Insider Transactions for EQUUS TOTAL RETURN, INC. (EQS)

Owner Relationship Date Transaction Cost # Shares Value($) Total Shares Form 4
MVC CAPITAL, INC. 10% Owner Aug 12, 2019 Sale $1.62 608,310 985,462 3,228,024 Aug 13, 2019, 04:48 PM
Tokarz Group Advisers LLC 10% Owner Aug 12, 2019 Sale $1.62 608,310 985,462 3,228,024 Aug 13, 2019, 04:44 PM
TOKARZ MICHAEL T 10% Owner Aug 12, 2019 Sale $1.62 608,310 985,462 3,228,024 Aug 13, 2019, 04:42 PM
TOKARZ MICHAEL T 10% Owner Jul 29, 2019 Sale $1.70 608,310 1,034,127 3,836,334 Jul 30, 2019, 07:05 PM
Tokarz Group Advisers LLC 10% Owner Jul 29, 2019 Sale $1.70 608,310 1,034,127 3,836,334 Jul 30, 2019, 07:02 PM
MVC CAPITAL, INC. 10% Owner Jul 29, 2019 Sale $1.70 608,310 1,034,127 3,836,334 Jul 30, 2019, 06:57 PM
TOKARZ MICHAEL T 10% Owner Jul 26, 2019 Option Exercise $1.70 1,216,620 2,068,254 4,444,644 Jul 26, 2019, 09:12 PM
TOKARZ MICHAEL T 10% Owner Jul 24, 2019 Sale $1.70 1,216,620 2,068,254 3,836,334 Jul 26, 2019, 09:12 PM
Tokarz Group Advisers LLC 10% Owner Jul 26, 2019 Option Exercise $1.70 1,216,620 2,068,254 4,444,644 Jul 26, 2019, 09:09 PM
Tokarz Group Advisers LLC 10% Owner Jul 24, 2019 Sale $1.70 1,216,620 2,068,254 3,836,334 Jul 26, 2019, 09:09 PM
MVC CAPITAL, INC. 10% Owner Jul 26, 2019 Option Exercise $1.70 1,216,620 2,068,254 4,444,644 Jul 26, 2019, 09:06 PM
MVC CAPITAL, INC. 10% Owner Jul 24, 2019 Sale $1.70 1,216,620 2,068,254 3,836,334 Jul 26, 2019, 09:06 PM
Bergner Richard F Director Mar 21, 2017 Buy $2.40 19,500 46,800 19,500 Mar 27, 2017, 02:28 PM
Bergner Richard F Director Mar 17, 2017 Buy $2.40 19,500 46,800 19,500 Mar 23, 2017, 10:46 AM
Atkinson Fraser Director Mar 17, 2017 Buy $2.40 19,500 46,800 21,389 Mar 20, 2017, 03:28 PM
des Pallieres Bertrand Director Mar 17, 2017 Buy $2.40 15,000 36,000 2,199,692 Mar 20, 2017, 10:58 AM
KNAUSS ROBERT L Director Mar 17, 2017 Buy $2.40 21,000 50,400 92,670 Mar 17, 2017, 07:04 PM
Hankinson Henry W Director Mar 17, 2017 Buy $2.40 19,500 46,800 19,500 Mar 17, 2017, 05:59 PM
Hardy John A. Chief Executive Officer Mar 17, 2017 Buy $2.40 500,000 1,200,000 500,000 Mar 17, 2017, 04:37 PM
Denos Kenneth I Secretary Mar 17, 2017 Buy $2.40 250,000 600,000 265,754 Mar 17, 2017, 04:35 PM
des Pallieres Bertrand Director Feb 25, 2016 Buy $1.50 9,351 14,027 2,179,763 Mar 03, 2016, 06:35 PM
des Pallieres Bertrand Director Mar 03, 2016 Buy $1.50 429 644 2,184,692 Mar 03, 2016, 06:35 PM
des Pallieres Bertrand Director Mar 02, 2016 Buy $1.50 100 150 2,184,263 Mar 03, 2016, 06:35 PM
des Pallieres Bertrand Director Feb 26, 2016 Buy $1.50 4,400 6,600 2,184,163 Mar 03, 2016, 06:35 PM
des Pallieres Bertrand Director Jan 21, 2016 Buy $1.50 177 266 2,170,412 Jan 22, 2016, 12:26 PM
des Pallieres Bertrand Director Jan 20, 2016 Buy $1.54 33,400 51,350 2,170,235 Jan 22, 2016, 12:26 PM
des Pallieres Bertrand Director Nov 20, 2015 Buy $1.50 42,284 63,426 2,136,835 Dec 22, 2015, 01:11 PM
des Pallieres Bertrand Director Nov 20, 2015 Buy $1.45 3,638 5,275 2,094,551 Dec 22, 2015, 01:06 PM
