| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| KALV | KalVista Pharmaceuticals, Inc. | Koh Bong Y | 10% Owner | Feb 07, 2024 | Buy | $14.56 | 51,827 | 754,601 | 4,794,984 | Feb 08, 2024, 08:11 PM | |
| KALV | KalVista Pharmaceuticals, Inc. | Koh Bong Y | 10% Owner | Feb 08, 2024 | Buy | $14.70 | 29,747 | 437,281 | 4,824,731 | Feb 08, 2024, 08:11 PM | |
| KALV | KalVista Pharmaceuticals, Inc. | Koh Bong Y | 10% Owner | Feb 06, 2024 | Buy | $14.74 | 4,474 | 65,947 | 4,743,157 | Feb 08, 2024, 08:11 PM | |
| KALV | KalVista Pharmaceuticals, Inc. | Koh Bong Y | 10% Owner | Jan 30, 2024 | Buy | $14.47 | 88,099 | 1,274,793 | 4,738,683 | Feb 01, 2024, 04:38 PM | |
| KALV | KalVista Pharmaceuticals, Inc. | Koh Bong Y | 10% Owner | Jan 25, 2024 | Buy | $12.73 | 7,030 | 89,492 | 4,565,810 | Jan 29, 2024, 07:07 PM | |
| KALV | KalVista Pharmaceuticals, Inc. | Koh Bong Y | 10% Owner | Jan 26, 2024 | Buy | $12.98 | 4,174 | 54,179 | 4,569,984 | Jan 29, 2024, 07:07 PM | |
| KALV | KalVista Pharmaceuticals, Inc. | Koh Bong Y | 10% Owner | Jan 29, 2024 | Buy | $14.22 | 80,600 | 1,146,132 | 4,650,584 | Jan 29, 2024, 07:07 PM | |
| KALV | KalVista Pharmaceuticals, Inc. | Koh Bong Y | 10% Owner | Jan 24, 2024 | Buy | $12.44 | 20,686 | 257,334 | 4,558,780 | Jan 24, 2024, 08:24 PM | |
| KALV | KalVista Pharmaceuticals, Inc. | Koh Bong Y | 10% Owner | Jan 22, 2024 | Buy | $12.55 | 67,546 | 847,702 | 4,527,197 | Jan 24, 2024, 08:24 PM | |
| KALV | KalVista Pharmaceuticals, Inc. | Koh Bong Y | 10% Owner | Jan 23, 2024 | Buy | $12.54 | 10,897 | 136,648 | 4,538,094 | Jan 24, 2024, 08:24 PM | |
| KALV | KalVista Pharmaceuticals, Inc. | Koh Bong Y | 10% Owner | Jan 17, 2024 | Buy | $12.60 | 78,925 | 994,455 | 4,394,971 | Jan 19, 2024, 06:02 PM | |
| KALV | KalVista Pharmaceuticals, Inc. | Koh Bong Y | 10% Owner | Jan 18, 2024 | Buy | $12.51 | 39,680 | 496,397 | 4,434,651 | Jan 19, 2024, 06:02 PM | |
| KALV | KalVista Pharmaceuticals, Inc. | Koh Bong Y | 10% Owner | Jan 19, 2024 | Buy | $12.43 | 25,000 | 310,750 | 4,459,651 | Jan 19, 2024, 06:02 PM | |
| KALV | KalVista Pharmaceuticals, Inc. | Koh Bong Y | 10% Owner | Jan 11, 2024 | Buy | $12.68 | 6,647 | 84,284 | 4,296,447 | Jan 16, 2024, 07:04 PM | |
| KALV | KalVista Pharmaceuticals, Inc. | Koh Bong Y | 10% Owner | Jan 16, 2024 | Buy | $12.73 | 19,599 | 249,495 | 4,316,046 | Jan 16, 2024, 07:04 PM | |
| KALV | KalVista Pharmaceuticals, Inc. | Koh Bong Y | 10% Owner | Jan 08, 2024 | Buy | $12.44 | 69,184 | 860,649 | 4,221,284 | Jan 10, 2024, 08:57 PM | |
| KALV | KalVista Pharmaceuticals, Inc. | Koh Bong Y | 10% Owner | Jan 09, 2024 | Buy | $12.56 | 20,816 | 261,449 | 4,242,100 | Jan 10, 2024, 08:57 PM | |
| KALV | KalVista Pharmaceuticals, Inc. | Koh Bong Y | 10% Owner | Jan 10, 2024 | Buy | $12.67 | 47,700 | 604,359 | 4,289,800 | Jan 10, 2024, 08:57 PM | |
