| Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
| SOLOMON DAVID M | Chairman of the Board and CEO | Apr 29, 2021 | Option Exercise | $348.11 | 21,320 | 7,421,705 | 126,238 | Apr 30, 2021, 04:30 PM |
| SOLOMON DAVID M | Chairman of the Board and CEO | Feb 19, 2021 | Sale | $312.60 | 10,000 | 3,126,012 | 115,958 | Feb 19, 2021, 05:11 PM |
| WALDRON JOHN E. | President and COO | Feb 19, 2021 | Sale | $312.55 | 20,000 | 6,251,014 | 106,330 | Feb 19, 2021, 05:09 PM |
| ROGERS JOHN F.W. | Executive Vice President | Feb 19, 2021 | Sale | $313.25 | 10,000 | 3,132,500 | 78,093 | Feb 19, 2021, 05:06 PM |
| SCHERR STEPHEN M | CFO | Feb 19, 2021 | Sale | $312.61 | 20,000 | 6,252,201 | 115,285 | Feb 19, 2021, 05:02 PM |
| VINIAR DAVID A | Director | Feb 10, 2021 | Sale | $303.29 | 10,000 | 3,032,949 | 667,525 | Feb 12, 2021, 06:35 PM |
| FREDMAN SHEARA J | Chief Accounting Officer | Feb 02, 2021 | Sale | $285.68 | 2,645 | 755,624 | 7,375 | Feb 04, 2021, 04:35 PM |
| STEIN LAURENCE | Chief Administrative Officer | Jan 29, 2021 | Sale | $272.26 | 4,347 | 1,183,534 | 24,785 | Feb 02, 2021, 05:25 PM |
| STEIN LAURENCE | Chief Administrative Officer | Feb 02, 2021 | Sale | $283.44 | 1,027 | 291,093 | 5,438 | Feb 02, 2021, 05:25 PM |
| STEIN LAURENCE | Chief Administrative Officer | Jan 29, 2021 | Sale | $272.96 | 1,028 | 280,603 | 6,465 | Feb 02, 2021, 05:25 PM |
| STEIN LAURENCE | Chief Administrative Officer | Feb 02, 2021 | Sale | $283.48 | 4,346 | 1,232,004 | 18,185 | Feb 02, 2021, 05:25 PM |
| HAMMACK ELIZABETH M | Global Treasurer | Jan 25, 2021 | Option Exercise | $289.39 | 5,023 | 1,453,606 | 5,918 | Jan 27, 2021, 04:30 PM |
| SEYMOUR KAREN PATTON | Executive VP - General Counsel | Jan 25, 2021 | Option Exercise | $289.39 | 5,910 | 1,710,295 | 9,199 | Jan 27, 2021, 04:30 PM |
| HAMMACK ELIZABETH M | Global Treasurer | Jan 25, 2021 | Sale | $282.14 | 4,733 | 1,335,371 | 13,362 | Jan 27, 2021, 04:30 PM |
| ROGERS JOHN F.W. | Executive Vice President | Jan 25, 2021 | Option Exercise | $289.39 | 7,485 | 2,166,084 | 88,093 | Jan 27, 2021, 04:30 PM |
| LEE BRIAN J | Chief Risk Officer | Jan 25, 2021 | Option Exercise | $289.39 | 5,017 | 1,451,870 | 21,558 | Jan 27, 2021, 04:30 PM |
| FREDMAN SHEARA J | Chief Accounting Officer | Jan 25, 2021 | Option Exercise | $289.39 | 2,897 | 838,363 | 10,020 | Jan 27, 2021, 04:30 PM |
| STEIN LAURENCE | Chief Administrative Officer | Jan 25, 2021 | Option Exercise | $289.39 | 5,152 | 1,490,937 | 26,878 | Jan 27, 2021, 04:30 PM |
| FREDMAN SHEARA J | Chief Accounting Officer | Jan 20, 2021 | Sale | $294.03 | 3,304 | 971,475 | 7,224 | Jan 22, 2021, 04:30 PM |
| LEE BRIAN J | Chief Risk Officer | Jan 20, 2021 | Sale | $290.13 | 13,738 | 3,985,770 | 27,759 | Jan 22, 2021, 04:30 PM |
| HAMMACK ELIZABETH M | Global Treasurer | Jan 20, 2021 | Sale | $290.51 | 6,762 | 1,964,456 | 5,669 | Jan 22, 2021, 04:30 PM |
| VINIAR DAVID A | Director | Feb 03, 2020 | Sale | $242.13 | 7,301 | 1,767,791 | 696,324 | Feb 04, 2020, 06:18 PM |
| VINIAR DAVID A | Director | Jan 31, 2020 | Sale | $242.14 | 2,800 | 677,992 | 703,625 | Feb 04, 2020, 06:18 PM |
| VINIAR DAVID A | Director | Feb 04, 2020 | Sale | $242.52 | 14,899 | 3,613,303 | 681,725 | Feb 04, 2020, 06:18 PM |
| STEIN LAURENCE | Chief Administrative Officer | Jan 31, 2020 | Sale | $239.26 | 9,533 | 2,280,866 | 26,794 | Feb 04, 2020, 06:13 PM |
| WALDRON JOHN E. | President and COO | Jan 23, 2020 | Option Exercise | $247.05 | 6,376 | 1,575,191 | 110,631 | Jan 24, 2020, 04:34 PM |
| STEIN LAURENCE | Chief Administrative Officer | Jan 23, 2020 | Option Exercise | $247.05 | 5,529 | 1,365,939 | 36,327 | Jan 24, 2020, 04:32 PM |
| SOLOMON DAVID M | Chairman of the Board and CEO | Jan 23, 2020 | Option Exercise | $247.05 | 7,145 | 1,765,172 | 157,769 | Jan 24, 2020, 04:30 PM |
| SEYMOUR KAREN PATTON | Executive VP - General Counsel | Jan 23, 2020 | Option Exercise | $247.05 | 3,618 | 893,827 | 3,493 | Jan 24, 2020, 04:25 PM |
| SCHERR STEPHEN M | CFO | Jan 23, 2020 | Option Exercise | $247.05 | 5,936 | 1,466,489 | 117,786 | Jan 24, 2020, 04:21 PM |
| ROGERS JOHN F.W. | Executive Vice President | Jan 23, 2020 | Option Exercise | $247.05 | 8,110 | 2,003,576 | 79,525 | Jan 24, 2020, 04:18 PM |
| LEE BRIAN J | Chief Risk Officer | Jan 23, 2020 | Option Exercise | $247.05 | 5,305 | 1,310,600 | 37,653 | Jan 24, 2020, 04:13 PM |
| HAMMACK ELIZABETH M | Global Treasurer | Jan 23, 2020 | Option Exercise | $247.05 | 4,372 | 1,080,103 | 10,938 | Jan 24, 2020, 04:09 PM |
| FREDMAN SHEARA J | Chief Accounting Officer | Jan 23, 2020 | Option Exercise | $247.05 | 2,551 | 630,225 | 10,528 | Jan 24, 2020, 04:06 PM |
| HOLMES DANE E | EVP, Global Head of HCM | Jul 18, 2019 | Sale | $212.25 | 759 | 161,098 | 0 | Jul 19, 2019, 02:00 PM |
| HOLMES DANE E | EVP, Global Head of HCM | Jul 18, 2019 | Sale | $212.11 | 2,406 | 510,349 | 7,855 | Jul 19, 2019, 02:00 PM |
| HOLMES DANE E | EVP, Global Head of HCM | Feb 20, 2019 | Sale | $198.31 | 1,489 | 295,284 | 10,245 | Feb 22, 2019, 02:00 PM |
| WALDRON JOHN E. | President and COO | Jan 23, 2019 | Option Exercise | $197.68 | 17,111 | 3,382,502 | 104,475 | Jan 25, 2019, 02:18 PM |
| SOLOMON DAVID M | Chairman of the Board and CEO | Jan 23, 2019 | Option Exercise | $197.68 | 21,570 | 4,263,957 | 171,568 | Jan 25, 2019, 02:16 PM |
| SMITH SARAH G | EVP, Global Head of Compliance | Jan 23, 2019 | Option Exercise | $197.68 | 9,255 | 1,829,528 | 49,728 | Jan 25, 2019, 02:13 PM |
| SCHERR STEPHEN M | Executive Vice President - CFO | Jan 23, 2019 | Option Exercise | $197.68 | 15,664 | 3,096,459 | 112,054 | Jan 25, 2019, 02:09 PM |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Jan 23, 2019 | Option Exercise | $197.68 | 8,990 | 1,777,143 | 91,641 | Jan 25, 2019, 02:07 PM |
| LEE BRIAN J | Principal Accounting Officer | Jan 23, 2019 | Option Exercise | $197.68 | 5,773 | 1,141,207 | 36,617 | Jan 25, 2019, 02:05 PM |
| HOLMES DANE E | EVP, Global Head of HCM | Jan 23, 2019 | Option Exercise | $197.68 | 1,286 | 254,216 | 11,734 | Jan 25, 2019, 02:02 PM |
| PALM GREGORY K | Executive VP - General Counsel | Dec 26, 2018 | Option Exercise | $156.99 | 26,811 | 4,209,059 | 955,060 | Dec 28, 2018, 02:04 PM |
| PALM GREGORY K | Executive VP - General Counsel | Dec 27, 2018 | Option Exercise | $160.12 | 26,650 | 4,267,198 | 955,221 | Dec 28, 2018, 02:04 PM |
| PALM GREGORY K | Executive VP - General Counsel | Dec 27, 2018 | Option Exercise | $78.78 | 34,956 | 2,753,834 | 981,871 | Dec 28, 2018, 02:04 PM |
| PALM GREGORY K | Executive VP - General Counsel | Dec 26, 2018 | Option Exercise | $78.78 | 34,956 | 2,753,834 | 981,871 | Dec 28, 2018, 02:04 PM |
| PALM GREGORY K | Executive VP - General Counsel | Dec 26, 2018 | Sale | $157.12 | 8,145 | 1,279,719 | 946,915 | Dec 28, 2018, 02:04 PM |
| PALM GREGORY K | Executive VP - General Counsel | Dec 27, 2018 | Sale | $159.68 | 8,306 | 1,326,302 | 946,915 | Dec 28, 2018, 02:04 PM |
| SOLOMON DAVID M | President and COO | Aug 01, 2018 | Option Exercise | $238.00 | 18,637 | 4,435,606 | 215,758 | Aug 03, 2018, 02:01 PM |
| SOLOMON DAVID M | President and COO | Aug 01, 2018 | Option Exercise | $78.78 | 27,125 | 2,136,907 | 234,395 | Aug 03, 2018, 02:01 PM |
| SOLOMON DAVID M | President and COO | Aug 01, 2018 | Sale | $237.93 | 8,488 | 2,019,507 | 207,270 | Aug 03, 2018, 02:01 PM |
| SOLOMON DAVID M | President and COO | Jul 18, 2018 | Option Exercise | $232.10 | 18,743 | 4,350,213 | 215,652 | Jul 20, 2018, 02:32 PM |
| SOLOMON DAVID M | President and COO | Jul 18, 2018 | Option Exercise | $78.78 | 27,125 | 2,136,907 | 234,395 | Jul 20, 2018, 02:32 PM |
| SOLOMON DAVID M | President and COO | Jul 18, 2018 | Sale | $232.08 | 8,382 | 1,945,311 | 207,270 | Jul 20, 2018, 02:32 PM |
| SOLOMON DAVID M | President and COO | May 14, 2018 | Option Exercise | $244.69 | 6,658 | 1,629,146 | 210,362 | May 16, 2018, 02:00 PM |
| SOLOMON DAVID M | President and COO | May 14, 2018 | Option Exercise | $78.78 | 9,750 | 768,105 | 217,020 | May 16, 2018, 02:00 PM |
| SOLOMON DAVID M | President and COO | May 15, 2018 | Sale | $242.30 | 405 | 98,132 | 15,355 | May 16, 2018, 02:00 PM |
| SOLOMON DAVID M | President and COO | May 14, 2018 | Sale | $244.67 | 3,092 | 756,532 | 207,270 | May 16, 2018, 02:00 PM |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Feb 23, 2018 | Sale | $265.37 | 4,400 | 1,167,610 | 8,033 | Feb 27, 2018, 02:00 PM |
| LEE BRIAN J | Principal Accounting Officer | Feb 21, 2018 | Sale | $263.92 | 6,738 | 1,778,293 | 6,240 | Feb 23, 2018, 02:00 PM |
| CHAVEZ R. MARTIN | Executive Vice President - CFO | Feb 07, 2018 | Sale | $258.99 | 1,540 | 398,837 | 1,000 | Feb 09, 2018, 02:01 PM |
| CHAVEZ R. MARTIN | Executive Vice President - CFO | Feb 07, 2018 | Sale | $259.26 | 10,289 | 2,667,533 | 85,543 | Feb 09, 2018, 02:01 PM |
| SALAME PABLO J | Vice Chairman | Feb 01, 2018 | Sale | $270.42 | 10,000 | 2,704,210 | 181,833 | Feb 02, 2018, 02:02 PM |
| CHAVEZ R. MARTIN | Jan 31, 2018 | Sale | $268.82 | 1,540 | 413,978 | 2,880 | Feb 02, 2018, 12:00 AM | |
| CHAVEZ R. MARTIN | Jan 31, 2018 | Sale | $268.72 | 10,289 | 2,764,849 | 95,864 | Feb 02, 2018, 12:00 AM | |
| SOLOMON DAVID M | President and Co-COO | Jan 29, 2018 | Option Exercise | $271.53 | 42,748 | 11,607,364 | 228,522 | Jan 31, 2018, 02:00 PM |
| SOLOMON DAVID M | President and Co-COO | Jan 29, 2018 | Option Exercise | $78.78 | 64,000 | 5,041,920 | 271,270 | Jan 31, 2018, 02:00 PM |
| SOLOMON DAVID M | President and Co-COO | Jan 29, 2018 | Sale | $271.65 | 21,252 | 5,773,064 | 207,270 | Jan 31, 2018, 02:00 PM |
| GNODDE RICHARD J | Vice Chairman | Jan 23, 2018 | Option Exercise | $261.52 | 17,711 | 4,631,781 | 223,067 | Jan 25, 2018, 02:00 PM |
| VINIAR DAVID A | Director | Jan 18, 2018 | Sale | $251.19 | 17,500 | 4,395,790 | 84,757 | Jan 22, 2018, 02:09 PM |
| PALM GREGORY K | Executive VP - General Counsel | Jan 18, 2018 | Option Exercise | $250.97 | 9,543 | 2,395,007 | 946,915 | Jan 19, 2018, 04:02 PM |
| SMITH SARAH G | EVP, Global Head of Compliance | Jan 18, 2018 | Option Exercise | $250.97 | 10,179 | 2,554,624 | 40,793 | Jan 19, 2018, 03:38 PM |
| SALAME PABLO J | Vice Chairman | Jan 18, 2018 | Option Exercise | $250.97 | 18,779 | 4,712,966 | 191,833 | Jan 19, 2018, 03:37 PM |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Jan 18, 2018 | Option Exercise | $250.97 | 11,123 | 2,791,539 | 81,349 | Jan 19, 2018, 03:33 PM |
| LEE BRIAN J | Principal Accounting Officer | Jan 18, 2018 | Option Exercise | $250.97 | 7,084 | 1,777,871 | 30,009 | Jan 19, 2018, 03:01 PM |
| HOLMES DANE E | EVP, Global Head of HCM | Jan 18, 2018 | Option Exercise | $250.97 | 1,876 | 470,820 | 10,100 | Jan 19, 2018, 03:01 PM |
| SOLOMON DAVID M | President and Co-COO | Dec 28, 2017 | Option Exercise | $255.95 | 37,491 | 9,595,821 | 207,270 | Dec 29, 2017, 06:08 AM |
| SMITH SARAH G | EVP, Global Head of Compliance | Dec 28, 2017 | Option Exercise | $255.95 | 15,631 | 4,000,754 | 31,846 | Dec 29, 2017, 06:07 AM |
| SCHWARTZ HARVEY M | President and Co-COO | Dec 28, 2017 | Option Exercise | $255.95 | 15,338 | 3,925,761 | 263,690 | Dec 29, 2017, 06:06 AM |
| SALAME PABLO J | Vice Chairman | Dec 28, 2017 | Option Exercise | $255.95 | 36,884 | 9,440,460 | 175,328 | Dec 29, 2017, 06:05 AM |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Dec 28, 2017 | Option Exercise | $255.95 | 14,670 | 3,754,786 | 69,760 | Dec 29, 2017, 06:04 AM |
| PALM GREGORY K | Executive VP - General Counsel | Dec 28, 2017 | Option Exercise | $255.95 | 14,502 | 3,711,787 | 938,527 | Dec 29, 2017, 06:03 AM |
| LEE BRIAN J | Principal Accounting Officer | Dec 28, 2017 | Option Exercise | $255.95 | 9,760 | 2,498,072 | 22,629 | Dec 29, 2017, 06:03 AM |
| COOPER EDITH W | EVP, Global Head of HCM | Dec 28, 2017 | Option Exercise | $255.95 | 10,343 | 2,647,291 | 33,847 | Dec 29, 2017, 06:02 AM |
| CHAVEZ R. MARTIN | Executive Vice President - CFO | Dec 28, 2017 | Option Exercise | $255.95 | 32,435 | 8,301,738 | 97,407 | Dec 29, 2017, 06:01 AM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Dec 28, 2017 | Option Exercise | $255.95 | 16,787 | 4,296,633 | 1,244,942 | Dec 29, 2017, 06:00 AM |
| SOLOMON DAVID M | President and Co-COO | Nov 24, 2017 | Option Exercise | $238.13 | 30,280 | 7,210,425 | 190,301 | Nov 28, 2017, 02:01 PM |
| SOLOMON DAVID M | President and Co-COO | Nov 24, 2017 | Option Exercise | $78.78 | 42,987 | 3,386,516 | 220,581 | Nov 28, 2017, 02:01 PM |
| SOLOMON DAVID M | President and Co-COO | Nov 24, 2017 | Sale | $237.94 | 12,707 | 3,023,529 | 177,594 | Nov 28, 2017, 02:01 PM |
| PALM GREGORY K | Executive VP - General Counsel | Nov 22, 2017 | Option Exercise | $238.14 | 24,622 | 5,863,483 | 937,381 | Nov 24, 2017, 02:04 PM |
| PALM GREGORY K | Executive VP - General Counsel | Nov 22, 2017 | Option Exercise | $78.78 | 34,956 | 2,753,834 | 962,003 | Nov 24, 2017, 02:04 PM |
