| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MOND | Mondee Holdings, Inc. | MORGAN STANLEY | 10% Owner | Jun 09, 2023 | Sale | $9.45 | 1,049,889 | 9,921,451 | 8,456,881 | Jun 13, 2023, 04:04 PM | |
| MOND | Mondee Holdings, Inc. | MORGAN STANLEY | 10% Owner | Jul 28, 2022 | Buy | $8.41 | 8,598 | 72,330 | 8,598 | Aug 23, 2022, 05:14 PM | |
| ALIM | ALIMERA SCIENCES INC | MORGAN STANLEY | 10% Owner | Feb 08, 2022 | Sale | $4.55 | 250,000 | 1,137,500 | 557,551 | Feb 10, 2022, 09:11 PM | |
| BE | Bloom Energy Corp | MORGAN STANLEY | 10% Owner | Nov 26, 2018 | Sale | $15.03 | 31 | 466 | 1,638 | Nov 28, 2018, 07:45 PM | |
| EVF | EATON VANCE SENIOR INCOME TRUST | MORGAN STANLEY | 10% Owner | Sep 19, 2018 | Sale | $23000.00 | 327 | 7,521,000 | 94 | Sep 21, 2018, 04:36 PM | |
| EVF | EATON VANCE SENIOR INCOME TRUST | MORGAN STANLEY | 10% Owner | Sep 27, 2016 | Sale | $23750.00 | 357 | 8,478,750 | 421 | Sep 28, 2016, 04:31 PM | |
| EVF | EATON VANCE SENIOR INCOME TRUST | MORGAN STANLEY | 10% Owner | Oct 13, 2015 | Buy | $25000.00 | 19 | 475,000 | 778 | Oct 15, 2015, 06:57 PM | |
| EVF | EATON VANCE SENIOR INCOME TRUST | MORGAN STANLEY | 10% Owner | Sep 02, 2015 | Buy | $25000.00 | 1 | 25,000 | 759 | Sep 04, 2015, 03:35 PM | |
| TXI | TEXAS INDUSTRIES INC | MORGAN STANLEY | 10% Owner | Jun 30, 2014 | Sale | $92.56 | 43 | 3,980 | 1,887,819 | Jul 09, 2014, 06:31 PM | |
| TXI | TEXAS INDUSTRIES INC | MORGAN STANLEY | 10% Owner | Jun 30, 2014 | Buy | $92.74 | 56,210 | 5,213,062 | 4,196,790 | Jul 03, 2014, 09:51 PM | |
| TXI | TEXAS INDUSTRIES INC | MORGAN STANLEY | 10% Owner | Jul 01, 2014 | Sale | $93.10 | 2,277,773 | 212,060,955 | 4,164,678 | Jul 03, 2014, 09:51 PM | |
| PHT | PIONEER HIGH INCOME TRUST | MORGAN STANLEY | 10% Owner | Mar 13, 2014 | Option Exercise | $25000.00 | 292 | 7,300,000 | 1,150 | Mar 18, 2014, 08:39 PM | |
| PHT | PIONEER HIGH INCOME TRUST | MORGAN STANLEY | 10% Owner | Mar 14, 2014 | Option Exercise | $25000.00 | 627 | 15,675,000 | 523 | Mar 18, 2014, 08:39 PM | |
| PHT | PIONEER HIGH INCOME TRUST | MORGAN STANLEY | 10% Owner | Mar 18, 2014 | Option Exercise | $25000.00 | 523 | 13,075,000 | 0 | Mar 18, 2014, 08:39 PM | |
| ADY | Feihe International Inc | MORGAN STANLEY | See Remarks Below | Jun 27, 2013 | Option Exercise | $7.40 | 81,565 | 603,581 | 0 | Jun 28, 2013, 10:03 AM | |
| DGI | DIGITALGLOBE, INC. | MORGAN STANLEY | 10% Owner | Feb 27, 2013 | Sale | $26.93 | 190,000 | 5,116,985 | 7,273,576 | Feb 28, 2013, 04:16 PM | |
| ADY | Feihe International Inc | MORGAN STANLEY | See Remarks Below | Oct 03, 2012 | Buy | $6.52 | 865 | 5,637 | 88,119 | Oct 09, 2012, 04:43 PM | |