| KALV | KalVista Pharmaceuticals, Inc. | Koh Bong Y | 10% Owner | Jan 03, 2024 | Buy | $12.20 | 17,605 | 214,781 | 4,110,336 | Jan 05, 2024, 04:13 PM | |
| KALV | KalVista Pharmaceuticals, Inc. | Koh Bong Y | 10% Owner | Jan 04, 2024 | Buy | $12.11 | 41,764 | 505,762 | 4,152,100 | Jan 05, 2024, 04:13 PM | |
| KALV | KalVista Pharmaceuticals, Inc. | Koh Bong Y | 10% Owner | Dec 27, 2023 | Buy | $11.97 | 41,514 | 496,923 | 3,615,228 | Dec 29, 2023, 06:44 PM | |
| KALV | KalVista Pharmaceuticals, Inc. | Koh Bong Y | 10% Owner | Dec 28, 2023 | Buy | $12.50 | 471,490 | 5,893,625 | 4,086,718 | Dec 29, 2023, 06:44 PM | |
| KALV | KalVista Pharmaceuticals, Inc. | Koh Bong Y | 10% Owner | Dec 29, 2023 | Buy | $12.49 | 6,013 | 75,102 | 4,092,731 | Dec 29, 2023, 06:44 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Oct 26, 2022 | Sale | $0.46 | 2,367,174 | 1,088,900 | 3,751,406 | Oct 26, 2022, 06:32 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Oct 24, 2022 | Sale | $0.61 | 2,113,948 | 1,289,508 | 8,088,998 | Oct 26, 2022, 06:32 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Oct 25, 2022 | Sale | $0.57 | 1,970,418 | 1,123,138 | 6,118,580 | Oct 26, 2022, 06:32 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Oct 18, 2022 | Buy | $11.98 | 40,400 | 483,992 | 9,891,480 | Oct 20, 2022, 05:25 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Oct 19, 2022 | Buy | $10.51 | 311,466 | 3,272,281 | 10,202,946 | Oct 20, 2022, 05:25 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Oct 17, 2022 | Buy | $11.67 | 170,292 | 1,987,308 | 9,851,080 | Oct 17, 2022, 05:26 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Oct 13, 2022 | Buy | $11.98 | 4,674 | 55,995 | 9,680,788 | Oct 17, 2022, 05:26 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Oct 07, 2022 | Buy | $12.00 | 28,900 | 346,800 | 9,570,800 | Oct 11, 2022, 06:13 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Oct 10, 2022 | Buy | $11.89 | 80,314 | 954,933 | 9,651,114 | Oct 11, 2022, 06:13 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Oct 11, 2022 | Buy | $11.85 | 25,000 | 296,250 | 9,676,114 | Oct 11, 2022, 06:13 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Oct 04, 2022 | Buy | $11.81 | 223,100 | 2,634,811 | 9,541,900 | Oct 06, 2022, 04:50 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Sep 29, 2022 | Buy | $9.92 | 168,187 | 1,668,415 | 9,050,064 | Oct 03, 2022, 05:49 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Oct 03, 2022 | Buy | $11.27 | 268,736 | 3,028,655 | 9,318,800 | Oct 03, 2022, 05:49 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Sep 26, 2022 | Buy | $8.56 | 395,614 | 3,386,456 | 8,690,277 | Sep 28, 2022, 08:05 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Sep 27, 2022 | Buy | $9.38 | 115,000 | 1,078,700 | 8,805,277 | Sep 28, 2022, 08:05 