| PALM GREGORY K | Executive VP - General Counsel | Nov 22, 2017 | Sale | $238.01 | 10,625 | 2,528,867 | 71,281 | Nov 24, 2017, 02:04 PM |
| PALM GREGORY K | Executive VP - General Counsel | Nov 22, 2017 | Sale | $237.82 | 10,334 | 2,457,663 | 927,047 | Nov 24, 2017, 02:04 PM |
| VINIAR DAVID A | Director | Nov 21, 2017 | Sale | $238.02 | 25,000 | 5,950,500 | 719,925 | Nov 22, 2017, 02:30 PM |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Nov 21, 2017 | Sale | $238.01 | 9,800 | 2,332,478 | 12,433 | Nov 22, 2017, 02:20 PM |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Nov 21, 2017 | Sale | $238.01 | 10,690 | 2,544,305 | 55,981 | Nov 22, 2017, 02:20 PM |
| SOLOMON DAVID M | President and Co-COO | Nov 20, 2017 | Option Exercise | $238.78 | 44,254 | 10,566,970 | 180,622 | Nov 22, 2017, 02:14 PM |
| SOLOMON DAVID M | President and Co-COO | Nov 21, 2017 | Option Exercise | $239.42 | 44,206 | 10,583,800 | 180,670 | Nov 22, 2017, 02:14 PM |
| SOLOMON DAVID M | President and Co-COO | Nov 20, 2017 | Option Exercise | $204.16 | 47,282 | 9,653,093 | 224,876 | Nov 22, 2017, 02:14 PM |
| SOLOMON DAVID M | President and Co-COO | Nov 21, 2017 | Option Exercise | $204.16 | 47,282 | 9,653,093 | 224,876 | Nov 22, 2017, 02:14 PM |
| SOLOMON DAVID M | President and Co-COO | Nov 21, 2017 | Sale | $239.28 | 3,076 | 736,035 | 177,594 | Nov 22, 2017, 02:14 PM |
| SOLOMON DAVID M | President and Co-COO | Nov 20, 2017 | Sale | $238.68 | 3,028 | 722,732 | 177,594 | Nov 22, 2017, 02:14 PM |
| PALM GREGORY K | Executive VP - General Counsel | Nov 20, 2017 | Option Exercise | $238.78 | 33,494 | 7,997,697 | 929,339 | Nov 22, 2017, 02:09 PM |
| PALM GREGORY K | Executive VP - General Counsel | Nov 21, 2017 | Option Exercise | $239.42 | 33,458 | 8,010,514 | 929,375 | Nov 22, 2017, 02:09 PM |
| PALM GREGORY K | Executive VP - General Counsel | Nov 21, 2017 | Option Exercise | $204.16 | 35,786 | 7,306,070 | 962,833 | Nov 22, 2017, 02:09 PM |
| PALM GREGORY K | Executive VP - General Counsel | Nov 20, 2017 | Option Exercise | $204.16 | 35,786 | 7,306,070 | 962,833 | Nov 22, 2017, 02:09 PM |
| PALM GREGORY K | Executive VP - General Counsel | Nov 20, 2017 | Sale | $238.68 | 2,292 | 547,061 | 927,047 | Nov 22, 2017, 02:09 PM |
| PALM GREGORY K | Executive VP - General Counsel | Nov 21, 2017 | Sale | $239.28 | 2,328 | 557,051 | 927,047 | Nov 22, 2017, 02:09 PM |
| GNODDE RICHARD J | Vice Chairman | Nov 20, 2017 | Option Exercise | $238.78 | 34,083 | 8,138,339 | 197,990 | Nov 22, 2017, 02:03 PM |
| GNODDE RICHARD J | Vice Chairman | Nov 21, 2017 | Option Exercise | $239.42 | 34,039 | 8,149,617 | 198,034 | Nov 22, 2017, 02:03 PM |
| GNODDE RICHARD J | Vice Chairman | Nov 20, 2017 | Option Exercise | $204.16 | 36,920 | 7,537,587 | 232,073 | Nov 22, 2017, 02:03 PM |
| GNODDE RICHARD J | Vice Chairman | Nov 21, 2017 | Option Exercise | $204.16 | 36,920 | 7,537,587 | 232,073 | Nov 22, 2017, 02:03 PM |
| GNODDE RICHARD J | Vice Chairman | Nov 21, 2017 | Sale | $239.28 | 2,881 | 689,374 | 195,153 | Nov 22, 2017, 02:03 PM |
| GNODDE RICHARD J | Vice Chairman | Nov 20, 2017 | Sale | $238.68 | 2,837 | 677,144 | 195,153 | Nov 22, 2017, 02:03 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 20, 2017 | Option Exercise | $238.78 | 150,736 | 35,992,742 | 1,241,970 | Nov 22, 2017, 01:48 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 21, 2017 | Option Exercise | $239.42 | 150,574 | 36,050,427 | 1,242,132 | Nov 22, 2017, 01:48 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 21, 2017 | Option Exercise | $204.16 | 161,052 | 32,880,377 | 1,392,706 | Nov 22, 2017, 01:48 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 20, 2017 | Option Exercise | $204.16 | 161,052 | 32,880,377 | 1,392,706 | Nov 22, 2017, 01:48 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 20, 2017 | Sale | $238.00 | 10,316 | 2,455,183 | 1,235,417 | Nov 22, 2017, 01:48 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 21, 2017 | Sale | $238.76 | 10,478 | 2,501,766 | 1,234,289 | Nov 22, 2017, 01:48 PM |
| SOLOMON DAVID M | President and Co-COO | Nov 13, 2017 | Sale | $238.49 | 2,400 | 572,386 | 15,760 | Nov 15, 2017, 02:00 PM |
| VINIAR DAVID A | Director | Oct 20, 2017 | Option Exercise | $245.19 | 92,607 | 22,706,311 | 762,318 | Oct 24, 2017, 02:02 PM |
| VINIAR DAVID A | Director | Oct 20, 2017 | Option Exercise | $204.16 | 100,000 | 20,416,000 | 854,925 | Oct 24, 2017, 02:02 PM |
| VINIAR DAVID A | Director | Oct 20, 2017 | Sale | $245.18 | 7,393 | 1,812,616 | 754,925 | Oct 24, 2017, 02:02 PM |
| SCHWARTZ HARVEY M | President and Co-COO | Oct 20, 2017 | Sale | $245.00 | 25,000 | 6,125,000 | 251,547 | Oct 24, 2017, 02:00 PM |
| GNODDE RICHARD J | Vice Chairman | Oct 18, 2017 | Option Exercise | $240.00 | 31,969 | 7,672,560 | 200,104 | Oct 20, 2017, 02:00 PM |
| GNODDE RICHARD J | Vice Chairman | Oct 18, 2017 | Option Exercise | $204.16 | 36,920 | 7,537,587 | 232,073 | Oct 20, 2017, 02:00 PM |
| GNODDE RICHARD J | Vice Chairman | Oct 18, 2017 | Sale | $239.95 | 4,951 | 1,187,992 | 195,153 | Oct 20, 2017, 02:00 PM |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Aug 08, 2017 | Sale | $235.02 | 3,336 | 784,020 | 22,233 | Aug 10, 2017, 02:00 PM |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Aug 08, 2017 | Sale | $235.02 | 14,349 | 3,372,273 | 80,109 | Aug 10, 2017, 02:00 PM |
| SOLOMON DAVID M | President and Co-COO | Aug 07, 2017 | Sale | $231.59 | 3,260 | 754,996 | 18,160 | Aug 09, 2017, 02:00 PM |
| VINIAR DAVID A | Director | Aug 01, 2017 | Option Exercise | $227.84 | 95,410 | 21,737,738 | 759,515 | Aug 03, 2017, 01:59 PM |
| VINIAR DAVID A | Director | Aug 01, 2017 | Option Exercise | $204.16 | 100,000 | 20,416,000 | 854,925 | Aug 03, 2017, 01:59 PM |
| VINIAR DAVID A | Director | Aug 01, 2017 | Sale | $227.79 | 4,590 | 1,045,561 | 754,925 | Aug 03, 2017, 01:59 PM |
| SALAME PABLO J | Vice Chairman | Feb 21, 2017 | Sale | $251.80 | 10,000 | 2,518,040 | 39,614 | Feb 23, 2017, 02:01 PM |
| SOLOMON DAVID M | President and Co-COO | Feb 21, 2017 | Option Exercise | $252.17 | 86,610 | 21,840,444 | 185,548 | Feb 23, 2017, 02:00 PM |
| SOLOMON DAVID M | President and Co-COO | Feb 21, 2017 | Option Exercise | $204.16 | 94,564 | 19,306,187 | 272,158 | Feb 23, 2017, 02:00 PM |
| SOLOMON DAVID M | President and Co-COO | Feb 21, 2017 | Sale | $252.18 | 7,954 | 2,005,840 | 177,594 | Feb 23, 2017, 02:00 PM |
| COHEN ALAN M | EVP, Global Head of Compliance | Feb 16, 2017 | Option Exercise | $250.20 | 12,901 | 3,227,830 | 64,234 | Feb 21, 2017, 02:00 PM |
| COHEN ALAN M | EVP, Global Head of Compliance | Feb 16, 2017 | Option Exercise | $78.78 | 18,500 | 1,457,430 | 77,135 | Feb 21, 2017, 02:00 PM |
| COHEN ALAN M | EVP, Global Head of Compliance | Feb 16, 2017 | Sale | $250.16 | 5,599 | 1,400,651 | 58,635 | Feb 21, 2017, 02:00 PM |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Feb 15, 2017 | Sale | $250.06 | 12,225 | 3,056,983 | 25,569 | Feb 16, 2017, 02:00 PM |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Feb 15, 2017 | Sale | $250.06 | 20,000 | 5,001,200 | 94,458 | Feb 16, 2017, 02:00 PM |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Feb 14, 2017 | Sale | $250.00 | 100 | 25,000 | 37,794 | Feb 16, 2017, 02:00 PM |
| VINIAR DAVID A | Director | Feb 13, 2017 | Option Exercise | $246.95 | 64,426 | 15,910,065 | 760,879 | Feb 15, 2017, 02:00 PM |
| VINIAR DAVID A | Director | Feb 13, 2017 | Option Exercise | $204.16 | 70,380 | 14,368,781 | 825,305 | Feb 15, 2017, 02:00 PM |
| VINIAR DAVID A | Director | Feb 13, 2017 | Sale | $246.93 | 5,954 | 1,470,215 | 754,925 | Feb 15, 2017, 02:00 PM |
| SOLOMON DAVID M | President and Co-COO | Feb 07, 2017 | Sale | $240.08 | 2,085 | 500,571 | 21,420 | Feb 09, 2017, 02:01 PM |
| SOLOMON DAVID M | President and Co-COO | Feb 07, 2017 | Sale | $240.08 | 4,165 | 999,937 | 177,594 | Feb 09, 2017, 02:01 PM |
| SALAME PABLO J | Vice Chairman | Feb 07, 2017 | Sale | $240.18 | 16,185 | 3,887,394 | 146,133 | Feb 09, 2017, 02:00 PM |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Feb 03, 2017 | Option Exercise | $240.23 | 106,338 | 25,545,577 | 122,796 | Feb 07, 2017, 02:03 PM |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Feb 03, 2017 | Option Exercise | $204.16 | 114,676 | 23,412,253 | 229,134 | Feb 07, 2017, 02:03 PM |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Feb 03, 2017 | Sale | $240.15 | 8,338 | 2,002,337 | 114,458 | Feb 07, 2017, 02:03 PM |
| COHEN ALAN M | EVP, Global Head of Compliance | Feb 03, 2017 | Option Exercise | $239.80 | 33,924 | 8,134,975 | 61,019 | Feb 07, 2017, 02:01 PM |
| COHEN ALAN M | EVP, Global Head of Compliance | Feb 03, 2017 | Option Exercise | $204.16 | 36,308 | 7,412,641 | 94,943 | Feb 07, 2017, 02:01 PM |
| COHEN ALAN M | EVP, Global Head of Compliance | Feb 03, 2017 | Sale | $239.84 | 2,384 | 571,767 | 58,635 | Feb 07, 2017, 02:01 PM |
| SMITH SARAH G | Principal Accounting Officer | Feb 03, 2017 | Option Exercise | $234.43 | 36,086 | 8,459,461 | 30,163 | Feb 07, 2017, 02:00 PM |
| SMITH SARAH G | Principal Accounting Officer | Feb 03, 2017 | Option Exercise | $204.16 | 38,268 | 7,812,795 | 66,249 | Feb 07, 2017, 02:00 PM |
| SMITH SARAH G | Principal Accounting Officer | Feb 03, 2017 | Sale | $234.89 | 10,691 | 2,511,245 | 27,981 | Feb 07, 2017, 02:00 PM |
| COOPER EDITH W | EVP, Global Head of HCM | Feb 01, 2017 | Sale | $230.82 | 2,336 | 539,185 | 24,931 | Feb 03, 2017, 02:00 PM |
| COOPER EDITH W | EVP, Global Head of HCM | Jan 27, 2017 | Sale | $236.75 | 4,186 | 991,015 | 26,867 | Jan 31, 2017, 02:00 PM |
| SCHWARTZ HARVEY M | President and Co-COO; CFO | Jan 24, 2017 | Option Exercise | $232.67 | 29,067 | 6,763,019 | 276,547 | Jan 26, 2017, 02:16 PM |
| SMITH SARAH G | Principal Accounting Officer | Jan 24, 2017 | Option Exercise | $232.67 | 17,133 | 3,986,335 | 27,981 | Jan 26, 2017, 02:15 PM |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Jan 24, 2017 | Option Exercise | $232.67 | 14,562 | 3,388,141 | 114,458 | Jan 26, 2017, 02:14 PM |
| PALM GREGORY K | Executive VP - General Counsel | Jan 24, 2017 | Option Exercise | $232.67 | 15,284 | 3,556,128 | 927,047 | Jan 26, 2017, 02:10 PM |
| COOPER EDITH W | EVP, Global Head of HCM | Jan 24, 2017 | Option Exercise | $232.67 | 11,313 | 2,632,196 | 30,653 | Jan 26, 2017, 02:08 PM |
| COOPER EDITH W | EVP, Global Head of HCM | Jan 25, 2017 | Option Exercise | $233.68 | 17,801 | 4,159,738 | 39,069 | Jan 26, 2017, 02:08 PM |
| COOPER EDITH W | EVP, Global Head of HCM | Jan 25, 2017 | Option Exercise | $78.78 | 26,217 | 2,065,375 | 56,870 | Jan 26, 2017, 02:08 PM |
| COOPER EDITH W | EVP, Global Head of HCM | Jan 25, 2017 | Sale | $236.00 | 8,416 | 1,986,173 | 36,169 | Jan 26, 2017, 02:08 PM |
| COHEN ALAN M | EVP, Global Head of Compliance | Jan 24, 2017 | Option Exercise | $232.67 | 12,290 | 2,859,514 | 58,635 | Jan 26, 2017, 02:05 PM |
| SOLOMON DAVID M | President and Co-COO | Jan 24, 2017 | Option Exercise | $232.67 | 41,450 | 9,644,171 | 181,759 | Jan 26, 2017, 02:04 PM |
| SALAME PABLO J | Vice Chairman | Jan 24, 2017 | Option Exercise | $232.67 | 41,966 | 9,764,229 | 162,318 | Jan 26, 2017, 02:03 PM |
| GNODDE RICHARD J | Vice Chairman | Jan 24, 2017 | Option Exercise | $232.67 | 17,101 | 3,978,890 | 195,153 | Jan 26, 2017, 02:01 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Jan 24, 2017 | Option Exercise | $232.67 | 31,841 | 7,408,445 | 1,522,339 | Jan 26, 2017, 02:00 PM |
| COHN GARY D | Former Director, Pres. and COO | Jan 24, 2017 | Option Exercise | $233.45 | 82,204 | 19,190,524 | 940,908 | Jan 24, 2017, 06:56 PM |
| COHN GARY D | Former Director, Pres. and COO | Jan 23, 2017 | Option Exercise | $232.25 | 226,655 | 52,640,624 | 858,704 | Jan 24, 2017, 06:56 PM |
| Spar Debora L | Director | Jan 19, 2017 | Sale | $234.07 | 200 | 46,814 | 0 | Jan 23, 2017, 02:11 PM |
| JOHNSON JAMES A /DC/ | Director | Jan 19, 2017 | Option Exercise | $204.16 | 11,600 | 2,368,256 | 11,600 | Jan 23, 2017, 02:03 PM |
| JOHNSON JAMES A /DC/ | Director | Jan 19, 2017 | Sale | $233.99 | 11,600 | 2,714,238 | 0 | Jan 23, 2017, 02:03 PM |
| SCHWARTZ HARVEY M | President and Co-COO; CFO | Jan 19, 2017 | Sale | $233.99 | 25,000 | 5,849,725 | 251,256 | Jan 20, 2017, 02:16 PM |
| SMITH SARAH G | Principal Accounting Officer | Nov 18, 2016 | Option Exercise | $211.45 | 8,810 | 1,862,874 | 13,293 | Nov 22, 2016, 02:31 PM |
| SMITH SARAH G | Principal Accounting Officer | Nov 18, 2016 | Option Exercise | $199.84 | 9,028 | 1,804,155 | 22,103 | Nov 22, 2016, 02:31 PM |
| SMITH SARAH G | Principal Accounting Officer | Nov 18, 2016 | Sale | $211.46 | 218 | 46,099 | 13,075 | Nov 22, 2016, 02:31 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 18, 2016 | Option Exercise | $211.29 | 102,110 | 21,574,821 | 1,422,361 | Nov 22, 2016, 02:27 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 18, 2016 | Option Exercise | $199.84 | 104,614 | 20,906,061 | 1,524,471 | Nov 22, 2016, 02:27 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 18, 2016 | Sale | $211.32 | 2,504 | 529,135 | 1,419,857 | Nov 22, 2016, 02:27 PM |
