| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OBLN | OBALON THERAPEUTICS INC | Halak Brian K | 10% Owner | Aug 06, 2019 | Buy | $4.00 | 250,000 | 1,000,000 | 813,433 | Aug 08, 2019, 04:23 PM | |
| DRNA | Dicerna Pharmaceuticals Inc | Halak Brian K | Director | Nov 06, 2018 | Sale | $13.19 | 103,556 | 1,366,327 | 2,588,024 | Nov 06, 2018, 04:16 PM | |
| DRNA | Dicerna Pharmaceuticals Inc | Halak Brian K | Director | Nov 02, 2018 | Sale | $13.47 | 189,359 | 2,550,666 | 2,729,697 | Nov 06, 2018, 04:16 PM | |
| DRNA | Dicerna Pharmaceuticals Inc | Halak Brian K | Director | Nov 06, 2018 | Sale | $13.19 | 772 | 10,186 | 19,161 | Nov 06, 2018, 04:16 PM | |
| DRNA | Dicerna Pharmaceuticals Inc | Halak Brian K | Director | Nov 02, 2018 | Sale | $13.47 | 1,412 | 19,020 | 20,217 | Nov 06, 2018, 04:16 PM | |
| DRNA | Dicerna Pharmaceuticals Inc | Halak Brian K | Director | Nov 05, 2018 | Sale | $12.98 | 39,606 | 514,086 | 2,690,091 | Nov 06, 2018, 04:16 PM | |
| DRNA | Dicerna Pharmaceuticals Inc | Halak Brian K | Director | Nov 05, 2018 | Sale | $12.98 | 295 | 3,829 | 19,922 | Nov 06, 2018, 04:16 PM | |
| DRNA | Dicerna Pharmaceuticals Inc | Halak Brian K | 10% Owner | Nov 01, 2018 | Sale | $13.37 | 1,408 | 18,825 | 21,629 | Nov 05, 2018, 10:05 AM | |
| DRNA | Dicerna Pharmaceuticals Inc | Halak Brian K | 10% Owner | Oct 30, 2018 | Sale | $13.92 | 243,282 | 3,385,376 | 3,327,511 | Nov 05, 2018, 10:05 AM | |
| DRNA | Dicerna Pharmaceuticals Inc | Halak Brian K | 10% Owner | Oct 30, 2018 | Sale | $13.92 | 1,814 | 25,243 | 24,674 | Nov 05, 2018, 10:05 AM | |
| DRNA | Dicerna Pharmaceuticals Inc | Halak Brian K | 10% Owner | Oct 31, 2018 | Sale | $13.60 | 128,670 | 1,749,912 | 3,107,923 | Nov 05, 2018, 10:05 AM | |
| DRNA | Dicerna Pharmaceuticals Inc | Halak Brian K | 10% Owner | Oct 31, 2018 | Sale | $13.60 | 959 | 13,042 | 23,037 | Nov 05, 2018, 10:05 AM | |
| DRNA | Dicerna Pharmaceuticals Inc | Halak Brian K | 10% Owner | Nov 01, 2018 | Sale | $13.37 | 188,867 | 2,525,152 | 2,919,056 | Nov 05, 2018, 10:05 AM | |
| DRNA | Dicerna Pharmaceuticals Inc | Halak Brian K | Director | Oct 30, 2018 | Sale | $13.92 | 1,814 | 25,243 | 24,674 | Nov 01, 2018, 06:08 PM | |
| DRNA | Dicerna Pharmaceuticals Inc | Halak Brian K | Director | Oct 31, 2018 | Sale | $13.60 | 128,670 | 1,749,912 | 3,107,923 | Nov 01, 2018, 06:08 PM | |
| DRNA | Dicerna Pharmaceuticals Inc | Halak Brian K | Director | Oct 31, 2018 | Sale | $13.60 | 959 | 13,042 | 23,037 | Nov 01, 2018, 06:08 PM | |
