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Principal Financial Group Inc. (PFG) NASDAQ

$86.22 0.15 (0.17%)

Market Cap: $20.30B

As of 03/28/24 12:34 PM EDT. Market open.

(PFG)

Principal Financial Group Inc. (PFG)
NASDAQ

$86.22
0.15 (0.17%)

Market Cap: $20.30B

As of 03/28/24 12:34 PM EDT. Market open.

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principal financial group® helps people and companies around the world build, protect and advance their financial well-being through retirement, insurance and asset management solutions that fit their lives. our employees are passionate about helping clients of all income and portfolio sizes achieve their goals – offering innovative ideas, investment expertise and real-life solutions to make ... read more

principal financial group® helps people and companies around the world build, protect and advance their financial well-being through retirement, insurance and asset management solutions that fit their lives. our employees are passionate about helping clients of all income and portfolio sizes achieve their goals – offering innovative ideas, investment expertise and real-life solutions to make financial progress possible. to find out more, visit us at principal.com. the principal is an affirmative action and equal opportunity employer and an e-verify participant. all qualified applicants will receive consideration for employment without regard to of age, race, color, religion, gender identity, gender expression, pregnancy, national origin, citizenship status, disability, genetic characteristics, sexual orientation, marital status, domestic partner status, military status, protected veteran status, disability status or any other characteristic protected by law. read less

COMPANY PROFILE
Sector
Finance and Insurance
Industry
Direct Life Insurance Carriers
CEO
Daniel Houston
Full Time Employees
16,082
CEO Compensation (Base)
$900,000
CEO Compensation (Total)
$12.23M
URL
Address
711 High St, Iowa, Des Moines, 50392-0001.
Sector
Finance and Insurance
Industry
Direct Life Insurance Carriers
CEO
Daniel Houston
Full Time Employees
16,082
CEO Compensation (Base)
$900,000
CEO Compensation (Total)
$12.23M
Address
711 High St, Iowa, Des Moines, 50392-0001.
PRICE CHART FOR PRINCIPAL FINANCIAL GROUP INC
1w
1m
3m
6m
YTD
1y
5y
MAX
From: To:
NEWS
INSIDEARBITRAGE ARTICLES
KEY STATS
Open
$86.31
Previous Close
$86.07
Days Range
$84.87 - $86.07
52 week range
$62.36 - $86.08
Volume
325,866
Avg. Volume (30 days)
1,551,572
Market Cap
$20.30B
Dividend Yield
3.01%
P/E
32.58
Shares Outstanding
235,868,487
Open
$86.31
Previous Close
$86.07
Days Range
$84.87 - $86.07
52 week range
$62.36 - $86.08
Volume
325,866
Avg. Volume (30 days)
1,551,572
Market Cap
$20.30B
Dividend Yield
3.01%
P/E
32.58
Shares Outstanding
235,868,487
FINANCIAL STATEMENTS FOR PRINCIPAL FINANCIAL GROUP INC
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Open in: SeekingAlpha Yahoo Finance Fidelity MorningStar

INSIDER TRANSACTIONS FOR PRINCIPAL FINANCIAL GROUP INC
OwnerRelationshipDateTransactionCost# SharesValue($)Total SharesForm 4
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial OfficerMar 05, 2024 Option Exercise$80.991,460118,24560,038Mar 07, 2024, 04:35 PM
McCullum Kenneth A.EVP - Chief Risk OfficerMar 05, 2024 Option Exercise$80.991,10489,41334,304Mar 07, 2024, 04:35 PM
Kay Kathleen BEVP-Chief Information OfficerMar 05, 2024 Option Exercise$80.991,599129,50322,329Mar 07, 2024, 04:34 PM
McCullum Kenneth A.SVP & Chief Risk OfficerMar 18, 2022 Sale$69.503,694256,73329,244Apr 06, 2023, 04:56 PM
Walker RobertoEVP, Principal Latin AmericanMar 29, 2023 Option Exercise$49.0326,8931,318,56966,583Mar 31, 2023, 05:10 PM
Walker RobertoEVP, Principal Latin AmericanMar 29, 2023 Option Exercise$72.8526,8931,959,18640,290Mar 31, 2023, 05:10 PM
Walker RobertoEVP, Principal Latin AmericanMar 28, 2023 Option Exercise$42.0526,8911,130,86166,581Mar 30, 2023, 02:12 PM
Walker RobertoEVP, Principal Latin AmericanMar 28, 2023 Option Exercise$72.1826,8911,940,99239,690Mar 30, 2023, 02:12 PM
Walker RobertoEVP, Principal Latin AmericanMar 27, 2023 Option Exercise$46.4726,8911,249,60666,581Mar 29, 2023, 11:12 AM
Walker RobertoEVP, Principal Latin AmericanMar 27, 2023 Option Exercise$72.4526,8911,948,25339,690Mar 29, 2023, 11:12 AM
