| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| HTH | Hilltop Holdings Inc. | SHERMAN A HAAG | Director | Jun 30, 2023 | Option Exercise | $30.92 | 735 | 22,725 | 29,154 | Jul 05, 2023, 06:25 PM | |
| HTH | Hilltop Holdings Inc. | SHERMAN A HAAG | Director | Mar 31, 2023 | Option Exercise | $29.44 | 772 | 22,725 | 28,419 | Apr 04, 2023, 07:18 PM | |
| HTH | Hilltop Holdings Inc. | SHERMAN A HAAG | Director | Dec 31, 2022 | Option Exercise | $29.51 | 728 | 21,484 | 27,647 | Jan 04, 2023, 06:54 PM | |
| HTH | Hilltop Holdings Inc. | SHERMAN A HAAG | Director | Sep 30, 2022 | Option Exercise | $25.44 | 746 | 18,977 | 26,919 | Oct 04, 2022, 06:44 PM | |
| HTH | Hilltop Holdings Inc. | SHERMAN A HAAG | Director | Jun 30, 2022 | Option Exercise | $26.78 | 634 | 16,980 | 26,173 | Jul 05, 2022, 04:47 PM | |
| HTH | Hilltop Holdings Inc. | SHERMAN A HAAG | Director | Mar 31, 2022 | Option Exercise | $30.07 | 565 | 16,987 | 25,539 | Apr 04, 2022, 06:46 PM | |
| HTH | Hilltop Holdings Inc. | SHERMAN A HAAG | Director | Sep 30, 2021 | Option Exercise | $32.59 | 521 | 16,978 | 24,486 | Oct 04, 2021, 07:45 PM | |
| TECTP | Tectonic Financial, Inc. | SHERMAN A HAAG | Chief Executive Officer | Aug 19, 2021 | Sale | $10.00 | 30,000 | 300,000 | 1,739,000 | Aug 23, 2021, 04:03 PM | |
| HTH | Hilltop Holdings Inc. | SHERMAN A HAAG | Director | Jun 30, 2021 | Option Exercise | $36.67 | 463 | 16,981 | 23,965 | Jul 02, 2021, 05:12 PM | |
| HTH | Hilltop Holdings Inc. | SHERMAN A HAAG | Director | Mar 31, 2021 | Option Exercise | $35.21 | 482 | 16,970 | 23,502 | Apr 02, 2021, 05:17 PM | |
| HTH | Hilltop Holdings Inc. | SHERMAN A HAAG | Director | Dec 31, 2020 | Option Exercise | $27.25 | 623 | 16,977 | 23,020 | Jan 05, 2021, 07:12 PM | |
| HTH | Hilltop Holdings Inc. | SHERMAN A HAAG | Director | Sep 30, 2020 | Option Exercise | $19.76 | 860 | 16,998 | 22,397 | Oct 02, 2020, 06:27 PM | |
| HTH | Hilltop Holdings Inc. | SHERMAN A HAAG | Director | Jun 30, 2020 | Option Exercise | $18.09 | 939 | 16,990 | 21,537 | Jul 02, 2020, 07:34 PM | |
| HTH | Hilltop Holdings Inc. | SHERMAN A HAAG | Director | Mar 31, 2020 | Option Exercise | $14.25 | 1,192 | 16,988 | 20,598 | Apr 02, 2020, 05:40 PM | |
| HTH | Hilltop Holdings Inc. | SHERMAN A HAAG | Director | Dec 31, 2019 | Option Exercise | $25.05 | 678 | 16,985 | 19,406 | Jan 03, 2020, 07:00 PM | |
| HTH | Hilltop Holdings Inc. | SHERMAN A HAAG | Director | Sep 30, 2019 | Option Exercise | $24.47 | 694 | 16,981 | 18,728 | Oct 02, 2019, 06:32 PM | |