des Pallieres Bertrand Director Nov 18, 2015 Buy $1.50 25,000 37,500 2,090,913 Dec 22, 2015, 01:06 PM
des Pallieres Bertrand Director Nov 25, 2015 Buy $1.50 42,284 63,426 2,619,662 Nov 30, 2015, 04:33 PM
KNAUSS ROBERT L Director Nov 24, 2015 Buy $1.54 10,000 15,427 61,670 Nov 25, 2015, 04:42 PM
KNAUSS ROBERT L Director Nov 25, 2015 Buy $1.55 10,000 15,499 71,670 Nov 25, 2015, 04:42 PM
des Pallieres Bertrand Director Nov 20, 2015 Buy $1.45 3,638 5,275 2,577,378 Nov 20, 2015, 08:05 PM
des Pallieres Bertrand Director Nov 18, 2015 Buy $1.50 25,000 37,500 2,573,740 Nov 20, 2015, 08:05 PM
KNAUSS ROBERT L Director Nov 19, 2015 Buy $1.51 5,000 7,550 45,670 Nov 20, 2015, 04:09 PM
KNAUSS ROBERT L Director Nov 20, 2015 Buy $1.52 6,000 9,102 51,670 Nov 20, 2015, 04:09 PM
Mobiquity Investments Ltd Director Jun 12, 2014 Option Exercise $2.45 960,087 2,352,213 10,000 Jun 17, 2014, 03:14 PM
TOKARZ MICHAEL T 10% Owner Jun 12, 2014 Buy $2.45 970,087 2,376,713 4,444,644 Jun 16, 2014, 05:52 PM
Tokarz Group Advisers LLC 10% Owner Jun 12, 2014 Buy $2.45 970,087 2,376,713 4,444,644 Jun 16, 2014, 05:49 PM
MVC CAPITAL, INC. 10% Owner Jun 12, 2014 Buy $2.45 970,087 2,376,713 4,444,644 Jun 16, 2014, 05:47 PM
TOKARZ MICHAEL T 10% Owner Jun 03, 2014 Buy $2.40 850,000 2,040,000 3,474,557 Jun 05, 2014, 05:27 PM
MVC CAPITAL, INC. 10% Owner Jun 03, 2014 Buy $2.40 850,000 2,040,000 3,474,557 Jun 05, 2014, 05:23 PM
Tokarz Group Advisers LLC 10% Owner Jun 03, 2014 Buy $2.40 850,000 2,040,000 3,474,557 Jun 05, 2014, 05:19 PM
MVC CAPITAL, INC. 10% Owner May 21, 2014 Buy $2.40 512,557 1,230,137 2,624,557 May 23, 2014, 06:12 PM
TOKARZ MICHAEL T 10% Owner May 21, 2014 Buy $2.40 512,557 1,230,137 2,624,557 May 23, 2014, 06:10 PM
Tokarz Group Advisers LLC 10% Owner May 21, 2014 Buy $2.40 512,557 1,230,137 2,624,557 May 23, 2014, 06:08 PM
KNAUSS ROBERT L Director Apr 07, 2014 Buy $1.88 5,000 9,400 40,670 Apr 08, 2014, 11:30 AM
KNAUSS ROBERT L Director Apr 04, 2014 Buy $1.88 5,000 9,400 35,670 Apr 08, 2014, 11:30 AM
des Pallieres Bertrand Director Jul 31, 2013 Buy $2.40 145,833 349,999 3,026,000 Aug 02, 2013, 05:31 PM
des Pallieres Bertrand Director Jul 31, 2013 Buy $2.40 859,803 2,063,527 2,880,167 Aug 02, 2013, 05:31 PM
des Pallieres Bertrand Director Jul 23, 2013 Buy $1.89 1,492 2,826 2,020,364 Jul 26, 2013, 05:07 PM
des Pallieres Bertrand Director Jul 22, 2013 Buy $1.89 1,574 2,978 2,018,872 Jul 26, 2013, 05:07 PM
des Pallieres Bertrand Director Dec 20, 2012 Buy $2.65 986,842 2,610,690 2,017,298 Dec 21, 2012, 12:12 PM
Mobiquity Investments Ltd Director Dec 06, 2011 Buy $2.05 7,125 14,606 970,087 Dec 08, 2011, 08:03 PM
Atkinson Fraser Director Sep 16, 2011 Buy $2.13 305 649 1,889 Sep 20, 2011, 07:03 PM
Atkinson Fraser Director Sep 15, 2011 Buy $2.12 34 72 1,584 Sep 15, 2011, 07:59 PM
Atkinson Fraser Director Sep 12, 2011 Buy $2.12 1,550 3,286 1,550 Sep 15, 2011, 07:59 PM
Benedetti Alessandro Executive Chairman Sep 02, 2011 Buy $2.75 400,000 1,100,000 1,362,962 Sep 07, 2011, 02:21 PM
KNAUSS ROBERT L Director Aug 17, 2011 Buy $2.32 20,000 46,451 30,670 Aug 19, 2011, 11:52 AM