Halter Patrick GregoryPresident and CEO - PAMMar 21, 2023 Option Exercise$54.9855,6503,059,412171,517Mar 23, 2023, 04:03 PM
Halter Patrick GregoryPresident and CEO - PAMMar 21, 2023 Option Exercise$75.1455,6504,181,541115,867Mar 23, 2023, 04:03 PM
Halter Patrick GregoryPresident and CEO - PAMMar 14, 2023 Option Exercise$51.731,15959,955117,026Mar 16, 2023, 01:00 PM
Halter Patrick GregoryPresident and CEO - PAMMar 14, 2023 Option Exercise$75.051,15986,983115,867Mar 16, 2023, 01:00 PM
McCullum Kenneth A.SVP & Chief Risk OfficerFeb 27, 2023 Option Exercise$88.893,264290,13732,833Mar 01, 2023, 06:16 PM
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial OfficerFeb 27, 2023 Option Exercise$88.891,297115,29057,738Mar 01, 2023, 06:13 PM
Friedrich Amy ChristinePresident - USISJan 03, 2023 Option Exercise$51.331005,13350,894Jan 05, 2023, 12:02 PM
Friedrich Amy ChristinePresident - USISJan 04, 2023 Option Exercise$51.336,290322,86657,084Jan 05, 2023, 12:02 PM
Friedrich Amy ChristinePresident - USISJan 04, 2023 Option Exercise$85.016,290534,71350,794Jan 05, 2023, 12:02 PM
Friedrich Amy ChristinePresident - USISJan 03, 2023 Option Exercise$85.001008,50050,794Jan 05, 2023, 12:02 PM
Houston Daniel JosephChairman, President & CEODec 09, 2022 Option Exercise$51.74269,87013,962,945384,531Dec 13, 2022, 04:49 PM
Houston Daniel JosephChairman, President & CEODec 09, 2022 Option Exercise$88.61269,87023,912,187172,951Dec 13, 2022, 04:49 PM
Houston Daniel JosephChairman, President & CEODec 08, 2022 Option Exercise$53.09346,86018,414,797461,521Dec 12, 2022, 05:11 PM
Houston Daniel JosephChairman, President & CEODec 08, 2022 Option Exercise$89.74346,86031,127,764307,576Dec 12, 2022, 05:11 PM
Halter Patrick GregoryPresident and CEO - PAMDec 08, 2022 Option Exercise$58.6825,9921,525,211123,737Dec 12, 2022, 05:08 PM
Halter Patrick GregoryPresident and CEO - PAMDec 08, 2022 Option Exercise$89.7825,9922,333,483113,467Dec 12, 2022, 05:08 PM
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial OfficerOct 28, 2022 Option Exercise$44.8810,590475,27983,493Nov 01, 2022, 03:17 PM
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial OfficerOct 28, 2022 Option Exercise$85.2810,590903,11572,903Nov 01, 2022, 03:17 PM
HELTON SANDRA LDirectorOct 19, 2022 Sale$80.021,00080,02035,747Oct 21, 2022, 04:48 PM
HELTON SANDRA LDirectorOct 18, 2022 Sale$80.0514,0331,123,34236,747Oct 21, 2022, 04:45 PM
HELTON SANDRA LDirectorOct 18, 2022 Sale$80.0514,0331,123,34218,245Oct 20, 2022, 04:40 PM
Houston Daniel JosephChairman, President & CEOOct 05, 2022 Option Exercise$37.3893,5393,496,488208,200Oct 06, 2022, 04:52 PM
Houston Daniel JosephChairman, President & CEOOct 04, 2022 Option Exercise$42.25201,1368,497,893315,797Oct 06, 2022, 04:52 PM
Houston Daniel JosephChairman, President & CEOOct 04, 2022 Option Exercise$78.18201,13615,725,122297,978Oct 06, 2022, 04:52 PM
Houston Daniel JosephChairman, President & CEOOct 05, 2022 Option Exercise$78.0693,5397,301,654114,661Oct 06, 2022, 04:52 PM
Halter Patrick GregoryPresident - PGAMSep 19, 2022 Option Exercise$51.7361,6373,188,482159,280Sep 21, 2022, 12:53 PM
Halter Patrick GregoryPresident - PGAMSep 19, 2022 Option Exercise$77.0861,6374,751,197135,334Sep 21, 2022, 12:53 PM
Cheong Wee YeeEVP, Principal AsiaSep 13, 2022 Sale$78.452,447191,96734,700Sep 15, 2022, 11:29 AM
Walker RobertoEVP, Principal Latin AmericanAug 22, 2022 Sale$76.959,000692,55034,008Aug 23, 2022, 03:39 PM
Walker RobertoEVP, Principal Latin AmericanAug 19, 2022 Option Exercise$30.7012,975398,33355,983Aug 22, 2022, 10:32 AM
Walker RobertoEVP, Principal Latin AmericanAug 18, 2022 Option Exercise$30.7015,000460,50058,008Aug 22, 2022, 10:32 AM
Walker RobertoEVP, Principal Latin AmericanAug 19, 2022 Sale$78.0412,9751,012,56943,008Aug 22, 2022, 10:32 AM
Walker RobertoEVP, Principal Latin AmericanAug 18, 2022 Sale$78.3415,0001,175,10043,008Aug 22, 2022, 10:32 AM
Walker RobertoEVP, Principal Latin AmericanAug 17, 2022 Option Exercise$30.706,000184,20049,008Aug 18, 2022, 02:25 PM
Walker RobertoEVP, Principal Latin AmericanAug 17, 2022 Sale$78.586,000471,48043,008Aug 18, 2022, 02:25 PM
HELTON SANDRA LDirectorAug 09, 2022 Sale$72.9015,0001,093,50032,278Aug 18, 2022, 10:51 AM