| ADY | Feihe International Inc | MORGAN STANLEY | See Remarks Below | Oct 04, 2012 | Sale | $6.66 | 500 | 3,330 | 88,019 | Oct 09, 2012, 04:43 PM | |
| ADY | Feihe International Inc | MORGAN STANLEY | See Remarks Below | Oct 05, 2012 | Buy | $6.81 | 200 | 1,362 | 87,819 | Oct 09, 2012, 04:43 PM | |
| CXE | MFS HIGH INCOME MUNICIPAL TRUST | MORGAN STANLEY | 10% Owner | Sep 12, 2012 | Option Exercise | $23750.00 | 432 | 10,260,000 | 0 | Sep 17, 2012, 11:27 AM | |
| CXH | MFS INVESTMENT GRADE MUNICIPAL TRUST | MORGAN STANLEY | 10% Owner | Sep 07, 2012 | Option Exercise | $23750.00 | 308 | 7,315,000 | 0 | Sep 17, 2012, 11:27 AM | |
| CXH | MFS INVESTMENT GRADE MUNICIPAL TRUST | MORGAN STANLEY | 10% Owner | Sep 07, 2012 | Option Exercise | $25000.00 | 308 | 7,700,000 | 0 | Sep 13, 2012, 12:25 PM | |
| CXE | MFS HIGH INCOME MUNICIPAL TRUST | MORGAN STANLEY | 10% Owner | Sep 12, 2012 | Option Exercise | $25000.00 | 432 | 10,800,000 | 0 | Sep 13, 2012, 12:24 PM | |
| CXE | MFS HIGH INCOME MUNICIPAL TRUST | MORGAN STANLEY | 10% Owner | Sep 07, 2012 | Sale | $25000.00 | 432 | 10,800,000 | 0 | Sep 10, 2012, 01:37 PM | |
| CXH | MFS INVESTMENT GRADE MUNICIPAL TRUST | MORGAN STANLEY | 10% Owner | Sep 07, 2012 | Sale | $25000.00 | 308 | 7,700,000 | 0 | Sep 10, 2012, 01:36 PM | |
| BBF | BLACKROCK MUNICIPAL INCOME INVESTMENT TRUST | MORGAN STANLEY | 10% Owner | Aug 21, 2012 | Sale | $100000.00 | 51 | 5,100,000 | 0 | Aug 22, 2012, 01:15 PM | |
| RNJ | BLACKROCK NEW JERSEY INVESTMENT QUALITY MUNICIPAL TRUST INC | MORGAN STANLEY | 10% Owner | Jul 25, 2012 | Option Exercise | $25000.00 | 33 | 825,000 | 0 | Jul 26, 2012, 03:07 PM | |
| BIE | BLACKROCK MUNICIPAL BOND INVESTMENT TRUST | MORGAN STANLEY | 10% Owner | Jul 06, 2012 | Sale | $100000.00 | 93 | 9,300,000 | 0 | Jul 09, 2012, 04:37 PM | |
| RFA | BLACKROCK INVESTMENT QUALITY MUNICIPAL INCOME TRUST | MORGAN STANLEY | 10% Owner | Jun 29, 2012 | Option Exercise | $25000.00 | 59 | 1,475,000 | 0 | Jul 03, 2012, 01:41 PM | |
| BSE | BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST | MORGAN STANLEY | 10% Owner | Jun 28, 2012 | Sale | $100000.00 | 72 | 7,200,000 | 0 | Jun 29, 2012, 03:07 PM | |
| VMV | Invesco Van Kampen Massachusetts Value Municipal Income Trust | MORGAN STANLEY | 10% Owner | May 24, 2012 | Option Exercise | $25000.00 | 70 | 1,750,000 | 0 | May 25, 2012, 12:17 PM | |
| BFY | BLACKROCK NEW YORK MUNICIPAL INCOME TRUST II | MORGAN STANLEY | 10% Owner | Mar 23, 2012 | Sale | $100000.00 | 168 | 16,800,000 | 0 | Mar 26, 2012, 04:05 PM | |
