| Symbol | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
| APAM | Director | Jun 12, 2014 | Sale | $55.12 | 1,836,898 | 101,249,816 | 0 | Jun 16, 2014, 08:44 PM |
| LPLA | Director | May 07, 2012 | Sale | $33.38 | 7,250,000 | 241,996,296 | 23,708,919 | May 08, 2012, 05:04 PM |
| EM | 10% Owner | Nov 02, 2011 | Option Exercise | $19.00 | 11,639,697 | 221,154,243 | 0 | Nov 04, 2011, 08:36 PM |
| Symbol | Relationship | Date | Transaction | Value($) |
| APAM | Director | Jun 12, 2014 | Sale | 101,249,816 |
| LPLA | Director | May 07, 2012 | Sale | 241,996,296 |
| EM | 10% Owner | Nov 02, 2011 | Option Exercise | 221,154,243 |