Schaaf Renee V.President - RISAug 15, 2022 Sale$79.216,250495,06232,278Aug 17, 2022, 02:00 PM
Houston Daniel JosephChairman, President & CEOAug 12, 2022 Option Exercise$60.58135,8778,231,893250,161Aug 15, 2022, 11:59 AM
Houston Daniel JosephChairman, President & CEOAug 11, 2022 Option Exercise$53.8484,8434,567,734199,127Aug 15, 2022, 11:59 AM
Houston Daniel JosephChairman, President & CEOAug 12, 2022 Option Exercise$78.44135,87710,658,192114,284Aug 15, 2022, 11:59 AM
Houston Daniel JosephChairman, President & CEOAug 11, 2022 Option Exercise$78.0984,8436,625,390114,284Aug 15, 2022, 11:59 AM
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial OfficerAug 10, 2022 Option Exercise$30.7016,210497,64788,685Aug 12, 2022, 03:01 PM
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial OfficerAug 10, 2022 Option Exercise$75.0916,2101,217,20972,475Aug 12, 2022, 03:01 PM
Cheong Wee YeeEVP, Principal AsiaMay 25, 2022 Sale$71.0010,000710,00037,093May 25, 2022, 04:19 PM
Halter Patrick GregoryPresident - PGAMApr 08, 2022 Option Exercise$57.69153,1608,835,935250,700Apr 12, 2022, 02:38 PM
Halter Patrick GregoryPresident - PGAMApr 08, 2022 Option Exercise$73.72153,16011,290,244103,140Apr 12, 2022, 02:38 PM
Walker RobertoEVP, Principal Latin AmericaNov 17, 2021 Option Exercise$71.6515,6401,120,60635,635Nov 19, 2021, 04:46 PM
Walker RobertoEVP, Principal Latin AmericaNov 16, 2021 Option Exercise$27.4622,640621,69458,275Nov 18, 2021, 05:17 PM
Walker RobertoEVP, Principal Latin AmericaNov 16, 2021 Option Exercise$72.457,000507,15051,275Nov 18, 2021, 05:17 PM
Tallett Elizabeth ERetired DirectorMay 20, 2021 Sale$64.9422,8001,480,63244,432May 21, 2021, 02:11 PM
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial OfficerMay 03, 2021 Sale$65.0715,9151,035,58940,716May 04, 2021, 03:09 PM
Halter Patrick GregoryPres-Principal Global Asset MgMar 05, 2021 Option Exercise$56.582,888163,40379,857Mar 09, 2021, 06:39 PM
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial OfficerMar 05, 2021 Option Exercise$56.584,218238,65451,599Mar 09, 2021, 06:33 PM
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial OfficerMar 05, 2021 Option Exercise$56.581,16265,74647,381Mar 09, 2021, 06:33 PM
Schaaf Renee V.President - RISMar 05, 2021 Option Exercise$56.5886648,99823,689Mar 09, 2021, 06:33 PM
McCullum Kenneth A.SVP & Chief Risk OfficerMar 05, 2021 Option Exercise$56.582,224125,83432,087Mar 09, 2021, 06:32 PM
McCullum Kenneth A.SVP & Chief Risk OfficerMar 05, 2021 Option Exercise$56.582,650149,93729,863Mar 09, 2021, 06:32 PM
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial OfficerFeb 26, 2021 Sale$57.153,496199,79656,631Mar 02, 2021, 11:47 AM
Dunbar Timothy MarkRetired OfficerFeb 25, 2021 Sale$60.4010,000604,00058,584Mar 01, 2021, 03:06 PM
LAWLER JULIA MRetired OfficerFeb 22, 2021 Sale$59.853,000179,55048,610Feb 24, 2021, 01:22 PM
LAWLER JULIA MRetired OfficerFeb 08, 2021 Option Exercise$44.887,410332,56159,020Feb 10, 2021, 01:55 PM
LAWLER JULIA MRetired OfficerFeb 08, 2021 Sale$53.938,410453,55151,610Feb 10, 2021, 01:55 PM
Dunbar Timothy MarkRetired OfficerFeb 03, 2021 Option Exercise$34.2611,125381,14282,009Feb 05, 2021, 04:20 PM
Dunbar Timothy MarkRetired OfficerFeb 03, 2021 Sale$51.1111,125568,59970,884Feb 05, 2021, 04:20 PM
LAWLER JULIA MEVP & Chief Risk OfficerJan 06, 2021 Sale$50.091,09454,80353,610Jan 08, 2021, 01:31 PM
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial OfficerDec 09, 2020 Sale$51.0019,160977,16056,631Dec 11, 2020, 02:26 PM
LAWLER JULIA MEVP & Chief Risk OfficerDec 01, 2020 Sale$50.001,00050,00047,111Dec 03, 2020, 10:02 AM
LAWLER JULIA MEVP & Chief Risk OfficerNov 18, 2020 Sale$50.0011,000550,00048,111Nov 20, 2020, 12:24 PM
GELATT DANIELDirectorJun 26, 2020 Buy$35.5228,148999,823193,824Jun 30, 2020, 06:58 PM
GELATT DANIELDirectorMar 10, 2020 Buy$35.5228,148999,823193,824Mar 12, 2020, 09:00 AM
DAN MICHAEL TDirectorMar 10, 2020 Option Exercise$35.575,000177,85040,552Mar 11, 2020, 11:07 AM
DAN MICHAEL TDirectorMar 09, 2020 Option Exercise$38.353,260125,02135,552Mar 11, 2020, 11:07 AM
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial OfficerMar 03, 2020 Sale$45.822,296105,21048,888Mar 05, 2020, 04:35 PM