| DRNA | Dicerna Pharmaceuticals Inc | Halak Brian K | Director | Nov 01, 2018 | Sale | $13.37 | 188,167 | 2,515,793 | 2,919,056 | Nov 01, 2018, 06:08 PM | |
| DRNA | Dicerna Pharmaceuticals Inc | Halak Brian K | Director | Nov 01, 2018 | Sale | $13.37 | 1,408 | 18,825 | 21,629 | Nov 01, 2018, 06:08 PM | |
| DRNA | Dicerna Pharmaceuticals Inc | Halak Brian K | Director | Oct 30, 2018 | Sale | $13.92 | 243,282 | 3,385,376 | 3,327,511 | Nov 01, 2018, 06:08 PM | |
| OBLN | OBALON THERAPEUTICS INC | Halak Brian K | 10% Owner | Aug 23, 2018 | Buy | $1.82 | 1,648,359 | 3,000,013 | 5,634,329 | Aug 27, 2018, 05:32 PM | |
| BNGO | BioNano Genomics, Inc | Halak Brian K | 10% Owner | Aug 23, 2018 | Option Exercise | $4.59 | 2,505 | 11,498 | 6,891 | Aug 27, 2018, 05:20 PM | |
| BNGO | BioNano Genomics, Inc | Halak Brian K | 10% Owner | Aug 23, 2018 | Buy | $4.66 | 352,694 | 1,641,891 | 943,878 | Aug 27, 2018, 05:03 PM | |
| DRNA | Dicerna Pharmaceuticals Inc | Halak Brian K | Director | Jun 07, 2018 | Option Exercise | $9.43 | 31,236 | 294,605 | 3,490,070 | Jun 11, 2018, 04:12 PM | |
| DRNA | Dicerna Pharmaceuticals Inc | Halak Brian K | Director | Jun 07, 2018 | Option Exercise | $9.44 | 232 | 2,190 | 25,886 | Jun 11, 2018, 04:12 PM | |
| DRNA | Dicerna Pharmaceuticals Inc | Halak Brian K | Director | Dec 18, 2017 | Option Exercise | $3.19 | 12,444 | 39,696 | 25,448 | Dec 20, 2017, 04:51 PM | |
| DRNA | Dicerna Pharmaceuticals Inc | Halak Brian K | Director | Dec 18, 2017 | Option Exercise | $3.19 | 1,678,432 | 5,354,198 | 3,431,139 | Dec 20, 2017, 04:48 PM | |
| TBRA | Tobira Therapeutics, Inc. | Halak Brian K | 10% Owner | Nov 01, 2016 | Option Exercise | $28.35 | 38,094 | 1,079,965 | 0 | Nov 04, 2016, 08:30 AM | |
| TBRA | Tobira Therapeutics, Inc. | Halak Brian K | 10% Owner | Nov 01, 2016 | Option Exercise | $28.35 | 3,553,322 | 100,736,680 | 0 | Nov 03, 2016, 09:47 PM | |
| TBRA | Tobira Therapeutics, Inc. | Halak Brian K | 10% Owner | Nov 01, 2016 | Option Exercise | $28.35 | 47,613 | 1,349,829 | 0 | Nov 03, 2016, 09:45 PM | |
| EVOK | Evoke Pharma Inc | Halak Brian K | 10% Owner | May 26, 2016 | Sale | $4.70 | 5,880 | 27,636 | 10,328 | May 27, 2016, 05:26 PM | |
| EVOK | Evoke Pharma Inc | Halak Brian K | 10% Owner | May 26, 2016 | Sale | $4.70 | 344,120 | 1,617,364 | 606,283 | May 27, 2016, 05:20 PM | |
| EVOK | Evoke Pharma Inc | Halak Brian K | 10% Owner | Apr 25, 2016 | Sale | $5.20 | 21 | 109 | 16,269 | Apr 27, 2016, 08:37 PM | |