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Sep 28, 2022 | Buy | $9.92 | 76,600 | 759,872 | 8,881,877 | Sep 28, 2022, 08:05 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Sep 07, 2022 | Buy | $11.40 | 473,459 | 5,397,432 | 8,294,663 | Sep 07, 2022, 04:12 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Sep 02, 2022 | Buy | $12.76 | 63,030 | 804,263 | 7,670,981 | Sep 07, 2022, 04:12 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Sep 06, 2022 | Buy | $11.43 | 150,223 | 1,717,049 | 7,821,204 | Sep 07, 2022, 04:12 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Aug 30, 2022 | Buy | $12.20 | 50,000 | 610,000 | 7,607,951 | Sep 01, 2022, 04:18 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Jul 29, 2022 | Buy | $9.21 | 18,900 | 174,069 | 7,557,951 | Aug 02, 2022, 05:32 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Jul 25, 2022 | Buy | $8.95 | 29,199 | 261,331 | 7,539,051 | Jul 25, 2022, 06:09 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Jul 21, 2022 | Buy | $9.59 | 30,000 | 287,700 | 7,494,852 | Jul 25, 2022, 06:09 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Jul 22, 2022 | Buy | $9.21 | 15,000 | 138,150 | 7,509,852 | Jul 25, 2022, 06:09 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Jul 18, 2022 | Buy | $9.02 | 100,000 | 902,000 | 7,414,852 | Jul 20, 2022, 04:38 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Jul 19, 2022 | Buy | $9.47 | 25,000 | 236,750 | 7,439,852 | Jul 20, 2022, 04:38 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Jul 20, 2022 | Buy | $9.54 | 25,000 | 238,500 | 7,464,852 | Jul 20, 2022, 04:38 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Jul 12, 2022 | Buy | $9.81 | 25,000 | 245,250 | 7,245,279 | Jul 14, 2022, 05:43 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Jul 13, 2022 | Buy | $9.98 | 32,856 | 327,903 | 7,278,135 | Jul 14, 2022, 05:43 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Jul 14, 2022 | Buy | $9.85 | 36,717 | 361,662 | 7,314,852 | Jul 14, 2022, 05:43 PM | |
| VTGN | VistaGen Therapeutics, Inc. | Koh Bong Y | 10% Owner | Jul 12, 2022 | Sale | $0.89 | 60,000 | 53,400 | 20,637,286 | Jul 14, 2022, 05:33 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Jul 05, 2022 | Buy | $9.53 | 32,500 | 309,725 | 7,220,279 | Jul 06, 2022, 04:55 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Jul 01, 2022 | Buy | $9.65 | 55,700 | 537,505 | 7,187,779 | Jul 06, 2022, 04:55 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Jun 28, 2022 | Buy | $9.71 | 34,366 | 333,694 | 7,103,575 | Jun 30, 2022, 04:57 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Jun 29, 2022 | Buy | $9.93 | 16,546 | 164,302 | 7,120,121 | Jun 30, 2022, 04:57 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Jun 30, 2022 | Buy | $9.66 | 11,958 | 115,514 | 7,132,079 | Jun 30, 2022, 04:57 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Jun 