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial OfficerMar 03, 2020 Sale$45.858,266378,96780,510Mar 05, 2020, 04:35 PM
Schaaf Renee V.President - RISFeb 27, 2020 Option Exercise$46.8139018,25623,112Mar 02, 2020, 04:16 PM
LAWLER JULIA MEVP & Chief Risk OfficerFeb 27, 2020 Option Exercise$46.811,52671,43252,843Mar 02, 2020, 04:15 PM
Halter Patrick GregoryChief Executive Officer, PGIFeb 27, 2020 Option Exercise$46.814,844226,74879,328Mar 02, 2020, 04:14 PM
Friedrich Amy ChristinePresident - USISFeb 27, 2020 Option Exercise$46.8174734,96730,842Mar 02, 2020, 04:12 PM
GELATT DANIELDirectorFeb 27, 2020 Option Exercise$47.2321,1741,000,048165,676Mar 02, 2020, 02:27 PM
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial OfficerFeb 27, 2020 Option Exercise$46.811,13753,22349,734Mar 02, 2020, 12:00 AM
LAWLER JULIA MEVP & Chief Risk OfficerDec 02, 2019 Sale$54.631,00054,63052,714Dec 04, 2019, 11:57 AM
LAWLER JULIA MEVP & Chief Risk OfficerNov 01, 2019 Sale$53.941,00053,94053,714Nov 04, 2019, 03:38 PM
LAWLER JULIA MEVP & Chief Risk OfficerOct 01, 2019 Sale$57.561,00057,56054,714Oct 03, 2019, 03:40 PM
LAWLER JULIA MEVP & Chief Risk OfficerSep 03, 2019 Sale$52.951,00052,95055,602Sep 04, 2019, 03:02 PM
LAWLER JULIA MEVP & Chief Risk OfficerAug 01, 2019 Sale$57.991,00057,99056,602Aug 02, 2019, 10:32 AM
Valdes Luis E.Pres - Int'l Asset Mgmt&AccumJul 18, 2019 Option Exercise$51.3311,829607,18370,052Jul 22, 2019, 11:50 AM
Valdes Luis E.Pres - Int'l Asset Mgmt&AccumJul 18, 2019 Sale$59.5411,829704,29958,223Jul 22, 2019, 11:50 AM
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial OfficerJul 03, 2019 Option Exercise$58.3052910Jul 08, 2019, 02:40 PM
LAWLER JULIA MEVP & Chief Risk OfficerJul 01, 2019 Sale$58.541,00058,54057,602Jul 02, 2019, 06:22 PM
Valdes Luis E.Pres - Int'l Asset Mgmt&AccumJun 24, 2019 Option Exercise$37.8827,6611,047,799105,146Jun 26, 2019, 04:07 PM
Valdes Luis E.Pres - Int'l Asset Mgmt&AccumJun 24, 2019 Sale$57.6747,6612,748,61077,485Jun 26, 2019, 04:07 PM
LAWLER JULIA MEVP & Chief Risk OfficerJun 03, 2019 Sale$51.501,00051,50057,920Jun 03, 2019, 05:11 PM
LAWLER JULIA MEVP & Chief Risk OfficerMay 01, 2019 Sale$57.251,00057,25058,920May 01, 2019, 05:19 PM
LAWLER JULIA MEVP & Chief Risk OfficerApr 01, 2019 Sale$50.741,00050,74059,049Apr 02, 2019, 05:18 PM
GELATT DANIELDirectorMar 29, 2019 Option Exercise$48.1055726,792139,885Apr 02, 2019, 05:05 PM
LAWLER JULIA MEVP & Chief Risk OfficerMar 01, 2019 Sale$52.381,00052,38059,920Mar 04, 2019, 12:31 PM
LAWLER JULIA MEVP & Chief Risk OfficerFeb 01, 2019 Sale$50.171,00050,17060,920Feb 05, 2019, 12:05 PM
LAWLER JULIA MEVP & Chief Risk OfficerJan 18, 2019 Sale$50.001,00050,00061,920Jan 22, 2019, 04:34 PM
Friedrich Amy ChristinePresident - USISJan 17, 2019 Option Exercise$11.079009,96326,082Jan 18, 2019, 09:16 AM
Friedrich Amy ChristinePresident - USISJan 17, 2019 Sale$49.0090044,10025,182Jan 18, 2019, 09:16 AM
GELATT DANIELDirectorDec 28, 2018 Option Exercise$48.1063430,495139,328Jan 02, 2019, 04:45 PM
GELATT DANIELDirectorNov 05, 2018 Buy$48.1025,0001,202,500138,694Nov 06, 2018, 04:22 PM
Friedrich Amy ChristinePresident - USISOct 05, 2018 Option Exercise$11.071,70018,81926,594Oct 09, 2018, 03:56 PM
Friedrich Amy ChristinePresident - USISOct 05, 2018 Sale$61.001,700103,70024,894Oct 09, 2018, 03:56 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Sep 04, 2018 Option Exercise$30.7010,000307,000169,329Sep 05, 2018, 11:36 AM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Sep 04, 2018 Sale$55.4220,0001,108,400159,329Sep 05, 2018, 11:36 AM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Aug 02, 2018 Option Exercise$30.7010,000307,000179,329Aug 03, 2018, 03:29 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Aug 02, 2018 Sale$55.4420,0001,108,800169,329Aug 03, 2018, 03:29 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Jul 02, 2018 Option Exercise$30.7010,000307,000189,329Jul 06, 2018, 11:19 AM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Jul 02, 2018 Sale$52.7220,0001,054,400179,329Jul 06, 2018, 11:19 AM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Jun 04, 2018 Option Exercise$30.7010,000307,000198,960Jun 05, 2018, 04:35 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Jun 04, 2018 Sale$56.3120,0001,126,200188,960Jun 05, 2018, 04:35 PM