| HTH | Hilltop Holdings Inc. | SHERMAN A HAAG | Director | Jun 30, 2019 | Option Exercise | $20.28 | 838 | 16,997 | 18,034 | Jul 02, 2019, 08:04 PM | |
| TECTP | Tectonic Financial, Inc. | SHERMAN A HAAG | Chief Executive Officer | May 14, 2019 | Buy | $10.00 | 5,000 | 50,000 | 5,000 | May 15, 2019, 08:06 PM | |
| HTH | Hilltop Holdings Inc. | SHERMAN A HAAG | Director | Mar 31, 2019 | Option Exercise | $17.68 | 961 | 16,987 | 17,196 | Apr 02, 2019, 06:56 PM | |
| HTH | Hilltop Holdings Inc. | SHERMAN A HAAG | Director | Dec 31, 2018 | Option Exercise | $17.30 | 982 | 16,990 | 16,235 | Jan 02, 2019, 07:58 PM | |
| HTH | Hilltop Holdings Inc. | SHERMAN A HAAG | Director | Sep 30, 2018 | Option Exercise | $20.45 | 831 | 16,996 | 15,253 | Oct 02, 2018, 06:18 PM | |
| ZAZA | ZaZa Energy Corp | SHERMAN A HAAG | Director | Mar 15, 2015 | Option Exercise | $2.02 | 842 | 1,701 | 19,980 | Mar 27, 2015, 04:06 PM | |
| MILL | MILLER ENERGY RESOURCES, INC. | SHERMAN A HAAG | Director | Sep 19, 2014 | Buy | $4.80 | 4,500 | 21,600 | 29,500 | Sep 19, 2014, 04:20 PM | |
| MILL | MILLER ENERGY RESOURCES, INC. | SHERMAN A HAAG | Director | Sep 17, 2014 | Buy | $4.98 | 25,000 | 124,500 | 25,000 | Sep 17, 2014, 06:57 PM | |
| MILL | MILLER ENERGY RESOURCES, INC. | SHERMAN A HAAG | Director | Sep 17, 2014 | Buy | $5.05 | 5,500 | 27,775 | 5,500 | Sep 17, 2014, 06:57 PM | |
| BDCO | BLUE DOLPHIN ENERGY CO | SHERMAN A HAAG | Director | Apr 28, 2014 | Option Exercise | $4.92 | 2,541 | 12,502 | 9,683 | Apr 30, 2014, 11:53 AM | |
| BDCO | BLUE DOLPHIN ENERGY CO | SHERMAN A HAAG | Director | Nov 07, 2013 | Option Exercise | $5.35 | 2,336 | 12,498 | 7,142 | Nov 13, 2013, 05:25 PM | |
| BDCO | BLUE DOLPHIN ENERGY CO | SHERMAN A HAAG | Director | Apr 19, 2013 | Option Exercise | $6.00 | 2,083 | 12,498 | 4,806 | Apr 23, 2013, 05:01 PM | |
| BDCO | BLUE DOLPHIN ENERGY CO | SHERMAN A HAAG | Director | Dec 27, 2012 | Option Exercise | $3.85 | 1,299 | 5,001 | 2,723 | Dec 28, 2012, 02:33 PM | |
| ZAZA | ZaZa Energy Corp | SHERMAN A HAAG | Director | Dec 11, 2012 | Buy | $2.02 | 25,000 | 50,500 | 25,000 | Dec 13, 2012, 12:22 PM | |
| BDCO | BLUE DOLPHIN ENERGY CO | SHERMAN A HAAG | Director | Oct 26, 2012 | Option Exercise | $6.50 | 769 | 4,999 | 1,424 | Oct 29, 2012, 11:27 AM | |
| BDCO | BLUE DOLPHIN ENERGY CO | SHERMAN A HAAG | Director | Jun 29, 2012 | Option Exercise | $7.63 | 655 | 4,998 | 655 | Jul 02, 2012, 11:19 AM |
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