24, 2022 | Buy | $9.68 | 149,120 | 1,443,482 | 7,069,209 | Jun 24, 2022, 05:51 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Jun 22, 2022 | Buy | $10.90 | 142,900 | 1,557,610 | 6,720,089 | Jun 24, 2022, 05:51 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Jun 23, 2022 | Buy | $10.50 | 200,000 | 2,100,000 | 6,920,089 | Jun 24, 2022, 05:51 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Jun 16, 2022 | Buy | $9.69 | 5,951 | 57,665 | 6,577,189 | Jun 21, 2022, 05:12 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Jun 10, 2022 | Buy | $8.91 | 58,054 | 517,261 | 6,511,238 | Jun 14, 2022, 05:00 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Jun 13, 2022 | Buy | $8.14 | 50,000 | 407,000 | 6,561,238 | Jun 14, 2022, 05:00 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Jun 14, 2022 | Buy | $8.72 | 10,000 | 87,200 | 6,571,238 | Jun 14, 2022, 05:00 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Jun 07, 2022 | Buy | $9.89 | 367,813 | 3,637,671 | 6,232,973 | Jun 09, 2022, 06:33 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Jun 08, 2022 | Buy | $9.51 | 111,111 | 1,056,666 | 6,344,084 | Jun 09, 2022, 06:33 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Jun 09, 2022 | Buy | $8.97 | 109,100 | 978,627 | 6,453,184 | Jun 09, 2022, 06:33 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Jun 03, 2022 | Buy | $9.33 | 37,643 | 351,209 | 5,773,654 | Jun 06, 2022, 05:19 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Jun 06, 2022 | Buy | $9.35 | 91,506 | 855,581 | 5,865,160 | Jun 06, 2022, 05:19 PM | |
| TCDA | Tricida, Inc. | Koh Bong Y | 10% Owner | Jun 02, 2022 | Buy | $8.78 | 61,722 | 541,919 | 5,736,011 | Jun 06, 2022, 05:19 PM | |
| UMRX | Unum Therapeutics Inc. | Koh Bong Y | 10% Owner | Aug 14, 2020 | Buy | $2.30 | 100,000 | 230,000 | 4,004,273 | Aug 18, 2020, 06:19 PM | |
| UMRX | Unum Therapeutics Inc. | Koh Bong Y | 10% Owner | Aug 17, 2020 | Buy | $2.57 | 250,000 | 642,500 | 4,254,273 | Aug 18, 2020, 06:19 PM | |
| UMRX | Unum Therapeutics Inc. | Koh Bong Y | 10% Owner | Aug 18, 2020 | Buy | $2.62 | 101,000 | 264,620 | 4,355,273 | Aug 18, 2020, 06:19 PM | |
| ALT | Altimmune, Inc. | Koh Bong Y | 10% Owner | Jun 15, 2020 | Buy | $7.54 | 1,500,000 | 11,310,000 | 4,500,000 | Jun 15, 2020, 03:23 PM | |
| ALT | Altimmune, Inc. | Koh Bong Y | 10% Owner | May 26, 2020 | Buy | $9.34 | 700,000 | 6,539,641 | 2,396,364 | May 28, 2020, 06:34 PM | |
| ALT | Altimmune, Inc. | Koh Bong Y | 10% Owner | May 27, 2020 | Buy | $7.71 | 402,162 | 3,098,761 | 2,798,526 | May 28, 2020, 06:34 PM | |
| ALT | Altimmune, Inc. | Koh Bong Y | 10% Owner | May 28, 2020 | Buy | $8.72 | 201,474 | 1,757,090 | 3,000,000 | May 28, 2020, 06:34 PM | |
| CNST | CONSTELLATION PHARMACEUTICALS INC | Koh Bong Y | 10% Owner | Dec 13, 2019 | Buy | $34.50 | 400,000 | 13,800,000 | 4,016,873 | Dec 16, 2019, 05:56 PM | |