| EVOK | Evoke Pharma Inc | Halak Brian K | 10% Owner | Apr 27, 2016 | Sale | $5.02 | 61 | 306 | 16,208 | Apr 27, 2016, 08:37 PM | |
| EVOK | Evoke Pharma Inc | Halak Brian K | 10% Owner | Apr 27, 2016 | Sale | $5.02 | 3,603 | 18,087 | 950,403 | Apr 27, 2016, 08:25 PM | |
| EVOK | Evoke Pharma Inc | Halak Brian K | 10% Owner | Apr 25, 2016 | Sale | $5.20 | 1,492 | 7,758 | 954,006 | Apr 27, 2016, 08:25 PM | |
| EVOK | Evoke Pharma Inc | Halak Brian K | 10% Owner | Apr 19, 2016 | Sale | $5.36 | 632 | 3,388 | 16,366 | Apr 21, 2016, 05:12 PM | |
| EVOK | Evoke Pharma Inc | Halak Brian K | 10% Owner | Apr 20, 2016 | Sale | $5.29 | 76 | 402 | 16,290 | Apr 21, 2016, 05:12 PM | |
| EVOK | Evoke Pharma Inc | Halak Brian K | 10% Owner | Apr 19, 2016 | Sale | $5.36 | 37,054 | 198,609 | 959,922 | Apr 21, 2016, 04:57 PM | |
| EVOK | Evoke Pharma Inc | Halak Brian K | 10% Owner | Apr 20, 2016 | Sale | $5.29 | 4,424 | 23,403 | 955,498 | Apr 21, 2016, 04:57 PM | |
| EVOK | Evoke Pharma Inc | Halak Brian K | 10% Owner | Apr 11, 2016 | Sale | $5.22 | 75 | 391 | 16,998 | Apr 13, 2016, 07:31 PM | |
| EVOK | Evoke Pharma Inc | Halak Brian K | 10% Owner | Apr 11, 2016 | Sale | $5.22 | 4,348 | 22,697 | 996,976 | Apr 13, 2016, 07:27 PM | |
| EVOK | Evoke Pharma Inc | Halak Brian K | 10% Owner | Apr 06, 2016 | Sale | $5.22 | 148 | 773 | 17,799 | Apr 08, 2016, 08:51 PM | |
| EVOK | Evoke Pharma Inc | Halak Brian K | 10% Owner | Apr 07, 2016 | Sale | $5.26 | 475 | 2,499 | 17,324 | Apr 08, 2016, 08:51 PM | |
| EVOK | Evoke Pharma Inc | Halak Brian K | 10% Owner | Apr 08, 2016 | Sale | $5.35 | 251 | 1,343 | 17,073 | Apr 08, 2016, 08:51 PM | |
| EVOK | Evoke Pharma Inc | Halak Brian K | 10% Owner | Apr 08, 2016 | Sale | $5.35 | 14,554 | 77,864 | 1,001,324 | Apr 08, 2016, 08:49 PM | |
| EVOK | Evoke Pharma Inc | Halak Brian K | 10% Owner | Apr 06, 2016 | Sale | $5.22 | 8,669 | 45,252 | 1,043,659 | Apr 08, 2016, 08:49 PM | |
| EVOK | Evoke Pharma Inc | Halak Brian K | 10% Owner | Apr 07, 2016 | Sale | $5.26 | 27,781 | 146,128 | 1,015,878 | Apr 08, 2016, 08:49 PM | |
| EVOK | Evoke Pharma Inc | Halak Brian K | 10% Owner | Aug 18, 2015 | Sale | $7.02 | 202 | 1,418 | 17,947 | Aug 20, 2015, 05:01 PM | |
| EVOK | Evoke Pharma Inc | Halak Brian K | 10% Owner | Aug 18, 2015 | Sale | $7.02 | 11,836 | 83,089 | 1,052,328 | Aug 20, 2015, 04:59 PM | |
| TBRA | Regado Biosciences Inc | Halak Brian K | 10% Owner | May 04, 2015 | Buy | $10.62 | 277,777 | 2,949,992 | 3,553,322 | May 06, 2015, 05:26 PM | |