Valdes Luis E.Pres - Int'l Asset Mgmt&AccumFeb 26, 2018 Option Exercise$37.3827,6621,034,00679,981Feb 27, 2018, 04:35 PM
Valdes Luis E.Pres - Int'l Asset Mgmt&AccumFeb 26, 2018 Sale$64.0227,6621,770,92152,319Feb 27, 2018, 04:35 PM
Houston Daniel JosephChairman, President & CEOJan 08, 2018 Option Exercise$30.7019,856609,579182,518Jan 09, 2018, 05:16 PM
Houston Daniel JosephChairman, President & CEOJan 08, 2018 Sale$72.0219,8561,430,029162,662Jan 09, 2018, 05:16 PM
SCHOLTEN GARY PEVP & Ch Info OfficerJan 08, 2018 Option Exercise$30.7024,310746,31788,204Jan 09, 2018, 05:15 PM
SCHOLTEN GARY PEVP & Ch Info OfficerJan 08, 2018 Sale$71.5924,3101,740,35363,894Jan 09, 2018, 05:15 PM
Houston Daniel JosephChairman, President & CEOJan 05, 2018 Option Exercise$30.7069,8942,145,746232,556Jan 08, 2018, 04:19 PM
Houston Daniel JosephChairman, President & CEOJan 05, 2018 Sale$72.0169,8945,033,067162,662Jan 08, 2018, 04:19 PM
Dunbar Timothy MarkEVP & Chief Investment OfficerJan 02, 2018 Option Exercise$25.4116,400416,74453,436Jan 03, 2018, 12:00 AM
Dunbar Timothy MarkEVP & Chief Investment OfficerJan 02, 2018 Sale$70.2316,4001,151,79643,436Jan 03, 2018, 12:00 AM
Valdes Luis E.Pres - Int'l Asset Mgmt&AccumDec 14, 2017 Option Exercise$37.3827,6621,034,00699,981Dec 15, 2017, 03:58 PM
Valdes Luis E.Pres - Int'l Asset Mgmt&AccumDec 14, 2017 Sale$70.0447,6623,338,24772,319Dec 15, 2017, 03:58 PM
Everett Nora MaryPresident - RISDec 01, 2017 Option Exercise$30.7017,290530,80347,300Dec 04, 2017, 05:10 PM
Everett Nora MaryPresident - RISDec 01, 2017 Sale$70.1617,2901,213,06630,010Dec 04, 2017, 05:10 PM
SHAFF KAREN EEVP, Gen'l Counsel, SecretaryDec 01, 2017 Option Exercise$30.7040,7551,251,179120,266Dec 04, 2017, 05:10 PM
SHAFF KAREN EEVP, Gen'l Counsel, SecretaryDec 01, 2017 Sale$69.5150,5613,514,49579,511Dec 04, 2017, 05:10 PM
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial OfficerNov 28, 2017 Option Exercise$22.2118,905419,88073,115Nov 29, 2017, 09:04 AM
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial OfficerNov 28, 2017 Sale$70.0718,9051,324,67354,210Nov 29, 2017, 09:04 AM
Houston Daniel JosephChairman, President & CEONov 28, 2017 Option Exercise$60.1037,0802,228,508199,720Nov 29, 2017, 09:02 AM
Houston Daniel JosephChairman, President & CEONov 28, 2017 Sale$70.0537,0802,597,454162,640Nov 29, 2017, 09:02 AM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Nov 24, 2017 Option Exercise$68.6522,7251,560,071173,823Nov 28, 2017, 02:35 PM
Valdes Luis E.Pres - Int'l Asset Mgmt&AccumNov 24, 2017 Option Exercise$68.659,761670,09372,319Nov 28, 2017, 02:33 PM
SHAFF KAREN EEVP, Gen'l Counsel, SecretaryOct 19, 2017 Option Exercise$34.2610,588362,74596,499Oct 20, 2017, 05:21 PM
SHAFF KAREN EEVP, Gen'l Counsel, SecretaryOct 19, 2017 Sale$68.0110,588720,09085,911Oct 20, 2017, 05:21 PM
Everett Nora MaryPresident - RISOct 19, 2017 Option Exercise$34.261,29744,43532,038Oct 20, 2017, 05:20 PM
Everett Nora MaryPresident - RISOct 19, 2017 Sale$68.001,29788,19630,741Oct 20, 2017, 05:20 PM
Houston Daniel JosephChairman, President & CEOOct 19, 2017 Option Exercise$28.3493,9682,662,662244,505Oct 20, 2017, 05:19 PM
Houston Daniel JosephChairman, President & CEOOct 19, 2017 Sale$68.0493,9686,393,583162,640Oct 20, 2017, 05:19 PM
Houston Daniel JosephChairman, President & CEOOct 18, 2017 Option Exercise$34.2638,0971,305,203200,737Oct 19, 2017, 03:47 PM
Houston Daniel JosephChairman, President & CEOOct 18, 2017 Sale$68.0038,0972,590,596162,640Oct 19, 2017, 03:47 PM
SHAFF KAREN EEVP, Gen'l Counsel, SecretaryOct 18, 2017 Option Exercise$34.2617,082585,229102,993Oct 19, 2017, 02:22 PM
SHAFF KAREN EEVP, Gen'l Counsel, SecretaryOct 18, 2017 Sale$68.0017,0821,161,57685,911Oct 19, 2017, 02:22 PM
Everett Nora MaryPresident - RISOct 18, 2017 Option Exercise$34.2612,398424,75543,139Oct 19, 2017, 02:10 PM