| PHT | PIONEER HIGH INCOME TRUST | MORGAN STANLEY | 10% Owner | Mar 01, 2012 | Buy | $25000.00 | 5 | 125,000 | 1,442 | Mar 05, 2012, 01:45 PM | |
| BIE | BLACKROCK MUNICIPAL BOND INVESTMENT TRUST | MORGAN STANLEY | 10% Owner | Feb 29, 2012 | Buy | $100000.00 | 67 | 6,700,000 | 93 | Mar 01, 2012, 06:08 PM | |
| BBF | BLACKROCK MUNICIPAL INCOME INVESTMENT TRUST | MORGAN STANLEY | 10% Owner | Feb 29, 2012 | Buy | $100000.00 | 72 | 7,200,000 | 123 | Mar 01, 2012, 06:06 PM | |
| VMV | Invesco Van Kampen Massachusetts Value Municipal Income Trust | MORGAN STANLEY | 10% Owner | Jan 19, 2012 | Option Exercise | $25000.00 | 11 | 275,000 | 70 | Jan 20, 2012, 04:05 PM | |
| BSE | BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST | MORGAN STANLEY | 10% Owner | Jan 03, 2012 | Sale | $100000.00 | 133 | 13,300,000 | 0 | Jan 05, 2012, 04:35 PM | |
| PPR | ING PRIME RATE TRUST | MORGAN STANLEY | 10% Owner | Dec 21, 2011 | Option Exercise | $25000.00 | 29 | 725,000 | 78 | Dec 23, 2011, 10:15 AM | |
| PPR | ING PRIME RATE TRUST | MORGAN STANLEY | 10% Owner | Dec 22, 2011 | Option Exercise | $25000.00 | 40 | 1,000,000 | 38 | Dec 23, 2011, 10:15 AM | |
| PPR | ING PRIME RATE TRUST | MORGAN STANLEY | 10% Owner | Dec 23, 2011 | Option Exercise | $25000.00 | 38 | 950,000 | 0 | Dec 23, 2011, 10:15 AM | |
| PPR | ING PRIME RATE TRUST | MORGAN STANLEY | 10% Owner | Dec 20, 2011 | Option Exercise | $25000.00 | 43 | 1,075,000 | 107 | Dec 21, 2011, 11:38 AM | |
| PPR | ING PRIME RATE TRUST | MORGAN STANLEY | 10% Owner | Dec 19, 2011 | Option Exercise | $25000.00 | 49 | 1,225,000 | 150 | Dec 21, 2011, 11:38 AM | |
| PPR | ING PRIME RATE TRUST | MORGAN STANLEY | 10% Owner | Oct 13, 2011 | Option Exercise | $25000.00 | 39 | 975,000 | 238 | Oct 17, 2011, 04:32 PM | |
| PPR | ING PRIME RATE TRUST | MORGAN STANLEY | 10% Owner | Oct 14, 2011 | Option Exercise | $25000.00 | 39 | 975,000 | 199 | Oct 17, 2011, 04:32 PM | |
| PPR | ING PRIME RATE TRUST | MORGAN STANLEY | 10% Owner | Oct 11, 2011 | Option Exercise | $25000.00 | 92 | 2,300,000 | 349 | Oct 12, 2011, 12:59 PM | |
| PPR | ING PRIME RATE TRUST | MORGAN STANLEY | 10% Owner | Oct 12, 2011 | Option Exercise | $25000.00 | 29 | 725,000 | 277 | Oct 12, 2011, 12:59 PM | |
| YONG | Yongye International, Inc. | MORGAN STANLEY | Director | Sep 07, 2011 | Buy | $5.60 | 185,941 | 1,040,470 | 1,838,949 | Sep 09, 2011, 05:05 PM | |
| YONG | Yongye International, Inc. | MORGAN STANLEY | Director | Sep 08, 2011 | Buy | $5.93 | 326,894 | 1,937,076 | 2,165,843 | Sep 09, 2011, 05:05 PM | |