| SHERWOOD MICHAEL S | Vice Chairman | Nov 16, 2016 | Sale | $206.87 | 42,317 | 8,753,906 | 195,041 | Nov 18, 2016, 03:09 PM |
| SMITH SARAH G | Principal Accounting Officer | Nov 16, 2016 | Option Exercise | $211.19 | 8,814 | 1,861,429 | 13,289 | Nov 17, 2016, 05:32 PM |
| SMITH SARAH G | Principal Accounting Officer | Nov 15, 2016 | Option Exercise | $209.18 | 8,850 | 1,851,243 | 13,253 | Nov 17, 2016, 05:32 PM |
| SMITH SARAH G | Principal Accounting Officer | Nov 15, 2016 | Option Exercise | $199.84 | 9,028 | 1,804,155 | 22,103 | Nov 17, 2016, 05:32 PM |
| SMITH SARAH G | Principal Accounting Officer | Nov 16, 2016 | Option Exercise | $199.84 | 9,028 | 1,804,155 | 22,103 | Nov 17, 2016, 05:32 PM |
| SMITH SARAH G | Principal Accounting Officer | Nov 15, 2016 | Sale | $206.51 | 178 | 36,759 | 13,075 | Nov 17, 2016, 05:32 PM |
| SMITH SARAH G | Principal Accounting Officer | Nov 16, 2016 | Sale | $206.23 | 214 | 44,133 | 13,210 | Nov 17, 2016, 05:32 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 16, 2016 | Option Exercise | $211.19 | 102,131 | 21,569,046 | 1,422,340 | Nov 17, 2016, 05:26 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 16, 2016 | Option Exercise | $199.84 | 104,614 | 20,906,061 | 1,524,471 | Nov 17, 2016, 05:26 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 16, 2016 | Sale | $206.23 | 2,483 | 512,064 | 1,421,419 | Nov 17, 2016, 05:26 PM |
| VINIAR DAVID A | Director | Nov 15, 2016 | Option Exercise | $210.99 | 38,296 | 8,080,073 | 765,813 | Nov 17, 2016, 05:16 PM |
| VINIAR DAVID A | Director | Nov 15, 2016 | Option Exercise | $199.84 | 39,184 | 7,830,530 | 804,109 | Nov 17, 2016, 05:16 PM |
| VINIAR DAVID A | Director | Nov 15, 2016 | Sale | $210.99 | 888 | 187,358 | 764,925 | Nov 17, 2016, 05:16 PM |
| PALM GREGORY K | Executive VP - General Counsel | Nov 15, 2016 | Option Exercise | $210.78 | 63,623 | 13,410,456 | 919,368 | Nov 17, 2016, 05:11 PM |
| PALM GREGORY K | Executive VP - General Counsel | Nov 15, 2016 | Option Exercise | $199.84 | 65,116 | 13,012,781 | 982,991 | Nov 17, 2016, 05:11 PM |
| PALM GREGORY K | Executive VP - General Counsel | Nov 15, 2016 | Sale | $210.76 | 1,493 | 314,665 | 917,875 | Nov 17, 2016, 05:11 PM |
| COHEN ALAN M | EVP, Global Head of Compliance | Nov 14, 2016 | Option Exercise | $204.98 | 28,762 | 5,895,635 | 56,766 | Nov 16, 2016, 04:16 PM |
| COHEN ALAN M | EVP, Global Head of Compliance | Nov 14, 2016 | Option Exercise | $199.84 | 29,084 | 5,812,146 | 85,528 | Nov 16, 2016, 04:16 PM |
| COHEN ALAN M | EVP, Global Head of Compliance | Nov 15, 2016 | Sale | $209.07 | 5,000 | 1,045,335 | 51,444 | Nov 16, 2016, 04:16 PM |
| COHEN ALAN M | EVP, Global Head of Compliance | Nov 14, 2016 | Sale | $205.00 | 322 | 66,010 | 56,444 | Nov 16, 2016, 04:16 PM |
| COHN GARY D | President and COO | Nov 14, 2016 | Option Exercise | $208.04 | 201,662 | 41,953,158 | 565,548 | Nov 15, 2016, 05:58 PM |
| COHN GARY D | President and COO | Nov 14, 2016 | Option Exercise | $199.84 | 205,228 | 41,012,763 | 767,210 | Nov 15, 2016, 05:58 PM |
| COHN GARY D | President and COO | Nov 14, 2016 | Sale | $208.65 | 3,566 | 744,056 | 564,744 | Nov 15, 2016, 05:58 PM |
| COOPER EDITH W | EVP, Global Head of HCM | Nov 11, 2016 | Sale | $203.54 | 12,660 | 2,576,778 | 20,650 | Nov 15, 2016, 05:52 PM |
| COOPER EDITH W | EVP, Global Head of HCM | Nov 11, 2016 | Sale | $203.49 | 11,849 | 2,411,165 | 20,485 | Nov 15, 2016, 05:52 PM |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Nov 11, 2016 | Option Exercise | $200.87 | 92,905 | 18,661,827 | 107,959 | Nov 15, 2016, 05:51 PM |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Nov 11, 2016 | Option Exercise | $199.84 | 93,136 | 18,612,298 | 200,864 | Nov 15, 2016, 05:51 PM |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Nov 11, 2016 | Sale | $203.47 | 231 | 47,001 | 107,859 | Nov 15, 2016, 05:51 PM |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Nov 11, 2016 | Option Exercise | $200.87 | 92,905 | 18,661,827 | 107,959 | Nov 15, 2016, 05:51 PM |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Nov 11, 2016 | Option Exercise | $199.84 | 93,136 | 18,612,298 | 200,864 | Nov 15, 2016, 05:51 PM |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Nov 11, 2016 | Sale | $203.47 | 231 | 47,001 | 107,859 | Nov 15, 2016, 05:51 PM |
| VINIAR DAVID A | Director | Nov 11, 2016 | Option Exercise | $204.14 | 74,330 | 15,173,726 | 765,595 | Nov 15, 2016, 05:49 PM |
| VINIAR DAVID A | Director | Nov 14, 2016 | Option Exercise | $209.30 | 38,222 | 7,999,865 | 765,703 | Nov 15, 2016, 05:49 PM |
| VINIAR DAVID A | Director | Nov 11, 2016 | Option Exercise | $199.84 | 75,000 | 14,988,000 | 839,925 | Nov 15, 2016, 05:49 PM |
| VINIAR DAVID A | Director | Nov 14, 2016 | Option Exercise | $199.84 | 39,000 | 7,793,760 | 803,925 | Nov 15, 2016, 05:49 PM |
| VINIAR DAVID A | Director | Nov 11, 2016 | Sale | $204.22 | 670 | 136,825 | 764,925 | Nov 15, 2016, 05:49 PM |
| VINIAR DAVID A | Director | Nov 14, 2016 | Sale | $209.33 | 778 | 162,856 | 764,925 | Nov 15, 2016, 05:49 PM |
| SHERWOOD MICHAEL S | Vice Chairman | Nov 11, 2016 | Option Exercise | $201.57 | 200,311 | 40,376,088 | 238,271 | Nov 15, 2016, 05:47 PM |
| SHERWOOD MICHAEL S | Vice Chairman | Nov 11, 2016 | Option Exercise | $199.84 | 201,224 | 40,212,603 | 438,582 | Nov 15, 2016, 05:47 PM |
| SHERWOOD MICHAEL S | Vice Chairman | Nov 11, 2016 | Sale | $202.42 | 913 | 184,810 | 237,725 | Nov 15, 2016, 05:47 PM |
| BURNS M MICHELE | Director | Nov 11, 2016 | Sale | $202.00 | 1,000 | 202,000 | 0 | Nov 15, 2016, 05:46 PM |
| COHEN ALAN M | EVP, Global Head of Compliance | Nov 09, 2016 | Sale | $189.75 | 5,000 | 948,764 | 60,944 | Nov 14, 2016, 02:29 PM |
| COHEN ALAN M | EVP, Global Head of Compliance | Nov 07, 2016 | Sale | $181.19 | 5,000 | 905,940 | 61,444 | Nov 09, 2016, 02:32 PM |
| SMITH SARAH G | Principal Accounting Officer | Nov 07, 2016 | Sale | $180.00 | 2,664 | 479,520 | 27,212 | Nov 09, 2016, 02:29 PM |
| SMITH SARAH G | Principal Accounting Officer | Aug 31, 2016 | Sale | $170.00 | 2,664 | 452,880 | 29,876 | Sep 02, 2016, 12:01 PM |
| COOPER EDITH W | EVP, Global Head of HCM | Aug 26, 2016 | Sale | $166.12 | 7,000 | 1,162,836 | 33,634 | Aug 30, 2016, 12:14 PM |
| COOPER EDITH W | EVP, Global Head of HCM | Aug 26, 2016 | Sale | $166.10 | 7,000 | 1,162,692 | 34,511 | Aug 30, 2016, 12:14 PM |
| Schwartz Mark | Vice Chairman | Aug 03, 2016 | Option Exercise | $158.34 | 639 | 101,179 | 0 | Aug 05, 2016, 02:01 PM |
| SMITH SARAH G | Principal Accounting Officer | Apr 20, 2016 | Sale | $162.00 | 2,664 | 431,568 | 32,540 | Apr 22, 2016, 01:12 PM |
| VINIAR DAVID A | Director | Jan 26, 2016 | Option Exercise | $151.12 | 15,012 | 2,268,613 | 764,925 | Jan 28, 2016, 03:23 PM |
| SMITH SARAH G | Principal Accounting Officer | Jan 26, 2016 | Option Exercise | $151.12 | 17,626 | 2,663,641 | 40,287 | Jan 28, 2016, 03:05 PM |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Jan 26, 2016 | Option Exercise | $151.12 | 13,365 | 2,019,719 | 111,358 | Jan 28, 2016, 03:04 PM |
| PALM GREGORY K | Executive VP - General Counsel | Jan 26, 2016 | Option Exercise | $151.12 | 14,954 | 2,259,848 | 921,505 | Jan 28, 2016, 03:03 PM |
| COOPER EDITH W | EVP, Global Head of HCM | Jan 26, 2016 | Option Exercise | $151.12 | 11,617 | 1,755,561 | 59,984 | Jan 28, 2016, 03:02 PM |
| SHERWOOD MICHAEL S | Vice Chairman | Jan 26, 2016 | Option Exercise | $151.12 | 36,322 | 5,488,980 | 237,358 | Jan 28, 2016, 03:00 PM |
| Schwartz Mark | Vice Chairman | Jan 26, 2016 | Option Exercise | $151.12 | 24,579 | 3,714,378 | 1,008,056 | Jan 28, 2016, 02:59 PM |
| SCHWARTZ HARVEY M | Executive Vice President - CFO | Jan 26, 2016 | Option Exercise | $151.12 | 41,287 | 6,239,291 | 276,256 | Jan 28, 2016, 02:58 PM |
| COHN GARY D | President and COO | Jan 26, 2016 | Option Exercise | $151.12 | 36,364 | 5,495,328 | 647,494 | Jan 28, 2016, 02:57 PM |
| COHEN ALAN M | EVP, Global Head of Compliance | Jan 26, 2016 | Option Exercise | $151.12 | 12,241 | 1,849,860 | 66,444 | Jan 28, 2016, 02:55 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Jan 26, 2016 | Option Exercise | $151.12 | 40,013 | 6,046,764 | 1,178,173 | Jan 28, 2016, 02:54 PM |
| PALM GREGORY K | Executive VP - General Counsel | Nov 24, 2015 | Option Exercise | $131.64 | 10,368 | 1,364,844 | 918,862 | Nov 25, 2015, 06:44 PM |
| PALM GREGORY K | Executive VP - General Counsel | Nov 23, 2015 | Option Exercise | $131.64 | 10,368 | 1,364,844 | 918,862 | Nov 25, 2015, 06:44 PM |
| PALM GREGORY K | Executive VP - General Counsel | Nov 25, 2015 | Option Exercise | $131.64 | 10,367 | 1,364,712 | 918,861 | Nov 25, 2015, 06:44 PM |
| PALM GREGORY K | Executive VP - General Counsel | Nov 23, 2015 | Sale | $189.99 | 10,368 | 1,969,771 | 915,152 | Nov 25, 2015, 06:44 PM |
| PALM GREGORY K | Executive VP - General Counsel | Nov 25, 2015 | Sale | $189.12 | 10,367 | 1,960,608 | 913,804 | Nov 25, 2015, 06:44 PM |
| PALM GREGORY K | Executive VP - General Counsel | Nov 24, 2015 | Sale | $188.34 | 10,368 | 1,952,726 | 916,451 | Nov 25, 2015, 06:44 PM |
| COHN GARY D | President and COO | Nov 23, 2015 | Option Exercise | $131.64 | 13,097 | 1,724,089 | 628,951 | Nov 25, 2015, 06:44 PM |
| COHN GARY D | President and COO | Nov 25, 2015 | Option Exercise | $131.64 | 13,096 | 1,723,957 | 628,950 | Nov 25, 2015, 06:44 PM |
| COHN GARY D | President and COO | Nov 24, 2015 | Option Exercise | $131.64 | 13,097 | 1,724,089 | 628,951 | Nov 25, 2015, 06:44 PM |
| COHN GARY D | President and COO | Nov 24, 2015 | Sale | $188.34 | 13,097 | 2,466,711 | 625,906 | Nov 25, 2015, 06:44 PM |
| COHN GARY D | President and COO | Nov 23, 2015 | Sale | $189.99 | 13,097 | 2,488,243 | 624,265 | Nov 25, 2015, 06:44 PM |
| COHN GARY D | President and COO | Nov 25, 2015 | Sale | $189.12 | 13,096 | 2,476,716 | 622,562 | Nov 25, 2015, 06:44 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 23, 2015 | Option Exercise | $131.64 | 1,750 | 230,370 | 1,395,104 | Nov 25, 2015, 06:43 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 25, 2015 | Option Exercise | $131.64 | 1,750 | 230,370 | 1,395,104 | Nov 25, 2015, 06:43 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 24, 2015 | Option Exercise | $131.64 | 1,750 | 230,370 | 1,395,104 | Nov 25, 2015, 06:43 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 24, 2015 | Sale | $188.34 | 1,750 | 329,597 | 1,394,697 | Nov 25, 2015, 06:43 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 23, 2015 | Sale | $189.99 | 1,750 | 332,475 | 1,394,478 | Nov 25, 2015, 06:43 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 25, 2015 | Sale | $189.12 | 1,750 | 330,960 | 1,394,250 | Nov 25, 2015, 06:43 PM |
| SHERWOOD MICHAEL S | Jul 20, 2015 | Option Exercise | $212.46 | 4,907 | 1,042,541 | 196,404 | Jul 22, 2015, 04:02 PM | |
| SCHWARTZ HARVEY M | Executive Vice President - CFO | Jul 17, 2015 | Option Exercise | $211.18 | 86,992 | 18,370,970 | 273,658 | Jul 21, 2015, 02:04 PM |
| SCHWARTZ HARVEY M | Executive Vice President - CFO | Jul 17, 2015 | Option Exercise | $78.78 | 120,318 | 9,478,652 | 360,650 | Jul 21, 2015, 02:04 PM |
| SCHWARTZ HARVEY M | Executive Vice President - CFO | Jul 17, 2015 | Sale | $211.17 | 33,326 | 7,037,327 | 261,458 | Jul 21, 2015, 02:04 PM |
| SMITH SARAH G | Principal Accounting Officer | Jun 18, 2015 | Sale | $215.00 | 1,558 | 334,970 | 7,992 | Jun 19, 2015, 05:51 PM |
| SMITH SARAH G | Principal Accounting Officer | Jun 18, 2015 | Sale | $215.00 | 3,106 | 667,790 | 24,952 | Jun 19, 2015, 05:51 PM |
| COHN GARY D | President and COO | Jun 18, 2015 | Option Exercise | $131.64 | 22,317 | 2,937,810 | 638,171 | Jun 19, 2015, 05:50 PM |
| COHN GARY D | President and COO | Jun 19, 2015 | Option Exercise | $131.64 | 1,846 | 243,007 | 617,700 | Jun 19, 2015, 05:50 PM |
| COHN GARY D | President and COO | Jun 18, 2015 | Sale | $215.00 | 22,317 | 4,798,155 | 615,854 | Jun 19, 2015, 05:50 PM |
| COHN GARY D | President and COO | Jun 19, 2015 | Sale | $215.00 | 1,846 | 396,890 | 615,854 | Jun 19, 2015, 05:50 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Jun 18, 2015 | Option Exercise | $131.64 | 96,227 | 12,667,322 | 1,989,581 | Jun 19, 2015, 05:50 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Jun 19, 2015 | Option Exercise | $131.64 | 7,959 | 1,047,723 | 1,901,313 | Jun 19, 2015, 05:50 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Jun 18, 2015 | Sale | $215.00 | 96,227 | 20,688,805 | 1,893,354 | Jun 19, 2015, 05:50 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Jun 19, 2015 | Sale | $215.00 | 7,959 | 1,711,185 | 1,893,354 | Jun 19, 2015, 05:50 PM |
| COHN GARY D | President and COO | Jun 10, 2015 | Option Exercise | $131.64 | 38,072 | 5,011,798 | 653,926 | Jun 12, 2015, 02:02 PM |