Mobiquity Investments Ltd Director Dec 20, 2010 Buy $2.38 6,060 14,432 962,962 Dec 23, 2010, 04:04 PM
Mobiquity Investments Ltd Director Dec 16, 2010 Buy $2.25 7,501 16,877 956,902 Dec 20, 2010, 08:10 PM
des Pallieres Bertrand Director Dec 15, 2010 Buy $2.25 100 225 1,009,770 Dec 16, 2010, 08:09 PM
Mobiquity Investments Ltd Director Dec 14, 2010 Buy $2.24 1,345 3,019 948,364 Dec 16, 2010, 08:09 PM
Mobiquity Investments Ltd Director Dec 15, 2010 Buy $2.25 1,037 2,333 949,401 Dec 16, 2010, 08:09 PM
Mobiquity Investments Ltd Director Dec 09, 2010 Buy $2.19 90,000 197,038 944,847 Dec 13, 2010, 06:39 PM
Mobiquity Investments Ltd Director Dec 13, 2010 Buy $2.20 1,072 2,358 947,019 Dec 13, 2010, 06:39 PM
Mobiquity Investments Ltd Director Dec 10, 2010 Buy $2.20 1,100 2,420 945,947 Dec 13, 2010, 06:39 PM
Mobiquity Investments Ltd Director Dec 06, 2010 Buy $2.10 11,239 23,602 854,847 Dec 08, 2010, 06:16 PM
Mobiquity Investments Ltd Director Dec 03, 2010 Buy $2.10 4,000 8,400 843,608 Dec 03, 2010, 06:15 PM
Mobiquity Investments Ltd Director Dec 02, 2010 Buy $2.08 477 992 839,608 Dec 03, 2010, 06:15 PM
Mobiquity Investments Ltd Director Dec 01, 2010 Buy $2.08 100 208 839,131 Dec 03, 2010, 06:15 PM
Mobiquity Investments Ltd Director Nov 24, 2010 Buy $2.03 17,000 34,505 839,031 Nov 29, 2010, 06:32 PM
des Pallieres Bertrand Director Nov 15, 2010 Buy $2.23 2,600 5,798 824,631 Nov 24, 2010, 08:07 PM
des Pallieres Bertrand Director Nov 22, 2010 Buy $2.09 40,000 83,600 882,300 Nov 24, 2010, 08:07 PM
des Pallieres Bertrand Director Nov 19, 2010 Buy $2.12 9,025 19,133 842,300 Nov 24, 2010, 08:07 PM
des Pallieres Bertrand Director Nov 17, 2010 Buy $2.16 8,644 18,671 833,275 Nov 24, 2010, 08:07 PM

Desktop Version

Owner Relationship Date Transaction Value($)
MVC CAPITAL, INC. 10% Owner Aug 12, 2019 Sale 985,462
Tokarz Group Advisers LLC 10% Owner Aug 12, 2019 Sale 985,462
TOKARZ MICHAEL T 10% Owner Aug 12, 2019 Sale 985,462
TOKARZ MICHAEL T 10% Owner Jul 29, 2019 Sale 1,034,127
Tokarz Group Advisers LLC 10% Owner Jul 29, 2019 Sale 1,034,127
MVC CAPITAL, INC. 10% Owner Jul 29, 2019 Sale 1,034,127
TOKARZ MICHAEL T 10% Owner Jul 26, 2019 Option Exercise 2,068,254
TOKARZ MICHAEL T 10% Owner Jul 24, 2019 Sale 2,068,254
Tokarz Group Advisers LLC 10% Owner Jul 26, 2019 Option Exercise 2,068,254
Tokarz Group Advisers LLC 10% Owner Jul 24, 2019 Sale 2,068,254
MVC CAPITAL, INC. 10% Owner Jul 26, 2019 Option Exercise 2,068,254
MVC CAPITAL, INC. 10% Owner Jul 24, 2019 Sale 2,068,254
Bergner Richard F Director Mar 21, 2017 Buy 46,800
Bergner Richard F Director Mar 17, 2017 Buy 46,800
Atkinson Fraser Director Mar 17, 2017 Buy 46,800
des Pallieres Bertrand Director Mar 17, 2017 Buy 36,000
KNAUSS ROBERT L Director Mar 17, 2017 Buy 50,400
Hankinson Henry W Director Mar 17, 2017 Buy 46,800
Hardy John A. Chief Executive Officer Mar 17, 2017 Buy 1,200,000
Denos Kenneth I Secretary Mar 17, 2017 Buy 600,000
des Pallieres Bertrand Director Feb 25, 2016 Buy 14,027
