| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NEWS | NewStar Financial, Inc. | Schmidt-Fellner Peter A | Chief Investment Officer | Mar 03, 2016 | Option Exercise | $4.76 | 208,643 | 994,070 | 1,274,210 | Mar 04, 2016, 04:09 PM | |
| NEWS | NewStar Financial, Inc. | Schmidt-Fellner Peter A | Chief Investment Officer | Feb 29, 2016 | Option Exercise | $4.44 | 211,639 | 939,344 | 1,235,849 | Mar 01, 2016, 04:12 PM | |
| NEWS | NewStar Financial, Inc. | Schmidt-Fellner Peter A | Chief Investment Officer | Feb 13, 2016 | Option Exercise | $6.27 | 3,540 | 22,196 | 1,110,849 | Feb 17, 2016, 04:06 PM | |
| NEWS | NewStar Financial, Inc. | Schmidt-Fellner Peter A | Chief Investment Officer | Dec 04, 2015 | Option Exercise | $5.40 | 408,651 | 2,208,290 | 1,237,953 | Dec 08, 2015, 04:14 PM | |
| NEWS | NewStar Financial, Inc. | Schmidt-Fellner Peter A | Chief Investment Officer | Dec 01, 2015 | Option Exercise | $5.47 | 407,607 | 2,231,288 | 1,066,482 | Dec 02, 2015, 04:27 PM | |
| NEWS | NewStar Financial, Inc. | Schmidt-Fellner Peter A | Chief Investment Officer | Dec 09, 2014 | Option Exercise | $9.29 | 224,712 | 2,087,613 | 964,082 | Dec 23, 2014, 04:28 PM | |
| NEWS | NewStar Financial, Inc. | Schmidt-Fellner Peter A | Chief Investment Officer | Dec 10, 2014 | Option Exercise | $9.17 | 225,803 | 2,070,202 | 964,082 | Dec 17, 2014, 08:56 AM | |
| NEWS | NewStar Financial, Inc. | Schmidt-Fellner Peter A | Chief Investment Officer | Feb 27, 2014 | Option Exercise | $12.78 | 22,179 | 283,346 | 848,264 | Mar 03, 2014, 05:09 PM | |
| NEWS | NewStar Financial, Inc. | Schmidt-Fellner Peter A | Chief Investment Officer | May 19, 2013 | Option Exercise | $12.08 | 151,722 | 1,832,802 | 835,267 | May 21, 2013, 05:01 PM | |
| NEWS | NewStar Financial, Inc. | Schmidt-Fellner Peter A | Chief Investment Officer | Dec 11, 2012 | Option Exercise | $12.50 | 39,050 | 488,125 | 986,989 | Dec 13, 2012, 04:13 PM | |
| NEWS | NewStar Financial, Inc. | Schmidt-Fellner Peter A | Chief Investment Officer | Feb 20, 2011 | Option Exercise | $10.20 | 9,110 | 92,922 | 1,050,805 | Feb 23, 2011, 04:21 PM |
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