Everett Nora MaryPresident - RISOct 18, 2017 Sale$68.0012,398843,06430,741Oct 19, 2017, 02:10 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Sep 12, 2017 Option Exercise$60.106,093366,189201,912Sep 12, 2017, 04:49 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Sep 11, 2017 Option Exercise$60.101006,010195,919Sep 12, 2017, 04:49 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Sep 12, 2017 Sale$62.346,093379,838195,819Sep 12, 2017, 04:49 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Sep 11, 2017 Sale$62.001006,200195,819Sep 12, 2017, 04:49 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Sep 05, 2017 Option Exercise$60.106,039362,944201,858Sep 08, 2017, 03:34 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Sep 06, 2017 Option Exercise$60.102,914175,131198,733Sep 08, 2017, 03:34 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Sep 05, 2017 Sale$62.106,039375,022195,819Sep 08, 2017, 03:34 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Sep 06, 2017 Sale$62.152,914181,105195,819Sep 08, 2017, 03:34 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Sep 05, 2017 Option Exercise$35.1060,8142,134,533215,169Sep 06, 2017, 11:20 AM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Sep 05, 2017 Sale$62.1060,8143,776,549195,819Sep 06, 2017, 11:20 AM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Aug 04, 2017 Option Exercise$35.1060,8172,134,665215,169Aug 08, 2017, 11:07 AM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Aug 04, 2017 Sale$66.9860,8174,073,523195,819Aug 08, 2017, 11:07 AM
SCHOLTEN GARY PEVP & Ch Info OfficerJul 25, 2017 Option Exercise$34.2613,495462,33977,687Jul 26, 2017, 11:18 AM
SCHOLTEN GARY PEVP & Ch Info OfficerJul 25, 2017 Sale$67.0013,495904,16564,192Jul 26, 2017, 11:18 AM
SHAFF KAREN EEVP, Gen'l Counsel, SecretaryJul 10, 2017 Option Exercise$60.1030,5001,833,050116,260Jul 11, 2017, 01:58 PM
SHAFF KAREN EEVP, Gen'l Counsel, SecretaryJul 10, 2017 Sale$65.0030,5001,982,50085,760Jul 11, 2017, 01:58 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Jul 05, 2017 Option Exercise$35.1060,8162,134,630215,169Jul 07, 2017, 03:26 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Jul 05, 2017 Sale$64.4360,8163,918,375195,819Jul 07, 2017, 03:26 PM
Everett Nora MaryPresident - RISJul 03, 2017 Option Exercise$27.4614,630401,74045,073Jul 03, 2017, 04:26 PM
Everett Nora MaryPresident - RISJul 03, 2017 Sale$64.6014,630945,09830,443Jul 03, 2017, 04:26 PM
Elming Gregory BernardSVP & Chief Risk OfficerJun 21, 2017 Option Exercise$38.9516,040624,69641,373Jun 23, 2017, 12:03 PM
Elming Gregory BernardSVP & Chief Risk OfficerJun 21, 2017 Sale$64.2030,7071,971,38935,398Jun 23, 2017, 12:03 PM
SCHOLTEN GARY PEVP & Ch Info OfficerJun 15, 2017 Option Exercise$27.4621,950602,74786,059Jun 16, 2017, 04:30 PM
SCHOLTEN GARY PEVP & Ch Info OfficerJun 15, 2017 Sale$65.0421,9501,427,62864,109Jun 16, 2017, 04:30 PM
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial OfficerJun 14, 2017 Option Exercise$64.7165542,3850Jun 16, 2017, 02:07 PM
SHAFF KAREN EEVP, Gen'l Counsel, SecretaryJun 12, 2017 Option Exercise$27.4638,1051,046,363123,717Jun 13, 2017, 05:14 PM
SHAFF KAREN EEVP, Gen'l Counsel, SecretaryJun 12, 2017 Sale$65.0538,1052,478,73085,612Jun 13, 2017, 05:14 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Jun 05, 2017 Option Exercise$35.1060,8182,134,687219,877Jun 07, 2017, 02:13 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Jun 06, 2017 Sale$62.615,000313,050195,527Jun 07, 2017, 02:13 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Jun 05, 2017 Sale$63.6160,8183,868,633200,527Jun 07, 2017, 02:13 PM
Everett Nora MaryPresident - RISJun 02, 2017 Sale$63.528,700552,62430,443Jun 05, 2017, 02:26 PM
Valdes Luis E.Pres - Int'l Asset Mgmt&AccumMay 16, 2017 Option Exercise$60.1010,375623,53792,284May 17, 2017, 02:58 PM
Valdes Luis E.Pres - Int'l Asset Mgmt&AccumMay 16, 2017 Sale$64.0010,375664,00081,909May 17, 2017, 02:58 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.May 08, 2017 Sale$64.015,000320,050200,527May 10, 2017, 04:04 PM
Everett Nora MaryPresident - RISApr 27, 2017 Option Exercise$60.1014,550874,45553,693May 01, 2017, 03:57 PM
Everett Nora MaryPresident - RISApr 27, 2017 Sale$65.0014,550945,75039,143May 01, 2017, 03:57 PM
Dunbar Timothy MarkEVP & Chief Investment OfficerApr 27, 2017 Option Exercise$52.4924,9051,307,34064,442May 01, 2017, 03:55 PM
Dunbar Timothy MarkEVP & Chief Investment OfficerApr 27, 2017 Sale$65.0024,9051,618,82544,537May 01, 2017, 03:55 PM
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial OfficerApr 27, 2017 Option Exercise$48.462,510121,63340,155May 01, 2017, 03:54 PM
