Insider Transactions for CIT GROUP INC (CIT)

Owner Relationship Date Transaction Cost # Shares Value($) Total Shares Form 4
Frank Alan L Director Aug 15, 2019 Buy $41.30 3,000 123,891 15,746 Aug 15, 2019, 04:19 PM
Lytle Jeffrey President, Rail Finance Aug 14, 2019 Sale $40.84 1,828 74,656 11,141 Aug 15, 2019, 04:17 PM
Rubino Robert C. President, CIT Bank, N.A. Aug 13, 2019 Buy $43.22 6,930 299,483 74,234 Aug 15, 2019, 08:20 AM
Fawcett John J. EVP and Chief Financial Office Aug 14, 2019 Buy $41.20 3,000 123,588 49,262 Aug 15, 2019, 08:19 AM
Alemany Ellen R Chair & CEO Aug 13, 2019 Buy $43.55 11,500 500,817 152,088 Aug 14, 2019, 07:43 AM
Fawcett John J. EVP and Chief Financial Office Aug 13, 2019 Buy $43.96 7,000 307,717 46,262 Aug 14, 2019, 07:43 AM
McPhail Kenneth EVP, Chief Strategy Officer Aug 13, 2019 Buy $43.14 1,000 43,139 15,802 Aug 14, 2019, 07:41 AM
PLUMMER WAHIDA EVP & Chief Risk Officer Aug 01, 2019 Option Exercise $48.32 187 9,036 15,772 Aug 02, 2019, 12:35 PM
MENELLY DENISE M. EVP, Head of Technology & Ops Jul 29, 2019 Option Exercise $50.42 6,443 324,856 44,742 Jul 30, 2019, 05:11 PM
McPhail Kenneth EVP, Chief Strategy Officer Jun 14, 2019 Option Exercise $50.19 1,568 78,698 14,802 Jun 18, 2019, 01:33 PM
Dominguez Dorene Director May 15, 2019 Option Exercise $50.65 637 32,264 3,455 May 16, 2019, 04:49 PM
FREEMAN WILLIAM M Director May 15, 2019 Option Exercise $50.65 1,404 71,113 11,134 May 16, 2019, 04:47 PM
OATES R. BRAD Director May 15, 2019 Option Exercise $50.65 804 40,723 11,886 May 16, 2019, 04:46 PM
RYAN JOHN R Director May 15, 2019 Option Exercise $50.65 1,522 77,089 11,712 May 16, 2019, 04:44 PM
Stamps Sheila A Director May 15, 2019 Option Exercise $50.65 1,304 66,048 5,969 May 16, 2019, 04:43 PM
UNGER LAURA S Director May 15, 2019 Option Exercise $50.65 704 35,658 6,756 May 16, 2019, 04:42 PM
Dominguez Dorene Director Apr 26, 2019 Option Exercise $52.93 87 4,605 2,818 Apr 30, 2019, 09:30 AM
Alemany Ellen R Chair & CEO Mar 15, 2019 Option Exercise $50.13 8,831 442,698 181,288 Mar 18, 2019, 05:48 PM
Fawcett John J. EVP and Chief Financial Office Mar 15, 2019 Option Exercise $50.13 3,129 156,857 39,262 Mar 18, 2019, 05:46 PM
DUFFY JAMES J EVP & Chief HR Officer Mar 15, 2019 Option Exercise $50.13 953 47,774 30,687 Mar 18, 2019, 05:44 PM
GALLIGAN MATTHEW President, Real Estate Finance Mar 15, 2019 Option Exercise $50.13 1,067 53,489 29,508 Mar 18, 2019, 05:43 PM
HARNEY MARISA EVP & Chief Credit Officer Mar 15, 2019 Option Exercise $50.13 766 38,400 15,166 Mar 18, 2019, 05:42 PM
HUDAK JAMES L President, Commercial Banking Mar 15, 2019 Option Exercise $50.13 1,669 83,667 77,960 Mar 18, 2019, 05:41 PM
McPhail Kenneth EVP, Chief Strategy Officer Mar 15, 2019 Option Exercise $50.13 564 28,273 16,370 Mar 18, 2019, 05:41 PM
MENELLY DENISE M. EVP, Head of Technology & Ops Mar 15, 2019 Option Exercise $50.13 1,707 85,572 51,185 Mar 18, 2019, 05:39 PM
PLUMMER WAHIDA EVP & Chief Risk Officer Mar 15, 2019 Option Exercise $50.13 648 32,484 15,959 Mar 18, 2019, 05:38 PM
PROIA GINA M. EVP & Head of Marketing Mar 15, 2019 Option Exercise $50.13 785 39,352 28,208 Mar 18, 2019, 05:36 PM
Solk Steve President, Consumer Banking Mar 15, 2019 Option Exercise $50.13 1,689 84,670 29,292 Mar 18, 2019, 05:35 PM
SPERLING EDWARD K EVP & Controller Mar 15, 2019 Option Exercise $50.13 275 13,786 10,061 Mar 18, 2019, 05:35 PM
GALLIGAN MATTHEW President, Real Estate Finance Mar 08, 2019 Sale $48.65 997 48,503 30,575 Mar 11, 2019, 04:41 PM
SPERLING EDWARD K EVP & Controller Mar 06, 2019 Sale $50.16 2,224 111,556 10,336 Mar 07, 2019, 05:18 PM
Alemany Ellen R Chair & CEO Mar 01, 2019 Option Exercise $51.25 18,486 947,408 190,119 Mar 04, 2019, 05:16 PM
DUFFY JAMES J EVP & Chief HR Officer Mar 01, 2019 Option Exercise $51.25 736 37,720 31,640 Mar 04, 2019, 05:14 PM
Fawcett John J. EVP and Chief Financial Office Mar 01, 2019 Option Exercise $51.25 2,633 134,941 42,391 Mar 04, 2019, 05:12 PM
GALLIGAN MATTHEW President, Real Estate Finance Mar 01, 2019 Option Exercise $51.25 2,269 116,286 31,572 Mar 04, 2019, 05:10 PM
HARNEY MARISA EVP & Chief Credit Officer Mar 01, 2019 Option Exercise $51.25 591 30,289 15,932 Mar 04, 2019, 05:08 PM
HUDAK JAMES L President, Commercial Banking Mar 01, 2019 Option Exercise $51.25 3,648 186,960 79,629 Mar 04, 2019, 05:05 PM
McPhail Kenneth EVP, Chief Strategy Officer Mar 01, 2019 Option Exercise $51.25 473 24,241 16,934 Mar 04, 2019, 05:00 PM
MENELLY DENISE M. EVP, Head of Technology & Ops Mar 01, 2019 Option Exercise $51.25 3,371 172,764 52,892 Mar 04, 2019, 04:58 PM
PLUMMER WAHIDA EVP & Chief Risk Officer Mar 01, 2019 Option Exercise $51.25 237 12,146 16,607 Mar 04, 2019, 04:56 PM
PROIA GINA M. EVP & Head of Marketing Mar 01, 2019 Option Exercise $51.25 5,718 293,048 28,993 Mar 04, 2019, 04:54 PM
Solk Steve President, Consumer Banking Mar 01, 2019 Option Exercise $51.25 2,385 122,231 30,981 Mar 04, 2019, 04:52 PM
SPERLING EDWARD K EVP & Controller Mar 01, 2019 Option Exercise $51.25 617 31,621 12,560 Mar 04, 2019, 04:48 PM
Jones Michael Sterling President, Business Capital Mar 01, 2019 Option Exercise $51.25 208 10,660 9,023 Mar 04, 2019, 12:00 AM
Lytle Jeffrey President, Rail Finance Mar 01, 2019 Option Exercise $51.25 272 13,940 12,969 Mar 04, 2019, 12:00 AM
GALLIGAN MATTHEW President, Real Estate Finance Feb 25, 2019 Sale $51.68 2,300 118,857 33,841 Feb 26, 2019, 04:28 PM
Alemany Ellen R Chair & CEO Feb 21, 2019 Option Exercise $51.03 29,651 1,513,090 159,614 Feb 25, 2019, 04:19 PM
GALLIGAN MATTHEW President, Real Estate Finance Feb 21, 2019 Option Exercise $51.03 2,827 144,262 30,752 Feb 25, 2019, 04:17 PM
HUDAK JAMES L President, Commercial Banking Feb 21, 2019 Option Exercise $51.03 4,320 220,450 73,479 Feb 25, 2019, 04:15 PM
MENELLY DENISE M. EVP, Head of Technology & Ops Feb 21, 2019 Option Exercise $51.03 3,831 195,496 47,444 Feb 25, 2019, 04:08 PM
Solk Steve President, Consumer Banking Feb 21, 2019 Option Exercise $51.03 2,357 120,278 25,038 Feb 25, 2019, 04:06 PM
SPERLING EDWARD K EVP & Controller Feb 21, 2019 Option Exercise $51.03 1,006 51,336 10,482 Feb 25, 2019, 04:05 PM
GALLIGAN MATTHEW President, Real Estate Finance Feb 19, 2019 Sale $50.82 5,375 273,168 26,183 Feb 20, 2019, 05:15 PM
GALLIGAN MATTHEW President, Real Estate Finance Feb 01, 2019 Option Exercise $46.94 1,714 80,455 31,558 Feb 05, 2019, 04:30 PM
HARNEY MARISA EVP & Chief Credit Officer Feb 01, 2019 Option Exercise $46.94 357 16,758 11,624 Feb 05, 2019, 04:29 PM
Jones Michael Sterling President, Business Capital Feb 01, 2019 Option Exercise $46.94 391 18,354 6,046 Feb 05, 2019, 04:28 PM
Lytle Jeffrey President, Rail Finance Feb 01, 2019 Option Exercise $46.94 1,369 64,261 9,322 Feb 05, 2019, 04:26 PM
PLUMMER WAHIDA EVP & Chief Risk Officer Feb 01, 2019 Option Exercise $46.94 461 21,639 11,945 Feb 05, 2019, 04:25 PM
SPERLING EDWARD K EVP & Controller Feb 01, 2019 Option Exercise $46.94 857 40,228 8,530 Feb 05, 2019, 04:25 PM
Alemany Ellen R Chair & CEO May 12, 2017 Option Exercise $46.87 821 38,480 121,809 Feb 01, 2019, 04:59 PM
PLUMMER WAHIDA EVP & Chief Risk Officer Dec 15, 2018 Option Exercise $41.17 222 9,140 12,406 Dec 18, 2018, 07:46 AM
Alderoty Stuart A EVP, General Counsel & Secy. Oct 26, 2018 Option Exercise $43.92 3,127 137,338 33,719 Oct 29, 2018, 04:04 PM
McPhail Kenneth EVP, Chief Strategy Officer Sep 01, 2018 Option Exercise $54.24 501 27,174 13,487 Sep 05, 2018, 01:31 PM
DUFFY JAMES J EVP & Chief HR Officer Aug 30, 2018 Option Exercise $53.84 2,337 125,824 25,517 Aug 31, 2018, 03:29 PM
Frank Alan L Director Aug 03, 2018 Option Exercise $53.44 252 13,467 10,187 Aug 07, 2018, 09:46 AM
RYAN JOHN R Director Jul 29, 2018 Option Exercise $52.92 37 1,958 10,191 Jul 31, 2018, 04:21 PM
MENELLY DENISE M. EVP, Head of Technology & Ops Jul 29, 2018 Option Exercise $52.92 5,929 313,763 40,141 Jul 31, 2018, 04:20 PM
SPERLING EDWARD K EVP & Controller Jun 14, 2018 Sale $51.44 1,765 90,786 10,491 Jun 18, 2018, 04:02 PM
Stamps Sheila A Director Jun 07, 2018 Sale $52.12 3,350 174,585 4,666 Jun 11, 2018, 09:20 AM
Dominguez Dorene Director May 15, 2018 Option Exercise $53.73 339 18,214 2,731 May 17, 2018, 09:53 AM
FREEMAN WILLIAM M Director May 15, 2018 Option Exercise $53.73 1,028 55,234 9,730 May 17, 2018, 09:50 AM
OATES R. BRAD Director May 15, 2018 Option Exercise $53.73 428 22,996 11,081 May 17, 2018, 09:49 AM
RYAN JOHN R Director May 15, 2018 Option Exercise $53.73 1,114 59,855 10,154 May 17, 2018, 09:47 AM
Stamps Sheila A Director May 15, 2018 Option Exercise $53.73 975 52,387 8,016 May 17, 2018, 09:46 AM
UNGER LAURA S Director May 15, 2018 Option Exercise $53.73 375 20,149 6,052 May 17, 2018, 09:45 AM
Alemany Ellen R Chair & CEO May 12, 2018 Option Exercise $53.66 371 19,908 123,527 May 15, 2018, 07:46 AM
FREEMAN WILLIAM M Director May 12, 2018 Option Exercise $53.66 378 20,283 8,702 May 15, 2018, 07:45 AM
RYAN JOHN R Director May 12, 2018 Option Exercise $53.66 432 23,181 9,041 May 15, 2018, 07:43 AM
Dominguez Dorene Director Apr 26, 2018 Option Exercise $53.10 87 4,620 2,392 Apr 30, 2018, 04:07 PM
Fawcett John J. EVP and Chief Financial Office Apr 26, 2018 Option Exercise $53.10 3,129 166,150 29,347 Apr 30, 2018, 04:06 PM
Alemany Ellen R Chair & CEO Mar 15, 2018 Option Exercise $54.00 8,831 476,874 168,441 Mar 16, 2018, 05:10 PM
Alderoty Stuart A EVP, General Counsel & Secy. Mar 15, 2018 Option Exercise $54.00 817 44,118 36,846 Mar 16, 2018, 05:09 PM
DUFFY JAMES J EVP & Chief HR Officer Mar 15, 2018 Option Exercise $54.00 953 51,462 27,854 Mar 16, 2018, 05:09 PM
GALLIGAN MATTHEW President, Real Estate Finance Mar 15, 2018 Option Exercise $54.00 1,067 57,618 33,272 Mar 16, 2018, 05:08 PM
MENELLY DENISE M. EVP, Head of Technology & Ops Mar 15, 2018 Option Exercise $54.00 1,570 84,780 46,070 Mar 16, 2018, 05:07 PM
PROIA GINA M. EVP & Head of Marketing Mar 15, 2018 Option Exercise $54.00 545 29,430 30,792 Mar 16, 2018, 05:07 PM
Solk Steve President, Consumer Banking Mar 15, 2018 Option Exercise $54.00 1,178 63,612 20,739 Mar 16, 2018, 05:05 PM
SPERLING EDWARD K EVP & Controller Mar 15, 2018 Option Exercise $54.00 275 14,850 11,152 Mar 16, 2018, 05:05 PM
CASHMAN GEORGE D. President, Rail Finance Mar 15, 2018 Option Exercise $54.00 1,509 81,486 65,093 Mar 16, 2018, 05:03 PM
CASHMAN GEORGE D. President, Rail Finance Mar 14, 2018 Option Exercise $54.04 5,850 316,134 66,602 Mar 16, 2018, 05:03 PM