| COHN GARY D | President and COO | Jun 10, 2015 | Sale | $212.00 | 38,072 | 8,071,264 | 615,854 | Jun 12, 2015, 02:02 PM |
| SMITH SARAH G | Principal Accounting Officer | Jun 03, 2015 | Sale | $210.00 | 1,558 | 327,180 | 9,550 | Jun 05, 2015, 02:00 PM |
| SMITH SARAH G | Principal Accounting Officer | Jun 03, 2015 | Sale | $210.00 | 3,106 | 652,260 | 28,058 | Jun 05, 2015, 02:00 PM |
| COOPER EDITH W | EVP, Global Head of HCM | May 29, 2015 | Sale | $206.89 | 16,659 | 3,446,514 | 52,838 | Jun 02, 2015, 02:00 PM |
| COHN GARY D | President and COO | May 22, 2015 | Option Exercise | $131.64 | 50,765 | 6,682,705 | 666,619 | May 27, 2015, 02:00 PM |
| COHN GARY D | President and COO | May 22, 2015 | Sale | $208.00 | 50,765 | 10,559,120 | 615,854 | May 27, 2015, 02:00 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | May 18, 2015 | Option Exercise | $131.64 | 8,625 | 1,135,395 | 1,901,979 | May 20, 2015, 09:30 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | May 19, 2015 | Option Exercise | $131.64 | 100,811 | 13,270,760 | 1,994,165 | May 20, 2015, 09:30 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | May 19, 2015 | Sale | $205.00 | 100,811 | 20,666,457 | 1,893,354 | May 20, 2015, 09:30 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | May 18, 2015 | Sale | $205.05 | 8,625 | 1,768,591 | 1,893,354 | May 20, 2015, 09:30 PM |
| COHN GARY D | President and COO | May 18, 2015 | Option Exercise | $131.64 | 4,000 | 526,560 | 619,854 | May 20, 2015, 09:28 PM |
| COHN GARY D | President and COO | May 19, 2015 | Option Exercise | $131.64 | 46,763 | 6,155,881 | 662,617 | May 20, 2015, 09:28 PM |
| COHN GARY D | President and COO | May 19, 2015 | Sale | $205.00 | 46,763 | 9,586,508 | 615,854 | May 20, 2015, 09:28 PM |
| COHN GARY D | President and COO | May 18, 2015 | Sale | $205.05 | 4,000 | 820,216 | 615,854 | May 20, 2015, 09:28 PM |
| PALM GREGORY K | Executive VP - General Counsel | May 18, 2015 | Option Exercise | $131.64 | 1,226 | 161,391 | 909,720 | May 20, 2015, 09:26 PM |
| PALM GREGORY K | Executive VP - General Counsel | May 19, 2015 | Option Exercise | $131.64 | 14,326 | 1,885,875 | 922,820 | May 20, 2015, 09:26 PM |
| PALM GREGORY K | Executive VP - General Counsel | May 19, 2015 | Sale | $205.00 | 14,326 | 2,936,859 | 908,494 | May 20, 2015, 09:26 PM |
| PALM GREGORY K | Executive VP - General Counsel | May 18, 2015 | Sale | $205.05 | 1,226 | 251,396 | 908,494 | May 20, 2015, 09:26 PM |
| COHN GARY D | May 14, 2015 | Option Exercise | $131.64 | 50,763 | 6,682,441 | 666,617 | May 15, 2015, 04:17 PM | |
| COHN GARY D | May 14, 2015 | Sale | $202.18 | 50,763 | 10,263,416 | 615,854 | May 15, 2015, 04:17 PM | |
| WEINBERG JOHN S | Vice Chairman | May 05, 2015 | Option Exercise | $131.64 | 25,699 | 3,383,016 | 1,045,750 | May 07, 2015, 02:18 PM |
| WEINBERG JOHN S | Vice Chairman | May 05, 2015 | Sale | $200.10 | 25,699 | 5,142,396 | 1,020,051 | May 07, 2015, 02:18 PM |
| WEINBERG JOHN S | Vice Chairman | Apr 23, 2015 | Option Exercise | $131.64 | 91,381 | 12,029,395 | 1,111,432 | Apr 27, 2015, 02:00 PM |
| WEINBERG JOHN S | Vice Chairman | Apr 23, 2015 | Sale | $200.17 | 91,381 | 18,291,552 | 1,020,051 | Apr 27, 2015, 02:00 PM |
| SMITH SARAH G | Principal Accounting Officer | Apr 23, 2015 | Sale | $200.00 | 3,116 | 623,200 | 11,108 | Apr 27, 2015, 02:00 PM |
| SMITH SARAH G | Principal Accounting Officer | Apr 23, 2015 | Sale | $200.00 | 6,212 | 1,242,400 | 31,164 | Apr 27, 2015, 02:00 PM |
| SHERWOOD MICHAEL S | Vice Chairman | Apr 20, 2015 | Option Exercise | $131.64 | 75,392 | 9,924,603 | 266,264 | Apr 21, 2015, 04:16 PM |
| SHERWOOD MICHAEL S | Vice Chairman | Apr 20, 2015 | Sale | $199.21 | 75,392 | 15,019,217 | 190,872 | Apr 21, 2015, 04:16 PM |
| SCHWARTZ HARVEY M | Executive Vice President - CFO | Apr 17, 2015 | Option Exercise | $78.78 | 91,285 | 7,191,432 | 331,617 | Apr 21, 2015, 04:15 PM |
| SCHWARTZ HARVEY M | Executive Vice President - CFO | Apr 17, 2015 | Sale | $197.05 | 91,285 | 17,987,565 | 309,920 | Apr 21, 2015, 04:15 PM |
| ROGERS JOHN F.W. | Feb 26, 2015 | Sale | $191.34 | 21,113 | 4,039,760 | 47,049 | Feb 27, 2015, 04:09 PM | |
| ROGERS JOHN F.W. | Feb 26, 2015 | Sale | $191.35 | 43,965 | 8,412,870 | 128,190 | Feb 27, 2015, 04:09 PM | |
| SHERWOOD MICHAEL S | Vice Chairman | Feb 24, 2015 | Option Exercise | $131.64 | 70,000 | 9,214,800 | 260,872 | Feb 26, 2015, 02:07 PM |
| SHERWOOD MICHAEL S | Vice Chairman | Feb 24, 2015 | Sale | $192.06 | 70,000 | 13,444,410 | 190,872 | Feb 26, 2015, 02:07 PM |
| COHEN ALAN M | EVP, Global Head of Compliance | Feb 23, 2015 | Sale | $190.00 | 12,000 | 2,280,000 | 55,796 | Feb 25, 2015, 02:01 PM |
| SHERWOOD MICHAEL S | Feb 11, 2015 | Option Exercise | $131.64 | 75,000 | 9,873,000 | 265,872 | Feb 13, 2015, 02:16 PM | |
| SHERWOOD MICHAEL S | Feb 11, 2015 | Sale | $186.57 | 75,000 | 13,993,107 | 195,292 | Feb 13, 2015, 02:16 PM | |
| VINIAR DAVID A | Director | Jan 27, 2015 | Option Exercise | $180.42 | 26,173 | 4,722,133 | 751,558 | Jan 29, 2015, 04:36 PM |
| WEINBERG JOHN S | Vice Chairman | Jan 27, 2015 | Option Exercise | $180.42 | 33,144 | 5,979,840 | 982,126 | Jan 29, 2015, 04:36 PM |
| SMITH SARAH G | Principal Accounting Officer | Jan 27, 2015 | Option Exercise | $180.42 | 14,169 | 2,556,371 | 37,376 | Jan 29, 2015, 04:36 PM |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Jan 27, 2015 | Option Exercise | $180.42 | 11,153 | 2,012,224 | 141,537 | Jan 29, 2015, 04:36 PM |
| PALM GREGORY K | Jan 27, 2015 | Option Exercise | $180.42 | 12,844 | 2,317,314 | 908,494 | Jan 29, 2015, 04:36 PM | |
| COOPER EDITH W | Jan 27, 2015 | Option Exercise | $180.42 | 10,300 | 1,858,326 | 69,497 | Jan 29, 2015, 04:35 PM | |
| COHEN ALAN M | EVP, Global Head of Compliance | Jan 27, 2015 | Option Exercise | $180.42 | 10,575 | 1,907,941 | 67,796 | Jan 29, 2015, 04:35 PM |
| SHERWOOD MICHAEL S | Vice Chairman | Jan 27, 2015 | Option Exercise | $180.42 | 32,352 | 5,836,948 | 190,872 | Jan 29, 2015, 04:35 PM |
| Schwartz Mark | Vice Chairman | Jan 27, 2015 | Option Exercise | $180.42 | 14,813 | 2,672,561 | 976,761 | Jan 29, 2015, 04:34 PM |
| SCHWARTZ HARVEY M | Executive Vice President - CFO | Jan 27, 2015 | Option Exercise | $180.42 | 41,472 | 7,482,378 | 240,332 | Jan 29, 2015, 04:34 PM |
| COHN GARY D | President and COO | Jan 27, 2015 | Option Exercise | $180.42 | 40,545 | 7,315,129 | 615,854 | Jan 29, 2015, 04:34 PM |
| BLANKFEIN LLOYD C | Jan 27, 2015 | Option Exercise | $180.42 | 43,569 | 7,860,719 | 1,893,354 | Jan 29, 2015, 04:34 PM | |
| SHERWOOD MICHAEL S | Vice Chairman | Jan 21, 2015 | Option Exercise | $175.63 | 7,347 | 1,290,354 | 154,393 | Jan 22, 2015, 04:40 PM |
| PALM GREGORY K | Executive VP - General Counsel | Nov 21, 2014 | Option Exercise | $131.64 | 23,325 | 3,070,503 | 945,644 | Nov 25, 2014, 04:32 PM |
| PALM GREGORY K | Executive VP - General Counsel | Nov 21, 2014 | Sale | $190.09 | 48,325 | 9,186,294 | 922,319 | Nov 25, 2014, 04:32 PM |
| Spar Debora L | Director | Nov 21, 2014 | Sale | $190.22 | 300 | 57,066 | 200 | Nov 25, 2014, 04:30 PM |
| ROGERS JOHN F.W. | Nov 04, 2014 | Option Exercise | $190.83 | 75,048 | 14,321,410 | 159,854 | Nov 06, 2014, 04:38 PM | |
| ROGERS JOHN F.W. | Nov 04, 2014 | Option Exercise | $78.78 | 104,868 | 8,261,501 | 234,902 | Nov 06, 2014, 04:38 PM | |
| ROGERS JOHN F.W. | Nov 04, 2014 | Sale | $190.13 | 29,820 | 5,669,726 | 153,399 | Nov 06, 2014, 04:38 PM | |
| COHEN ALAN M | Oct 31, 2014 | Sale | $189.51 | 10,000 | 1,895,110 | 58,597 | Nov 04, 2014, 04:32 PM | |
| VINIAR DAVID A | Director | Oct 29, 2014 | Option Exercise | $131.64 | 135,312 | 17,812,472 | 869,096 | Oct 31, 2014, 04:44 PM |
| VINIAR DAVID A | Director | Oct 29, 2014 | Sale | $186.17 | 135,312 | 25,190,630 | 733,784 | Oct 31, 2014, 04:44 PM |
| COHEN ALAN M | EVP, Global Head of Compliance | Oct 29, 2014 | Option Exercise | $131.64 | 32,000 | 4,212,480 | 100,597 | Oct 31, 2014, 04:34 PM |
| COHEN ALAN M | EVP, Global Head of Compliance | Oct 29, 2014 | Sale | $186.08 | 32,000 | 5,954,592 | 68,597 | Oct 31, 2014, 04:34 PM |
| SMITH SARAH G | Principal Accounting Officer | Oct 22, 2014 | Option Exercise | $180.18 | 25,215 | 4,543,239 | 33,392 | Oct 23, 2014, 04:31 PM |
| SMITH SARAH G | Principal Accounting Officer | Oct 22, 2014 | Option Exercise | $78.78 | 33,557 | 2,643,620 | 58,607 | Oct 23, 2014, 04:31 PM |
| SMITH SARAH G | Principal Accounting Officer | Oct 21, 2014 | Sale | $180.00 | 906 | 163,080 | 25,050 | Oct 23, 2014, 04:31 PM |
| SMITH SARAH G | Principal Accounting Officer | Oct 22, 2014 | Sale | $178.35 | 8,342 | 1,487,790 | 30,950 | Oct 23, 2014, 04:31 PM |
| JOHNSON JAMES A /DC/ | Director | Oct 21, 2014 | Option Exercise | $131.64 | 6,000 | 789,840 | 6,000 | Oct 23, 2014, 04:30 PM |
| JOHNSON JAMES A /DC/ | Director | Oct 21, 2014 | Sale | $179.88 | 6,000 | 1,079,292 | 0 | Oct 23, 2014, 04:30 PM |
| SMITH SARAH G | Principal Accounting Officer | Oct 20, 2014 | Option Exercise | $176.91 | 25,336 | 4,482,192 | 34,178 | Oct 21, 2014, 04:30 PM |
| SMITH SARAH G | Principal Accounting Officer | Oct 17, 2014 | Option Exercise | $131.64 | 24,400 | 3,212,016 | 53,074 | Oct 21, 2014, 04:30 PM |
| SMITH SARAH G | Principal Accounting Officer | Oct 20, 2014 | Option Exercise | $78.78 | 33,558 | 2,643,699 | 59,514 | Oct 21, 2014, 04:30 PM |
| SMITH SARAH G | Principal Accounting Officer | Oct 17, 2014 | Sale | $176.78 | 27,118 | 4,793,901 | 40,715 | Oct 21, 2014, 04:30 PM |
| SMITH SARAH G | Principal Accounting Officer | Oct 20, 2014 | Sale | $177.43 | 8,222 | 1,458,794 | 30,578 | Oct 21, 2014, 04:30 PM |
| COOPER EDITH W | Aug 28, 2014 | Option Exercise | $177.81 | 19,146 | 3,404,350 | 65,944 | Aug 29, 2014, 10:47 AM | |
| COOPER EDITH W | Aug 28, 2014 | Option Exercise | $78.78 | 26,217 | 2,065,375 | 85,090 | Aug 29, 2014, 10:47 AM | |
| COOPER EDITH W | Aug 28, 2014 | Sale | $177.11 | 7,071 | 1,252,355 | 63,098 | Aug 29, 2014, 10:47 AM | |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Aug 19, 2014 | Option Exercise | $131.64 | 86,692 | 11,412,135 | 216,726 | Aug 21, 2014, 02:01 PM |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Aug 19, 2014 | Sale | $175.00 | 86,692 | 15,171,100 | 130,034 | Aug 21, 2014, 02:01 PM |
| SHERWOOD MICHAEL S | Vice Chairman | Jul 28, 2014 | Option Exercise | $175.40 | 16,242 | 2,848,847 | 164,425 | Jul 30, 2014, 02:02 PM |
| SHERWOOD MICHAEL S | Vice Chairman | Jul 28, 2014 | Sale | $175.65 | 18,315 | 3,217,082 | 150,655 | Jul 30, 2014, 02:02 PM |
| JOHNSON JAMES A /DC/ | Director | Jul 24, 2014 | Option Exercise | $78.78 | 5,800 | 456,924 | 5,800 | Jul 25, 2014, 02:31 PM |
| JOHNSON JAMES A /DC/ | Director | Jul 24, 2014 | Sale | $177.02 | 5,800 | 1,026,710 | 0 | Jul 25, 2014, 02:31 PM |
| SCHWARTZ HARVEY M | Executive Vice President - CFO | Jul 23, 2014 | Option Exercise | $175.02 | 69,109 | 12,095,457 | 226,422 | Jul 24, 2014, 05:04 PM |
| SCHWARTZ HARVEY M | Executive Vice President - CFO | Jul 23, 2014 | Option Exercise | $78.78 | 91,285 | 7,191,432 | 295,531 | Jul 24, 2014, 05:04 PM |
| SCHWARTZ HARVEY M | Executive Vice President - CFO | Jul 23, 2014 | Sale | $176.48 | 22,176 | 3,913,526 | 223,922 | Jul 24, 2014, 05:04 PM |
| SCHWARTZ HARVEY M | Executive Vice President - CFO | Jul 22, 2014 | Sale | $175.00 | 9,936 | 1,738,800 | 204,246 | Jul 24, 2014, 05:04 PM |
| Spar Debora L | Director | Jul 21, 2014 | Sale | $170.67 | 300 | 51,201 | 500 | Jul 23, 2014, 02:08 PM |
| Schwartz Mark | Vice Chairman | Jan 27, 2014 | Option Exercise | $167.64 | 4,105 | 688,162 | 957,399 | Mar 20, 2014, 04:18 PM |
| COOPER EDITH W | EVP, Global Head of HCM | Feb 28, 2014 | Option Exercise | $165.38 | 39,137 | 6,472,477 | 72,170 | Mar 04, 2014, 02:00 PM |
| COOPER EDITH W | EVP, Global Head of HCM | Feb 28, 2014 | Option Exercise | $78.78 | 52,434 | 4,130,750 | 111,307 | Mar 04, 2014, 02:00 PM |
| COOPER EDITH W | EVP, Global Head of HCM | Feb 28, 2014 | Sale | $166.39 | 13,297 | 2,212,429 | 70,270 | Mar 04, 2014, 02:00 PM |
| DAHLBACK CLAES | Director | Feb 05, 2014 | Option Exercise | $154.16 | 5,000 | 770,800 | 5,000 | Feb 07, 2014, 02:02 PM |
| DAHLBACK CLAES | Director | Feb 05, 2014 | Sale | $160.50 | 5,000 | 802,500 | 0 | Feb 07, 2014, 02:02 PM |
| GEORGE WILLIAM W | Director | Feb 03, 2014 | Option Exercise | $154.16 | 5,000 | 770,800 | 37,400 | Feb 05, 2014, 02:00 PM |
| GEORGE WILLIAM W | Director | Feb 03, 2014 | Sale | $161.65 | 4,770 | 771,090 | 32,630 | Feb 05, 2014, 02:00 PM |
| SMITH SARAH G | Principal Accounting Officer | Jan 27, 2014 | Option Exercise | $167.64 | 28,914 | 4,847,143 | 37,513 | Jan 29, 2014, 04:44 PM |
| SMITH SARAH G | Principal Accounting Officer | Jan 27, 2014 | Option Exercise | $78.78 | 37,753 | 2,974,181 | 66,427 | Jan 29, 2014, 04:44 PM |