| YONG | Yongye International, Inc. | MORGAN STANLEY | Director | Sep 01, 2011 | Buy | $5.21 | 42,760 | 222,728 | 1,345,939 | Sep 06, 2011, 07:06 PM | |
| YONG | Yongye International, Inc. | MORGAN STANLEY | Director | Sep 02, 2011 | Buy | $5.41 | 307,069 | 1,662,748 | 1,653,008 | Sep 06, 2011, 07:06 PM | |
| YONG | Yongye International, Inc. | MORGAN STANLEY | Director | Aug 29, 2011 | Buy | $4.69 | 132,686 | 622,032 | 960,001 | Aug 31, 2011, 06:04 PM | |
| YONG | Yongye International, Inc. | MORGAN STANLEY | Director | Aug 30, 2011 | Buy | $4.76 | 172,082 | 819,489 | 1,132,083 | Aug 31, 2011, 06:04 PM | |
| YONG | Yongye International, Inc. | MORGAN STANLEY | Director | Aug 31, 2011 | Buy | $4.96 | 171,096 | 847,935 | 1,303,179 | Aug 31, 2011, 06:04 PM | |
| YONG | Yongye International, Inc. | MORGAN STANLEY | Director | Aug 24, 2011 | Buy | $4.54 | 149,283 | 677,830 | 546,398 | Aug 26, 2011, 05:24 PM | |
| YONG | Yongye International, Inc. | MORGAN STANLEY | Director | Aug 25, 2011 | Buy | $4.53 | 135,361 | 612,712 | 681,759 | Aug 26, 2011, 05:24 PM | |
| YONG | Yongye International, Inc. | MORGAN STANLEY | Director | Aug 26, 2011 | Buy | $4.57 | 145,556 | 664,565 | 827,315 | Aug 26, 2011, 05:24 PM | |
| YONG | Yongye International, Inc. | MORGAN STANLEY | Director | Aug 18, 2011 | Buy | $4.34 | 110,137 | 477,664 | 147,937 | Aug 22, 2011, 06:17 PM | |
| YONG | Yongye International, Inc. | MORGAN STANLEY | Director | Aug 19, 2011 | Buy | $4.62 | 249,178 | 1,151,302 | 397,115 | Aug 22, 2011, 06:17 PM | |
| PPR | ING PRIME RATE TRUST | MORGAN STANLEY | 10% Owner | Jul 15, 2011 | Option Exercise | $25000.00 | 38 | 950,000 | 398 | Jul 15, 2011, 03:36 PM | |
| PPR | ING PRIME RATE TRUST | MORGAN STANLEY | 10% Owner | Jul 14, 2011 | Option Exercise | $25000.00 | 39 | 975,000 | 436 | Jul 15, 2011, 03:36 PM | |
| PPR | ING PRIME RATE TRUST | MORGAN STANLEY | 10% Owner | Jul 11, 2011 | Option Exercise | $25000.00 | 49 | 1,225,000 | 547 | Jul 13, 2011, 01:40 PM | |
| PPR | ING PRIME RATE TRUST | MORGAN STANLEY | 10% Owner | Jul 12, 2011 | Option Exercise | $25000.00 | 43 | 1,075,000 | 504 | Jul 13, 2011, 01:40 PM | |
| PPR | ING PRIME RATE TRUST | MORGAN STANLEY | 10% Owner | Jul 13, 2011 | Option Exercise | $25000.00 | 29 | 725,000 | 475 | Jul 13, 2011, 01:40 PM | |
| PPR | ING PRIME RATE TRUST | MORGAN STANLEY | 10% Owner | Apr 15, 2011 | Option Exercise | $25000.00 | 38 | 950,000 | 596 | Apr 15, 2011, 02:48 PM | |
| PPR | ING PRIME RATE TRUST | MORGAN STANLEY | 10% Owner | Apr 13, 2011 | Option Exercise | $25000.00 | 29 | 725,000 | 673 | Apr 15, 2011, 02:48 PM | |