des Pallieres Bertrand Director Mar 03, 2016 Buy 644
des Pallieres Bertrand Director Mar 02, 2016 Buy 150
des Pallieres Bertrand Director Feb 26, 2016 Buy 6,600
des Pallieres Bertrand Director Jan 21, 2016 Buy 266
des Pallieres Bertrand Director Jan 20, 2016 Buy 51,350
des Pallieres Bertrand Director Nov 20, 2015 Buy 63,426
des Pallieres Bertrand Director Nov 20, 2015 Buy 5,275
des Pallieres Bertrand Director Nov 18, 2015 Buy 37,500
des Pallieres Bertrand Director Nov 25, 2015 Buy 63,426
KNAUSS ROBERT L Director Nov 24, 2015 Buy 15,427
KNAUSS ROBERT L Director Nov 25, 2015 Buy 15,499
des Pallieres Bertrand Director Nov 20, 2015 Buy 5,275
des Pallieres Bertrand Director Nov 18, 2015 Buy 37,500
KNAUSS ROBERT L Director Nov 19, 2015 Buy 7,550
KNAUSS ROBERT L Director Nov 20, 2015 Buy 9,102
Mobiquity Investments Ltd Director Jun 12, 2014 Option Exercise 2,352,213
TOKARZ MICHAEL T 10% Owner Jun 12, 2014 Buy 2,376,713
Tokarz Group Advisers LLC 10% Owner Jun 12, 2014 Buy 2,376,713
MVC CAPITAL, INC. 10% Owner Jun 12, 2014 Buy 2,376,713
TOKARZ MICHAEL T 10% Owner Jun 03, 2014 Buy 2,040,000
MVC CAPITAL, INC. 10% Owner Jun 03, 2014 Buy 2,040,000
Tokarz Group Advisers LLC 10% Owner Jun 03, 2014 Buy 2,040,000
MVC CAPITAL, INC. 10% Owner May 21, 2014 Buy 1,230,137
TOKARZ MICHAEL T 10% Owner May 21, 2014 Buy 1,230,137
Tokarz Group Advisers LLC 10% Owner May 21, 2014 Buy 1,230,137
KNAUSS ROBERT L Director Apr 07, 2014 Buy 9,400
KNAUSS ROBERT L Director Apr 04, 2014 Buy 9,400
des Pallieres Bertrand Director Jul 31, 2013 Buy 349,999
des Pallieres Bertrand Director Jul 31, 2013 Buy 2,063,527
des Pallieres Bertrand Director Jul 23, 2013 Buy 2,826
des Pallieres Bertrand Director Jul 22, 2013 Buy 2,978
des Pallieres Bertrand Director Dec 20, 2012 Buy 2,610,690
Mobiquity Investments Ltd Director Dec 06, 2011 Buy 14,606
Atkinson Fraser Director Sep 16, 2011 Buy 649
Atkinson Fraser Director Sep 15, 2011 Buy 72
Atkinson Fraser Director Sep 12, 2011 Buy 3,286
Benedetti Alessandro Executive Chairman Sep 02, 2011 Buy 1,100,000
KNAUSS ROBERT L Director Aug 17, 2011 Buy 46,451
Mobiquity Investments Ltd Director Dec 20, 2010 Buy 14,432
Mobiquity Investments Ltd Director Dec 16, 2010 Buy 16,877
des Pallieres Bertrand Director Dec 15, 2010 Buy 225
Mobiquity Investments Ltd Director Dec 14, 2010 Buy 3,019
Mobiquity Investments Ltd Director Dec 15, 2010 Buy 2,333
Mobiquity Investments Ltd Director Dec 09, 2010 Buy 197,038
Mobiquity Investments Ltd Director Dec 13, 2010 Buy 2,358
Mobiquity Investments Ltd Director Dec 10, 2010 Buy 2,420
Mobiquity Investments Ltd Director Dec 06, 2010 Buy 23,602
Mobiquity Investments Ltd Director Dec 03, 2010 Buy 8,400
Mobiquity Investments Ltd Director Dec 02, 2010 Buy 992
Mobiquity Investments Ltd Director Dec 01, 2010 Buy 208
Mobiquity Investments Ltd Director Nov 24, 2010 Buy 34,505
des Pallieres Bertrand Director Nov 15, 2010 Buy 5,798
des Pallieres Bertrand Director Nov 22, 2010 Buy 83,600
des Pallieres Bertrand Director Nov 19, 2010 Buy 19,133
des Pallieres Bertrand Director Nov 17, 2010 Buy 18,671