HUDAK JAMES L President, Commercial Banking Mar 15, 2018 Option Exercise $54.00 1,669 90,126 65,227 Mar 16, 2018, 05:03 PM
HUDAK JAMES L President, Commercial Banking Mar 14, 2018 Option Exercise $54.04 6,356 343,478 66,896 Mar 16, 2018, 05:03 PM
ROWE ROBERT EVP, Chief Risk Officer Mar 15, 2018 Option Exercise $54.00 1,678 90,612 55,692 Mar 16, 2018, 04:59 PM
ROWE ROBERT EVP, Chief Risk Officer Mar 14, 2018 Option Exercise $54.04 5,008 270,632 57,370 Mar 16, 2018, 04:59 PM
Alemany Ellen R Chair & CEO Mar 08, 2018 Option Exercise $54.67 10,410 569,115 177,272 Mar 12, 2018, 08:00 AM
Alemany Ellen R Chair & CEO Mar 01, 2018 Option Exercise $53.22 11,294 601,067 187,682 Mar 02, 2018, 03:34 PM
Alderoty Stuart A EVP, General Counsel & Secy. Mar 01, 2018 Option Exercise $53.22 785 41,778 37,663 Mar 02, 2018, 03:34 PM
CASHMAN GEORGE D. President, Rail Finance Mar 01, 2018 Option Exercise $53.22 1,930 102,715 60,576 Mar 02, 2018, 03:32 PM
GALLIGAN MATTHEW President, Real Estate Finance Mar 01, 2018 Option Exercise $53.22 1,011 53,805 34,339 Mar 02, 2018, 03:31 PM
HUDAK JAMES L President, Commercial Banking Mar 01, 2018 Option Exercise $53.22 2,134 113,571 60,275 Mar 02, 2018, 03:30 PM
HUDAK JAMES L President, Commercial Banking Mar 01, 2018 Sale $53.63 2,000 107,268 62,430 Mar 02, 2018, 03:30 PM
MENELLY DENISE M. EVP, Head of Technology & Ops Mar 01, 2018 Option Exercise $53.22 1,326 70,570 47,640 Mar 02, 2018, 03:28 PM
PROIA GINA M. EVP & Head of Marketing Mar 01, 2018 Option Exercise $53.22 3,064 163,066 31,337 Mar 02, 2018, 03:27 PM
ROWE ROBERT EVP, Chief Risk Officer Mar 01, 2018 Option Exercise $53.22 1,493 79,457 52,154 Mar 02, 2018, 03:26 PM
Solk Steve President, Consumer Banking Mar 01, 2018 Option Exercise $53.22 798 42,470 21,917 Mar 02, 2018, 03:24 PM
SPERLING EDWARD K EVP & Controller Mar 01, 2018 Option Exercise $53.22 352 18,733 11,427 Mar 02, 2018, 03:21 PM
SPERLING EDWARD K EVP & Controller Feb 01, 2018 Option Exercise $52.10 1,101 57,362 9,461 Feb 02, 2018, 03:59 PM
ROWE ROBERT EVP, Chief Risk Officer Feb 01, 2018 Option Exercise $52.10 1,522 79,296 45,764 Feb 02, 2018, 03:53 PM
HUDAK JAMES L President, Commercial Banking Feb 01, 2018 Option Exercise $52.10 1,749 91,123 55,134 Feb 02, 2018, 03:52 PM
GALLIGAN MATTHEW President, Real Estate Finance Feb 01, 2018 Option Exercise $52.10 2,761 143,848 30,249 Feb 02, 2018, 03:52 PM
CASHMAN GEORGE D. President, Rail Finance Feb 01, 2018 Option Exercise $52.10 1,607 83,725 54,622 Feb 02, 2018, 03:51 PM
Jones Michael Sterling President, Business Capital Feb 01, 2018 Option Exercise $52.10 61 3,178 3,887 Feb 02, 2018, 03:45 PM
MENELLY DENISE M. EVP, Head of Technology & Ops Nov 01, 2017 Sale $46.84 8,951 419,285 41,546 Nov 02, 2017, 04:05 PM
ROSENFELD GERALD Director Oct 26, 2017 Option Exercise $47.10 765 36,028 15,882 Oct 30, 2017, 02:20 PM
ROSENFELD GERALD Director Oct 26, 2017 Option Exercise $43.70 824 36,009 16,647 Oct 30, 2017, 02:20 PM
Alderoty Stuart A EVP, General Counsel & Secy. Oct 26, 2017 Option Exercise $47.19 3,880 183,097 32,419 Oct 30, 2017, 02:19 PM
DUFFY JAMES J EVP & Chief HR Officer Aug 30, 2017 Option Exercise $45.01 2,494 112,255 22,315 Sep 01, 2017, 11:04 AM
Solk Steve President, Business Capital Aug 25, 2017 Sale $45.00 1,460 65,700 14,832 Aug 29, 2017, 04:51 PM
HUDAK JAMES L President, Commercial Banking Aug 11, 2017 Sale $46.18 2,100 96,988 57,083 Aug 14, 2017, 04:29 PM
Frank Alan L Director Aug 03, 2017 Option Exercise $47.50 252 11,970 8,129 Aug 04, 2017, 04:05 PM
MENELLY DENISE M. EVP, Head of Technology & Ops Jul 29, 2017 Option Exercise $47.84 7,013 335,502 50,497 Aug 01, 2017, 04:10 PM
RYAN JOHN R Director Jul 29, 2017 Option Exercise $47.87 37 1,771 8,608 Jul 31, 2017, 05:42 PM
HUDAK JAMES L President, Commercial Banking Jun 07, 2017 Option Exercise $44.50 638 28,391 59,151 Jun 14, 2017, 11:03 AM
BROSNAN MICHAEL L. Director Jun 09, 2017 Buy $45.68 24 1,096 3,768 Jun 13, 2017, 08:46 AM
HUDAK JAMES L President, Commercial Banking Jun 05, 2017 Sale $44.50 2,250 100,132 59,621 Jun 06, 2017, 04:06 PM
MORRELL KELLEY EVP, Chief Strategy Officer May 30, 2017 Sale $45.21 16,987 767,936 12,809 May 31, 2017, 04:16 PM
ROWE ROBERT EVP, Chief Risk Officer May 30, 2017 Sale $45.58 9,244 421,338 47,286 May 31, 2017, 04:15 PM
SPERLING EDWARD K EVP & Controller May 26, 2017 Sale $45.76 4,480 205,009 10,562 May 31, 2017, 04:13 PM
Alemany Ellen R Chair & CEO Mar 17, 2017 Option Exercise $41.97 23,444 984,062 23,444 May 16, 2017, 04:29 PM
Alemany Ellen R Chair & CEO Mar 17, 2017 Option Exercise $41.97 23,444 984,062 121,482 May 16, 2017, 04:29 PM
FREEMAN WILLIAM M Director May 12, 2017 Option Exercise $46.87 378 17,717 7,307 May 16, 2017, 04:26 PM
FREEMAN WILLIAM M Director May 15, 2017 Option Exercise $47.31 600 28,386 8,323 May 16, 2017, 04:26 PM
FREEMAN WILLIAM M Director May 13, 2017 Option Exercise $46.87 417 19,545 7,724 May 16, 2017, 04:26 PM
PARRS MARIANNE M Director May 15, 2017 Option Exercise $47.31 650 30,752 11,709 May 16, 2017, 04:24 PM
PARRS MARIANNE M Director May 13, 2017 Option Exercise $46.87 516 24,185 11,059 May 16, 2017, 04:24 PM
PARRS MARIANNE M Director May 12, 2017 Option Exercise $46.87 468 21,935 10,543 May 16, 2017, 04:24 PM
RYAN JOHN R Director May 15, 2017 Option Exercise $47.31 650 30,752 7,272 May 16, 2017, 04:20 PM
RYAN JOHN R Director May 12, 2017 Option Exercise $46.87 432 20,248 7,922 May 16, 2017, 04:20 PM
Stamps Sheila A Director May 15, 2017 Option Exercise $47.31 600 28,386 6,285 May 16, 2017, 04:18 PM
Stamps Sheila A Director May 13, 2017 Option Exercise $46.87 417 19,545 5,685 May 16, 2017, 04:18 PM
CASHMAN GEORGE D. President, Rail Finance Mar 15, 2017 Option Exercise $41.59 1,824 75,860 56,229 Mar 17, 2017, 04:48 PM
HAYLES CAROL EVP & CFO Mar 15, 2017 Option Exercise $41.59 2,238 93,078 77,486 Mar 17, 2017, 04:45 PM
HUDAK JAMES L President, Commercial Banking Mar 15, 2017 Option Exercise $41.59 3,030 126,018 61,871 Mar 17, 2017, 04:44 PM
KNITTEL C JEFFREY President, Transportation Fin. Mar 15, 2017 Option Exercise $41.59 9,972 414,735 167,685 Mar 17, 2017, 04:43 PM
ROWE ROBERT EVP, Chief Risk Officer Mar 15, 2017 Option Exercise $41.59 2,344 97,487 56,530 Mar 17, 2017, 04:40 PM
Alemany Ellen R Chair & CEO Mar 08, 2017 Option Exercise $42.19 10,962 462,487 90,827 Mar 10, 2017, 07:58 AM
CASHMAN GEORGE D. President, Rail Finance Feb 01, 2017 Option Exercise $40.73 2,929 119,298 45,614 Mar 10, 2017, 07:57 AM
Stamps Sheila A Director Feb 20, 2017 Option Exercise $43.72 92 4,022 4,512 Mar 10, 2017, 07:56 AM
Alemany Ellen R Chair & CEO Mar 01, 2017 Option Exercise $43.93 11,861 521,054 101,789 Mar 03, 2017, 04:25 PM
GALLIGAN MATTHEW President, Real Estate Finance Mar 01, 2017 Option Exercise $43.93 1,034 45,424 26,999 Mar 03, 2017, 04:23 PM
HUDAK JAMES L President, Commercial Banking Mar 01, 2017 Option Exercise $43.93 2,211 97,129 48,809 Mar 03, 2017, 04:22 PM
MORRELL KELLEY EVP, Chief Strategy Officer Mar 01, 2017 Option Exercise $43.93 672 29,521 24,988 Mar 03, 2017, 04:17 PM
ROWE ROBERT EVP, Chief Risk Officer Mar 01, 2017 Option Exercise $43.93 2,223 97,656 44,136 Mar 03, 2017, 04:16 PM
Solk Steve President, Business Capital Mar 01, 2017 Option Exercise $43.93 846 37,165 6,073 Mar 03, 2017, 04:15 PM
SPERLING EDWARD K EVP & Controller Mar 01, 2017 Option Exercise $43.93 373 16,386 12,637 Mar 03, 2017, 04:14 PM
OATES R. BRAD Director Feb 27, 2017 Sale $42.78 7,030 300,743 6,132 Mar 01, 2017, 07:58 AM
HUDAK JAMES L President, Commercial Banking Feb 22, 2017 Option Exercise $43.33 460 19,932 51,020 Feb 23, 2017, 04:11 PM
HUDAK JAMES L President, Commercial Banking Feb 21, 2017 Sale $43.96 13,451 591,251 54,031 Feb 23, 2017, 04:11 PM
GALLIGAN MATTHEW President, Real Estate Finance Feb 06, 2017 Sale $42.14 5,097 214,809 29,533 Feb 07, 2017, 04:03 PM
ROSENFELD GERALD Director Feb 03, 2017 Option Exercise $42.59 846 36,031 13,999 Feb 06, 2017, 04:08 PM
ROSENFELD GERALD Director Feb 03, 2017 Option Exercise $38.58 933 35,995 14,845 Feb 06, 2017, 04:08 PM
TOBIN PETER J Director Feb 02, 2017 Option Exercise $40.32 3,722 150,071 4,539 Feb 03, 2017, 05:04 PM
TOBIN PETER J Director Feb 02, 2017 Option Exercise $30.61 4,902 150,050 8,261 Feb 03, 2017, 05:04 PM
GALLIGAN MATTHEW President, Real Estate Finance Feb 01, 2017 Option Exercise $40.73 4,046 164,794 33,130 Feb 03, 2017, 04:55 PM
HAYLES CAROL EVP & CFO Feb 01, 2017 Option Exercise $40.73 3,733 152,045 65,034 Feb 03, 2017, 04:52 PM
HUDAK JAMES L President, Commercial Banking Feb 01, 2017 Option Exercise $40.73 3,653 148,787 64,931 Feb 03, 2017, 04:51 PM
KNITTEL C JEFFREY President, Transportation Fin. Feb 01, 2017 Option Exercise $40.73 7,924 322,745 164,498 Feb 03, 2017, 04:51 PM
MATSUMOTO RAYMOND D EVP Feb 01, 2017 Option Exercise $40.73 861 35,069 25,792 Feb 03, 2017, 04:50 PM
MORRELL KELLEY EVP, Chief Strategy Officer Feb 01, 2017 Option Exercise $40.73 1,434 58,407 25,660 Feb 03, 2017, 04:49 PM
ROWE ROBERT EVP, Chief Risk Officer Feb 01, 2017 Option Exercise $40.73 3,346 136,283 46,359 Feb 03, 2017, 04:49 PM
SPERLING EDWARD K EVP & Controller Feb 01, 2017 Option Exercise $40.73 1,524 62,073 13,010 Feb 03, 2017, 04:47 PM
Alemany Ellen R Chair & CEO Jan 29, 2017 Option Exercise $42.26 398 16,819 113,650 Jan 31, 2017, 04:09 PM
PARRS MARIANNE M Director Nov 30, 2016 Option Exercise $40.82 3,675 150,013 10,075 Dec 01, 2016, 05:07 PM
PARRS MARIANNE M Director Nov 30, 2016 Option Exercise $32.91 4,558 150,004 13,750 Dec 01, 2016, 05:07 PM
UNGER LAURA S Director Nov 18, 2016 Option Exercise $40.86 4,775 195,118 9,350 Nov 21, 2016, 05:21 PM
UNGER LAURA S Director Nov 18, 2016 Option Exercise $35.55 5,815 206,723 10,452 Nov 21, 2016, 05:21 PM
OATES R. BRAD Director Nov 16, 2016 Option Exercise $40.33 5,119 206,463 13,162 Nov 17, 2016, 04:41 PM
OATES R. BRAD Director Nov 16, 2016 Option Exercise $27.50 7,506 206,415 16,885 Nov 17, 2016, 04:41 PM
FREEMAN WILLIAM M Director Nov 15, 2016 Option Exercise $39.84 3,766 150,037 6,929 Nov 16, 2016, 04:17 PM
FREEMAN WILLIAM M Director Nov 15, 2016 Option Exercise $32.91 4,558 150,004 10,695 Nov 16, 2016, 04:17 PM
RYAN JOHN R Director Nov 14, 2016 Option Exercise $32.91 4,558 150,004 11,259 Nov 16, 2016, 04:16 PM
RYAN JOHN R Director Nov 14, 2016 Sale $39.89 3,769 150,345 7,490 Nov 16, 2016, 04:16 PM