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial OfficerApr 27, 2017 Option Exercise$60.1021,2351,276,22375,018May 01, 2017, 03:54 PM
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial OfficerApr 27, 2017 Sale$65.002,510163,15038,710May 01, 2017, 03:54 PM
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial OfficerApr 27, 2017 Sale$65.0021,2351,380,27553,783May 01, 2017, 03:54 PM
Valdes Luis E.Pres - Int'l Asset Mgmt&AccumApr 20, 2017 Option Exercise$47.3860,9112,886,267119,472Apr 21, 2017, 03:41 PM
Valdes Luis E.Pres - Int'l Asset Mgmt&AccumApr 20, 2017 Sale$63.0060,9113,837,39382,217Apr 21, 2017, 03:41 PM
Valdes Luis E.Pres - Int'l Asset Mgmt&AccumApr 13, 2017 Sale$62.0010,000620,00082,217Apr 13, 2017, 05:52 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Apr 06, 2017 Sale$62.655,000313,250205,527Apr 06, 2017, 05:42 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Mar 06, 2017 Sale$63.185,000315,900205,238Mar 07, 2017, 12:46 PM
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial OfficerFeb 24, 2017 Option Exercise$62.751,32282,95635,526Feb 28, 2017, 05:19 PM
Everett Nora MaryPresident - RISFeb 22, 2017 Option Exercise$62.6311,290707,09346,269Feb 23, 2017, 05:30 PM
Everett Nora MaryPresident - RISFeb 22, 2017 Sale$63.0011,290711,27034,979Feb 23, 2017, 05:30 PM
SCHOLTEN GARY PEVP & Ch Info OfficerFeb 22, 2017 Option Exercise$60.1020,9001,256,09078,087Feb 23, 2017, 05:30 PM
SCHOLTEN GARY PEVP & Ch Info OfficerFeb 22, 2017 Sale$63.1020,9001,318,79057,187Feb 23, 2017, 05:30 PM
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial OfficerFeb 15, 2017 Option Exercise$62.631,705106,78438,553Feb 16, 2017, 05:43 PM
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial OfficerFeb 15, 2017 Option Exercise$62.638,180512,31356,707Feb 16, 2017, 05:43 PM
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial OfficerFeb 15, 2017 Sale$62.721,705106,93836,848Feb 16, 2017, 05:43 PM
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial OfficerFeb 15, 2017 Sale$62.698,180512,80448,527Feb 16, 2017, 05:43 PM
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial OfficerFeb 13, 2017 Option Exercise$11.0713,862153,45262,389Feb 15, 2017, 04:55 PM
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial OfficerFeb 13, 2017 Sale$62.0013,862859,44448,527Feb 15, 2017, 04:55 PM
Lillis Terrance J.EVPFeb 14, 2017 Option Exercise$60.107,380443,53897,303Feb 15, 2017, 03:36 PM
Lillis Terrance J.EVPFeb 14, 2017 Sale$62.507,380461,25089,923Feb 15, 2017, 03:36 PM
Elming Gregory BernardSVP & Chief Risk OfficerFeb 13, 2017 Option Exercise$60.1012,600757,26044,768Feb 15, 2017, 09:57 AM
Elming Gregory BernardSVP & Chief Risk OfficerFeb 13, 2017 Sale$62.0012,600781,20032,168Feb 15, 2017, 09:57 AM
STRABLE-SOETHOUT DEANNA DPresident - US Ins. SolutionsFeb 09, 2017 Option Exercise$11.071,40615,56438,254Feb 13, 2017, 05:00 PM
STRABLE-SOETHOUT DEANNA DPresident - US Ins. SolutionsFeb 09, 2017 Sale$60.001,40684,36036,848Feb 13, 2017, 05:00 PM
SHAFF KAREN EEVP, Gen'l Counsel, SecretaryFeb 09, 2017 Option Exercise$22.2143,410964,136124,338Feb 13, 2017, 04:52 PM
SHAFF KAREN EEVP, Gen'l Counsel, SecretaryFeb 09, 2017 Sale$60.0443,4102,606,33680,928Feb 13, 2017, 04:52 PM
STRABLE-SOETHOUT DEANNA DPresident - US Ins. SolutionsDec 12, 2016 Option Exercise$11.076,54972,49743,308Dec 13, 2016, 03:39 PM
STRABLE-SOETHOUT DEANNA DPresident - US Ins. SolutionsDec 12, 2016 Sale$60.086,549393,46436,759Dec 13, 2016, 03:39 PM
Everett Nora MaryPresident - RISDec 12, 2016 Option Exercise$22.2112,350274,29353,511Dec 13, 2016, 03:38 PM
Everett Nora MaryPresident - RISDec 12, 2016 Sale$59.4118,7001,110,96741,161Dec 13, 2016, 03:38 PM
SCHOLTEN GARY PEVP & Ch Info OfficerDec 09, 2016 Sale$60.3113,549817,14057,101Dec 09, 2016, 05:47 PM
Lillis Terrance J.EVP & Chief Financial OfficerDec 08, 2016 Option Exercise$41.9439,1601,642,243125,416Dec 09, 2016, 05:45 PM
Lillis Terrance J.EVP & Chief Financial OfficerDec 08, 2016 Sale$60.8749,1602,992,59999,761Dec 09, 2016, 05:45 PM
Houston Daniel JosephChairman, President & CEODec 07, 2016 Option Exercise$22.2172,3501,606,893222,192Dec 09, 2016, 09:56 AM
Houston Daniel JosephChairman, President & CEODec 07, 2016 Sale$60.0272,3504,342,447149,842Dec 09, 2016, 09:56 AM