| SMITH SARAH G | Principal Accounting Officer | Jan 27, 2014 | Sale | $166.82 | 8,839 | 1,474,522 | 28,674 | Jan 29, 2014, 04:44 PM |
| WEINBERG JOHN S | Jan 27, 2014 | Option Exercise | $167.64 | 35,279 | 5,914,172 | 919,748 | Jan 29, 2014, 04:43 PM | |
| VINIAR DAVID A | Director | Jan 27, 2014 | Option Exercise | $167.64 | 41,022 | 6,876,928 | 733,784 | Jan 29, 2014, 04:43 PM |
| SMITH SARAH G | Principal Accounting Officer | Jan 27, 2014 | Option Exercise | $167.64 | 12,603 | 2,112,767 | 28,674 | Jan 29, 2014, 04:43 PM |
| SHERWOOD MICHAEL S | Vice Chairman | Jan 27, 2014 | Option Exercise | $167.64 | 30,209 | 5,064,237 | 146,110 | Jan 29, 2014, 04:42 PM |
| Schwartz Mark | Vice Chairman | Jan 27, 2014 | Option Exercise | $167.64 | 5,183 | 868,878 | 956,321 | Jan 29, 2014, 04:42 PM |
| SCHWARTZ HARVEY M | Executive Vice President - CFO | Jan 27, 2014 | Option Exercise | $167.64 | 44,463 | 7,453,777 | 214,182 | Jan 29, 2014, 04:42 PM |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Jan 27, 2014 | Option Exercise | $167.64 | 13,158 | 2,205,807 | 130,034 | Jan 29, 2014, 04:42 PM |
| PALM GREGORY K | Executive VP - General Counsel | Jan 27, 2014 | Option Exercise | $167.64 | 14,882 | 2,494,818 | 922,319 | Jan 29, 2014, 04:42 PM |
| COOPER EDITH W | EVP, Global Head of HCM | Jan 27, 2014 | Option Exercise | $167.64 | 12,809 | 2,147,301 | 58,873 | Jan 29, 2014, 04:41 PM |
| COHN GARY D | President and COO | Jan 27, 2014 | Option Exercise | $167.64 | 40,094 | 6,721,358 | 582,275 | Jan 29, 2014, 04:41 PM |
| COHEN ALAN M | EVP, Global Head of Compliance | Jan 27, 2014 | Option Exercise | $167.64 | 11,161 | 1,871,030 | 72,358 | Jan 29, 2014, 04:41 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Jan 27, 2014 | Option Exercise | $167.64 | 41,731 | 6,995,785 | 1,855,441 | Jan 29, 2014, 04:40 PM |
| MITTAL LAKSHMI N | Jan 17, 2014 | Option Exercise | $154.16 | 10,000 | 1,541,600 | 10,000 | Jan 22, 2014, 02:49 PM | |
| SMITH SARAH G | Jan 21, 2014 | Sale | $175.00 | 1,914 | 334,950 | 17,711 | Jan 22, 2014, 02:49 PM | |
| SMITH SARAH G | Jan 17, 2014 | Sale | $174.76 | 14,873 | 2,599,235 | 19,625 | Jan 22, 2014, 02:49 PM | |
| COOPER EDITH W | EVP, Global Head of HCM | Nov 29, 2013 | Sale | $169.74 | 11,587 | 1,966,777 | 45,662 | Dec 02, 2013, 02:14 PM |
| EVANS J. MICHAEL | Vice Chairman | Nov 27, 2013 | Sale | $168.07 | 67,546 | 11,352,755 | 586,772 | Dec 02, 2013, 02:09 PM |
| JOHNSON JAMES A /DC/ | Director | Nov 15, 2013 | Option Exercise | $154.16 | 10,000 | 1,541,600 | 10,000 | Nov 19, 2013, 02:10 PM |
| JOHNSON JAMES A /DC/ | Director | Nov 15, 2013 | Sale | $164.44 | 10,000 | 1,644,360 | 0 | Nov 19, 2013, 02:10 PM |
| GEORGE WILLIAM W | Director | Oct 30, 2013 | Option Exercise | $96.08 | 4,500 | 432,360 | 36,900 | Oct 31, 2013, 02:42 PM |
| GEORGE WILLIAM W | Director | Oct 30, 2013 | Sale | $162.29 | 4,500 | 730,296 | 32,400 | Oct 31, 2013, 02:42 PM |
| DAHLBACK CLAES | Oct 29, 2013 | Option Exercise | $96.08 | 4,500 | 432,360 | 4,500 | Oct 31, 2013, 02:38 PM | |
| DAHLBACK CLAES | Oct 29, 2013 | Sale | $161.86 | 4,500 | 728,388 | 0 | Oct 31, 2013, 02:38 PM | |
| SHERWOOD MICHAEL S | Vice Chairman | Jul 17, 2013 | Option Exercise | $160.24 | 17,149 | 2,747,956 | 131,386 | Jul 19, 2013, 02:13 PM |
| SHERWOOD MICHAEL S | Vice Chairman | Jul 17, 2013 | Sale | $161.09 | 19,338 | 3,115,076 | 127,745 | Jul 19, 2013, 02:13 PM |
| JOHNSON JAMES A /DC/ | Director | Jul 17, 2013 | Option Exercise | $96.08 | 9,000 | 864,720 | 9,000 | Jul 19, 2013, 02:08 PM |
| JOHNSON JAMES A /DC/ | Director | Jul 17, 2013 | Sale | $160.25 | 9,000 | 1,442,241 | 0 | Jul 19, 2013, 02:08 PM |
| Spar Debora L | Jul 17, 2013 | Sale | $160.00 | 200 | 32,000 | 800 | Jul 19, 2013, 02:04 PM | |
| SHERWOOD MICHAEL S | Vice Chairman | Feb 12, 2013 | Sale | $152.03 | 10,544 | 1,602,962 | 124,620 | Feb 14, 2013, 04:12 PM |
| SHERWOOD MICHAEL S | Vice Chairman | Feb 12, 2013 | Sale | $152.03 | 39,456 | 5,998,338 | 112,048 | Feb 14, 2013, 04:12 PM |
| COHEN ALAN M | EVP, Global Head of Compliance | Feb 07, 2013 | Sale | $150.00 | 7,000 | 1,050,000 | 62,649 | Feb 08, 2013, 03:01 PM |
| SHERWOOD MICHAEL S | Vice Chairman | Jan 24, 2013 | Option Exercise | $145.40 | 20,773 | 3,020,457 | 151,504 | Jan 25, 2013, 01:01 PM |
| PALM GREGORY K | Executive VP - General Counsel | Dec 31, 2012 | Option Exercise | $126.24 | 18,549 | 2,341,533 | 911,953 | Dec 31, 2012, 07:58 PM |
| COHEN ALAN M | EVP, Global Head of Compliance | Dec 31, 2012 | Option Exercise | $126.24 | 15,141 | 1,911,324 | 69,649 | Dec 31, 2012, 07:57 PM |
| COOPER EDITH W | EVP, Global Head of HCM | Dec 31, 2012 | Option Exercise | $126.24 | 20,791 | 2,624,552 | 57,249 | Dec 31, 2012, 07:55 PM |
| SMITH SARAH G | Principal Accounting Officer | Dec 31, 2012 | Option Exercise | $126.24 | 11,994 | 1,514,063 | 42,490 | Dec 31, 2012, 07:53 PM |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Dec 31, 2012 | Option Exercise | $126.24 | 19,294 | 2,435,578 | 119,799 | Dec 31, 2012, 07:51 PM |
| EVANS J. MICHAEL | Vice Chairman | Dec 31, 2012 | Option Exercise | $126.24 | 29,896 | 3,773,922 | 649,453 | Dec 31, 2012, 07:49 PM |
| WEINBERG JOHN S | Vice Chairman | Dec 31, 2012 | Option Exercise | $126.24 | 30,438 | 3,842,341 | 805,790 | Dec 31, 2012, 07:47 PM |
| VINIAR DAVID A | Executive Vice President - CFO | Dec 31, 2012 | Option Exercise | $126.24 | 33,245 | 4,196,683 | 702,419 | Dec 31, 2012, 07:45 PM |
| COHN GARY D | President and COO | Dec 31, 2012 | Option Exercise | $126.24 | 33,245 | 4,196,683 | 616,404 | Dec 31, 2012, 07:43 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Dec 31, 2012 | Option Exercise | $126.24 | 33,245 | 4,196,683 | 1,819,128 | Dec 31, 2012, 07:41 PM |
| VINIAR DAVID A | Executive Vice President - CFO | Nov 29, 2012 | Sale | $118.77 | 100,000 | 11,877,200 | 719,599 | Nov 30, 2012, 04:42 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 27, 2012 | Option Exercise | $78.87 | 22,945 | 1,809,672 | 1,809,253 | Nov 28, 2012, 07:59 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 26, 2012 | Option Exercise | $78.87 | 22,945 | 1,809,672 | 1,809,253 | Nov 28, 2012, 07:59 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 28, 2012 | Option Exercise | $78.87 | 22,944 | 1,809,593 | 1,809,252 | Nov 28, 2012, 07:59 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 27, 2012 | Sale | $120.14 | 22,945 | 2,756,572 | 1,804,637 | Nov 28, 2012, 07:59 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 26, 2012 | Sale | $119.78 | 22,945 | 2,748,422 | 1,797,968 | Nov 28, 2012, 07:59 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 28, 2012 | Sale | $117.87 | 22,944 | 2,704,390 | 1,798,908 | Nov 28, 2012, 07:59 PM |
| SHERWOOD MICHAEL S | Vice Chairman | Nov 26, 2012 | Option Exercise | $78.87 | 4,266 | 336,459 | 136,597 | Nov 28, 2012, 07:59 PM |
| SHERWOOD MICHAEL S | Vice Chairman | Nov 28, 2012 | Option Exercise | $78.87 | 4,267 | 336,538 | 136,598 | Nov 28, 2012, 07:59 PM |
| SHERWOOD MICHAEL S | Vice Chairman | Nov 27, 2012 | Option Exercise | $78.87 | 4,266 | 336,459 | 136,597 | Nov 28, 2012, 07:59 PM |
| SHERWOOD MICHAEL S | Vice Chairman | Nov 26, 2012 | Sale | $119.78 | 4,266 | 510,994 | 134,499 | Nov 28, 2012, 07:59 PM |
| SHERWOOD MICHAEL S | Vice Chairman | Nov 28, 2012 | Sale | $117.87 | 4,267 | 502,949 | 134,675 | Nov 28, 2012, 07:59 PM |
| SHERWOOD MICHAEL S | Vice Chairman | Nov 27, 2012 | Sale | $120.14 | 4,266 | 512,511 | 135,739 | Nov 28, 2012, 07:59 PM |
| COHN GARY D | President and COO | Nov 26, 2012 | Option Exercise | $78.87 | 30,000 | 2,366,100 | 613,584 | Nov 28, 2012, 07:59 PM |
| COHN GARY D | President and COO | Nov 28, 2012 | Option Exercise | $78.87 | 30,000 | 2,366,100 | 613,584 | Nov 28, 2012, 07:59 PM |
| COHN GARY D | President and COO | Nov 27, 2012 | Option Exercise | $78.87 | 30,000 | 2,366,100 | 613,584 | Nov 28, 2012, 07:59 PM |
| COHN GARY D | President and COO | Nov 26, 2012 | Sale | $119.78 | 30,000 | 3,593,492 | 598,830 | Nov 28, 2012, 07:59 PM |
| COHN GARY D | President and COO | Nov 28, 2012 | Sale | $117.87 | 30,000 | 3,536,074 | 600,059 | Nov 28, 2012, 07:59 PM |
| COHN GARY D | President and COO | Nov 27, 2012 | Sale | $120.14 | 30,000 | 3,604,148 | 607,549 | Nov 28, 2012, 07:59 PM |
| PALM GREGORY K | Executive VP - General Counsel | Nov 27, 2012 | Option Exercise | $78.87 | 9,191 | 724,894 | 902,833 | Nov 28, 2012, 07:58 PM |
| PALM GREGORY K | Executive VP - General Counsel | Nov 26, 2012 | Option Exercise | $78.87 | 9,191 | 724,894 | 902,833 | Nov 28, 2012, 07:58 PM |
| PALM GREGORY K | Executive VP - General Counsel | Nov 28, 2012 | Option Exercise | $78.87 | 9,191 | 724,894 | 902,833 | Nov 28, 2012, 07:58 PM |
| PALM GREGORY K | Executive VP - General Counsel | Nov 27, 2012 | Sale | $120.14 | 9,191 | 1,104,191 | 900,984 | Nov 28, 2012, 07:58 PM |
| PALM GREGORY K | Executive VP - General Counsel | Nov 26, 2012 | Sale | $119.78 | 9,191 | 1,100,926 | 898,313 | Nov 28, 2012, 07:58 PM |
| PALM GREGORY K | Executive VP - General Counsel | Nov 28, 2012 | Sale | $117.87 | 9,191 | 1,083,335 | 898,689 | Nov 28, 2012, 07:58 PM |
| EVANS J. MICHAEL | Vice Chairman | Nov 23, 2012 | Option Exercise | $78.87 | 60,408 | 4,764,379 | 738,792 | Nov 26, 2012, 05:25 PM |
| EVANS J. MICHAEL | Vice Chairman | Nov 23, 2012 | Sale | $119.57 | 150,408 | 17,983,594 | 703,284 | Nov 26, 2012, 05:25 PM |
| COHN GARY D | President and COO | Oct 17, 2012 | Option Exercise | $78.87 | 20,000 | 1,577,400 | 603,584 | Oct 19, 2012, 06:27 PM |
| COHN GARY D | President and COO | Oct 18, 2012 | Option Exercise | $78.87 | 20,425 | 1,610,920 | 604,009 | Oct 19, 2012, 06:27 PM |
| COHN GARY D | President and COO | Oct 17, 2012 | Sale | $124.00 | 20,000 | 2,480,000 | 583,584 | Oct 19, 2012, 06:27 PM |
| COHN GARY D | President and COO | Oct 18, 2012 | Sale | $126.17 | 20,425 | 2,577,083 | 583,584 | Oct 19, 2012, 06:27 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Oct 17, 2012 | Option Exercise | $78.87 | 34,909 | 2,753,273 | 1,821,217 | Oct 19, 2012, 06:26 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Oct 18, 2012 | Option Exercise | $78.87 | 33,927 | 2,675,823 | 1,820,235 | Oct 19, 2012, 06:26 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Oct 17, 2012 | Sale | $124.09 | 34,909 | 4,332,000 | 1,794,596 | Oct 19, 2012, 06:26 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Oct 18, 2012 | Sale | $125.04 | 33,927 | 4,242,198 | 1,786,308 | Oct 19, 2012, 06:26 PM |
| WEINBERG JOHN S | Vice Chairman | Oct 17, 2012 | Option Exercise | $78.87 | 27,592 | 2,176,181 | 797,755 | Oct 19, 2012, 06:24 PM |
| WEINBERG JOHN S | Vice Chairman | Oct 18, 2012 | Option Exercise | $78.87 | 13,502 | 1,064,903 | 783,665 | Oct 19, 2012, 06:24 PM |
| WEINBERG JOHN S | Vice Chairman | Oct 17, 2012 | Sale | $124.09 | 27,592 | 3,423,827 | 776,565 | Oct 19, 2012, 06:24 PM |
| WEINBERG JOHN S | Vice Chairman | Oct 18, 2012 | Sale | $125.04 | 13,502 | 1,688,277 | 770,163 | Oct 19, 2012, 06:24 PM |
| VINIAR DAVID A | Executive Vice President - CFO | Oct 18, 2012 | Option Exercise | $78.87 | 50,751 | 4,002,732 | 870,350 | Oct 19, 2012, 06:20 PM |
| VINIAR DAVID A | Executive Vice President - CFO | Oct 18, 2012 | Sale | $123.76 | 50,751 | 6,280,893 | 819,599 | Oct 19, 2012, 06:20 PM |
| SHERWOOD MICHAEL S | Vice Chairman | Oct 17, 2012 | Option Exercise | $78.87 | 96,283 | 7,593,840 | 228,614 | Oct 19, 2012, 06:20 PM |
| SHERWOOD MICHAEL S | Vice Chairman | Oct 18, 2012 | Option Exercise | $78.87 | 18,928 | 1,492,851 | 151,259 | Oct 19, 2012, 06:20 PM |
| SHERWOOD MICHAEL S | Vice Chairman | Oct 17, 2012 | Sale | $124.08 | 96,283 | 11,947,157 | 154,355 | Oct 19, 2012, 06:20 PM |
| SHERWOOD MICHAEL S | Vice Chairman | Oct 18, 2012 | Sale | $125.04 | 18,928 | 2,366,738 | 132,331 | Oct 19, 2012, 06:20 PM |
| GEORGE WILLIAM W | Director | Oct 17, 2012 | Option Exercise | $78.87 | 5,705 | 449,953 | 38,105 | Oct 19, 2012, 06:17 PM |
| GEORGE WILLIAM W | Director | Oct 17, 2012 | Sale | $124.03 | 3,631 | 450,335 | 34,474 | Oct 19, 2012, 06:17 PM |
| SMITH SARAH G | Principal Accounting Officer | Oct 17, 2012 | Option Exercise | $78.87 | 4,107 | 323,919 | 34,759 | Oct 19, 2012, 06:16 PM |
| SMITH SARAH G | Principal Accounting Officer | Oct 17, 2012 | Sale | $124.08 | 4,107 | 509,601 | 31,582 | Oct 19, 2012, 06:16 PM |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Aug 22, 2012 | Option Exercise | $78.87 | 9,924 | 782,706 | 107,141 | Aug 24, 2012, 03:06 PM |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Aug 22, 2012 | Sale | $106.01 | 9,924 | 1,052,063 | 97,217 | Aug 24, 2012, 03:06 PM |
| COOPER EDITH W | EVP, Global Head of HCM | Aug 23, 2012 | Option Exercise | $78.87 | 11,780 | 929,089 | 44,694 | Aug 24, 2012, 03:02 PM |
| COOPER EDITH W | EVP, Global Head of HCM | Aug 23, 2012 | Sale | $104.35 | 11,780 | 1,229,243 | 32,914 | Aug 24, 2012, 03:02 PM |
