| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| AWK | American Water Works Company, Inc. | STERBA JEFFRY E | President and CEO | Jan 01, 2014 | Option Exercise | $42.26 | 2,008 | 84,858 | 52,258 | Feb 27, 2014, 02:06 PM | |
| AWK | American Water Works Company, Inc. | STERBA JEFFRY E | President and CEO | Jan 01, 2014 | Option Exercise | $42.26 | 1,232 | 52,064 | 53,034 | Feb 24, 2014, 04:20 PM | |
| AWK | American Water Works Company, Inc. | STERBA JEFFRY E | President and CEO | Jan 22, 2014 | Option Exercise | $42.11 | 19,140 | 805,985 | 54,266 | Jan 27, 2014, 11:50 AM | |
| AWK | American Water Works Company, Inc. | STERBA JEFFRY E | President and CEO | Jan 23, 2013 | Option Exercise | $38.34 | 6,954 | 266,616 | 18,280 | Jan 25, 2013, 04:33 PM | |
| PNM | PNM RESOURCES INC | STERBA JEFFRY E | Director | Mar 18, 2011 | Sale | $14.34 | 8,500 | 121,890 | 224,128 | Mar 21, 2011, 04:12 PM | |
| AWK | American Water Works Company, Inc. | STERBA JEFFRY E | President and CEO | Feb 17, 2011 | Buy | $27.33 | 4,000 | 109,320 | 4,150 | Feb 17, 2011, 05:08 PM | |
| PNM | PNM RESOURCES INC | STERBA JEFFRY E | Director | Jan 04, 2011 | Option Exercise | $13.02 | 2,377 | 30,949 | 232,628 | Jan 06, 2011, 12:31 PM | |
| PNM | PNM RESOURCES INC | STERBA JEFFRY E | Director | Sep 01, 2010 | Option Exercise | $11.80 | 2,195 | 25,901 | 232,628 | Sep 07, 2010, 06:30 PM |
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