ROSENFELD GERALD Director Oct 27, 2016 Option Exercise $36.22 5,663 205,118 16,533 Oct 31, 2016, 09:35 AM
ROSENFELD GERALD Director Oct 27, 2016 Option Exercise $33.55 6,113 205,091 18,051 Oct 31, 2016, 09:35 AM
Frank Alan L Director Aug 03, 2016 Option Exercise $33.82 252 8,523 6,927 Aug 05, 2016, 10:36 AM
RYAN JOHN R Director Jul 29, 2016 Option Exercise $34.56 37 1,279 6,701 Aug 02, 2016, 04:08 PM
GALLIGAN MATTHEW President, Real Estate Finance May 27, 2016 Option Exercise $33.94 39 1,324 37,176 Jul 05, 2016, 04:23 PM
GALLIGAN MATTHEW President, Real Estate Finance Feb 26, 2016 Option Exercise $28.88 45 1,300 29,449 Jul 05, 2016, 04:23 PM
Alemany Ellen R Chair & CEO May 13, 2016 Option Exercise $31.26 310 9,691 150,359 May 16, 2016, 03:31 PM
Alemany Ellen R Chair & CEO May 12, 2016 Option Exercise $32.07 522 16,741 149,836 May 16, 2016, 03:31 PM
FREEMAN WILLIAM M Director May 12, 2016 Option Exercise $32.07 378 12,122 5,361 May 16, 2016, 03:30 PM
FREEMAN WILLIAM M Director May 14, 2016 Option Exercise $31.26 359 11,222 6,137 May 16, 2016, 03:30 PM
FREEMAN WILLIAM M Director May 13, 2016 Option Exercise $31.26 417 13,035 5,778 May 16, 2016, 03:30 PM
PARRS MARIANNE M Director May 14, 2016 Option Exercise $31.26 492 15,380 9,192 May 16, 2016, 03:29 PM
PARRS MARIANNE M Director May 13, 2016 Option Exercise $31.26 516 16,130 8,700 May 16, 2016, 03:29 PM
PARRS MARIANNE M Director May 12, 2016 Option Exercise $32.07 468 15,009 8,185 May 16, 2016, 03:29 PM
RYAN JOHN R Director May 12, 2016 Option Exercise $32.07 432 13,854 6,664 May 16, 2016, 03:27 PM
Stamps Sheila A Director May 13, 2016 Option Exercise $31.26 417 13,035 4,421 May 16, 2016, 03:27 PM
MATSUMOTO RAYMOND D EVP May 04, 2016 Option Exercise $32.58 5,800 188,964 26,653 May 05, 2016, 04:17 PM
SPERLING EDWARD K EVP & Controller May 04, 2016 Option Exercise $32.58 732 23,849 14,534 May 05, 2016, 04:15 PM
THAIN JOHN A Chairman & CEO Mar 15, 2016 Option Exercise $32.52 32,177 1,046,396 516,884 Mar 17, 2016, 04:22 PM
KNITTEL C JEFFREY President, Transportation Fin. Mar 15, 2016 Option Exercise $32.52 9,961 323,932 172,422 Mar 17, 2016, 04:20 PM
HAYLES CAROL EVP & CFO Mar 15, 2016 Option Exercise $32.52 1,094 35,577 68,767 Mar 17, 2016, 04:19 PM
Allen Bryan David EVP, Chief HR Officer Mar 15, 2016 Option Exercise $32.52 345 11,219 35,634 Mar 17, 2016, 04:18 PM
GOODMAN STACEY EVP, CIO and Ops Officer Mar 15, 2016 Option Exercise $32.52 762 24,780 35,568 Mar 17, 2016, 04:17 PM
HUDAK JAMES L President, Commercial Banking Mar 15, 2016 Option Exercise $32.52 4,105 133,495 68,584 Mar 17, 2016, 04:17 PM
INGATO ROBERT J Exec VP and General Counsel Mar 15, 2016 Option Exercise $32.52 2,578 83,837 60,034 Mar 17, 2016, 04:16 PM
ROWE ROBERT EVP, Chief Risk Officer Mar 15, 2016 Option Exercise $32.52 956 31,089 49,705 Mar 17, 2016, 04:14 PM
Tutwiler Margaret D EVP, Marketing & Communication Mar 15, 2016 Option Exercise $32.52 1,394 45,333 32,996 Mar 17, 2016, 04:11 PM
MATSUMOTO RAYMOND D EVP Mar 08, 2016 Option Exercise $32.31 948 30,630 26,303 Mar 09, 2016, 03:14 PM
Alemany Ellen R Vice Chairman Mar 08, 2016 Option Exercise $32.31 7,891 254,958 79,765 Mar 09, 2016, 03:13 PM
Stamps Sheila A Director Feb 20, 2016 Option Exercise $28.23 92 2,597 3,248 Feb 22, 2016, 05:25 PM
MNUCHIN STEVEN T Vice Chairman Feb 11, 2016 Buy $25.64 80,000 2,051,232 1,935,573 Feb 12, 2016, 09:00 AM
MNUCHIN STEVEN T Vice Chairman Feb 09, 2016 Buy $26.26 30,000 787,827 1,855,573 Feb 10, 2016, 07:59 AM
MNUCHIN STEVEN T Vice Chairman Feb 08, 2016 Buy $26.78 119,800 3,208,508 1,825,573 Feb 10, 2016, 07:59 AM
MNUCHIN STEVEN T Vice Chairman Feb 04, 2016 Buy $27.77 114,623 3,183,276 1,705,773 Feb 10, 2016, 07:58 AM
THAIN JOHN A Chairman & CEO Feb 04, 2016 Buy $27.31 50,000 1,365,500 486,849 Feb 04, 2016, 05:21 PM
Alemany Ellen R Vice Chairman Feb 04, 2016 Buy $27.32 19,000 519,023 87,656 Feb 04, 2016, 05:20 PM
MNUCHIN STEVEN T Vice Chairman Feb 04, 2016 Buy $27.77 114,623 3,183,276 114,623 Feb 04, 2016, 05:20 PM
Frank Alan L Director Feb 04, 2016 Buy $27.72 2,000 55,440 6,675 Feb 04, 2016, 05:19 PM
GALLIGAN MATTHEW President, Real Estate Finance Feb 01, 2016 Option Exercise $29.86 3,247 96,955 12,371 Feb 04, 2016, 05:18 PM
Allen Bryan David EVP, Chief HR Officer Feb 01, 2016 Option Exercise $29.86 2,228 66,528 27,905 Feb 02, 2016, 05:13 PM
GALLIGAN MATTHEW President, Real Estate Finance Feb 01, 2016 Option Exercise $29.86 3,583 106,988 12,035 Feb 02, 2016, 05:12 PM
GOODMAN STACEY EVP, CIO and Ops Officer Feb 01, 2016 Option Exercise $29.86 4,237 126,517 21,987 Feb 02, 2016, 05:11 PM
HAYLES CAROL EVP & CFO Feb 01, 2016 Option Exercise $29.86 5,390 160,945 47,445 Feb 02, 2016, 05:10 PM
HUDAK JAMES L President, Commercial Banking Feb 01, 2016 Option Exercise $29.86 5,271 157,392 50,884 Feb 02, 2016, 05:09 PM
INGATO ROBERT J Exec VP and General Counsel Feb 01, 2016 Option Exercise $29.86 3,902 116,514 43,826 Feb 02, 2016, 05:06 PM
KNITTEL C JEFFREY President, Transportation Fin. Feb 01, 2016 Option Exercise $29.86 11,644 347,690 127,042 Feb 02, 2016, 05:02 PM
MORRELL KELLEY EVP, Chief Strategy Officer Feb 01, 2016 Option Exercise $29.86 1,026 30,636 26,315 Feb 02, 2016, 05:01 PM
ROWE ROBERT EVP, Chief Risk Officer Feb 01, 2016 Option Exercise $29.86 4,878 145,657 35,302 Feb 02, 2016, 05:00 PM
SPERLING EDWARD K EVP & Controller Feb 01, 2016 Option Exercise $29.86 935 27,919 5,674 Feb 02, 2016, 04:59 PM
THAIN JOHN A Chairman & CEO Feb 01, 2016 Option Exercise $29.86 43,248 1,291,385 436,849 Feb 02, 2016, 04:58 PM
Tutwiler Margaret D EVP, Marketing & Communication Feb 01, 2016 Option Exercise $29.86 2,287 68,290 30,506 Feb 02, 2016, 04:57 PM
Alemany Ellen R Vice Chairman Jan 29, 2016 Option Exercise $29.35 399 11,711 68,656 Feb 01, 2016, 01:51 PM
MNUCHIN STEVEN T Vice Chairman Aug 03, 2015 Option Exercise $44.33 530,920 23,535,685 530,920 Aug 05, 2015, 04:01 PM
MNUCHIN STEVEN T Vice Chairman Aug 03, 2015 Option Exercise $44.33 1,591,150 70,535,682 1,591,150 Aug 05, 2015, 04:01 PM
Frank Alan L Director Aug 03, 2015 Option Exercise $44.33 9,097 403,270 9,097 Aug 05, 2015, 03:59 PM
Frank Alan L Director Aug 03, 2015 Option Exercise $44.33 2,551 113,086 2,551 Aug 05, 2015, 03:59 PM
Otting Joseph M Co-President Aug 03, 2015 Option Exercise $44.33 193,087 8,559,547 458,593 Aug 05, 2015, 03:58 PM
Stamps Sheila A Director May 29, 2015 Buy $46.02 3 138 2,604 Jun 02, 2015, 02:45 PM
PARRS MARIANNE M Director May 15, 2015 Option Exercise $46.10 606 27,937 7,716 May 18, 2015, 02:09 PM
PARRS MARIANNE M Director May 14, 2015 Option Exercise $46.06 491 22,615 7,111 May 18, 2015, 02:09 PM
FREEMAN WILLIAM M Director May 14, 2015 Option Exercise $46.06 359 16,536 4,983 May 18, 2015, 02:04 PM
Stamps Sheila A Director May 13, 2015 Option Exercise $46.19 417 19,261 2,602 May 14, 2015, 05:14 PM
PARRS MARIANNE M Director May 13, 2015 Option Exercise $46.19 516 23,834 6,620 May 14, 2015, 04:54 PM
FREEMAN WILLIAM M Director May 13, 2015 Option Exercise $46.19 417 19,261 4,624 May 14, 2015, 04:51 PM
Brandman Andrew Exec. Vice President & CAO Apr 25, 2015 Option Exercise $48.01 22,028 1,057,564 47,869 May 04, 2015, 09:30 AM
Stamps Sheila A Director Feb 20, 2015 Option Exercise $46.50 92 4,278 2,185 Feb 23, 2015, 05:32 PM
THAIN JOHN A Chairman & CEO Feb 19, 2015 Option Exercise $45.88 37,451 1,718,252 458,361 Feb 23, 2015, 07:46 AM
Chai Nelson President Feb 19, 2015 Option Exercise $45.88 16,853 773,216 203,726 Feb 23, 2015, 07:45 AM
PARKER SCOTT T EVP & Chief Financial Officer Feb 19, 2015 Option Exercise $45.88 11,850 543,678 162,454 Feb 23, 2015, 07:44 AM
KNITTEL C JEFFREY President, Transportation Fin. Feb 19, 2015 Option Exercise $45.88 9,390 430,813 138,686 Feb 23, 2015, 07:43 AM
POLSKY LISA Exec VP & Chief Risk Officer Feb 19, 2015 Option Exercise $45.88 10,162 466,233 119,234 Feb 23, 2015, 07:41 AM
INGATO ROBERT J Exec VP and General Counsel Feb 19, 2015 Option Exercise $45.88 3,024 138,741 47,728 Feb 23, 2015, 07:40 AM
Tutwiler Margaret D EVP, Marketing & Communication Feb 19, 2015 Option Exercise $45.88 1,736 79,648 32,793 Feb 23, 2015, 07:39 AM
THAIN JOHN A Chairman & CEO Feb 01, 2015 Option Exercise $43.82 29,505 1,292,909 423,190 Feb 04, 2015, 08:10 AM
Brandman Andrew Exec. Vice President & CAO Feb 01, 2015 Option Exercise $43.82 3,270 143,291 69,897 Feb 04, 2015, 08:09 AM
Chai Nelson President Feb 01, 2015 Option Exercise $43.82 21,942 961,498 187,900 Feb 04, 2015, 08:08 AM
HAYLES CAROL EVP & Controller Feb 01, 2015 Option Exercise $43.82 5,304 232,421 52,835 Feb 04, 2015, 08:07 AM
INGATO ROBERT J Exec VP and General Counsel Feb 01, 2015 Option Exercise $43.82 3,629 159,023 44,700 Feb 04, 2015, 08:07 AM
KNITTEL C JEFFREY President, Transportation Fin. Feb 01, 2015 Option Exercise $43.82 13,380 586,312 129,921 Feb 04, 2015, 08:06 AM
PARKER SCOTT T EVP & Chief Financial Officer Feb 01, 2015 Option Exercise $43.82 15,051 659,535 150,097 Feb 04, 2015, 08:05 AM
POLSKY LISA Exec VP & Chief Risk Officer Feb 01, 2015 Option Exercise $43.82 13,193 578,117 111,240 Feb 04, 2015, 08:04 AM
Tutwiler Margaret D EVP, Marketing & Communication Feb 01, 2015 Option Exercise $43.82 2,394 104,905 29,688 Feb 04, 2015, 08:04 AM
PARRS MARIANNE M Director Jul 27, 2014 Option Exercise $49.14 104 5,111 6,104 Jul 29, 2014, 05:35 PM
STERNBERG SEYMOUR Director Jul 27, 2014 Option Exercise $49.14 21 1,032 21,219 Jul 29, 2014, 05:29 PM
UNGER LAURA S Director Jul 27, 2014 Option Exercise $49.14 42 2,064 4,637 Jul 29, 2014, 05:23 PM
FREEMAN WILLIAM M Director May 14, 2014 Option Exercise $41.52 358 14,864 4,207 May 16, 2014, 05:10 PM
PARRS MARIANNE M Director May 15, 2014 Option Exercise $42.20 605 25,531 6,000 May 16, 2014, 05:09 PM
PARRS MARIANNE M Director May 14, 2014 Option Exercise $41.52 490 20,345 5,395 May 16, 2014, 05:09 PM
THAIN JOHN A Chairman & CEO May 15, 2014 Buy $41.54 40,000 1,661,548 340,042 May 16, 2014, 04:26 PM
UNGER LAURA S Director May 10, 2014 Option Exercise $41.70 405 16,889 4,595 May 13, 2014, 04:28 PM
STERNBERG SEYMOUR Director May 10, 2014 Option Exercise $41.70 405 16,889 19,344 May 13, 2014, 04:28 PM
FREEMAN WILLIAM M Director May 10, 2014 Option Exercise $41.70 367 15,304 3,849 May 13, 2014, 04:26 PM
PARRS MARIANNE M Director May 10, 2014 Option Exercise $41.70 405 16,889 4,905 May 13, 2014, 04:25 PM
THAIN JOHN A Chairman & CEO Feb 16, 2014 Option Exercise $47.86 21,361 1,022,337 208,195 Feb 20, 2014, 04:38 PM
