | |
| HGBL | Heritage Global Inc. | SHIMER SAMUEL L | Director | Nov 26, 2021 | Buy | $1.59 | 1,200 | 1,908 | 136,200 | Nov 29, 2021, 10:32 AM | |
| HGBL | Heritage Global Inc. | Hexner Michael | Director | Nov 18, 2021 | Buy | $1.74 | 2,200 | 3,828 | 82,730 | Nov 19, 2021, 10:54 AM | |
| HGBL | Heritage Global Inc. | DOVE ROSS | CEO | Nov 15, 2021 | Buy | $1.74 | 57,342 | 99,775 | 2,106,569 | Nov 15, 2021, 02:31 PM | |
| HGBL | Heritage Global Inc. | Hexner Michael | Director | Nov 15, 2021 | Buy | $1.80 | 20,000 | 36,000 | 80,530 | Nov 15, 2021, 02:13 PM | |
| HGBL | Heritage Global Inc. | SHIMER SAMUEL L | Director | Nov 12, 2021 | Buy | $1.59 | 11,611 | 18,461 | 135,000 | Nov 12, 2021, 06:15 PM | |
| HGBL | Heritage Global Inc. | COBB BRIAN J. | VP of Finance and Controller | Nov 12, 2021 | Buy | $1.68 | 10,375 | 17,396 | 60,000 | Nov 12, 2021, 01:23 PM | |
| HGBL | Heritage Global Inc. | Ludwig David Van | President of subsidiary | Aug 25, 2021 | Option Exercise | $0.45 | 200,000 | 90,000 | 1,017,605 | Sep 17, 2021, 11:34 AM | |
| HGBL | Heritage Global Inc. | SILBER ALLAN C | 10% Owner | Sep 01, 2021 | Sale | $2.11 | 28,245 | 59,597 | 3,223,518 | Sep 03, 2021, 05:22 PM | |
| HGBL | Heritage Global Inc. | SILBER ALLAN C | 10% Owner | Sep 02, 2021 | Sale | $2.20 | 25,222 | 55,488 | 3,198,296 | Sep 03, 2021, 05:22 PM | |
| HGBL | Heritage Global Inc. | SILBER ALLAN C | 10% Owner | Aug 27, 2021 | Sale | $2.11 | 49,346 | 104,120 | 3,273,518 | Aug 31, 2021, 05:31 PM | |
| HGBL | Heritage Global Inc. | SILBER ALLAN C | 10% Owner | Aug 30, 2021 | Sale | $2.23 | 6,481 | 14,453 | 3,267,037 | Aug 31, 2021, 05:31 PM | |
| HGBL | Heritage Global Inc. | SILBER ALLAN C | 10% Owner | Aug 31, 2021 | Sale | $2.12 | 15,274 | 32,381 | 3,251,763 | Aug 31, 2021, 05:31 PM | |
| HGBL | Heritage Global Inc. | SILBER ALLAN C | 10% Owner | Aug 24, 2021 | Sale | $1.83 | 42,487 | 77,751 | 3,435,539 | Aug 26, 2021, 06:47 PM | |
| HGBL | Heritage Global Inc. | SILBER ALLAN C | 10% Owner | Aug 25, 2021 | Sale | $1.89 | 83,513 | 157,840 | 3,352,026 | Aug 26, 2021, 06:47 PM | |
| HGBL | Heritage Global Inc. | SILBER ALLAN C | 10% Owner | Aug 26, 2021 | Sale | $2.15 | 29,162 | 62,698 | 3,322,864 | Aug 26, 2021, 06:47 PM | |
| HGBL | Heritage Global Inc. | Hexner Michael | Director | Aug 25, 2021 | Buy | $1.90 | 34,504 | 65,515 | 60,530 | Aug 25, 2021, 08:15 PM | |
| HGBL | Heritage Global Inc. | DOVE ROSS | CEO | Aug 25, 2021 | Buy | $2.13 | 24,913 | 53,065 | 2,049,227 | Aug 25, 2021, 05:05 PM | |
| HGBL | Heritage Global Inc. | COBB BRIAN J. | VP of Finance and Controller | Aug 25, 2021 | Buy | $1.85 | 10,500 | 19,425 | 49,625 | Aug 25, 2021, 11:59 AM | |
| HGBL | Heritage Global Inc. | SILBER ALLAN C | 10% Owner | Aug 19, 2021 | Sale | $1.79 | 81,400 | 145,706 | 3,478,026 | Aug 20, 2021, 05:53 PM | |
| HGBL | Heritage Global Inc. | SILBER ALLAN C | 10% Owner | Aug 13, 2021 | Sale | $1.90 | 2,500 | 4,750 | 3,559,426 | Aug 17, 2021, 06:25 PM | |
| HGBL | Heritage Global Inc. | SILBER ALLAN C | 10% Owner | Jun 30, 2021 | Sale | $2.53 | 681 | 1,726 | 3,562,588 | Jul 02, 2021, 03:41 PM | |
| HGBL | Heritage Global Inc. | COBB BRIAN J. | VP of Finance and Controller | Jun 22, 2021 | Option Exercise | $1.15 | 17,065 | 19,600 | 44,940 | Jun 28, 2021, 12:42 PM | |
| HGBL | Heritage Global Inc. | DOVE ROSS | CEO | May 17, 2021 | Option Exercise | $1.22 | 469,771 | 573,324 | 2,169,085 | May 18, 2021, 05:51 PM | |
| HGBL | Heritage Global Inc. | Sklar James Edward | EVP, Gen Counsel & Secretary | Mar 30, 2021 | Option Exercise | $1.12 | 252,490 | 283,972 | 330,000 | Apr 05, 2021, 08:15 PM | |
| HGBL | Heritage Global Inc. | RYAN JAMES BRENDAN | Director | Mar 10, 2021 | Option Exercise | $0.69 | 10,000 | 6,900 | 110,000 | Mar 31, 2021, 07:06 PM | |
| HGBL | Heritage Global Inc. | SHIMER SAMUEL L | Director | Mar 29, 2021 | Option Exercise | $0.69 | 10,000 | 6,900 | 123,389 | Mar 31, 2021, 10:58 AM |
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