| DAHLBACK CLAES | Director | Aug 13, 2012 | Option Exercise | $78.87 | 1,324 | 104,424 | 1,324 | Aug 14, 2012, 04:52 PM |
| DAHLBACK CLAES | Director | Aug 13, 2012 | Sale | $103.19 | 1,324 | 136,630 | 0 | Aug 14, 2012, 04:52 PM |
| SHERWOOD MICHAEL S | Vice Chairman | Aug 01, 2012 | Option Exercise | $100.79 | 16,043 | 1,616,974 | 132,331 | Aug 03, 2012, 02:31 PM |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Jul 27, 2012 | Option Exercise | $78.87 | 9,924 | 782,706 | 107,141 | Jul 27, 2012, 07:43 PM |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Jul 27, 2012 | Sale | $100.00 | 9,924 | 992,400 | 97,217 | Jul 27, 2012, 07:43 PM |
| JOHNSON JAMES A /DC/ | Director | Jul 27, 2012 | Option Exercise | $78.87 | 6,000 | 473,220 | 6,000 | Jul 27, 2012, 07:36 PM |
| JOHNSON JAMES A /DC/ | Director | Jul 27, 2012 | Sale | $98.72 | 6,000 | 592,346 | 0 | Jul 27, 2012, 07:36 PM |
| WEINBERG JOHN S | Vice Chairman | Jan 25, 2012 | Option Exercise | $107.44 | 19,314 | 2,075,096 | 710,464 | Jan 27, 2012, 05:12 PM |
| VINIAR DAVID A | Executive Vice President - CFO | Jan 25, 2012 | Option Exercise | $107.44 | 21,248 | 2,282,885 | 819,599 | Jan 27, 2012, 05:11 PM |
| SMITH SARAH G | Principal Accounting Officer | Jan 25, 2012 | Option Exercise | $107.44 | 11,323 | 1,216,543 | 30,652 | Jan 27, 2012, 05:10 PM |
| SHERWOOD MICHAEL S | Vice Chairman | Jan 25, 2012 | Option Exercise | $107.44 | 11,605 | 1,246,841 | 117,523 | Jan 27, 2012, 05:09 PM |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Jan 25, 2012 | Option Exercise | $107.44 | 17,714 | 1,903,192 | 115,820 | Jan 27, 2012, 05:07 PM |
| PALM GREGORY K | Executive VP - General Counsel | Jan 25, 2012 | Option Exercise | $107.44 | 16,915 | 1,817,348 | 893,642 | Jan 27, 2012, 05:07 PM |
| EVANS J. MICHAEL | Vice Chairman | Jan 25, 2012 | Option Exercise | $107.44 | 15,244 | 1,637,815 | 703,284 | Jan 27, 2012, 05:06 PM |
| COOPER EDITH W | EVP, Global Head of HCM | Jan 25, 2012 | Option Exercise | $107.44 | 19,165 | 2,059,088 | 32,914 | Jan 27, 2012, 05:05 PM |
| COHN GARY D | President and COO | Jan 25, 2012 | Option Exercise | $107.44 | 21,248 | 2,282,885 | 606,333 | Jan 27, 2012, 05:04 PM |
| COHEN ALAN M | EVP, Global Head of Compliance | Jan 25, 2012 | Option Exercise | $107.44 | 12,864 | 1,382,108 | 54,705 | Jan 27, 2012, 05:03 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Jan 25, 2012 | Option Exercise | $107.44 | 21,248 | 2,282,885 | 1,809,057 | Jan 27, 2012, 05:02 PM |
| JOHNSON JAMES A /DC/ | Director | Oct 26, 2011 | Option Exercise | $91.61 | 6,000 | 549,660 | 6,000 | Oct 28, 2011, 03:20 PM |
| JOHNSON JAMES A /DC/ | Director | Oct 26, 2011 | Sale | $106.44 | 6,000 | 638,646 | 0 | Oct 28, 2011, 03:20 PM |
| SHERWOOD MICHAEL S | Vice Chairman | Jul 26, 2011 | Option Exercise | $137.63 | 11,606 | 1,597,392 | 106,811 | Jul 28, 2011, 03:51 PM |
| COHEN ALAN M | EVP, Global Head of Compliance | Feb 25, 2011 | Sale | $165.17 | 5,000 | 825,840 | 39,230 | Mar 01, 2011, 05:06 PM |
| COHEN ALAN M | EVP, Global Head of Compliance | Feb 14, 2011 | Sale | $166.95 | 4,909 | 819,551 | 48,639 | Feb 16, 2011, 05:01 PM |
| SMITH SARAH G | Principal Accounting Officer | Jan 25, 2011 | Option Exercise | $162.46 | 12,356 | 2,007,294 | 23,019 | Jan 26, 2011, 04:59 PM |
| COHEN ALAN M | EVP, Global Head of Compliance | Jan 25, 2011 | Option Exercise | $162.46 | 13,536 | 2,198,991 | 49,139 | Jan 26, 2011, 04:58 PM |
| STECHER ESTA E | Executive VP - General Counsel | Jan 25, 2011 | Option Exercise | $162.46 | 19,001 | 3,086,807 | 264,777 | Jan 26, 2011, 04:57 PM |
| PALM GREGORY K | Executive VP - General Counsel | Jan 25, 2011 | Option Exercise | $162.46 | 19,802 | 3,216,934 | 972,130 | Jan 26, 2011, 04:55 PM |
| VINIAR DAVID A | Executive Vice President - CFO | Jan 25, 2011 | Option Exercise | $162.46 | 52,521 | 8,532,299 | 891,012 | Jan 26, 2011, 04:54 PM |
| SHERWOOD MICHAEL S | Vice Chairman | Jan 25, 2011 | Option Exercise | $162.46 | 48,422 | 7,866,396 | 96,099 | Jan 26, 2011, 04:53 PM |
| EVANS J. MICHAEL | Vice Chairman | Jan 25, 2011 | Option Exercise | $162.46 | 10,161 | 1,650,705 | 673,031 | Jan 26, 2011, 04:52 PM |
| WEINBERG JOHN S | Vice Chairman | Jan 25, 2011 | Option Exercise | $162.46 | 33,659 | 5,468,073 | 876,732 | Jan 26, 2011, 04:51 PM |
| COHN GARY D | President and COO | Jan 25, 2011 | Option Exercise | $162.46 | 65,568 | 10,651,850 | 591,814 | Jan 26, 2011, 04:48 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Jan 25, 2011 | Option Exercise | $162.46 | 66,375 | 10,782,951 | 1,794,538 | Jan 26, 2011, 04:46 PM |
| WEINBERG JOHN S | Vice Chairman | Aug 11, 2010 | Option Exercise | $82.88 | 57,915 | 4,799,706 | 893,128 | Aug 13, 2010, 05:35 PM |
| WEINBERG JOHN S | Vice Chairman | Aug 11, 2010 | Sale | $150.02 | 57,915 | 8,688,424 | 856,748 | Aug 13, 2010, 05:35 PM |
| VINIAR DAVID A | Executive Vice President - CFO | Aug 11, 2010 | Option Exercise | $82.88 | 67,326 | 5,579,642 | 893,551 | Aug 13, 2010, 05:35 PM |
| VINIAR DAVID A | Executive Vice President - CFO | Aug 11, 2010 | Sale | $150.02 | 67,326 | 10,100,264 | 851,260 | Aug 13, 2010, 05:35 PM |
| STECHER ESTA E | Executive VP - General Counsel | Aug 11, 2010 | Option Exercise | $82.88 | 22,890 | 1,897,009 | 270,676 | Aug 13, 2010, 05:34 PM |
| STECHER ESTA E | Executive VP - General Counsel | Aug 11, 2010 | Sale | $150.02 | 22,890 | 3,433,965 | 256,298 | Aug 13, 2010, 05:34 PM |
| SMITH SARAH G | Principal Accounting Officer | Aug 11, 2010 | Option Exercise | $82.88 | 3,633 | 301,085 | 13,806 | Aug 13, 2010, 05:34 PM |
| SMITH SARAH G | Principal Accounting Officer | Aug 11, 2010 | Sale | $150.01 | 3,633 | 544,998 | 11,273 | Aug 13, 2010, 05:34 PM |
| PALM GREGORY K | Executive VP - General Counsel | Aug 11, 2010 | Option Exercise | $82.88 | 47,895 | 3,969,298 | 999,438 | Aug 13, 2010, 05:33 PM |
| PALM GREGORY K | Executive VP - General Counsel | Aug 11, 2010 | Sale | $150.02 | 47,895 | 7,185,222 | 969,353 | Aug 13, 2010, 05:33 PM |
| COHN GARY D | President and COO | Aug 11, 2010 | Option Exercise | $82.88 | 73,653 | 6,103,992 | 597,279 | Aug 13, 2010, 05:33 PM |
| COHN GARY D | President and COO | Aug 11, 2010 | Sale | $150.02 | 73,653 | 11,049,444 | 551,014 | Aug 13, 2010, 05:33 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Aug 11, 2010 | Option Exercise | $82.88 | 90,681 | 7,515,188 | 1,816,193 | Aug 13, 2010, 05:32 PM |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Aug 11, 2010 | Sale | $150.02 | 90,681 | 13,603,989 | 1,759,232 | Aug 13, 2010, 05:32 PM |
| COHEN ALAN M | EVP, Global Head of Compliance | Jul 29, 2010 | Sale | $150.54 | 10,000 | 1,505,420 | 40,068 | Jul 30, 2010, 05:31 PM |
| JOHNSON JAMES A /DC/ | Director | Jul 21, 2010 | Option Exercise | $82.88 | 6,000 | 497,250 | 6,000 | Jul 23, 2010, 05:35 PM |
| JOHNSON JAMES A /DC/ | Director | Jul 21, 2010 | Sale | $148.38 | 6,000 | 890,298 | 0 | Jul 23, 2010, 05:35 PM |
| Owner | Relationship | Date | Transaction | Value($) |
| SOLOMON DAVID M | Chairman of the Board and CEO | Apr 29, 2021 | Option Exercise | 7,421,705 |
| SOLOMON DAVID M | Chairman of the Board and CEO | Feb 19, 2021 | Sale | 3,126,012 |
| WALDRON JOHN E. | President and COO | Feb 19, 2021 | Sale | 6,251,014 |
| ROGERS JOHN F.W. | Executive Vice President | Feb 19, 2021 | Sale | 3,132,500 |
| SCHERR STEPHEN M | CFO | Feb 19, 2021 | Sale | 6,252,201 |
| VINIAR DAVID A | Director | Feb 10, 2021 | Sale | 3,032,949 |
| FREDMAN SHEARA J | Chief Accounting Officer | Feb 02, 2021 | Sale | 755,624 |
| STEIN LAURENCE | Chief Administrative Officer | Jan 29, 2021 | Sale | 1,183,534 |
| STEIN LAURENCE | Chief Administrative Officer | Feb 02, 2021 | Sale | 291,093 |
| STEIN LAURENCE | Chief Administrative Officer | Jan 29, 2021 | Sale | 280,603 |
| STEIN LAURENCE | Chief Administrative Officer | Feb 02, 2021 | Sale | 1,232,004 |
| HAMMACK ELIZABETH M | Global Treasurer | Jan 25, 2021 | Option Exercise | 1,453,606 |
| SEYMOUR KAREN PATTON | Executive VP - General Counsel | Jan 25, 2021 | Option Exercise | 1,710,295 |
| HAMMACK ELIZABETH M | Global Treasurer | Jan 25, 2021 | Sale | 1,335,371 |
| ROGERS JOHN F.W. | Executive Vice President | Jan 25, 2021 | Option Exercise | 2,166,084 |
| LEE BRIAN J | Chief Risk Officer | Jan 25, 2021 | Option Exercise | 1,451,870 |
| FREDMAN SHEARA J | Chief Accounting Officer | Jan 25, 2021 | Option Exercise | 838,363 |
| STEIN LAURENCE | Chief Administrative Officer | Jan 25, 2021 | Option Exercise | 1,490,937 |
| FREDMAN SHEARA J | Chief Accounting Officer | Jan 20, 2021 | Sale | 971,475 |
| LEE BRIAN J | Chief Risk Officer | Jan 20, 2021 | Sale | 3,985,770 |
| HAMMACK ELIZABETH M | Global Treasurer | Jan 20, 2021 | Sale | 1,964,456 |
| VINIAR DAVID A | Director | Feb 03, 2020 | Sale | 1,767,791 |
| VINIAR DAVID A | Director | Jan 31, 2020 | Sale | 677,992 |
| VINIAR DAVID A | Director | Feb 04, 2020 | Sale | 3,613,303 |
| STEIN LAURENCE | Chief Administrative Officer | Jan 31, 2020 | Sale | 2,280,866 |
| WALDRON JOHN E. | President and COO | Jan 23, 2020 | Option Exercise | 1,575,191 |
| STEIN LAURENCE | Chief Administrative Officer | Jan 23, 2020 | Option Exercise | 1,365,939 |
| SOLOMON DAVID M | Chairman of the Board and CEO | Jan 23, 2020 | Option Exercise | 1,765,172 |
| SEYMOUR KAREN PATTON | Executive VP - General Counsel | Jan 23, 2020 | Option Exercise | 893,827 |
| SCHERR STEPHEN M | CFO | Jan 23, 2020 | Option Exercise | 1,466,489 |
| ROGERS JOHN F.W. | Executive Vice President | Jan 23, 2020 | Option Exercise | 2,003,576 |
| LEE BRIAN J | Chief Risk Officer | Jan 23, 2020 | Option Exercise | 1,310,600 |
| HAMMACK ELIZABETH M | Global Treasurer | Jan 23, 2020 | Option Exercise | 1,080,103 |
| FREDMAN SHEARA J | Chief Accounting Officer | Jan 23, 2020 | Option Exercise | 630,225 |
| HOLMES DANE E | EVP, Global Head of HCM | Jul 18, 2019 | Sale | 161,098 |
| HOLMES DANE E | EVP, Global Head of HCM | Jul 18, 2019 | Sale | 510,349 |
| HOLMES DANE E | EVP, Global Head of HCM | Feb 20, 2019 | Sale | 295,284 |
| WALDRON JOHN E. | President and COO | Jan 23, 2019 | Option Exercise | 3,382,502 |
| SOLOMON DAVID M | Chairman of the Board and CEO | Jan 23, 2019 | Option Exercise | 4,263,957 |
| SMITH SARAH G | EVP, Global Head of Compliance | Jan 23, 2019 | Option Exercise | 1,829,528 |
| SCHERR STEPHEN M | Executive Vice President - CFO | Jan 23, 2019 | Option Exercise | 3,096,459 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Jan 23, 2019 | Option Exercise | 1,777,143 |
| LEE BRIAN J | Principal Accounting Officer | Jan 23, 2019 | Option Exercise | 1,141,207 |
| HOLMES DANE E | EVP, Global Head of HCM | Jan 23, 2019 | Option Exercise | 254,216 |
| PALM GREGORY K | Executive VP - General Counsel | Dec 26, 2018 | Option Exercise | 4,209,059 |
| PALM GREGORY K | Executive VP - General Counsel | Dec 27, 2018 | Option Exercise | 4,267,198 |
| PALM GREGORY K | Executive VP - General Counsel | Dec 27, 2018 | Option Exercise | 2,753,834 |
| PALM GREGORY K | Executive VP - General Counsel | Dec 26, 2018 | Option Exercise | 2,753,834 |
| PALM GREGORY K | Executive VP - General Counsel | Dec 26, 2018 | Sale | 1,279,719 |
| PALM GREGORY K | Executive VP - General Counsel | Dec 27, 2018 | Sale | 1,326,302 |
| SOLOMON DAVID M | President and COO | Aug 01, 2018 | Option Exercise | 4,435,606 |
| SOLOMON DAVID M | President and COO | Aug 01, 2018 | Option Exercise | 2,136,907 |
| SOLOMON DAVID M | President and COO | Aug 01, 2018 | Sale | 2,019,507 |
| SOLOMON DAVID M | President and COO | Jul 18, 2018 | Option Exercise | 4,350,213 |
| SOLOMON DAVID M | President and COO | Jul 18, 2018 | Option Exercise | 2,136,907 |
| SOLOMON DAVID M | President and COO | Jul 18, 2018 | Sale | 1,945,311 |
| SOLOMON DAVID M | President and COO | May 14, 2018 | Option Exercise | 1,629,146 |
| SOLOMON DAVID M | President and COO | May 14, 2018 | Option Exercise | 768,105 |
| SOLOMON DAVID M | President and COO | May 15, 2018 | Sale | 98,132 |
| SOLOMON DAVID M | President and COO | May 14, 2018 | Sale | 756,532 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Feb 23, 2018 | Sale | 1,167,610 |
| LEE BRIAN J | Principal Accounting Officer | Feb 21, 2018 | Sale | 1,778,293 |
| CHAVEZ R. MARTIN | Executive Vice President - CFO | Feb 07, 2018 | Sale | 398,837 |
| CHAVEZ R. MARTIN | Executive Vice President - CFO | Feb 07, 2018 | Sale | 2,667,533 |
| SALAME PABLO J | Vice Chairman | Feb 01, 2018 | Sale | 2,704,210 |
| CHAVEZ R. MARTIN | Jan 31, 2018 | Sale | 413,978 | |
| CHAVEZ R. MARTIN | Jan 31, 2018 | Sale | 2,764,849 | |
| SOLOMON DAVID M | President and Co-COO | Jan 29, 2018 | Option Exercise | 11,607,364 |
| SOLOMON DAVID M | President and Co-COO | Jan 29, 2018 | Option Exercise | 5,041,920 |
| SOLOMON DAVID M | President and Co-COO | Jan 29, 2018 | Sale | 5,773,064 |
| GNODDE RICHARD J | Vice Chairman | Jan 23, 2018 | Option Exercise | 4,631,781 |
| VINIAR DAVID A | Director | Jan 18, 2018 | Sale | 4,395,790 |