KNITTEL C JEFFREY President, Transportation Fin. Feb 16, 2014 Option Exercise $47.86 5,137 245,857 80,222 Feb 20, 2014, 04:37 PM
PARKER SCOTT T EVP & Chief Financial Officer Feb 16, 2014 Option Exercise $47.86 910 43,553 100,012 Feb 20, 2014, 04:36 PM
POLSKY LISA Exec VP & Chief Risk Officer Feb 16, 2014 Option Exercise $47.86 1,024 49,009 73,460 Feb 20, 2014, 04:36 PM
INGATO ROBERT J Exec VP and General Counsel Feb 16, 2014 Option Exercise $47.86 872 41,734 27,485 Feb 20, 2014, 04:34 PM
HAYLES CAROL EVP & Controller Feb 16, 2014 Option Exercise $47.86 175 8,376 32,471 Feb 20, 2014, 04:34 PM
THAIN JOHN A Chairman & CEO Feb 01, 2014 Option Exercise $46.55 14,444 672,368 229,554 Feb 04, 2014, 06:41 PM
Brandman Andrew Exec. Vice President & CAO Feb 01, 2014 Option Exercise $46.55 1,818 84,628 50,740 Feb 04, 2014, 06:40 PM
Chai Nelson President Feb 01, 2014 Option Exercise $46.55 14,955 696,155 119,740 Feb 04, 2014, 06:39 PM
HAYLES CAROL EVP & Controller Feb 01, 2014 Option Exercise $46.55 3,612 168,139 32,646 Feb 04, 2014, 06:39 PM
INGATO ROBERT J Exec VP and General Counsel Feb 01, 2014 Option Exercise $46.55 2,473 115,118 28,357 Feb 04, 2014, 06:38 PM
KNITTEL C JEFFREY President, Transportation Fin. Feb 01, 2014 Option Exercise $46.55 8,723 406,056 85,359 Feb 04, 2014, 06:37 PM
PARKER SCOTT T EVP & Chief Financial Officer Feb 01, 2014 Option Exercise $46.55 10,150 472,482 100,922 Feb 04, 2014, 06:37 PM
POLSKY LISA Exec VP & Chief Risk Officer Feb 01, 2014 Option Exercise $46.55 8,891 413,876 74,484 Feb 04, 2014, 06:36 PM
Tutwiler Margaret D EVP, Marketing & Communication Feb 01, 2014 Option Exercise $46.55 1,723 80,206 19,826 Feb 04, 2014, 06:35 PM
THAIN JOHN A Chairman & CEO Jul 06, 2013 Option Exercise $48.60 1,632 79,315 282,531 Feb 04, 2014, 06:34 PM
THAIN JOHN A Chairman & CEO Jul 20, 2013 Option Exercise $48.40 1,557 75,359 280,974 Feb 04, 2014, 06:33 PM
THAIN JOHN A Chairman & CEO Jul 29, 2013 Option Exercise $50.32 20,290 1,020,993 260,684 Feb 04, 2014, 06:32 PM
THAIN JOHN A Chairman & CEO Aug 03, 2013 Option Exercise $51.33 1,554 79,767 259,130 Feb 04, 2014, 06:32 PM
PARKER SCOTT T EVP & Chief Financial Officer Jul 29, 2013 Option Exercise $50.32 13,412 674,892 111,072 Feb 04, 2014, 06:31 PM
HAYLES CAROL EVP & Controller Jul 29, 2013 Option Exercise $50.32 2,724 137,072 36,258 Feb 04, 2014, 06:30 PM
Tutwiler Margaret D EVP, Marketing & Communication Aug 02, 2013 Option Exercise $51.33 2,402 123,295 21,550 Feb 04, 2014, 06:29 PM
THAIN JOHN A Chairman & CEO Jan 18, 2014 Option Exercise $49.90 248 12,375 243,998 Jan 22, 2014, 08:12 AM
THAIN JOHN A Chairman & CEO Jan 04, 2014 Option Exercise $51.77 864 44,729 244,246 Jan 06, 2014, 04:30 PM
THAIN JOHN A Chairman & CEO Dec 21, 2013 Option Exercise $50.74 1,269 64,389 245,110 Dec 24, 2013, 12:08 PM
THAIN JOHN A Chairman & CEO Dec 07, 2013 Option Exercise $50.39 1,378 69,437 246,378 Dec 10, 2013, 08:10 AM
Quinlan Raymond J. EVP - Banking Dec 06, 2013 Option Exercise $50.39 3,105 156,461 41,140 Dec 10, 2013, 08:09 AM
THAIN JOHN A Chairman & CEO Nov 23, 2013 Option Exercise $49.98 1,425 71,221 247,757 Nov 26, 2013, 07:41 AM
THAIN JOHN A Chairman & CEO Nov 09, 2013 Option Exercise $47.75 1,304 62,266 249,182 Nov 12, 2013, 07:33 AM
THAIN JOHN A Chairman & CEO Oct 26, 2013 Option Exercise $49.25 1,331 65,552 250,486 Oct 29, 2013, 04:59 PM
THAIN JOHN A Chairman & CEO Oct 12, 2013 Option Exercise $49.96 1 50 251,817 Oct 15, 2013, 04:37 PM
THAIN JOHN A Chairman & CEO Oct 12, 2013 Option Exercise $49.96 1,377 68,795 251,818 Oct 15, 2013, 04:37 PM
THAIN JOHN A Chairman & CEO Sep 28, 2013 Option Exercise $48.47 1,407 68,197 253,195 Oct 01, 2013, 07:55 AM
THAIN JOHN A Chairman & CEO Sep 14, 2013 Option Exercise $49.53 1,454 72,017 254,602 Sep 16, 2013, 04:44 PM
THAIN JOHN A Chairman & CEO Aug 31, 2013 Option Exercise $47.87 1,555 74,438 256,056 Sep 03, 2013, 04:50 PM
THAIN JOHN A Chairman & CEO Aug 17, 2013 Option Exercise $49.53 1,517 75,137 257,611 Aug 20, 2013, 04:25 PM
THAIN JOHN A Chairman & CEO Aug 03, 2013 Option Exercise $51.33 1,555 79,818 259,128 Aug 06, 2013, 04:36 PM
Tutwiler Margaret D EVP, Marketing & Communication Aug 02, 2013 Option Exercise $51.33 2,403 123,346 21,549 Aug 06, 2013, 04:35 PM
THAIN JOHN A Chairman & CEO Jul 29, 2013 Option Exercise $50.32 20,291 1,021,043 260,682 Jul 30, 2013, 04:48 PM
PARKER SCOTT T EVP & Chief Financial Officer Jul 29, 2013 Option Exercise $50.32 13,413 674,942 111,072 Jul 30, 2013, 04:47 PM
HAYLES CAROL EVP & Controller Jul 29, 2013 Option Exercise $50.32 2,725 137,122 36,258 Jul 30, 2013, 04:47 PM
MOFFETT DAVID M Director Jul 29, 2013 Option Exercise $50.32 362 18,216 3,824 Jul 30, 2013, 04:46 PM
PARRS MARIANNE M Director Jul 27, 2013 Option Exercise $50.30 103 5,181 4,500 Jul 30, 2013, 04:45 PM
STERNBERG SEYMOUR Director Jul 27, 2013 Option Exercise $50.30 21 1,056 18,939 Jul 30, 2013, 04:43 PM
UNGER LAURA S Director Jul 27, 2013 Option Exercise $50.30 41 2,062 4,190 Jul 30, 2013, 04:41 PM
THAIN JOHN A Chairman & CEO Jul 20, 2013 Option Exercise $48.40 1,557 75,359 280,973 Jul 23, 2013, 04:37 PM
THAIN JOHN A Chairman & CEO Jul 06, 2013 Option Exercise $48.60 1,632 79,315 282,530 Jul 09, 2013, 04:55 PM
THAIN JOHN A Chairman & CEO Jun 22, 2013 Option Exercise $46.16 1,521 70,209 284,163 Jun 25, 2013, 07:48 AM
THAIN JOHN A Chairman & CEO Jun 08, 2013 Option Exercise $46.50 1,617 75,191 261,819 Jun 11, 2013, 07:58 AM
Chai Nelson President Jun 01, 2013 Option Exercise $46.08 17,861 823,035 134,695 Jun 04, 2013, 04:18 PM
THAIN JOHN A Chairman & CEO May 25, 2013 Option Exercise $44.48 1,590 70,723 263,436 May 28, 2013, 04:28 PM
POLSKY LISA Exec VP & Chief Risk Officer May 17, 2013 Option Exercise $44.45 11,344 504,241 83,375 May 20, 2013, 04:17 PM
PARRS MARIANNE M Director May 15, 2013 Option Exercise $44.50 605 26,923 4,397 May 17, 2013, 04:15 PM
ROSENFELD GERALD Director May 15, 2013 Option Exercise $44.50 1 45 7,736 May 17, 2013, 04:14 PM
THAIN JOHN A Chairman & CEO May 11, 2013 Option Exercise $44.39 1,478 65,608 265,026 May 14, 2013, 04:54 PM
EMBLER MICHAEL J Director May 11, 2013 Option Exercise $44.39 455 20,197 10,529 May 14, 2013, 04:53 PM
FREEMAN WILLIAM M Director May 10, 2013 Option Exercise $44.39 366 16,247 3,072 May 14, 2013, 04:52 PM
FREEMAN WILLIAM M Director May 11, 2013 Option Exercise $44.39 411 18,244 3,483 May 14, 2013, 04:52 PM
PARRS MARIANNE M Director May 11, 2013 Option Exercise $44.39 455 20,197 3,792 May 14, 2013, 04:49 PM
PARRS MARIANNE M Director May 10, 2013 Option Exercise $44.39 405 17,978 3,338 May 14, 2013, 04:49 PM
ROSENFELD GERALD Director May 11, 2013 Option Exercise $44.39 455 20,197 6,220 May 14, 2013, 04:48 PM
RYAN JOHN R Director May 11, 2013 Option Exercise $44.39 455 20,197 2,880 May 14, 2013, 04:47 PM
TOBIN PETER J Director May 11, 2013 Option Exercise $44.39 455 20,197 3,359 May 14, 2013, 04:47 PM
OATES R. BRAD Director May 11, 2013 Option Exercise $44.39 411 18,244 5,196 May 14, 2013, 04:46 PM
STERNBERG SEYMOUR Director May 11, 2013 Option Exercise $44.39 455 20,197 17,894 May 14, 2013, 04:44 PM
STERNBERG SEYMOUR Director May 10, 2013 Option Exercise $44.39 405 17,978 17,440 May 14, 2013, 04:44 PM
UNGER LAURA S Director May 11, 2013 Option Exercise $44.39 455 20,197 4,149 May 14, 2013, 04:42 PM
UNGER LAURA S Director May 10, 2013 Option Exercise $44.39 405 17,978 3,695 May 14, 2013, 04:42 PM
THAIN JOHN A Chairman & CEO Apr 27, 2013 Option Exercise $42.31 1,425 60,292 266,503 Apr 30, 2013, 04:16 PM
THAIN JOHN A Chairman & CEO Apr 13, 2013 Option Exercise $42.99 1,451 62,378 267,929 Apr 15, 2013, 04:44 PM
THAIN JOHN A Chairman & CEO Mar 30, 2013 Option Exercise $43.48 1,465 63,698 269,380 Apr 02, 2013, 04:39 PM
THAIN JOHN A Chairman & CEO Mar 16, 2013 Option Exercise $44.58 1,571 70,035 270,845 Mar 19, 2013, 04:18 PM
ARRINGTON RON G President, Vendor Finance Mar 16, 2013 Option Exercise $44.58 947 42,217 21,247 Mar 19, 2013, 04:17 PM
CONNOLLY PETER Co-President, Corp. Finance Mar 16, 2013 Option Exercise $44.58 2,312 103,069 47,450 Mar 19, 2013, 04:16 PM
HUDAK JAMES L Co-President, Corp. Finance Mar 16, 2013 Option Exercise $44.58 2,673 119,162 45,539 Mar 19, 2013, 04:16 PM
INGATO ROBERT J Exec VP and General Counsel Mar 16, 2013 Option Exercise $44.58 2,302 102,623 30,830 Mar 19, 2013, 04:15 PM
KNITTEL C JEFFREY President, Transportation Fin. Mar 16, 2013 Option Exercise $44.58 4,276 190,624 94,082 Mar 19, 2013, 04:14 PM
THAIN JOHN A Chairman & CEO Mar 02, 2013 Option Exercise $42.38 1,568 66,452 272,415 Mar 04, 2013, 04:52 PM
THAIN JOHN A Chairman & CEO Feb 16, 2013 Option Exercise $42.65 18,274 779,386 274,232 Feb 20, 2013, 04:25 PM
ARRINGTON RON G President, Vendor Finance Feb 16, 2013 Option Exercise $42.65 800 34,120 22,195 Feb 20, 2013, 04:25 PM
CONNOLLY PETER Co-President, Corp. Finance Feb 16, 2013 Option Exercise $42.65 1,573 67,088 49,763 Feb 20, 2013, 04:24 PM
HAYLES CAROL EVP & Controller Feb 16, 2013 Option Exercise $42.65 175 7,464 38,982 Feb 20, 2013, 04:23 PM
HUDAK JAMES L Co-President, Corp. Finance Feb 16, 2013 Option Exercise $42.65 1,805 76,983 48,213 Feb 20, 2013, 04:23 PM
INGATO ROBERT J Exec VP and General Counsel Feb 16, 2013 Option Exercise $42.65 870 37,106 33,132 Feb 20, 2013, 04:22 PM
KNITTEL C JEFFREY President, Transportation Fin. Feb 16, 2013 Option Exercise $42.65 3,687 157,251 98,359 Feb 20, 2013, 04:21 PM
LUCAS JONATHAN A President, Trade Finance Feb 16, 2013 Option Exercise $42.65 865 36,892 17,785 Feb 20, 2013, 04:20 PM
PARKER SCOTT T EVP & Chief Financial Officer Feb 16, 2013 Option Exercise $42.65 639 27,253 124,484 Feb 20, 2013, 04:20 PM
POLSKY LISA Exec VP & Chief Risk Officer Feb 16, 2013 Option Exercise $42.65 770 32,841 94,718 Feb 20, 2013, 04:19 PM
ARRINGTON RON G President, Vendor Finance Feb 01, 2013 Option Exercise $42.44 1,003 42,567 22,995 Feb 05, 2013, 04:46 PM
Chai Nelson President Feb 01, 2013 Option Exercise $42.44 7,446 316,008 152,555 Feb 05, 2013, 04:46 PM
CONNOLLY PETER Co-President, Corp. Finance Feb 01, 2013 Option Exercise $42.44 2,072 87,936 51,336 Feb 05, 2013, 04:45 PM
HAYLES CAROL EVP & Controller Feb 01, 2013 Option Exercise $42.44 1,890 80,212 39,157 Feb 05, 2013, 04:44 PM
HUDAK JAMES L Co-President, Corp. Finance Feb 01, 2013 Option Exercise $42.44 2,366 100,413 50,018 Feb 05, 2013, 04:43 PM