| EVOK | Evoke Pharma Inc | Halak Brian K | 10% Owner | Apr 14, 2015 | Sale | $7.78 | 9,832 | 76,493 | 1,104,495 | Apr 16, 2015, 07:47 PM | |
| EVOK | Evoke Pharma Inc | Halak Brian K | 10% Owner | Apr 15, 2015 | Sale | $7.58 | 7,920 | 60,034 | 1,096,575 | Apr 16, 2015, 07:47 PM | |
| EVOK | Evoke Pharma Inc | Halak Brian K | 10% Owner | Apr 16, 2015 | Sale | $7.07 | 32,411 | 229,146 | 1,064,164 | Apr 16, 2015, 07:47 PM | |
| EVOK | Evoke Pharma Inc | Halak Brian K | 10% Owner | Apr 15, 2015 | Sale | $7.58 | 135 | 1,023 | 18,703 | Apr 16, 2015, 07:44 PM | |
| EVOK | Evoke Pharma Inc | Halak Brian K | 10% Owner | Apr 16, 2015 | Sale | $7.07 | 554 | 3,917 | 18,149 | Apr 16, 2015, 07:44 PM | |
| EVOK | Evoke Pharma Inc | Halak Brian K | 10% Owner | Apr 14, 2015 | Sale | $7.78 | 168 | 1,307 | 18,838 | Apr 16, 2015, 07:44 PM | |
| NEOT | Neothetics, Inc. | Halak Brian K | 10% Owner | Nov 25, 2014 | Option Exercise | $10.61 | 7,080 | 75,112 | 49,750 | Dec 10, 2014, 04:17 PM | |
| NEOT | Neothetics, Inc. | Halak Brian K | 10% Owner | Nov 25, 2014 | Buy | $11.10 | 485,212 | 5,384,861 | 3,122,775 | Dec 10, 2014, 04:09 PM | |
| NEOT | Neothetics, Inc. | Halak Brian K | 10% Owner | Nov 25, 2014 | Option Exercise | $10.61 | 7,080 | 75,112 | 49,748 | Nov 26, 2014, 11:10 AM | |
| NEOT | Neothetics, Inc. | Halak Brian K | 10% Owner | Nov 25, 2014 | Buy | $11.10 | 485,212 | 5,384,861 | 3,122,774 | Nov 26, 2014, 11:06 AM | |
| ATRA | Atara Biotherapeutics, Inc. | Halak Brian K | 10% Owner | Oct 21, 2014 | Buy | $11.00 | 1,841 | 20,251 | 15,890 | Oct 21, 2014, 10:39 AM | |
| ATRA | Atara Biotherapeutics, Inc. | Halak Brian K | 10% Owner | Oct 21, 2014 | Buy | $11.00 | 248,159 | 2,729,749 | 2,141,542 | Oct 21, 2014, 10:34 AM | |
| OTIC | Otonomy, Inc. | Halak Brian K | 10% Owner | Aug 18, 2014 | Option Exercise | $11.35 | 779 | 8,845 | 11,992 | Aug 18, 2014, 05:37 PM | |
| OTIC | Otonomy, Inc. | Halak Brian K | 10% Owner | Aug 18, 2014 | Option Exercise | $11.35 | 104,979 | 1,191,150 | 1,616,547 | Aug 18, 2014, 05:29 PM | |
| CADX | CADENCE PHARMACEUTICALS INC | Halak Brian K | 10% Owner | Mar 19, 2014 | Option Exercise | $14.00 | 2,972,678 | 41,617,492 | 0 | Mar 21, 2014, 07:39 PM | |
| CADX | CADENCE PHARMACEUTICALS INC | Halak Brian K | 10% Owner | Mar 19, 2014 | Option Exercise | $14.00 | 50,743 | 710,402 | 0 | Mar 21, 2014, 07:39 PM | |
| CADX | CADENCE PHARMACEUTICALS INC | Halak Brian K | 10% Owner | Mar 19, 2014 | Option Exercise | $14.00 | 27,500 | 385,000 | 0 | Mar 21, 2014, 07:39 PM | |