| PALM GREGORY K | Executive VP - General Counsel | Jan 18, 2018 | Option Exercise | 2,395,007 |
| SMITH SARAH G | EVP, Global Head of Compliance | Jan 18, 2018 | Option Exercise | 2,554,624 |
| SALAME PABLO J | Vice Chairman | Jan 18, 2018 | Option Exercise | 4,712,966 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Jan 18, 2018 | Option Exercise | 2,791,539 |
| LEE BRIAN J | Principal Accounting Officer | Jan 18, 2018 | Option Exercise | 1,777,871 |
| HOLMES DANE E | EVP, Global Head of HCM | Jan 18, 2018 | Option Exercise | 470,820 |
| SOLOMON DAVID M | President and Co-COO | Dec 28, 2017 | Option Exercise | 9,595,821 |
| SMITH SARAH G | EVP, Global Head of Compliance | Dec 28, 2017 | Option Exercise | 4,000,754 |
| SCHWARTZ HARVEY M | President and Co-COO | Dec 28, 2017 | Option Exercise | 3,925,761 |
| SALAME PABLO J | Vice Chairman | Dec 28, 2017 | Option Exercise | 9,440,460 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Dec 28, 2017 | Option Exercise | 3,754,786 |
| PALM GREGORY K | Executive VP - General Counsel | Dec 28, 2017 | Option Exercise | 3,711,787 |
| LEE BRIAN J | Principal Accounting Officer | Dec 28, 2017 | Option Exercise | 2,498,072 |
| COOPER EDITH W | EVP, Global Head of HCM | Dec 28, 2017 | Option Exercise | 2,647,291 |
| CHAVEZ R. MARTIN | Executive Vice President - CFO | Dec 28, 2017 | Option Exercise | 8,301,738 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Dec 28, 2017 | Option Exercise | 4,296,633 |
| SOLOMON DAVID M | President and Co-COO | Nov 24, 2017 | Option Exercise | 7,210,425 |
| SOLOMON DAVID M | President and Co-COO | Nov 24, 2017 | Option Exercise | 3,386,516 |
| SOLOMON DAVID M | President and Co-COO | Nov 24, 2017 | Sale | 3,023,529 |
| PALM GREGORY K | Executive VP - General Counsel | Nov 22, 2017 | Option Exercise | 5,863,483 |
| PALM GREGORY K | Executive VP - General Counsel | Nov 22, 2017 | Option Exercise | 2,753,834 |
| PALM GREGORY K | Executive VP - General Counsel | Nov 22, 2017 | Sale | 2,528,867 |
| PALM GREGORY K | Executive VP - General Counsel | Nov 22, 2017 | Sale | 2,457,663 |
| VINIAR DAVID A | Director | Nov 21, 2017 | Sale | 5,950,500 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Nov 21, 2017 | Sale | 2,332,478 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Nov 21, 2017 | Sale | 2,544,305 |
| SOLOMON DAVID M | President and Co-COO | Nov 20, 2017 | Option Exercise | 10,566,970 |
| SOLOMON DAVID M | President and Co-COO | Nov 21, 2017 | Option Exercise | 10,583,800 |
| SOLOMON DAVID M | President and Co-COO | Nov 20, 2017 | Option Exercise | 9,653,093 |
| SOLOMON DAVID M | President and Co-COO | Nov 21, 2017 | Option Exercise | 9,653,093 |
| SOLOMON DAVID M | President and Co-COO | Nov 21, 2017 | Sale | 736,035 |
| SOLOMON DAVID M | President and Co-COO | Nov 20, 2017 | Sale | 722,732 |
| PALM GREGORY K | Executive VP - General Counsel | Nov 20, 2017 | Option Exercise | 7,997,697 |
| PALM GREGORY K | Executive VP - General Counsel | Nov 21, 2017 | Option Exercise | 8,010,514 |
| PALM GREGORY K | Executive VP - General Counsel | Nov 21, 2017 | Option Exercise | 7,306,070 |
| PALM GREGORY K | Executive VP - General Counsel | Nov 20, 2017 | Option Exercise | 7,306,070 |
| PALM GREGORY K | Executive VP - General Counsel | Nov 20, 2017 | Sale | 547,061 |
| PALM GREGORY K | Executive VP - General Counsel | Nov 21, 2017 | Sale | 557,051 |
| GNODDE RICHARD J | Vice Chairman | Nov 20, 2017 | Option Exercise | 8,138,339 |
| GNODDE RICHARD J | Vice Chairman | Nov 21, 2017 | Option Exercise | 8,149,617 |
| GNODDE RICHARD J | Vice Chairman | Nov 20, 2017 | Option Exercise | 7,537,587 |
| GNODDE RICHARD J | Vice Chairman | Nov 21, 2017 | Option Exercise | 7,537,587 |
| GNODDE RICHARD J | Vice Chairman | Nov 21, 2017 | Sale | 689,374 |
| GNODDE RICHARD J | Vice Chairman | Nov 20, 2017 | Sale | 677,144 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 20, 2017 | Option Exercise | 35,992,742 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 21, 2017 | Option Exercise | 36,050,427 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 21, 2017 | Option Exercise | 32,880,377 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 20, 2017 | Option Exercise | 32,880,377 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 20, 2017 | Sale | 2,455,183 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 21, 2017 | Sale | 2,501,766 |
| SOLOMON DAVID M | President and Co-COO | Nov 13, 2017 | Sale | 572,386 |
| VINIAR DAVID A | Director | Oct 20, 2017 | Option Exercise | 22,706,311 |
| VINIAR DAVID A | Director | Oct 20, 2017 | Option Exercise | 20,416,000 |
| VINIAR DAVID A | Director | Oct 20, 2017 | Sale | 1,812,616 |
| SCHWARTZ HARVEY M | President and Co-COO | Oct 20, 2017 | Sale | 6,125,000 |
| GNODDE RICHARD J | Vice Chairman | Oct 18, 2017 | Option Exercise | 7,672,560 |
| GNODDE RICHARD J | Vice Chairman | Oct 18, 2017 | Option Exercise | 7,537,587 |
| GNODDE RICHARD J | Vice Chairman | Oct 18, 2017 | Sale | 1,187,992 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Aug 08, 2017 | Sale | 784,020 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Aug 08, 2017 | Sale | 3,372,273 |
| SOLOMON DAVID M | President and Co-COO | Aug 07, 2017 | Sale | 754,996 |
| VINIAR DAVID A | Director | Aug 01, 2017 | Option Exercise | 21,737,738 |
| VINIAR DAVID A | Director | Aug 01, 2017 | Option Exercise | 20,416,000 |
| VINIAR DAVID A | Director | Aug 01, 2017 | Sale | 1,045,561 |
| SALAME PABLO J | Vice Chairman | Feb 21, 2017 | Sale | 2,518,040 |
| SOLOMON DAVID M | President and Co-COO | Feb 21, 2017 | Option Exercise | 21,840,444 |
| SOLOMON DAVID M | President and Co-COO | Feb 21, 2017 | Option Exercise | 19,306,187 |
| SOLOMON DAVID M | President and Co-COO | Feb 21, 2017 | Sale | 2,005,840 |
| COHEN ALAN M | EVP, Global Head of Compliance | Feb 16, 2017 | Option Exercise | 3,227,830 |
| COHEN ALAN M | EVP, Global Head of Compliance | Feb 16, 2017 | Option Exercise | 1,457,430 |
| COHEN ALAN M | EVP, Global Head of Compliance | Feb 16, 2017 | Sale | 1,400,651 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Feb 15, 2017 | Sale | 3,056,983 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Feb 15, 2017 | Sale | 5,001,200 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Feb 14, 2017 | Sale | 25,000 |
| VINIAR DAVID A | Director | Feb 13, 2017 | Option Exercise | 15,910,065 |
| VINIAR DAVID A | Director | Feb 13, 2017 | Option Exercise | 14,368,781 |
| VINIAR DAVID A | Director | Feb 13, 2017 | Sale | 1,470,215 |
| SOLOMON DAVID M | President and Co-COO | Feb 07, 2017 | Sale | 500,571 |
| SOLOMON DAVID M | President and Co-COO | Feb 07, 2017 | Sale | 999,937 |
| SALAME PABLO J | Vice Chairman | Feb 07, 2017 | Sale | 3,887,394 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Feb 03, 2017 | Option Exercise | 25,545,577 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Feb 03, 2017 | Option Exercise | 23,412,253 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Feb 03, 2017 | Sale | 2,002,337 |
| COHEN ALAN M | EVP, Global Head of Compliance | Feb 03, 2017 | Option Exercise | 8,134,975 |
| COHEN ALAN M | EVP, Global Head of Compliance | Feb 03, 2017 | Option Exercise | 7,412,641 |
| COHEN ALAN M | EVP, Global Head of Compliance | Feb 03, 2017 | Sale | 571,767 |
| SMITH SARAH G | Principal Accounting Officer | Feb 03, 2017 | Option Exercise | 8,459,461 |
| SMITH SARAH G | Principal Accounting Officer | Feb 03, 2017 | Option Exercise | 7,812,795 |
| SMITH SARAH G | Principal Accounting Officer | Feb 03, 2017 | Sale | 2,511,245 |
| COOPER EDITH W | EVP, Global Head of HCM | Feb 01, 2017 | Sale | 539,185 |
| COOPER EDITH W | EVP, Global Head of HCM | Jan 27, 2017 | Sale | 991,015 |
| SCHWARTZ HARVEY M | President and Co-COO; CFO | Jan 24, 2017 | Option Exercise | 6,763,019 |
| SMITH SARAH G | Principal Accounting Officer | Jan 24, 2017 | Option Exercise | 3,986,335 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Jan 24, 2017 | Option Exercise | 3,388,141 |
| PALM GREGORY K | Executive VP - General Counsel | Jan 24, 2017 | Option Exercise | 3,556,128 |
| COOPER EDITH W | EVP, Global Head of HCM | Jan 24, 2017 | Option Exercise | 2,632,196 |
| COOPER EDITH W | EVP, Global Head of HCM | Jan 25, 2017 | Option Exercise | 4,159,738 |
| COOPER EDITH W | EVP, Global Head of HCM | Jan 25, 2017 | Option Exercise | 2,065,375 |
| COOPER EDITH W | EVP, Global Head of HCM | Jan 25, 2017 | Sale | 1,986,173 |
| COHEN ALAN M | EVP, Global Head of Compliance | Jan 24, 2017 | Option Exercise | 2,859,514 |
| SOLOMON DAVID M | President and Co-COO | Jan 24, 2017 | Option Exercise | 9,644,171 |
| SALAME PABLO J | Vice Chairman | Jan 24, 2017 | Option Exercise | 9,764,229 |
| GNODDE RICHARD J | Vice Chairman | Jan 24, 2017 | Option Exercise | 3,978,890 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Jan 24, 2017 | Option Exercise | 7,408,445 |
| COHN GARY D | Former Director, Pres. and COO | Jan 24, 2017 | Option Exercise | 19,190,524 |
| COHN GARY D | Former Director, Pres. and COO | Jan 23, 2017 | Option Exercise | 52,640,624 |
| Spar Debora L | Director | Jan 19, 2017 | Sale | 46,814 |
| JOHNSON JAMES A /DC/ | Director | Jan 19, 2017 | Option Exercise | 2,368,256 |
| JOHNSON JAMES A /DC/ | Director | Jan 19, 2017 | Sale | 2,714,238 |
| SCHWARTZ HARVEY M | President and Co-COO; CFO | Jan 19, 2017 | Sale | 5,849,725 |
| SMITH SARAH G | Principal Accounting Officer | Nov 18, 2016 | Option Exercise | 1,862,874 |
| SMITH SARAH G | Principal Accounting Officer | Nov 18, 2016 | Option Exercise | 1,804,155 |
| SMITH SARAH G | Principal Accounting Officer | Nov 18, 2016 | Sale | 46,099 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 18, 2016 | Option Exercise | 21,574,821 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 18, 2016 | Option Exercise | 20,906,061 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 18, 2016 | Sale | 529,135 |
| SHERWOOD MICHAEL S | Vice Chairman | Nov 16, 2016 | Sale | 8,753,906 |
| SMITH SARAH G | Principal Accounting Officer | Nov 16, 2016 | Option Exercise | 1,861,429 |
| SMITH SARAH G | Principal Accounting Officer | Nov 15, 2016 | Option Exercise | 1,851,243 |
| SMITH SARAH G | Principal Accounting Officer | Nov 15, 2016 | Option Exercise | 1,804,155 |
| SMITH SARAH G | Principal Accounting Officer | Nov 16, 2016 | Option Exercise | 1,804,155 |
| SMITH SARAH G | Principal Accounting Officer | Nov 15, 2016 | Sale | 36,759 |
| SMITH SARAH G | Principal Accounting Officer | Nov 16, 2016 | Sale | 44,133 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 16, 2016 | Option Exercise | 21,569,046 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 16, 2016 | Option Exercise | 20,906,061 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 16, 2016 | Sale | 512,064 |
| VINIAR DAVID A | Director | Nov 15, 2016 | Option Exercise | 8,080,073 |
| VINIAR DAVID A | Director | Nov 15, 2016 | Option Exercise | 7,830,530 |
| VINIAR DAVID A | Director | Nov 15, 2016 | Sale | 187,358 |
| PALM GREGORY K | Executive VP - General Counsel | Nov 15, 2016 | Option Exercise | 13,410,456 |
| PALM GREGORY K | Executive VP - General Counsel | Nov 15, 2016 | Option Exercise | 13,012,781 |
| PALM GREGORY K | Executive VP - General Counsel | Nov 15, 2016 | Sale | 314,665 |
| COHEN ALAN M | EVP, Global Head of Compliance | Nov 14, 2016 | Option Exercise | 5,895,635 |
| COHEN ALAN M | EVP, Global Head of Compliance | Nov 14, 2016 | Option Exercise | 5,812,146 |
| COHEN ALAN M | EVP, Global Head of Compliance | Nov 15, 2016 | Sale | 1,045,335 |
| COHEN ALAN M | EVP, Global Head of Compliance | Nov 14, 2016 | Sale | 66,010 |
| COHN GARY D | President and COO | Nov 14, 2016 | Option Exercise | 41,953,158 |
| COHN GARY D | President and COO | Nov 14, 2016 | Option Exercise | 41,012,763 |
| COHN GARY D | President and COO | Nov 14, 2016 | Sale | 744,056 |
| COOPER EDITH W | EVP, Global Head of HCM | Nov 11, 2016 | Sale | 2,576,778 |
| COOPER EDITH W | EVP, Global Head of HCM | Nov 11, 2016 | Sale | 2,411,165 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Nov 11, 2016 | Option Exercise | 18,661,827 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Nov 11, 2016 | Option Exercise | 18,612,298 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Nov 11, 2016 | Sale | 47,001 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Nov 11, 2016 | Option Exercise | 18,661,827 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Nov 11, 2016 | Option Exercise | 18,612,298 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Nov 11, 2016 | Sale | 47,001 |
| VINIAR DAVID A | Director | Nov 11, 2016 | Option Exercise | 15,173,726 |
| VINIAR DAVID A | Director | Nov 14, 2016 | Option Exercise | 7,999,865 |
| VINIAR DAVID A | Director | Nov 11, 2016 | Option Exercise | 14,988,000 |