INGATO ROBERT J Exec VP and General Counsel Feb 01, 2013 Option Exercise $42.44 1,278 54,238 34,002 Feb 05, 2013, 04:42 PM
KNITTEL C JEFFREY President, Transportation Fin. Feb 01, 2013 Option Exercise $42.44 4,830 204,985 102,046 Feb 05, 2013, 04:41 PM
LUCAS JONATHAN A President, Trade Finance Feb 01, 2013 Option Exercise $42.44 1,077 45,708 18,650 Feb 05, 2013, 04:41 PM
PARKER SCOTT T EVP & Chief Financial Officer Feb 01, 2013 Option Exercise $42.44 5,550 235,542 125,123 Feb 05, 2013, 04:40 PM
POLSKY LISA Exec VP & Chief Risk Officer Feb 01, 2013 Option Exercise $42.44 5,373 228,030 95,488 Feb 05, 2013, 04:39 PM
Quinlan Raymond J. EVP - Banking Feb 01, 2013 Option Exercise $42.44 3,078 130,630 44,245 Feb 05, 2013, 04:38 PM
Tutwiler Margaret D EVP, Marketing & Communication Feb 01, 2013 Option Exercise $42.44 1,002 42,525 23,952 Feb 05, 2013, 04:38 PM
EMBLER MICHAEL J Director Oct 26, 2012 Buy $37.60 1,500 56,396 9,266 Oct 26, 2012, 07:11 PM
MOFFETT DAVID M Director Jul 29, 2012 Option Exercise $34.79 362 12,594 3,462 Jul 31, 2012, 04:17 PM
PARRS MARIANNE M Director Jul 27, 2012 Option Exercise $34.79 103 3,583 2,933 Jul 31, 2012, 04:16 PM
STERNBERG SEYMOUR Director Jul 27, 2012 Option Exercise $34.79 20 696 11,815 Jul 31, 2012, 04:12 PM
UNGER LAURA S Director Jul 27, 2012 Option Exercise $34.79 41 1,426 3,290 Jul 31, 2012, 04:10 PM
UNGER LAURA S Director May 11, 2012 Option Exercise $37.10 454 16,843 3,249 May 15, 2012, 04:47 PM
TOBIN PETER J Director May 11, 2012 Option Exercise $37.10 454 16,843 2,905 May 15, 2012, 04:47 PM
STERNBERG SEYMOUR Director May 11, 2012 Option Exercise $37.10 454 16,843 11,795 May 15, 2012, 04:46 PM
RYAN JOHN R Director May 11, 2012 Option Exercise $37.10 454 16,843 2,426 May 15, 2012, 04:45 PM
ROSENFELD GERALD Director May 11, 2012 Option Exercise $37.10 454 16,843 4,966 May 15, 2012, 04:44 PM
PARRS MARIANNE M Director May 11, 2012 Option Exercise $37.10 454 16,843 2,830 May 15, 2012, 04:43 PM
OATES R. BRAD Director May 11, 2012 Option Exercise $37.10 410 15,211 4,053 May 15, 2012, 04:42 PM
FREEMAN WILLIAM M Director May 11, 2012 Option Exercise $37.10 410 15,211 2,706 May 15, 2012, 04:41 PM
EMBLER MICHAEL J Director May 11, 2012 Option Exercise $37.10 454 16,843 7,766 May 15, 2012, 04:39 PM
UNGER LAURA S Director May 10, 2012 Option Exercise $36.68 404 14,819 2,796 May 14, 2012, 05:17 PM
STERNBERG SEYMOUR Director May 10, 2012 Option Exercise $36.68 405 14,855 11,342 May 14, 2012, 05:16 PM
ROSENFELD GERALD Director May 10, 2012 Option Exercise $36.68 1 37 4,513 May 14, 2012, 05:10 PM
PARRS MARIANNE M Director May 10, 2012 Option Exercise $36.68 404 14,819 2,377 May 14, 2012, 05:07 PM
FREEMAN WILLIAM M Director May 10, 2012 Option Exercise $36.68 366 13,425 2,296 May 14, 2012, 05:06 PM
THAIN JOHN A Chairman & CEO Apr 30, 2012 Buy $37.61 28,651 1,077,506 318,763 May 01, 2012, 04:45 PM
THAIN JOHN A Chairman & CEO Apr 30, 2012 Buy $37.63 1,349 50,769 320,112 May 01, 2012, 04:43 PM
THAIN JOHN A Chairman & CEO Feb 16, 2012 Option Exercise $41.31 19,089 788,567 290,112 Feb 21, 2012, 09:29 AM
KNITTEL C JEFFREY President, Transportation Fin. Feb 16, 2012 Option Exercise $41.31 3,953 163,298 76,965 Feb 21, 2012, 09:28 AM
ARRINGTON RON G President, Vendor Finance Feb 16, 2012 Option Exercise $41.31 785 32,428 18,847 Feb 21, 2012, 09:27 AM
POLSKY LISA Exec VP & Chief Risk Officer Feb 16, 2012 Option Exercise $41.31 752 31,065 75,340 Feb 21, 2012, 09:26 AM
PARKER SCOTT T EVP & Chief Financial Officer Feb 16, 2012 Option Exercise $41.31 626 25,860 97,543 Feb 21, 2012, 09:24 AM
HUDAK JAMES L Co-President, Corp. Finance Feb 16, 2012 Option Exercise $41.31 1,762 72,788 39,272 Feb 21, 2012, 09:23 AM
INGATO ROBERT J Exec VP and General Counsel Feb 16, 2012 Option Exercise $41.31 850 35,114 25,563 Feb 21, 2012, 09:22 AM
HAYLES CAROL SVP & Controller Feb 16, 2012 Option Exercise $41.31 170 7,023 27,116 Feb 21, 2012, 09:20 AM
DALY JOHN F President, Trade Finance Feb 16, 2012 Option Exercise $41.31 1,027 42,425 26,461 Feb 21, 2012, 09:18 AM
CONNOLLY PETER Co-President, Corp. Finance Feb 16, 2012 Option Exercise $41.31 1,530 63,204 40,296 Feb 21, 2012, 09:16 AM
ZONINO LISA Executive Vice President Feb 16, 2012 Option Exercise $41.31 51 2,107 14,647 Feb 21, 2012, 08:08 AM
THAIN JOHN A Chairman & CEO Jan 18, 2012 Option Exercise $36.94 207 7,647 309,201 Jan 19, 2012, 04:58 PM
THAIN JOHN A Chairman & CEO Jan 04, 2012 Option Exercise $34.84 720 25,085 309,407 Jan 05, 2012, 04:15 PM
THAIN JOHN A Chairman & CEO Dec 21, 2011 Option Exercise $35.52 959 34,064 310,127 Dec 22, 2011, 05:18 PM
THAIN JOHN A Chairman & CEO Dec 07, 2011 Option Exercise $34.52 1,042 35,970 311,086 Dec 08, 2011, 05:08 PM
Quinlan Raymond J. EVP - Banking Dec 06, 2011 Option Exercise $34.25 2,174 74,460 9,831 Dec 07, 2011, 04:21 PM
THAIN JOHN A Chairman & CEO Nov 23, 2011 Option Exercise $30.20 1,076 32,495 312,128 Nov 28, 2011, 04:06 PM
THAIN JOHN A Chairman & CEO Nov 09, 2011 Option Exercise $33.81 986 33,337 313,204 Nov 10, 2011, 04:22 PM
THAIN JOHN A Chairman & CEO Oct 26, 2011 Option Exercise $35.58 1,006 35,793 314,191 Oct 27, 2011, 04:27 PM
THAIN JOHN A Chairman & CEO Oct 12, 2011 Option Exercise $32.86 1,041 34,207 315,197 Oct 13, 2011, 05:47 PM
THAIN JOHN A Chairman & CEO Sep 28, 2011 Option Exercise $31.21 1,063 33,176 316,238 Sep 30, 2011, 07:15 AM
THAIN JOHN A Chairman & CEO Sep 14, 2011 Option Exercise $33.49 1,100 36,839 317,301 Sep 15, 2011, 04:15 PM
THAIN JOHN A Chairman & CEO Aug 31, 2011 Option Exercise $34.57 1,174 40,585 318,401 Sep 01, 2011, 01:22 PM
THAIN JOHN A Chairman & CEO Aug 23, 2011 Buy $29.91 40,000 1,196,304 319,575 Aug 24, 2011, 07:54 AM
THAIN JOHN A Chairman & CEO Aug 17, 2011 Option Exercise $33.45 1,145 38,300 279,575 Aug 18, 2011, 04:24 PM
EMBLER MICHAEL J Director Aug 10, 2011 Buy $33.88 2,000 67,760 6,504 Aug 12, 2011, 08:06 AM
THAIN JOHN A Chairman & CEO Aug 03, 2011 Option Exercise $37.99 1,174 44,600 280,721 Aug 04, 2011, 05:08 PM
Tutwiler Margaret D EVP, Marketing & Communication Aug 02, 2011 Option Exercise $37.60 2,241 84,262 11,157 Aug 03, 2011, 04:39 PM
HAYLES CAROL SVP & Controller Jul 29, 2011 Option Exercise $39.74 2,481 98,595 12,626 Aug 01, 2011, 04:42 PM
PARKER SCOTT T EVP & Chief Financial Officer Jul 29, 2011 Option Exercise $39.74 10,003 397,519 50,367 Aug 01, 2011, 04:41 PM
ZONINO LISA Executive Vice President Jul 29, 2011 Option Exercise $39.74 1,833 72,843 9,576 Aug 01, 2011, 04:41 PM
MOFFETT DAVID M Director Jul 29, 2011 Option Exercise $39.74 361 14,346 3,101 Aug 01, 2011, 04:40 PM
THAIN JOHN A Chairman & CEO Jul 20, 2011 Option Exercise $39.59 1,178 46,637 281,895 Jul 21, 2011, 06:07 PM
THAIN JOHN A Chairman & CEO Jul 06, 2011 Option Exercise $43.73 1,234 53,963 283,073 Jul 08, 2011, 07:38 AM
THAIN JOHN A Chairman & CEO Jun 22, 2011 Option Exercise $42.90 899 38,567 284,306 Jun 23, 2011, 04:24 PM
THAIN JOHN A Chairman & CEO Jun 08, 2011 Option Exercise $42.74 950 40,603 285,205 Jun 09, 2011, 04:34 PM
Chai Nelson Exec VP, CAO, Head of Strategy Jun 01, 2011 Option Exercise $43.25 13,649 590,319 55,412 Jun 03, 2011, 08:15 AM
THAIN JOHN A Chairman & CEO May 25, 2011 Option Exercise $41.64 934 38,892 286,155 May 27, 2011, 08:16 AM
POLSKY LISA Exec VP & Chief Risk Officer May 17, 2011 Option Exercise $42.20 8,425 355,535 37,680 May 19, 2011, 07:47 AM
THAIN JOHN A Chairman & CEO May 11, 2011 Option Exercise $43.02 867 37,298 287,089 May 13, 2011, 04:57 PM
UNGER LAURA S Director May 11, 2011 Option Exercise $43.02 453 19,488 2,392 May 13, 2011, 04:56 PM
TOBIN PETER J Director May 11, 2011 Option Exercise $43.02 453 19,488 2,453 May 13, 2011, 04:55 PM
STERNBERG SEYMOUR Director May 11, 2011 Option Exercise $43.02 454 19,531 2,539 May 13, 2011, 04:55 PM
RYAN JOHN R Director May 11, 2011 Option Exercise $43.02 453 19,488 1,973 May 13, 2011, 04:54 PM
ROSENFELD GERALD Director May 11, 2011 Option Exercise $43.02 453 19,488 3,671 May 13, 2011, 04:53 PM
PARRS MARIANNE M Director May 11, 2011 Option Exercise $43.02 453 19,488 1,973 May 13, 2011, 04:52 PM
OATES R. BRAD Director May 11, 2011 Option Exercise $43.02 410 17,638 2,911 May 13, 2011, 04:51 PM
FREEMAN WILLIAM M Director May 11, 2011 Option Exercise $43.02 410 17,638 1,930 May 13, 2011, 04:50 PM
EMBLER MICHAEL J Director May 11, 2011 Option Exercise $43.02 453 19,488 4,504 May 13, 2011, 04:50 PM
THAIN JOHN A Chairman & CEO Apr 27, 2011 Option Exercise $42.56 837 35,623 287,956 Apr 28, 2011, 04:36 PM
THAIN JOHN A Chairman & CEO Apr 13, 2011 Option Exercise $39.60 852 33,739 288,793 Apr 15, 2011, 04:06 PM
THAIN JOHN A Chairman & CEO Mar 30, 2011 Option Exercise $42.22 861 36,351 289,645 Mar 31, 2011, 05:09 PM
THAIN JOHN A Chairman & CEO Mar 16, 2011 Option Exercise $41.82 923 38,600 290,506 Mar 18, 2011, 04:08 PM
INGATO ROBERT J Exec VP and General Counsel Mar 16, 2011 Option Exercise $41.82 2,694 112,663 16,746 Mar 18, 2011, 04:08 PM
ARRINGTON RON G President, Vendor Finance Mar 16, 2011 Option Exercise $41.82 922 38,558 11,629 Mar 18, 2011, 04:07 PM
DALY JOHN F President, Trade Finance Mar 16, 2011 Option Exercise $41.82 2,963 123,913 19,319 Mar 18, 2011, 04:07 PM
CONNOLLY PETER Co-President, Corp. Finance Mar 16, 2011 Option Exercise $41.82 2,285 95,559 23,324 Mar 18, 2011, 04:06 PM
HUDAK JAMES L Co-President, Corp. Finance Mar 16, 2011 Option Exercise $41.82 2,388 99,866 22,532 Mar 18, 2011, 04:05 PM
KNITTEL C JEFFREY President, Transportation Fin. Mar 16, 2011 Option Exercise $41.82 3,821 159,794 42,505 Mar 18, 2011, 04:05 PM
THAIN JOHN A Chairman & CEO Mar 02, 2011 Option Exercise $43.72 921 40,266 291,428 Mar 04, 2011, 04:07 PM
THAIN JOHN A Chairman & CEO Feb 16, 2011 Option Exercise $44.39 208 9,233 292,349 Feb 18, 2011, 07:45 AM

Desktop Version

Owner Relationship Date Transaction Value($)
Frank Alan L Director Aug 15, 2019 Buy 123,891
Lytle Jeffrey President, Rail Finance Aug 14, 2019 Sale 74,656
Rubino Robert C. President, CIT Bank, N.A. Aug 13, 2019 Buy 299,483
Fawcett John J. EVP and Chief Financial Office Aug 14, 2019 Buy 123,588
Alemany Ellen R Chair & CEO Aug 13, 2019 Buy 500,817
Fawcett John J. EVP and Chief Financial Office Aug 13, 2019 Buy 307,717
McPhail Kenneth EVP, Chief Strategy Officer Aug 13, 2019 Buy 43,139
PLUMMER WAHIDA EVP & Chief Risk Officer Aug 01, 2019 Option Exercise 9,036
MENELLY DENISE M. EVP, Head of Technology & Ops Jul 29, 2019 Option Exercise 324,856
