| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CDXS | CODEXIS, INC. | BARUCH THOMAS R | Director | Jun 12, 2020 | Sale | $10.61 | 4,947 | 52,464 | 33,093 | Jun 16, 2020, 04:03 PM | |
| CDXS | CODEXIS, INC. | BARUCH THOMAS R | Director | Apr 01, 2020 | Sale | $10.88 | 7,500 | 81,576 | 45,540 | Apr 03, 2020, 04:07 PM | |
| CDXS | CODEXIS, INC. | BARUCH THOMAS R | Director | Apr 02, 2020 | Sale | $10.52 | 7,500 | 78,865 | 38,040 | Apr 03, 2020, 04:07 PM | |
| CDXS | CODEXIS, INC. | BARUCH THOMAS R | Director | Jan 15, 2020 | Sale | $18.68 | 10,000 | 186,816 | 63,040 | Jan 17, 2020, 04:18 PM | |
| CDXS | CODEXIS, INC. | BARUCH THOMAS R | Director | Jan 16, 2020 | Sale | $18.61 | 10,000 | 186,090 | 53,040 | Jan 17, 2020, 04:18 PM | |
| CDXS | CODEXIS, INC. | BARUCH THOMAS R | Director | Dec 11, 2019 | Sale | $15.59 | 17,500 | 272,891 | 73,040 | Dec 12, 2019, 04:10 PM | |
| CDXS | CODEXIS, INC. | BARUCH THOMAS R | Director | Dec 10, 2019 | Sale | $15.61 | 17,500 | 273,236 | 90,540 | Dec 12, 2019, 04:10 PM | |
| CDXS | CODEXIS INC | BARUCH THOMAS R | Director | Dec 27, 2018 | Sale | $16.09 | 12,500 | 201,076 | 115,593 | Dec 31, 2018, 07:14 PM | |
| CDXS | CODEXIS INC | BARUCH THOMAS R | Director | Dec 28, 2018 | Sale | $15.98 | 12,500 | 199,725 | 103,093 | Dec 31, 2018, 07:14 PM | |
| CDXS | CODEXIS INC | BARUCH THOMAS R | Director | Sep 26, 2018 | Sale | $19.00 | 12,500 | 237,489 | 140,593 | Sep 28, 2018, 07:42 PM | |
| CDXS | CODEXIS INC | BARUCH THOMAS R | Director | Sep 27, 2018 | Sale | $18.07 | 12,500 | 225,904 | 131,993 | Sep 28, 2018, 07:42 PM | |
| CDXS | CODEXIS INC | BARUCH THOMAS R | Director | Jun 26, 2018 | Sale | $14.38 | 12,500 | 179,775 | 153,093 | Jun 27, 2018, 06:01 PM | |
| CDXS | CODEXIS INC | BARUCH THOMAS R | Director | Jun 25, 2018 | Sale | $15.48 | 12,500 | 193,550 | 165,593 | Jun 27, 2018, 06:01 PM | |
| CDXS | CODEXIS INC | BARUCH THOMAS R | Director | Mar 28, 2018 | Sale | $11.05 | 12,500 | 138,122 | 184,670 | Mar 30, 2018, 11:56 AM | |
| CDXS | CODEXIS INC | BARUCH THOMAS R | Director | Mar 29, 2018 | Sale | $11.06 | 12,500 | 138,195 | 172,170 | Mar 30, 2018, 11:56 AM | |
| IMI | INTERMOLECULAR INC | BARUCH THOMAS R | Director | Aug 28, 2015 | Option Exercise | $1.50 | 125,000 | 187,500 | 129,067 | Aug 31, 2015, 04:37 PM | |
| TTPH | TETRAPHASE PHARMACEUTICALS INC | BARUCH THOMAS R | 10% Owner | Sep 18, 2013 | Sale | $10.20 | 100,000 | 1,020,000 | 2,007,246 | Sep 20, 2013, 04:47 PM | |
| TTPH | TETRAPHASE PHARMACEUTICALS INC | BARUCH THOMAS R | 10% Owner | Mar 25, 2013 | Buy | $7.00 | 642,857 | 4,499,999 | 2,157,130 | Mar 27, 2013, 08:23 PM | |
| ENTR | ENTROPIC COMMUNICATIONS INC | BARUCH THOMAS R | Director | Feb 23, 2011 | Option Exercise | $9.21 | 3,265 | 30,071 | 97,667 | Feb 25, 2011, 03:41 PM | |
| ENTR | ENTROPIC COMMUNICATIONS INC | BARUCH THOMAS R | Director | Feb 23, 2011 | Option Exercise | $9.21 | 902,534 | 8,312,338 | 3,610,139 | Feb 25, 2011, 03:41 PM | |
| CDXS | CODEXIS INC | BARUCH THOMAS R | Director | Aug 27, 2010 | Buy | $7.55 | 2,500 | 18,864 | 2,500 | Aug 30, 2010, 11:37 AM | |
| CDXS | CODEXIS INC | BARUCH THOMAS R | Director | Aug 27, 2010 | Buy | $7.55 | 2,500 | 18,864 | 181,067 | Aug 30, 2010, 11:37 AM | |
| ENTR | ENTROPIC COMMUNICATIONS INC | BARUCH THOMAS R | Director | Jul 30, 2010 | Option Exercise | $7.83 | 6,963 | 54,520 | 83,959 | Aug 24, 2010, 02:13 PM | |
| ENTR | ENTROPIC COMMUNICATIONS INC | BARUCH THOMAS R | Director | Jul 30, 2010 | Option Exercise | $7.83 | 1,497,261 | 11,723,554 | 4,512,673 | Aug 24, 2010, 02:13 PM |
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