| CADX | CADENCE PHARMACEUTICALS INC | Halak Brian K | 10% Owner | Feb 12, 2014 | Option Exercise | $10.05 | 2,132,552 | 21,434,885 | 3,738,210 | Feb 14, 2014, 05:05 PM | |
| CADX | CADENCE PHARMACEUTICALS INC | Halak Brian K | 10% Owner | Feb 12, 2014 | Option Exercise | $10.05 | 36,375 | 365,617 | 63,801 | Feb 14, 2014, 05:03 PM | |
| OCRX | Ocera Therapeutics, Inc. | Halak Brian K | 10% Owner | Jul 15, 2013 | Buy | $6.03 | 988,285 | 5,955,801 | 988,285 | Jul 25, 2013, 01:00 PM | |
| OCRX | Ocera Therapeutics, Inc. | Halak Brian K | 10% Owner | Jul 15, 2013 | Buy | $6.03 | 7,333 | 44,192 | 7,333 | Jul 25, 2013, 01:00 PM | |
| OCRX | Ocera Therapeutics, Inc. | Halak Brian K | 10% Owner | Jul 15, 2013 | Buy | $6.03 | 331,873 | 1,999,999 | 1,897,336 | Jul 16, 2013, 08:30 PM | |
| OCRX | Ocera Therapeutics, Inc. | Halak Brian K | 10% Owner | Jul 15, 2013 | Buy | $6.03 | 988,285 | 5,955,801 | 988,285 | Jul 16, 2013, 08:30 PM | |
| OCRX | Ocera Therapeutics, Inc. | Halak Brian K | 10% Owner | Jul 15, 2013 | Buy | $6.03 | 7,333 | 44,192 | 7,333 | Jul 16, 2013, 08:30 PM | |
| ESPR | Esperion Therapeutics, Inc. | Halak Brian K | 10% Owner | Jul 01, 2013 | Buy | $14.00 | 280,923 | 3,932,922 | 2,066,935 | Jul 02, 2013, 04:51 PM | |
| ESPR | Esperion Therapeutics, Inc. | Halak Brian K | 10% Owner | Jul 01, 2013 | Buy | $14.00 | 4,791 | 67,074 | 35,253 | Jul 02, 2013, 04:51 PM | |
| CLVS | Clovis Oncology, Inc. | Halak Brian K | 10% Owner | Jun 04, 2013 | Sale | $64.58 | 2,779 | 179,468 | 44,034 | Jun 05, 2013, 05:52 PM | |
| CLVS | Clovis Oncology, Inc. | Halak Brian K | 10% Owner | Jun 04, 2013 | Sale | $64.58 | 159,192 | 10,280,620 | 2,581,745 | Jun 05, 2013, 05:50 PM | |
| CADX | CADENCE PHARMACEUTICALS INC | Halak Brian K | 10% Owner | Apr 08, 2013 | Sale | $6.52 | 12,217 | 79,655 | 2,407,353 | Apr 10, 2013, 04:49 PM | |
| CADX | CADENCE PHARMACEUTICALS INC | Halak Brian K | 10% Owner | Apr 09, 2013 | Sale | $6.71 | 11,386 | 76,400 | 2,395,967 | Apr 10, 2013, 04:49 PM | |
| CADX | CADENCE PHARMACEUTICALS INC | Halak Brian K | 10% Owner | Apr 10, 2013 | Sale | $6.72 | 1,567 | 10,530 | 2,394,400 | Apr 10, 2013, 04:49 PM | |
| CADX | CADENCE PHARMACEUTICALS INC | Halak Brian K | 10% Owner | Mar 21, 2013 | Sale | $5.35 | 4,374 | 23,401 | 2,419,570 | Mar 22, 2013, 08:28 PM | |
| CADX | CADENCE PHARMACEUTICALS INC | Halak Brian K | 10% Owner | Mar 21, 2013 | Sale | $5.49 | 893 | 4,903 | 40,484 | Mar 22, 2013, 06:16 PM | |