McPhail Kenneth EVP, Chief Strategy Officer Jun 14, 2019 Option Exercise 78,698
Dominguez Dorene Director May 15, 2019 Option Exercise 32,264
FREEMAN WILLIAM M Director May 15, 2019 Option Exercise 71,113
OATES R. BRAD Director May 15, 2019 Option Exercise 40,723
RYAN JOHN R Director May 15, 2019 Option Exercise 77,089
Stamps Sheila A Director May 15, 2019 Option Exercise 66,048
UNGER LAURA S Director May 15, 2019 Option Exercise 35,658
Dominguez Dorene Director Apr 26, 2019 Option Exercise 4,605
Alemany Ellen R Chair & CEO Mar 15, 2019 Option Exercise 442,698
Fawcett John J. EVP and Chief Financial Office Mar 15, 2019 Option Exercise 156,857
DUFFY JAMES J EVP & Chief HR Officer Mar 15, 2019 Option Exercise 47,774
GALLIGAN MATTHEW President, Real Estate Finance Mar 15, 2019 Option Exercise 53,489
HARNEY MARISA EVP & Chief Credit Officer Mar 15, 2019 Option Exercise 38,400
HUDAK JAMES L President, Commercial Banking Mar 15, 2019 Option Exercise 83,667
McPhail Kenneth EVP, Chief Strategy Officer Mar 15, 2019 Option Exercise 28,273
MENELLY DENISE M. EVP, Head of Technology & Ops Mar 15, 2019 Option Exercise 85,572
PLUMMER WAHIDA EVP & Chief Risk Officer Mar 15, 2019 Option Exercise 32,484
PROIA GINA M. EVP & Head of Marketing Mar 15, 2019 Option Exercise 39,352
Solk Steve President, Consumer Banking Mar 15, 2019 Option Exercise 84,670
SPERLING EDWARD K EVP & Controller Mar 15, 2019 Option Exercise 13,786
GALLIGAN MATTHEW President, Real Estate Finance Mar 08, 2019 Sale 48,503
SPERLING EDWARD K EVP & Controller Mar 06, 2019 Sale 111,556
Alemany Ellen R Chair & CEO Mar 01, 2019 Option Exercise 947,408
DUFFY JAMES J EVP & Chief HR Officer Mar 01, 2019 Option Exercise 37,720
Fawcett John J. EVP and Chief Financial Office Mar 01, 2019 Option Exercise 134,941
GALLIGAN MATTHEW President, Real Estate Finance Mar 01, 2019 Option Exercise 116,286
HARNEY MARISA EVP & Chief Credit Officer Mar 01, 2019 Option Exercise 30,289
HUDAK JAMES L President, Commercial Banking Mar 01, 2019 Option Exercise 186,960
McPhail Kenneth EVP, Chief Strategy Officer Mar 01, 2019 Option Exercise 24,241
MENELLY DENISE M. EVP, Head of Technology & Ops Mar 01, 2019 Option Exercise 172,764
PLUMMER WAHIDA EVP & Chief Risk Officer Mar 01, 2019 Option Exercise 12,146
PROIA GINA M. EVP & Head of Marketing Mar 01, 2019 Option Exercise 293,048
Solk Steve President, Consumer Banking Mar 01, 2019 Option Exercise 122,231
SPERLING EDWARD K EVP & Controller Mar 01, 2019 Option Exercise 31,621
Jones Michael Sterling President, Business Capital Mar 01, 2019 Option Exercise 10,660
Lytle Jeffrey President, Rail Finance Mar 01, 2019 Option Exercise 13,940
GALLIGAN MATTHEW President, Real Estate Finance Feb 25, 2019 Sale 118,857
Alemany Ellen R Chair & CEO Feb 21, 2019 Option Exercise 1,513,090
GALLIGAN MATTHEW President, Real Estate Finance Feb 21, 2019 Option Exercise 144,262
HUDAK JAMES L President, Commercial Banking Feb 21, 2019 Option Exercise 220,450
MENELLY DENISE M. EVP, Head of Technology & Ops Feb 21, 2019 Option Exercise 195,496
Solk Steve President, Consumer Banking Feb 21, 2019 Option Exercise 120,278
SPERLING EDWARD K EVP & Controller Feb 21, 2019 Option Exercise 51,336
GALLIGAN MATTHEW President, Real Estate Finance Feb 19, 2019 Sale 273,168
GALLIGAN MATTHEW President, Real Estate Finance Feb 01, 2019 Option Exercise 80,455
HARNEY MARISA EVP & Chief Credit Officer Feb 01, 2019 Option Exercise 16,758
Jones Michael Sterling President, Business Capital Feb 01, 2019 Option Exercise 18,354
Lytle Jeffrey President, Rail Finance Feb 01, 2019 Option Exercise 64,261
PLUMMER WAHIDA EVP & Chief Risk Officer Feb 01, 2019 Option Exercise 21,639
SPERLING EDWARD K EVP & Controller Feb 01, 2019 Option Exercise 40,228
Alemany Ellen R Chair & CEO May 12, 2017 Option Exercise 38,480
PLUMMER WAHIDA EVP & Chief Risk Officer Dec 15, 2018 Option Exercise 9,140
Alderoty Stuart A EVP, General Counsel & Secy. Oct 26, 2018 Option Exercise 137,338
McPhail Kenneth EVP, Chief Strategy Officer Sep 01, 2018 Option Exercise 27,174
DUFFY JAMES J EVP & Chief HR Officer Aug 30, 2018 Option Exercise 125,824
Frank Alan L Director Aug 03, 2018 Option Exercise 13,467
RYAN JOHN R Director Jul 29, 2018 Option Exercise 1,958
MENELLY DENISE M. EVP, Head of Technology & Ops Jul 29, 2018 Option Exercise 313,763
SPERLING EDWARD K EVP & Controller Jun 14, 2018 Sale 90,786
Stamps Sheila A Director Jun 07, 2018 Sale 174,585
Dominguez Dorene Director May 15, 2018 Option Exercise 18,214
FREEMAN WILLIAM M Director May 15, 2018 Option Exercise 55,234
OATES R. BRAD Director May 15, 2018 Option Exercise 22,996
RYAN JOHN R Director May 15, 2018 Option Exercise 59,855
Stamps Sheila A Director May 15, 2018 Option Exercise 52,387
UNGER LAURA S Director May 15, 2018 Option Exercise 20,149
Alemany Ellen R Chair & CEO May 12, 2018 Option Exercise 19,908
FREEMAN WILLIAM M Director May 12, 2018 Option Exercise 20,283
RYAN JOHN R Director May 12, 2018 Option Exercise 23,181
Dominguez Dorene Director Apr 26, 2018 Option Exercise 4,620
Fawcett John J. EVP and Chief Financial Office Apr 26, 2018 Option Exercise 166,150
Alemany Ellen R Chair & CEO Mar 15, 2018 Option Exercise 476,874
Alderoty Stuart A EVP, General Counsel & Secy. Mar 15, 2018 Option Exercise 44,118
DUFFY JAMES J EVP & Chief HR Officer Mar 15, 2018 Option Exercise 51,462
GALLIGAN MATTHEW President, Real Estate Finance Mar 15, 2018 Option Exercise 57,618
MENELLY DENISE M. EVP, Head of Technology & Ops Mar 15, 2018 Option Exercise 84,780
PROIA GINA M. EVP & Head of Marketing Mar 15, 2018 Option Exercise 29,430
Solk Steve President, Consumer Banking Mar 15, 2018 Option Exercise 63,612
SPERLING EDWARD K EVP & Controller Mar 15, 2018 Option Exercise 14,850
CASHMAN GEORGE D. President, Rail Finance Mar 15, 2018 Option Exercise 81,486
CASHMAN GEORGE D. President, Rail Finance Mar 14, 2018 Option Exercise 316,134
HUDAK JAMES L President, Commercial Banking Mar 15, 2018 Option Exercise 90,126
HUDAK JAMES L President, Commercial Banking Mar 14, 2018 Option Exercise 343,478
ROWE ROBERT EVP, Chief Risk Officer Mar 15, 2018 Option Exercise 90,612
ROWE ROBERT EVP, Chief Risk Officer Mar 14, 2018 Option Exercise 270,632
Alemany Ellen R Chair & CEO Mar 08, 2018 Option Exercise 569,115
Alemany Ellen R Chair & CEO Mar 01, 2018 Option Exercise 601,067
Alderoty Stuart A EVP, General Counsel & Secy. Mar 01, 2018 Option Exercise 41,778
CASHMAN GEORGE D. President, Rail Finance Mar 01, 2018 Option Exercise 102,715
GALLIGAN MATTHEW President, Real Estate Finance Mar 01, 2018 Option Exercise 53,805
HUDAK JAMES L President, Commercial Banking Mar 01, 2018 Option Exercise 113,571
HUDAK JAMES L President, Commercial Banking Mar 01, 2018 Sale 107,268
MENELLY DENISE M. EVP, Head of Technology & Ops Mar 01, 2018 Option Exercise 70,570
PROIA GINA M. EVP & Head of Marketing Mar 01, 2018 Option Exercise 163,066
ROWE ROBERT EVP, Chief Risk Officer Mar 01, 2018 Option Exercise 79,457
Solk Steve President, Consumer Banking Mar 01, 2018 Option Exercise 42,470
SPERLING EDWARD K EVP & Controller Mar 01, 2018 Option Exercise 18,733
SPERLING EDWARD K EVP & Controller Feb 01, 2018 Option Exercise 57,362
ROWE ROBERT EVP, Chief Risk Officer Feb 01, 2018 Option Exercise 79,296
HUDAK JAMES L President, Commercial Banking Feb 01, 2018 Option Exercise 91,123
GALLIGAN MATTHEW President, Real Estate Finance Feb 01, 2018 Option Exercise 143,848
CASHMAN GEORGE D. President, Rail Finance Feb 01, 2018 Option Exercise 83,725
Jones Michael Sterling President, Business Capital Feb 01, 2018 Option Exercise 3,178
MENELLY DENISE M. EVP, Head of Technology & Ops Nov 01, 2017 Sale 419,285
ROSENFELD GERALD Director Oct 26, 2017 Option Exercise 36,028
ROSENFELD GERALD Director Oct 26, 2017 Option Exercise 36,009
Alderoty Stuart A EVP, General Counsel & Secy. Oct 26, 2017 Option Exercise 183,097
DUFFY JAMES J EVP & Chief HR Officer Aug 30, 2017 Option Exercise 112,255
Solk Steve President, Business Capital Aug 25, 2017 Sale 65,700
HUDAK JAMES L President, Commercial Banking Aug 11, 2017 Sale 96,988
Frank Alan L Director Aug 03, 2017 Option Exercise 11,970
MENELLY DENISE M. EVP, Head of Technology & Ops Jul 29, 2017 Option Exercise 335,502
RYAN JOHN R Director Jul 29, 2017 Option Exercise 1,771
HUDAK JAMES L President, Commercial Banking Jun 07, 2017 Option Exercise 28,391
BROSNAN MICHAEL L. Director Jun 09, 2017 Buy 1,096
HUDAK JAMES L President, Commercial Banking Jun 05, 2017 Sale 100,132
MORRELL KELLEY EVP, Chief Strategy Officer May 30, 2017 Sale 767,936
ROWE ROBERT EVP, Chief Risk Officer May 30, 2017 Sale 421,338
SPERLING EDWARD K EVP & Controller May 26, 2017 Sale 205,009
Alemany Ellen R Chair & CEO Mar 17, 2017 Option Exercise 984,062
Alemany Ellen R Chair & CEO Mar 17, 2017 Option Exercise 984,062
FREEMAN WILLIAM M Director May 12, 2017 Option Exercise 17,717
FREEMAN WILLIAM M Director May 15, 2017 Option Exercise 28,386
FREEMAN WILLIAM M Director May 13, 2017 Option Exercise 19,545
PARRS MARIANNE M Director May 15, 2017 Option Exercise 30,752
PARRS MARIANNE M Director May 13, 2017 Option Exercise 24,185
PARRS MARIANNE M Director May 12, 2017 Option Exercise 21,935
RYAN JOHN R Director May 15, 2017 Option Exercise 30,752
RYAN JOHN R Director May 12, 2017 Option Exercise 20,248
Stamps Sheila A Director May 15, 2017 Option Exercise 28,386
Stamps Sheila A Director May 13, 2017 Option Exercise 19,545
CASHMAN GEORGE D. President, Rail Finance Mar 15, 2017 Option Exercise 75,860
HAYLES CAROL EVP & CFO Mar 15, 2017 Option Exercise 93,078
HUDAK JAMES L President, Commercial Banking Mar 15, 2017 Option Exercise 126,018
KNITTEL C JEFFREY President, Transportation Fin. Mar 15, 2017 Option Exercise 414,735
ROWE ROBERT EVP, Chief Risk Officer Mar 15, 2017 Option Exercise 97,487
Alemany Ellen R Chair & CEO Mar 08, 2017 Option Exercise 462,487
CASHMAN GEORGE D. President, Rail Finance Feb 01, 2017 Option Exercise 119,298
Stamps Sheila A Director Feb 20, 2017 Option Exercise 4,022
Alemany Ellen R Chair & CEO Mar 01, 2017 Option Exercise 521,054
GALLIGAN MATTHEW President, Real Estate Finance Mar 01, 2017 Option Exercise 45,424
HUDAK JAMES L President, Commercial Banking Mar 01, 2017 Option Exercise 97,129
MORRELL KELLEY EVP, Chief Strategy Officer Mar 01, 2017 Option Exercise 29,521
ROWE ROBERT EVP, Chief Risk Officer Mar 01, 2017 Option Exercise 97,656