| BLPH | Bellerophon Therapeutics, Inc. | Koh Bong Y | 10% Owner | Oct 25, 2019 | Sale | $0.45 | 56,242 | 25,511 | 6,768,183 | Oct 28, 2019, 05:15 PM | |
| BLPH | Bellerophon Therapeutics, Inc. | Koh Bong Y | 10% Owner | Oct 28, 2019 | Sale | $0.44 | 333,010 | 146,091 | 6,435,173 | Oct 28, 2019, 05:15 PM | |
| BLPH | Bellerophon Therapeutics, Inc. | Koh Bong Y | 10% Owner | Oct 24, 2019 | Sale | $0.50 | 704,595 | 353,354 | 6,824,425 | Oct 28, 2019, 05:15 PM | |
| KALV | KalVista Pharmaceuticals, Inc. | Koh Bong Y | 10% Owner | Mar 18, 2019 | Sale | $28.75 | 500,000 | 14,375,000 | 1,544,112 | Mar 20, 2019, 04:08 PM | |
| BLPH | Bellerophon Therapeutics, Inc. | Koh Bong Y | 10% Owner | Jan 23, 2019 | Buy | $0.70 | 142,857 | 100,000 | 7,529,020 | Mar 14, 2019, 05:51 PM | |
| BLPH | Bellerophon Therapeutics, Inc. | Koh Bong Y | 10% Owner | Sep 14, 2018 | Buy | $1.23 | 75,000 | 92,250 | 7,326,163 | Sep 17, 2018, 04:42 PM | |
| BLPH | Bellerophon Therapeutics, Inc. | Koh Bong Y | 10% Owner | Sep 17, 2018 | Buy | $1.18 | 60,000 | 70,944 | 7,386,163 | Sep 17, 2018, 04:42 PM | |
| BLPH | Bellerophon Therapeutics, Inc. | Koh Bong Y | 10% Owner | Sep 13, 2018 | Buy | $1.19 | 75,000 | 89,160 | 7,251,163 | Sep 17, 2018, 04:42 PM | |
| BLPH | Bellerophon Therapeutics, Inc. | Koh Bong Y | 10% Owner | Sep 05, 2018 | Buy | $0.85 | 50,000 | 42,325 | 6,591,163 | Sep 07, 2018, 05:45 PM | |
| BLPH | Bellerophon Therapeutics, Inc. | Koh Bong Y | 10% Owner | Sep 06, 2018 | Buy | $0.84 | 50,000 | 42,095 | 6,641,163 | Sep 07, 2018, 05:45 PM | |
| BLPH | Bellerophon Therapeutics, Inc. | Koh Bong Y | 10% Owner | Sep 07, 2018 | Buy | $0.90 | 60,000 | 53,742 | 6,701,163 | Sep 07, 2018, 05:45 PM | |
| BLPH | Bellerophon Therapeutics, Inc. | Koh Bong Y | 10% Owner | Aug 16, 2018 | Buy | $0.65 | 66,393 | 43,109 | 6,541,163 | Aug 16, 2018, 07:31 PM | |
| BLPH | Bellerophon Therapeutics, Inc. | Koh Bong Y | 10% Owner | Aug 14, 2018 | Buy | $0.65 | 190,977 | 123,868 | 6,202,770 | Aug 16, 2018, 07:31 PM | |
| BLPH | Bellerophon Therapeutics, Inc. | Koh Bong Y | 10% Owner | Aug 15, 2018 | Buy | $0.65 | 272,000 | 175,902 | 6,474,770 | Aug 16, 2018, 07:31 PM | |
| ABIO | ARCA biopharma, Inc. | Koh Bong Y | 10% Owner | Feb 26, 2018 | Sale | $0.55 | 1,500,000 | 825,000 | 41,331 | Feb 28, 2018, 04:09 PM | |
| ABIO | ARCA biopharma, Inc. | Koh Bong Y | 10% Owner | Feb 27, 2018 | Sale | $0.53 | 41,331 | 21,905 | 0 | Feb 28, 2018, 04:09 PM | |
| AVXS | AveXis, Inc. | Koh Bong Y | Director | Feb 17, 2016 | Buy | $20.00 | 100,000 | 2,000,000 | 1,035,657 | Feb 19, 2016, 05:03 PM | |
| AAVL | Avalanche Biotechnologies, Inc. | Koh Bong Y | 10% Owner | Aug 05, 2014 | Buy | $17.00 | 400,000 | 6,800,000 | 2,365,471 | Aug 07, 2014, 03:17 PM |
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