| PPR | ING PRIME RATE TRUST | MORGAN STANLEY | 10% Owner | Apr 14, 2011 | Option Exercise | $25000.00 | 39 | 975,000 | 634 | Apr 15, 2011, 02:48 PM | |
| PPR | ING PRIME RATE TRUST | MORGAN STANLEY | 10% Owner | Apr 11, 2011 | Option Exercise | $25000.00 | 49 | 1,225,000 | 744 | Apr 13, 2011, 04:34 PM | |
| PPR | ING PRIME RATE TRUST | MORGAN STANLEY | 10% Owner | Apr 12, 2011 | Option Exercise | $25000.00 | 42 | 1,050,000 | 702 | Apr 13, 2011, 04:34 PM | |
| PPR | ING PRIME RATE TRUST | MORGAN STANLEY | 10% Owner | Jan 18, 2011 | Sale | $5.85 | 200 | 1,170 | 0 | Jan 20, 2011, 05:24 PM | |
| PPR | ING PRIME RATE TRUST | MORGAN STANLEY | 10% Owner | Jan 10, 2011 | Option Exercise | $25000.00 | 49 | 1,225,000 | 943 | Jan 20, 2011, 05:24 PM | |
| PPR | ING PRIME RATE TRUST | MORGAN STANLEY | 10% Owner | Jan 11, 2011 | Option Exercise | $25000.00 | 43 | 1,075,000 | 900 | Jan 20, 2011, 05:24 PM | |
| PPR | ING PRIME RATE TRUST | MORGAN STANLEY | 10% Owner | Jan 12, 2011 | Option Exercise | $25000.00 | 29 | 725,000 | 871 | Jan 20, 2011, 05:24 PM | |
| PPR | ING PRIME RATE TRUST | MORGAN STANLEY | 10% Owner | Jan 13, 2011 | Option Exercise | $25000.00 | 40 | 1,000,000 | 831 | Jan 20, 2011, 05:24 PM | |
| PPR | ING PRIME RATE TRUST | MORGAN STANLEY | 10% Owner | Jan 14, 2011 | Option Exercise | $25000.00 | 38 | 950,000 | 793 | Jan 20, 2011, 05:24 PM | |
| REMC | REMEC INC | MORGAN STANLEY | 10% Owner | Dec 16, 2010 | Sale | $0.09 | 13,200 | 1,188 | 4,481,347 | Dec 17, 2010, 12:08 PM | |
| REMC | REMEC INC | MORGAN STANLEY | 10% Owner | Dec 15, 2010 | Sale | $0.09 | 115,000 | 10,580 | 4,494,547 | Dec 17, 2010, 12:08 PM | |
| REMC | REMEC INC | MORGAN STANLEY | 10% Owner | Dec 13, 2010 | Sale | $0.10 | 15,000 | 1,500 | 4,709,547 | Dec 15, 2010, 02:11 PM | |
| REMC | REMEC INC | MORGAN STANLEY | 10% Owner | Dec 14, 2010 | Sale | $0.09 | 100,000 | 9,500 | 4,609,547 | Dec 15, 2010, 02:11 PM | |
| REMC | REMEC INC | MORGAN STANLEY | 10% Owner | Nov 29, 2010 | Sale | $0.95 | 49,798 | 47,328 | 4,777,814 | Dec 01, 2010, 02:59 PM | |
| REMC | REMEC INC | MORGAN STANLEY | 10% Owner | Nov 30, 2010 | Sale | $0.95 | 53,267 | 50,348 | 4,724,547 | Dec 01, 2010, 02:59 PM | |
| DGI | DIGITALGLOBE INC | MORGAN STANLEY | 10% Owner | Sep 21, 2010 | Sale | $30.25 | 6,900,000 | 208,725,000 | 7,463,476 | Sep 23, 2010, 04:48 PM | |
| CXH | MFS INVESTMENT GRADE MUNICIPAL TRUST | MORGAN STANLEY | 10% Owner | Aug 06, 2010 | Sale | $9.89 | 200 | 1,978 | 0 | Aug 09, 2010, 02:53 PM |
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