Solk Steve President, Business Capital Mar 01, 2017 Option Exercise 37,165
SPERLING EDWARD K EVP & Controller Mar 01, 2017 Option Exercise 16,386
OATES R. BRAD Director Feb 27, 2017 Sale 300,743
HUDAK JAMES L President, Commercial Banking Feb 22, 2017 Option Exercise 19,932
HUDAK JAMES L President, Commercial Banking Feb 21, 2017 Sale 591,251
GALLIGAN MATTHEW President, Real Estate Finance Feb 06, 2017 Sale 214,809
ROSENFELD GERALD Director Feb 03, 2017 Option Exercise 36,031
ROSENFELD GERALD Director Feb 03, 2017 Option Exercise 35,995
TOBIN PETER J Director Feb 02, 2017 Option Exercise 150,071
TOBIN PETER J Director Feb 02, 2017 Option Exercise 150,050
GALLIGAN MATTHEW President, Real Estate Finance Feb 01, 2017 Option Exercise 164,794
HAYLES CAROL EVP & CFO Feb 01, 2017 Option Exercise 152,045
HUDAK JAMES L President, Commercial Banking Feb 01, 2017 Option Exercise 148,787
KNITTEL C JEFFREY President, Transportation Fin. Feb 01, 2017 Option Exercise 322,745
MATSUMOTO RAYMOND D EVP Feb 01, 2017 Option Exercise 35,069
MORRELL KELLEY EVP, Chief Strategy Officer Feb 01, 2017 Option Exercise 58,407
ROWE ROBERT EVP, Chief Risk Officer Feb 01, 2017 Option Exercise 136,283
SPERLING EDWARD K EVP & Controller Feb 01, 2017 Option Exercise 62,073
Alemany Ellen R Chair & CEO Jan 29, 2017 Option Exercise 16,819
PARRS MARIANNE M Director Nov 30, 2016 Option Exercise 150,013
PARRS MARIANNE M Director Nov 30, 2016 Option Exercise 150,004
UNGER LAURA S Director Nov 18, 2016 Option Exercise 195,118
UNGER LAURA S Director Nov 18, 2016 Option Exercise 206,723
OATES R. BRAD Director Nov 16, 2016 Option Exercise 206,463
OATES R. BRAD Director Nov 16, 2016 Option Exercise 206,415
FREEMAN WILLIAM M Director Nov 15, 2016 Option Exercise 150,037
FREEMAN WILLIAM M Director Nov 15, 2016 Option Exercise 150,004
RYAN JOHN R Director Nov 14, 2016 Option Exercise 150,004
RYAN JOHN R Director Nov 14, 2016 Sale 150,345
ROSENFELD GERALD Director Oct 27, 2016 Option Exercise 205,118
ROSENFELD GERALD Director Oct 27, 2016 Option Exercise 205,091
Frank Alan L Director Aug 03, 2016 Option Exercise 8,523
RYAN JOHN R Director Jul 29, 2016 Option Exercise 1,279
GALLIGAN MATTHEW President, Real Estate Finance May 27, 2016 Option Exercise 1,324
GALLIGAN MATTHEW President, Real Estate Finance Feb 26, 2016 Option Exercise 1,300
Alemany Ellen R Chair & CEO May 13, 2016 Option Exercise 9,691
Alemany Ellen R Chair & CEO May 12, 2016 Option Exercise 16,741
FREEMAN WILLIAM M Director May 12, 2016 Option Exercise 12,122
FREEMAN WILLIAM M Director May 14, 2016 Option Exercise 11,222
FREEMAN WILLIAM M Director May 13, 2016 Option Exercise 13,035
PARRS MARIANNE M Director May 14, 2016 Option Exercise 15,380
PARRS MARIANNE M Director May 13, 2016 Option Exercise 16,130
PARRS MARIANNE M Director May 12, 2016 Option Exercise 15,009
RYAN JOHN R Director May 12, 2016 Option Exercise 13,854
Stamps Sheila A Director May 13, 2016 Option Exercise 13,035
MATSUMOTO RAYMOND D EVP May 04, 2016 Option Exercise 188,964
SPERLING EDWARD K EVP & Controller May 04, 2016 Option Exercise 23,849
THAIN JOHN A Chairman & CEO Mar 15, 2016 Option Exercise 1,046,396
KNITTEL C JEFFREY President, Transportation Fin. Mar 15, 2016 Option Exercise 323,932
HAYLES CAROL EVP & CFO Mar 15, 2016 Option Exercise 35,577
Allen Bryan David EVP, Chief HR Officer Mar 15, 2016 Option Exercise 11,219
GOODMAN STACEY EVP, CIO and Ops Officer Mar 15, 2016 Option Exercise 24,780
HUDAK JAMES L President, Commercial Banking Mar 15, 2016 Option Exercise 133,495
INGATO ROBERT J Exec VP and General Counsel Mar 15, 2016 Option Exercise 83,837
ROWE ROBERT EVP, Chief Risk Officer Mar 15, 2016 Option Exercise 31,089
Tutwiler Margaret D EVP, Marketing & Communication Mar 15, 2016 Option Exercise 45,333
MATSUMOTO RAYMOND D EVP Mar 08, 2016 Option Exercise 30,630
Alemany Ellen R Vice Chairman Mar 08, 2016 Option Exercise 254,958
Stamps Sheila A Director Feb 20, 2016 Option Exercise 2,597
MNUCHIN STEVEN T Vice Chairman Feb 11, 2016 Buy 2,051,232
MNUCHIN STEVEN T Vice Chairman Feb 09, 2016 Buy 787,827
MNUCHIN STEVEN T Vice Chairman Feb 08, 2016 Buy 3,208,508
MNUCHIN STEVEN T Vice Chairman Feb 04, 2016 Buy 3,183,276
THAIN JOHN A Chairman & CEO Feb 04, 2016 Buy 1,365,500
Alemany Ellen R Vice Chairman Feb 04, 2016 Buy 519,023
MNUCHIN STEVEN T Vice Chairman Feb 04, 2016 Buy 3,183,276
Frank Alan L Director Feb 04, 2016 Buy 55,440
GALLIGAN MATTHEW President, Real Estate Finance Feb 01, 2016 Option Exercise 96,955
Allen Bryan David EVP, Chief HR Officer Feb 01, 2016 Option Exercise 66,528
GALLIGAN MATTHEW President, Real Estate Finance Feb 01, 2016 Option Exercise 106,988
GOODMAN STACEY EVP, CIO and Ops Officer Feb 01, 2016 Option Exercise 126,517
HAYLES CAROL EVP & CFO Feb 01, 2016 Option Exercise 160,945
HUDAK JAMES L President, Commercial Banking Feb 01, 2016 Option Exercise 157,392
INGATO ROBERT J Exec VP and General Counsel Feb 01, 2016 Option Exercise 116,514
KNITTEL C JEFFREY President, Transportation Fin. Feb 01, 2016 Option Exercise 347,690
MORRELL KELLEY EVP, Chief Strategy Officer Feb 01, 2016 Option Exercise 30,636
ROWE ROBERT EVP, Chief Risk Officer Feb 01, 2016 Option Exercise 145,657
SPERLING EDWARD K EVP & Controller Feb 01, 2016 Option Exercise 27,919
THAIN JOHN A Chairman & CEO Feb 01, 2016 Option Exercise 1,291,385
Tutwiler Margaret D EVP, Marketing & Communication Feb 01, 2016 Option Exercise 68,290
Alemany Ellen R Vice Chairman Jan 29, 2016 Option Exercise 11,711
MNUCHIN STEVEN T Vice Chairman Aug 03, 2015 Option Exercise 23,535,685
MNUCHIN STEVEN T Vice Chairman Aug 03, 2015 Option Exercise 70,535,682
Frank Alan L Director Aug 03, 2015 Option Exercise 403,270
Frank Alan L Director Aug 03, 2015 Option Exercise 113,086
Otting Joseph M Co-President Aug 03, 2015 Option Exercise 8,559,547
Stamps Sheila A Director May 29, 2015 Buy 138
PARRS MARIANNE M Director May 15, 2015 Option Exercise 27,937
PARRS MARIANNE M Director May 14, 2015 Option Exercise 22,615
FREEMAN WILLIAM M Director May 14, 2015 Option Exercise 16,536
Stamps Sheila A Director May 13, 2015 Option Exercise 19,261
PARRS MARIANNE M Director May 13, 2015 Option Exercise 23,834
FREEMAN WILLIAM M Director May 13, 2015 Option Exercise 19,261
Brandman Andrew Exec. Vice President & CAO Apr 25, 2015 Option Exercise 1,057,564
Stamps Sheila A Director Feb 20, 2015 Option Exercise 4,278
THAIN JOHN A Chairman & CEO Feb 19, 2015 Option Exercise 1,718,252
Chai Nelson President Feb 19, 2015 Option Exercise 773,216
PARKER SCOTT T EVP & Chief Financial Officer Feb 19, 2015 Option Exercise 543,678
KNITTEL C JEFFREY President, Transportation Fin. Feb 19, 2015 Option Exercise 430,813
POLSKY LISA Exec VP & Chief Risk Officer Feb 19, 2015 Option Exercise 466,233
INGATO ROBERT J Exec VP and General Counsel Feb 19, 2015 Option Exercise 138,741
Tutwiler Margaret D EVP, Marketing & Communication Feb 19, 2015 Option Exercise 79,648
THAIN JOHN A Chairman & CEO Feb 01, 2015 Option Exercise 1,292,909
Brandman Andrew Exec. Vice President & CAO Feb 01, 2015 Option Exercise 143,291
Chai Nelson President Feb 01, 2015 Option Exercise 961,498
HAYLES CAROL EVP & Controller Feb 01, 2015 Option Exercise 232,421
INGATO ROBERT J Exec VP and General Counsel Feb 01, 2015 Option Exercise 159,023
KNITTEL C JEFFREY President, Transportation Fin. Feb 01, 2015 Option Exercise 586,312
PARKER SCOTT T EVP & Chief Financial Officer Feb 01, 2015 Option Exercise 659,535
POLSKY LISA Exec VP & Chief Risk Officer Feb 01, 2015 Option Exercise 578,117
Tutwiler Margaret D EVP, Marketing & Communication Feb 01, 2015 Option Exercise 104,905
PARRS MARIANNE M Director Jul 27, 2014 Option Exercise 5,111
STERNBERG SEYMOUR Director Jul 27, 2014 Option Exercise 1,032
UNGER LAURA S Director Jul 27, 2014 Option Exercise 2,064
FREEMAN WILLIAM M Director May 14, 2014 Option Exercise 14,864
PARRS MARIANNE M Director May 15, 2014 Option Exercise 25,531
PARRS MARIANNE M Director May 14, 2014 Option Exercise 20,345
THAIN JOHN A Chairman & CEO May 15, 2014 Buy 1,661,548
UNGER LAURA S Director May 10, 2014 Option Exercise 16,889
STERNBERG SEYMOUR Director May 10, 2014 Option Exercise 16,889
FREEMAN WILLIAM M Director May 10, 2014 Option Exercise 15,304
PARRS MARIANNE M Director May 10, 2014 Option Exercise 16,889
THAIN JOHN A Chairman & CEO Feb 16, 2014 Option Exercise 1,022,337
KNITTEL C JEFFREY President, Transportation Fin. Feb 16, 2014 Option Exercise 245,857
PARKER SCOTT T EVP & Chief Financial Officer Feb 16, 2014 Option Exercise 43,553
POLSKY LISA Exec VP & Chief Risk Officer Feb 16, 2014 Option Exercise 49,009
INGATO ROBERT J Exec VP and General Counsel Feb 16, 2014 Option Exercise 41,734
HAYLES CAROL EVP & Controller Feb 16, 2014 Option Exercise 8,376
THAIN JOHN A Chairman & CEO Feb 01, 2014 Option Exercise 672,368
Brandman Andrew Exec. Vice President & CAO Feb 01, 2014 Option Exercise 84,628
Chai Nelson President Feb 01, 2014 Option Exercise 696,155
HAYLES CAROL EVP & Controller Feb 01, 2014 Option Exercise 168,139
INGATO ROBERT J Exec VP and General Counsel Feb 01, 2014 Option Exercise 115,118
KNITTEL C JEFFREY President, Transportation Fin. Feb 01, 2014 Option Exercise 406,056
PARKER SCOTT T EVP & Chief Financial Officer Feb 01, 2014 Option Exercise 472,482
POLSKY LISA Exec VP & Chief Risk Officer Feb 01, 2014 Option Exercise 413,876
Tutwiler Margaret D EVP, Marketing & Communication Feb 01, 2014 Option Exercise 80,206
THAIN JOHN A Chairman & CEO Jul 06, 2013 Option Exercise 79,315
THAIN JOHN A Chairman & CEO Jul 20, 2013 Option Exercise 75,359
THAIN JOHN A Chairman & CEO Jul 29, 2013 Option Exercise 1,020,993
THAIN JOHN A Chairman & CEO Aug 03, 2013 Option Exercise 79,767
PARKER SCOTT T EVP & Chief Financial Officer Jul 29, 2013 Option Exercise 674,892
HAYLES CAROL EVP & Controller Jul 29, 2013 Option Exercise 137,072
Tutwiler Margaret D EVP, Marketing & Communication Aug 02, 2013 Option Exercise 123,295
THAIN JOHN A Chairman & CEO Jan 18, 2014 Option Exercise 12,375
THAIN JOHN A Chairman & CEO Jan 04, 2014 Option Exercise 44,729
THAIN JOHN A Chairman & CEO Dec 21, 2013 Option Exercise 64,389
THAIN JOHN A Chairman & CEO Dec 07, 2013 Option Exercise 69,437
Quinlan Raymond J. EVP - Banking Dec 06, 2013 Option Exercise 156,461
THAIN JOHN A Chairman & CEO Nov 23, 2013 Option Exercise 71,221
THAIN JOHN A Chairman & CEO Nov 09, 2013 Option Exercise 62,266