| VINIAR DAVID A | Director | Nov 14, 2016 | Option Exercise | 7,793,760 |
| VINIAR DAVID A | Director | Nov 11, 2016 | Sale | 136,825 |
| VINIAR DAVID A | Director | Nov 14, 2016 | Sale | 162,856 |
| SHERWOOD MICHAEL S | Vice Chairman | Nov 11, 2016 | Option Exercise | 40,376,088 |
| SHERWOOD MICHAEL S | Vice Chairman | Nov 11, 2016 | Option Exercise | 40,212,603 |
| SHERWOOD MICHAEL S | Vice Chairman | Nov 11, 2016 | Sale | 184,810 |
| BURNS M MICHELE | Director | Nov 11, 2016 | Sale | 202,000 |
| COHEN ALAN M | EVP, Global Head of Compliance | Nov 09, 2016 | Sale | 948,764 |
| COHEN ALAN M | EVP, Global Head of Compliance | Nov 07, 2016 | Sale | 905,940 |
| SMITH SARAH G | Principal Accounting Officer | Nov 07, 2016 | Sale | 479,520 |
| SMITH SARAH G | Principal Accounting Officer | Aug 31, 2016 | Sale | 452,880 |
| COOPER EDITH W | EVP, Global Head of HCM | Aug 26, 2016 | Sale | 1,162,836 |
| COOPER EDITH W | EVP, Global Head of HCM | Aug 26, 2016 | Sale | 1,162,692 |
| Schwartz Mark | Vice Chairman | Aug 03, 2016 | Option Exercise | 101,179 |
| SMITH SARAH G | Principal Accounting Officer | Apr 20, 2016 | Sale | 431,568 |
| VINIAR DAVID A | Director | Jan 26, 2016 | Option Exercise | 2,268,613 |
| SMITH SARAH G | Principal Accounting Officer | Jan 26, 2016 | Option Exercise | 2,663,641 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Jan 26, 2016 | Option Exercise | 2,019,719 |
| PALM GREGORY K | Executive VP - General Counsel | Jan 26, 2016 | Option Exercise | 2,259,848 |
| COOPER EDITH W | EVP, Global Head of HCM | Jan 26, 2016 | Option Exercise | 1,755,561 |
| SHERWOOD MICHAEL S | Vice Chairman | Jan 26, 2016 | Option Exercise | 5,488,980 |
| Schwartz Mark | Vice Chairman | Jan 26, 2016 | Option Exercise | 3,714,378 |
| SCHWARTZ HARVEY M | Executive Vice President - CFO | Jan 26, 2016 | Option Exercise | 6,239,291 |
| COHN GARY D | President and COO | Jan 26, 2016 | Option Exercise | 5,495,328 |
| COHEN ALAN M | EVP, Global Head of Compliance | Jan 26, 2016 | Option Exercise | 1,849,860 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Jan 26, 2016 | Option Exercise | 6,046,764 |
| PALM GREGORY K | Executive VP - General Counsel | Nov 24, 2015 | Option Exercise | 1,364,844 |
| PALM GREGORY K | Executive VP - General Counsel | Nov 23, 2015 | Option Exercise | 1,364,844 |
| PALM GREGORY K | Executive VP - General Counsel | Nov 25, 2015 | Option Exercise | 1,364,712 |
| PALM GREGORY K | Executive VP - General Counsel | Nov 23, 2015 | Sale | 1,969,771 |
| PALM GREGORY K | Executive VP - General Counsel | Nov 25, 2015 | Sale | 1,960,608 |
| PALM GREGORY K | Executive VP - General Counsel | Nov 24, 2015 | Sale | 1,952,726 |
| COHN GARY D | President and COO | Nov 23, 2015 | Option Exercise | 1,724,089 |
| COHN GARY D | President and COO | Nov 25, 2015 | Option Exercise | 1,723,957 |
| COHN GARY D | President and COO | Nov 24, 2015 | Option Exercise | 1,724,089 |
| COHN GARY D | President and COO | Nov 24, 2015 | Sale | 2,466,711 |
| COHN GARY D | President and COO | Nov 23, 2015 | Sale | 2,488,243 |
| COHN GARY D | President and COO | Nov 25, 2015 | Sale | 2,476,716 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 23, 2015 | Option Exercise | 230,370 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 25, 2015 | Option Exercise | 230,370 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 24, 2015 | Option Exercise | 230,370 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 24, 2015 | Sale | 329,597 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 23, 2015 | Sale | 332,475 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Nov 25, 2015 | Sale | 330,960 |
| SHERWOOD MICHAEL S | Jul 20, 2015 | Option Exercise | 1,042,541 | |
| SCHWARTZ HARVEY M | Executive Vice President - CFO | Jul 17, 2015 | Option Exercise | 18,370,970 |
| SCHWARTZ HARVEY M | Executive Vice President - CFO | Jul 17, 2015 | Option Exercise | 9,478,652 |
| SCHWARTZ HARVEY M | Executive Vice President - CFO | Jul 17, 2015 | Sale | 7,037,327 |
| SMITH SARAH G | Principal Accounting Officer | Jun 18, 2015 | Sale | 334,970 |
| SMITH SARAH G | Principal Accounting Officer | Jun 18, 2015 | Sale | 667,790 |
| COHN GARY D | President and COO | Jun 18, 2015 | Option Exercise | 2,937,810 |
| COHN GARY D | President and COO | Jun 19, 2015 | Option Exercise | 243,007 |
| COHN GARY D | President and COO | Jun 18, 2015 | Sale | 4,798,155 |
| COHN GARY D | President and COO | Jun 19, 2015 | Sale | 396,890 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Jun 18, 2015 | Option Exercise | 12,667,322 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Jun 19, 2015 | Option Exercise | 1,047,723 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Jun 18, 2015 | Sale | 20,688,805 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | Jun 19, 2015 | Sale | 1,711,185 |
| COHN GARY D | President and COO | Jun 10, 2015 | Option Exercise | 5,011,798 |
| COHN GARY D | President and COO | Jun 10, 2015 | Sale | 8,071,264 |
| SMITH SARAH G | Principal Accounting Officer | Jun 03, 2015 | Sale | 327,180 |
| SMITH SARAH G | Principal Accounting Officer | Jun 03, 2015 | Sale | 652,260 |
| COOPER EDITH W | EVP, Global Head of HCM | May 29, 2015 | Sale | 3,446,514 |
| COHN GARY D | President and COO | May 22, 2015 | Option Exercise | 6,682,705 |
| COHN GARY D | President and COO | May 22, 2015 | Sale | 10,559,120 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | May 18, 2015 | Option Exercise | 1,135,395 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | May 19, 2015 | Option Exercise | 13,270,760 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | May 19, 2015 | Sale | 20,666,457 |
| BLANKFEIN LLOYD C | Chairman of the Board and CEO | May 18, 2015 | Sale | 1,768,591 |
| COHN GARY D | President and COO | May 18, 2015 | Option Exercise | 526,560 |
| COHN GARY D | President and COO | May 19, 2015 | Option Exercise | 6,155,881 |
| COHN GARY D | President and COO | May 19, 2015 | Sale | 9,586,508 |
| COHN GARY D | President and COO | May 18, 2015 | Sale | 820,216 |
| PALM GREGORY K | Executive VP - General Counsel | May 18, 2015 | Option Exercise | 161,391 |
| PALM GREGORY K | Executive VP - General Counsel | May 19, 2015 | Option Exercise | 1,885,875 |
| PALM GREGORY K | Executive VP - General Counsel | May 19, 2015 | Sale | 2,936,859 |
| PALM GREGORY K | Executive VP - General Counsel | May 18, 2015 | Sale | 251,396 |
| COHN GARY D | May 14, 2015 | Option Exercise | 6,682,441 | |
| COHN GARY D | May 14, 2015 | Sale | 10,263,416 | |
| WEINBERG JOHN S | Vice Chairman | May 05, 2015 | Option Exercise | 3,383,016 |
| WEINBERG JOHN S | Vice Chairman | May 05, 2015 | Sale | 5,142,396 |
| WEINBERG JOHN S | Vice Chairman | Apr 23, 2015 | Option Exercise | 12,029,395 |
| WEINBERG JOHN S | Vice Chairman | Apr 23, 2015 | Sale | 18,291,552 |
| SMITH SARAH G | Principal Accounting Officer | Apr 23, 2015 | Sale | 623,200 |
| SMITH SARAH G | Principal Accounting Officer | Apr 23, 2015 | Sale | 1,242,400 |
| SHERWOOD MICHAEL S | Vice Chairman | Apr 20, 2015 | Option Exercise | 9,924,603 |
| SHERWOOD MICHAEL S | Vice Chairman | Apr 20, 2015 | Sale | 15,019,217 |
| SCHWARTZ HARVEY M | Executive Vice President - CFO | Apr 17, 2015 | Option Exercise | 7,191,432 |
| SCHWARTZ HARVEY M | Executive Vice President - CFO | Apr 17, 2015 | Sale | 17,987,565 |
| ROGERS JOHN F.W. | Feb 26, 2015 | Sale | 4,039,760 | |
| ROGERS JOHN F.W. | Feb 26, 2015 | Sale | 8,412,870 | |
| SHERWOOD MICHAEL S | Vice Chairman | Feb 24, 2015 | Option Exercise | 9,214,800 |
| SHERWOOD MICHAEL S | Vice Chairman | Feb 24, 2015 | Sale | 13,444,410 |
| COHEN ALAN M | EVP, Global Head of Compliance | Feb 23, 2015 | Sale | 2,280,000 |
| SHERWOOD MICHAEL S | Feb 11, 2015 | Option Exercise | 9,873,000 | |
| SHERWOOD MICHAEL S | Feb 11, 2015 | Sale | 13,993,107 | |
| VINIAR DAVID A | Director | Jan 27, 2015 | Option Exercise | 4,722,133 |
| WEINBERG JOHN S | Vice Chairman | Jan 27, 2015 | Option Exercise | 5,979,840 |
| SMITH SARAH G | Principal Accounting Officer | Jan 27, 2015 | Option Exercise | 2,556,371 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Jan 27, 2015 | Option Exercise | 2,012,224 |
| PALM GREGORY K | Jan 27, 2015 | Option Exercise | 2,317,314 | |
| COOPER EDITH W | Jan 27, 2015 | Option Exercise | 1,858,326 | |
| COHEN ALAN M | EVP, Global Head of Compliance | Jan 27, 2015 | Option Exercise | 1,907,941 |
| SHERWOOD MICHAEL S | Vice Chairman | Jan 27, 2015 | Option Exercise | 5,836,948 |
| Schwartz Mark | Vice Chairman | Jan 27, 2015 | Option Exercise | 2,672,561 |
| SCHWARTZ HARVEY M | Executive Vice President - CFO | Jan 27, 2015 | Option Exercise | 7,482,378 |
| COHN GARY D | President and COO | Jan 27, 2015 | Option Exercise | 7,315,129 |
| BLANKFEIN LLOYD C | Jan 27, 2015 | Option Exercise | 7,860,719 | |
| SHERWOOD MICHAEL S | Vice Chairman | Jan 21, 2015 | Option Exercise | 1,290,354 |
| PALM GREGORY K | Executive VP - General Counsel | Nov 21, 2014 | Option Exercise | 3,070,503 |
| PALM GREGORY K | Executive VP - General Counsel | Nov 21, 2014 | Sale | 9,186,294 |
| Spar Debora L | Director | Nov 21, 2014 | Sale | 57,066 |
| ROGERS JOHN F.W. | Nov 04, 2014 | Option Exercise | 14,321,410 | |
| ROGERS JOHN F.W. | Nov 04, 2014 | Option Exercise | 8,261,501 | |
| ROGERS JOHN F.W. | Nov 04, 2014 | Sale | 5,669,726 | |
| COHEN ALAN M | Oct 31, 2014 | Sale | 1,895,110 | |
| VINIAR DAVID A | Director | Oct 29, 2014 | Option Exercise | 17,812,472 |
| VINIAR DAVID A | Director | Oct 29, 2014 | Sale | 25,190,630 |
| COHEN ALAN M | EVP, Global Head of Compliance | Oct 29, 2014 | Option Exercise | 4,212,480 |
| COHEN ALAN M | EVP, Global Head of Compliance | Oct 29, 2014 | Sale | 5,954,592 |
| SMITH SARAH G | Principal Accounting Officer | Oct 22, 2014 | Option Exercise | 4,543,239 |
| SMITH SARAH G | Principal Accounting Officer | Oct 22, 2014 | Option Exercise | 2,643,620 |
| SMITH SARAH G | Principal Accounting Officer | Oct 21, 2014 | Sale | 163,080 |
| SMITH SARAH G | Principal Accounting Officer | Oct 22, 2014 | Sale | 1,487,790 |
| JOHNSON JAMES A /DC/ | Director | Oct 21, 2014 | Option Exercise | 789,840 |
| JOHNSON JAMES A /DC/ | Director | Oct 21, 2014 | Sale | 1,079,292 |
| SMITH SARAH G | Principal Accounting Officer | Oct 20, 2014 | Option Exercise | 4,482,192 |
| SMITH SARAH G | Principal Accounting Officer | Oct 17, 2014 | Option Exercise | 3,212,016 |
| SMITH SARAH G | Principal Accounting Officer | Oct 20, 2014 | Option Exercise | 2,643,699 |
| SMITH SARAH G | Principal Accounting Officer | Oct 17, 2014 | Sale | 4,793,901 |
| SMITH SARAH G | Principal Accounting Officer | Oct 20, 2014 | Sale | 1,458,794 |
| COOPER EDITH W | Aug 28, 2014 | Option Exercise | 3,404,350 | |
| COOPER EDITH W | Aug 28, 2014 | Option Exercise | 2,065,375 | |
| COOPER EDITH W | Aug 28, 2014 | Sale | 1,252,355 | |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Aug 19, 2014 | Option Exercise | 11,412,135 |
| ROGERS JOHN F.W. | EVP-Chief of Staff & Secretary | Aug 19, 2014 | Sale | 15,171,100 |
| SHERWOOD MICHAEL S | Vice Chairman | Jul 28, 2014 | Option Exercise | 2,848,847 |
| SHERWOOD MICHAEL S | Vice Chairman | Jul 28, 2014 | Sale | 3,217,082 |
| JOHNSON JAMES A /DC/ | Director | Jul 24, 2014 | Option Exercise | 456,924 |
| JOHNSON JAMES A /DC/ | Director | Jul 24, 2014 | Sale | 1,026,710 |
| SCHWARTZ HARVEY M | Executive Vice President - CFO | Jul 23, 2014 | Option Exercise | 12,095,457 |
| SCHWARTZ HARVEY M | Executive Vice President - CFO | Jul 23, 2014 | Option Exercise | 7,191,432 |
| SCHWARTZ HARVEY M | Executive Vice President - CFO | Jul 23, 2014 | Sale | 3,913,526 |
| SCHWARTZ HARVEY M | Executive Vice President - CFO | Jul 22, 2014 | Sale | 1,738,800 |
| Spar Debora L | Director | Jul 21, 2014 | Sale | 51,201 |
| Schwartz Mark | Vice Chairman | Jan 27, 2014 | Option Exercise | 688,162 |
| COOPER EDITH W | EVP, Global Head of HCM | Feb 28, 2014 | Option Exercise | 6,472,477 |
| COOPER EDITH W | EVP, Global Head of HCM | Feb 28, 2014 | Option Exercise | 4,130,750 |
| COOPER EDITH W | EVP, Global Head of HCM | Feb 28, 2014 | Sale | 2,212,429 |
| DAHLBACK CLAES | Director | Feb 05, 2014 | Option Exercise | 770,800 |
| DAHLBACK CLAES | Director | Feb 05, 2014 | Sale | 802,500 |
| GEORGE WILLIAM W | Director | Feb 03, 2014 | Option Exercise | 770,800 |
| GEORGE WILLIAM W | Director | Feb 03, 2014 | Sale | 771,090 |
| SMITH SARAH G | Principal Accounting Officer | Jan 27, 2014 | Option Exercise | 4,847,143 |
| SMITH SARAH G | Principal Accounting Officer | Jan 27, 2014 | Option Exercise | 2,974,181 |
| SMITH SARAH G | Principal Accounting Officer | Jan 27, 2014 | Sale | 1,474,522 |
| WEINBERG JOHN S | Jan 27, 2014 | Option Exercise | 5,914,172 | |
| VINIAR DAVID A | Director | Jan 27, 2014 | Option Exercise | 6,876,928 |
| SMITH SARAH G | Principal Accounting Officer | Jan 27, 2014 | Option Exercise |