| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LC | LendingClub Corp | Morris John C. | Director | Oct 31, 2023 | Buy | $5.23 | 10,000 | 52,283 | 183,667 | Nov 02, 2023, 05:25 PM | |
| LC | LendingClub Corp | Morris John C. | Director | Dec 23, 2022 | Option Exercise | $3.47 | 184,906 | 642,548 | 215,008 | Dec 28, 2022, 05:59 PM | |
| AVDX | AvidXchange Holdings, Inc. | Morris John C. | Director | Oct 15, 2021 | Option Exercise | $3.77 | 380,750 | 1,436,279 | 352,024 | Oct 19, 2021, 09:02 PM | |
| LC | LendingClub Corp | Morris John C. | Director | Mar 01, 2018 | Buy | $3.71 | 10,000 | 37,082 | 44,217 | Mar 05, 2018, 05:53 PM | |
| KCG | Virtu KCG Holdings LLC | Morris John C. | Director | Jul 20, 2017 | Option Exercise | $20.00 | 4,023 | 80,460 | 0 | Jul 20, 2017, 06:31 PM | |
| KCG | Virtu KCG Holdings LLC | Morris John C. | Director | Jul 20, 2017 | Option Exercise | $20.00 | 20,267 | 405,340 | 0 | Jul 20, 2017, 06:31 PM | |
| KCG | KCG Holdings, Inc. | Morris John C. | Director | May 11, 2017 | Option Exercise | $19.89 | 4,023 | 80,017 | 10,112 | May 15, 2017, 05:40 PM | |
| KCG | KCG Holdings, Inc. | Morris John C. | Director | May 12, 2016 | Option Exercise | $13.14 | 6,089 | 80,009 | 6,089 | May 16, 2016, 04:16 PM | |
| LC | LendingClub Corp | Morris John C. | Director | Feb 16, 2016 | Buy | $8.04 | 10,000 | 80,394 | 34,217 | Feb 17, 2016, 04:56 PM | |
| LC | LendingClub Corp | Morris John C. | Director | Dec 16, 2014 | Buy | $15.00 | 12,500 | 187,500 | 12,500 | Dec 16, 2014, 05:22 PM | |
| KCG | KCG Holdings, Inc. | Morris John C. | Director | May 15, 2014 | Option Exercise | $11.50 | 6,957 | 80,006 | 14,178 | May 19, 2014, 08:30 PM | |
| KCG | KCG Holdings, Inc. | Morris John C. | Director | Jul 16, 2013 | Option Exercise | $11.08 | 7,221 | 80,009 | 7,221 | Jul 18, 2013, 06:01 PM |
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