THAIN JOHN A Chairman & CEO Oct 26, 2013 Option Exercise 65,552
THAIN JOHN A Chairman & CEO Oct 12, 2013 Option Exercise 50
THAIN JOHN A Chairman & CEO Oct 12, 2013 Option Exercise 68,795
THAIN JOHN A Chairman & CEO Sep 28, 2013 Option Exercise 68,197
THAIN JOHN A Chairman & CEO Sep 14, 2013 Option Exercise 72,017
THAIN JOHN A Chairman & CEO Aug 31, 2013 Option Exercise 74,438
THAIN JOHN A Chairman & CEO Aug 17, 2013 Option Exercise 75,137
THAIN JOHN A Chairman & CEO Aug 03, 2013 Option Exercise 79,818
Tutwiler Margaret D EVP, Marketing & Communication Aug 02, 2013 Option Exercise 123,346
THAIN JOHN A Chairman & CEO Jul 29, 2013 Option Exercise 1,021,043
PARKER SCOTT T EVP & Chief Financial Officer Jul 29, 2013 Option Exercise 674,942
HAYLES CAROL EVP & Controller Jul 29, 2013 Option Exercise 137,122
MOFFETT DAVID M Director Jul 29, 2013 Option Exercise 18,216
PARRS MARIANNE M Director Jul 27, 2013 Option Exercise 5,181
STERNBERG SEYMOUR Director Jul 27, 2013 Option Exercise 1,056
UNGER LAURA S Director Jul 27, 2013 Option Exercise 2,062
THAIN JOHN A Chairman & CEO Jul 20, 2013 Option Exercise 75,359
THAIN JOHN A Chairman & CEO Jul 06, 2013 Option Exercise 79,315
THAIN JOHN A Chairman & CEO Jun 22, 2013 Option Exercise 70,209
THAIN JOHN A Chairman & CEO Jun 08, 2013 Option Exercise 75,191
Chai Nelson President Jun 01, 2013 Option Exercise 823,035
THAIN JOHN A Chairman & CEO May 25, 2013 Option Exercise 70,723
POLSKY LISA Exec VP & Chief Risk Officer May 17, 2013 Option Exercise 504,241
PARRS MARIANNE M Director May 15, 2013 Option Exercise 26,923
ROSENFELD GERALD Director May 15, 2013 Option Exercise 45
THAIN JOHN A Chairman & CEO May 11, 2013 Option Exercise 65,608
EMBLER MICHAEL J Director May 11, 2013 Option Exercise 20,197
FREEMAN WILLIAM M Director May 10, 2013 Option Exercise 16,247
FREEMAN WILLIAM M Director May 11, 2013 Option Exercise 18,244
PARRS MARIANNE M Director May 11, 2013 Option Exercise 20,197
PARRS MARIANNE M Director May 10, 2013 Option Exercise 17,978
ROSENFELD GERALD Director May 11, 2013 Option Exercise 20,197
RYAN JOHN R Director May 11, 2013 Option Exercise 20,197
TOBIN PETER J Director May 11, 2013 Option Exercise 20,197
OATES R. BRAD Director May 11, 2013 Option Exercise 18,244
STERNBERG SEYMOUR Director May 11, 2013 Option Exercise 20,197
STERNBERG SEYMOUR Director May 10, 2013 Option Exercise 17,978
UNGER LAURA S Director May 11, 2013 Option Exercise 20,197
UNGER LAURA S Director May 10, 2013 Option Exercise 17,978
THAIN JOHN A Chairman & CEO Apr 27, 2013 Option Exercise 60,292
THAIN JOHN A Chairman & CEO Apr 13, 2013 Option Exercise 62,378
THAIN JOHN A Chairman & CEO Mar 30, 2013 Option Exercise 63,698
THAIN JOHN A Chairman & CEO Mar 16, 2013 Option Exercise 70,035
ARRINGTON RON G President, Vendor Finance Mar 16, 2013 Option Exercise 42,217
CONNOLLY PETER Co-President, Corp. Finance Mar 16, 2013 Option Exercise 103,069
HUDAK JAMES L Co-President, Corp. Finance Mar 16, 2013 Option Exercise 119,162
INGATO ROBERT J Exec VP and General Counsel Mar 16, 2013 Option Exercise 102,623
KNITTEL C JEFFREY President, Transportation Fin. Mar 16, 2013 Option Exercise 190,624
THAIN JOHN A Chairman & CEO Mar 02, 2013 Option Exercise 66,452
THAIN JOHN A Chairman & CEO Feb 16, 2013 Option Exercise 779,386
ARRINGTON RON G President, Vendor Finance Feb 16, 2013 Option Exercise 34,120
CONNOLLY PETER Co-President, Corp. Finance Feb 16, 2013 Option Exercise 67,088
HAYLES CAROL EVP & Controller Feb 16, 2013 Option Exercise 7,464
HUDAK JAMES L Co-President, Corp. Finance Feb 16, 2013 Option Exercise 76,983
INGATO ROBERT J Exec VP and General Counsel Feb 16, 2013 Option Exercise 37,106
KNITTEL C JEFFREY President, Transportation Fin. Feb 16, 2013 Option Exercise 157,251
LUCAS JONATHAN A President, Trade Finance Feb 16, 2013 Option Exercise 36,892
PARKER SCOTT T EVP & Chief Financial Officer Feb 16, 2013 Option Exercise 27,253
POLSKY LISA Exec VP & Chief Risk Officer Feb 16, 2013 Option Exercise 32,841
ARRINGTON RON G President, Vendor Finance Feb 01, 2013 Option Exercise 42,567
Chai Nelson President Feb 01, 2013 Option Exercise 316,008
CONNOLLY PETER Co-President, Corp. Finance Feb 01, 2013 Option Exercise 87,936
HAYLES CAROL EVP & Controller Feb 01, 2013 Option Exercise 80,212
HUDAK JAMES L Co-President, Corp. Finance Feb 01, 2013 Option Exercise 100,413
INGATO ROBERT J Exec VP and General Counsel Feb 01, 2013 Option Exercise 54,238
KNITTEL C JEFFREY President, Transportation Fin. Feb 01, 2013 Option Exercise 204,985
LUCAS JONATHAN A President, Trade Finance Feb 01, 2013 Option Exercise 45,708
PARKER SCOTT T EVP & Chief Financial Officer Feb 01, 2013 Option Exercise 235,542
POLSKY LISA Exec VP & Chief Risk Officer Feb 01, 2013 Option Exercise 228,030
Quinlan Raymond J. EVP - Banking Feb 01, 2013 Option Exercise 130,630
Tutwiler Margaret D EVP, Marketing & Communication Feb 01, 2013 Option Exercise 42,525
EMBLER MICHAEL J Director Oct 26, 2012 Buy 56,396
MOFFETT DAVID M Director Jul 29, 2012 Option Exercise 12,594
PARRS MARIANNE M Director Jul 27, 2012 Option Exercise 3,583
STERNBERG SEYMOUR Director Jul 27, 2012 Option Exercise 696
UNGER LAURA S Director Jul 27, 2012 Option Exercise 1,426
UNGER LAURA S Director May 11, 2012 Option Exercise 16,843
TOBIN PETER J Director May 11, 2012 Option Exercise 16,843
STERNBERG SEYMOUR Director May 11, 2012 Option Exercise 16,843
RYAN JOHN R Director May 11, 2012 Option Exercise 16,843
ROSENFELD GERALD Director May 11, 2012 Option Exercise 16,843
PARRS MARIANNE M Director May 11, 2012 Option Exercise 16,843
OATES R. BRAD Director May 11, 2012 Option Exercise 15,211
FREEMAN WILLIAM M Director May 11, 2012 Option Exercise 15,211
EMBLER MICHAEL J Director May 11, 2012 Option Exercise 16,843
UNGER LAURA S Director May 10, 2012 Option Exercise 14,819
STERNBERG SEYMOUR Director May 10, 2012 Option Exercise 14,855
ROSENFELD GERALD Director May 10, 2012 Option Exercise 37
PARRS MARIANNE M Director May 10, 2012 Option Exercise 14,819
FREEMAN WILLIAM M Director May 10, 2012 Option Exercise 13,425
THAIN JOHN A Chairman & CEO Apr 30, 2012 Buy 1,077,506
THAIN JOHN A Chairman & CEO Apr 30, 2012 Buy 50,769
THAIN JOHN A Chairman & CEO Feb 16, 2012 Option Exercise 788,567
KNITTEL C JEFFREY President, Transportation Fin. Feb 16, 2012 Option Exercise 163,298
ARRINGTON RON G President, Vendor Finance Feb 16, 2012 Option Exercise 32,428
POLSKY LISA Exec VP & Chief Risk Officer Feb 16, 2012 Option Exercise 31,065
PARKER SCOTT T EVP & Chief Financial Officer Feb 16, 2012 Option Exercise 25,860
HUDAK JAMES L Co-President, Corp. Finance Feb 16, 2012 Option Exercise 72,788
INGATO ROBERT J Exec VP and General Counsel Feb 16, 2012 Option Exercise 35,114
HAYLES CAROL SVP & Controller Feb 16, 2012 Option Exercise 7,023
DALY JOHN F President, Trade Finance Feb 16, 2012 Option Exercise 42,425
CONNOLLY PETER Co-President, Corp. Finance Feb 16, 2012 Option Exercise 63,204
ZONINO LISA Executive Vice President Feb 16, 2012 Option Exercise 2,107
THAIN JOHN A Chairman & CEO Jan 18, 2012 Option Exercise 7,647
THAIN JOHN A Chairman & CEO Jan 04, 2012 Option Exercise 25,085
THAIN JOHN A Chairman & CEO Dec 21, 2011 Option Exercise 34,064
THAIN JOHN A Chairman & CEO Dec 07, 2011 Option Exercise 35,970
Quinlan Raymond J. EVP - Banking Dec 06, 2011 Option Exercise 74,460
THAIN JOHN A Chairman & CEO Nov 23, 2011 Option Exercise 32,495
THAIN JOHN A Chairman & CEO Nov 09, 2011 Option Exercise 33,337
THAIN JOHN A Chairman & CEO Oct 26, 2011 Option Exercise 35,793
THAIN JOHN A Chairman & CEO Oct 12, 2011 Option Exercise 34,207
THAIN JOHN A Chairman & CEO Sep 28, 2011 Option Exercise 33,176
THAIN JOHN A Chairman & CEO Sep 14, 2011 Option Exercise 36,839
THAIN JOHN A Chairman & CEO Aug 31, 2011 Option Exercise 40,585
THAIN JOHN A Chairman & CEO Aug 23, 2011 Buy 1,196,304
THAIN JOHN A Chairman & CEO Aug 17, 2011 Option Exercise 38,300
EMBLER MICHAEL J Director Aug 10, 2011 Buy 67,760
THAIN JOHN A Chairman & CEO Aug 03, 2011 Option Exercise 44,600
Tutwiler Margaret D EVP, Marketing & Communication Aug 02, 2011 Option Exercise 84,262
HAYLES CAROL SVP & Controller Jul 29, 2011 Option Exercise 98,595
PARKER SCOTT T EVP & Chief Financial Officer Jul 29, 2011 Option Exercise 397,519
ZONINO LISA Executive Vice President Jul 29, 2011 Option Exercise 72,843
MOFFETT DAVID M Director Jul 29, 2011 Option Exercise 14,346
THAIN JOHN A Chairman & CEO Jul 20, 2011 Option Exercise 46,637
THAIN JOHN A Chairman & CEO Jul 06, 2011 Option Exercise 53,963
THAIN JOHN A Chairman & CEO Jun 22, 2011 Option Exercise 38,567
THAIN JOHN A Chairman & CEO Jun 08, 2011 Option Exercise 40,603
Chai Nelson Exec VP, CAO, Head of Strategy Jun 01, 2011 Option Exercise 590,319
THAIN JOHN A Chairman & CEO May 25, 2011 Option Exercise 38,892
POLSKY LISA Exec VP & Chief Risk Officer May 17, 2011 Option Exercise 355,535
THAIN JOHN A Chairman & CEO May 11, 2011 Option Exercise 37,298
UNGER LAURA S Director May 11, 2011 Option Exercise 19,488
TOBIN PETER J Director May 11, 2011 Option Exercise 19,488
STERNBERG SEYMOUR Director May 11, 2011 Option Exercise 19,531
RYAN JOHN R Director May 11, 2011 Option Exercise 19,488
ROSENFELD GERALD Director May 11, 2011 Option Exercise 19,488
PARRS MARIANNE M Director May 11, 2011 Option Exercise 19,488
OATES R. BRAD Director May 11, 2011 Option Exercise 17,638
FREEMAN WILLIAM M Director May 11, 2011 Option Exercise 17,638
EMBLER MICHAEL J Director May 11, 2011 Option Exercise 19,488
THAIN JOHN A Chairman & CEO Apr 27, 2011 Option Exercise 35,623
THAIN JOHN A Chairman & CEO Apr 13, 2011 Option Exercise 33,739
THAIN JOHN A Chairman & CEO Mar 30, 2011 Option Exercise 36,351
THAIN JOHN A Chairman & CEO Mar 16, 2011 Option Exercise 38,600
INGATO ROBERT J Exec VP and General Counsel Mar 16, 2011 Option Exercise 112,663
ARRINGTON RON G President, Vendor Finance Mar 16, 2011 Option Exercise 38,558
DALY JOHN F President, Trade Finance Mar 16, 2011 Option Exercise 123,913
CONNOLLY PETER Co-President, Corp. Finance Mar 16, 2011 Option Exercise 95,559
HUDAK JAMES L Co-President, Corp. Finance Mar 16, 2011 Option Exercise 99,866
KNITTEL C JEFFREY President, Transportation Fin. Mar 16, 2011 Option Exercise 159,794
THAIN JOHN A Chairman & CEO Mar 02, 2011 Option Exercise 40,266
THAIN JOHN A Chairman & CEO Feb 16, 2011 Option Exercise 9,233