| CADX | CADENCE PHARMACEUTICALS INC | Halak Brian K | 10% Owner | Mar 19, 2013 | Sale | $5.19 | 134 | 695 | 41,469 | Mar 21, 2013, 05:10 PM | |
| CADX | CADENCE PHARMACEUTICALS INC | Halak Brian K | 10% Owner | Mar 20, 2013 | Sale | $5.22 | 92 | 480 | 41,377 | Mar 21, 2013, 05:10 PM | |
| CADX | CADENCE PHARMACEUTICALS INC | Halak Brian K | 10% Owner | Mar 19, 2013 | Sale | $5.19 | 7,925 | 41,131 | 2,429,454 | Mar 21, 2013, 04:58 PM | |
| CADX | CADENCE PHARMACEUTICALS INC | Halak Brian K | 10% Owner | Mar 20, 2013 | Sale | $5.22 | 5,510 | 28,762 | 2,423,944 | Mar 21, 2013, 04:58 PM | |
| CADX | CADENCE PHARMACEUTICALS INC | Halak Brian K | 10% Owner | Mar 15, 2013 | Sale | $5.28 | 163 | 861 | 41,738 | Mar 19, 2013, 04:43 PM | |
| CADX | CADENCE PHARMACEUTICALS INC | Halak Brian K | 10% Owner | Mar 18, 2013 | Sale | $5.16 | 135 | 697 | 41,603 | Mar 19, 2013, 04:43 PM | |
| CADX | CADENCE PHARMACEUTICALS INC | Halak Brian K | 10% Owner | Mar 15, 2013 | Sale | $5.28 | 9,636 | 50,878 | 2,445,399 | Mar 19, 2013, 04:34 PM | |
| CADX | CADENCE PHARMACEUTICALS INC | Halak Brian K | 10% Owner | Mar 18, 2013 | Sale | $5.16 | 8,020 | 41,383 | 2,437,379 | Mar 19, 2013, 04:34 PM | |
| CADX | CADENCE PHARMACEUTICALS INC | Halak Brian K | 10% Owner | Mar 14, 2013 | Sale | $5.36 | 85 | 456 | 41,901 | Mar 15, 2013, 04:59 PM | |
| CADX | CADENCE PHARMACEUTICALS INC | Halak Brian K | 10% Owner | Mar 13, 2013 | Sale | $5.40 | 131 | 707 | 41,986 | Mar 15, 2013, 04:59 PM | |
| CADX | CADENCE PHARMACEUTICALS INC | Halak Brian K | 10% Owner | Mar 13, 2013 | Sale | $5.40 | 7,733 | 41,758 | 2,460,055 | Mar 15, 2013, 04:55 PM | |
| CADX | CADENCE PHARMACEUTICALS INC | Halak Brian K | 10% Owner | Mar 14, 2013 | Sale | $5.36 | 5,020 | 26,907 | 2,455,035 | Mar 15, 2013, 04:55 PM | |
| CADX | CADENCE PHARMACEUTICALS INC | Halak Brian K | 10% Owner | Mar 11, 2013 | Sale | $5.34 | 70 | 374 | 42,224 | Mar 13, 2013, 08:38 PM | |
| CADX | CADENCE PHARMACEUTICALS INC | Halak Brian K | 10% Owner | Mar 12, 2013 | Sale | $5.38 | 107 | 576 | 42,117 | Mar 13, 2013, 08:38 PM | |
| CADX | CADENCE PHARMACEUTICALS INC | Halak Brian K | 10% Owner | Mar 12, 2013 | Sale | $5.38 | 6,346 | 34,141 | 2,467,788 | Mar 13, 2013, 08:33 PM | |
| CADX | CADENCE PHARMACEUTICALS INC | Halak Brian K | 10% Owner | Mar 11, 2013 | Sale | $5.34 | 4,118 | 21,990 | 2,474,134 | Mar 13, 2013, 08:33 PM | |
| CADX | CADENCE PHARMACEUTICALS INC | Halak Brian K | 10% Owner | Mar 07, 2013 | Sale | $5.22 | 215 | 1,122 | 42,382 | Mar 11, 2013, 06:35 PM |
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