SCHOLTEN GARY PEVP & Ch Info OfficerDec 07, 2016 Option Exercise$31.6524,480774,78988,375Dec 08, 2016, 04:42 PM
SCHOLTEN GARY PEVP & Ch Info OfficerDec 07, 2016 Sale$60.0024,4801,468,80070,650Dec 08, 2016, 04:42 PM
Valdes Luis E.Pres - Int'l Asset Mgmt&AccumDec 05, 2016 Option Exercise$31.6172,0752,278,171154,873Dec 06, 2016, 05:36 PM
Valdes Luis E.Pres - Int'l Asset Mgmt&AccumDec 05, 2016 Sale$58.7492,0845,409,014101,188Dec 06, 2016, 05:36 PM
SCHOLTEN GARY PEVP & Ch Info OfficerNov 10, 2016 Sale$58.0013,000754,00070,650Nov 14, 2016, 09:58 AM
Dunbar Timothy MarkEVP & Chief Investment OfficerOct 28, 2016 Option Exercise$11.076,70474,21351,889Nov 01, 2016, 12:02 PM
Dunbar Timothy MarkEVP & Chief Investment OfficerOct 28, 2016 Sale$55.006,704368,72045,185Nov 01, 2016, 12:02 PM
SHAFF KAREN EEVP, Gen'l Counsel, SecretaryOct 28, 2016 Sale$55.0012,832705,76081,484Oct 28, 2016, 05:35 PM
Dunbar Timothy MarkEVP & Chief Investment OfficerOct 05, 2016 Sale$52.005,000260,00040,185Oct 06, 2016, 10:51 AM
Elming Gregory BernardSVP & Chief Risk OfficerJun 22, 2016 Option Exercise$19.7346,770922,72978,842Jun 24, 2016, 11:41 AM
Elming Gregory BernardSVP & Chief Risk OfficerJun 22, 2016 Sale$43.7346,7702,045,25232,072Jun 24, 2016, 11:41 AM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.May 23, 2016 Sale$43.1310,000431,300195,598May 24, 2016, 05:05 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Apr 21, 2016 Sale$43.4010,000434,000205,598Apr 22, 2016, 12:48 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Apr 14, 2016 Option Exercise$22.2110,000222,100225,598Apr 15, 2016, 03:44 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Apr 14, 2016 Sale$41.4810,000414,800215,598Apr 15, 2016, 03:44 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Mar 21, 2016 Sale$41.1510,000411,500215,222Mar 22, 2016, 02:21 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Mar 14, 2016 Option Exercise$22.2110,000222,100235,222Mar 16, 2016, 12:12 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Mar 14, 2016 Sale$39.8420,000796,800225,222Mar 16, 2016, 12:12 PM
GELATT DANIELDirectorFeb 19, 2016 Buy$36.7430,0001,102,200331,506Feb 23, 2016, 10:54 AM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Feb 16, 2016 Option Exercise$22.2110,000222,100245,222Feb 17, 2016, 03:56 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Feb 16, 2016 Sale$35.9420,000718,900235,222Feb 17, 2016, 03:56 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Jan 14, 2016 Option Exercise$22.2110,000222,100255,222Jan 15, 2016, 03:39 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Jan 14, 2016 Sale$38.7820,000775,700245,222Jan 15, 2016, 03:39 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Jan 04, 2016 Option Exercise$11.0712,000132,840267,222Jan 05, 2016, 05:14 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Jan 04, 2016 Sale$43.7012,000524,400255,222Jan 05, 2016, 05:14 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Dec 14, 2015 Sale$44.9710,000449,700254,825Dec 15, 2015, 02:43 PM
ZIMPLEMAN LARRY DChairmanDec 14, 2015 Sale$45.4010,000454,000262,225Dec 14, 2015, 05:29 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Dec 01, 2015 Option Exercise$32.8527,940917,885280,765Dec 02, 2015, 05:23 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Dec 01, 2015 Sale$51.8227,9401,447,815264,825Dec 02, 2015, 05:23 PM
Valdes Luis E.Pres - Int'l Asset Mgmt&AccumNov 06, 2015 Option Exercise$27.4613,892381,47498,819Nov 09, 2015, 02:24 PM
Valdes Luis E.Pres - Int'l Asset Mgmt&AccumNov 06, 2015 Sale$52.0013,892722,38484,927Nov 09, 2015, 02:24 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Nov 02, 2015 Option Exercise$32.8527,940917,885280,765Nov 03, 2015, 05:32 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Nov 02, 2015 Sale$50.6327,9401,414,658264,825Nov 03, 2015, 05:32 PM
Tallett Elizabeth EDirectorOct 30, 2015 Buy$50.331,00050,33040,408Oct 30, 2015, 01:42 PM
ZIMPLEMAN LARRY DChairmanOct 21, 2015 Sale$49.4910,000494,900272,225Oct 22, 2015, 09:37 AM
ZIMPLEMAN LARRY DChairmanOct 14, 2015 Sale$48.2510,000482,500282,225Oct 15, 2015, 03:53 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Oct 07, 2015 Option Exercise$49.2515,940785,045280,765Oct 09, 2015, 09:43 AM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Oct 07, 2015 Sale$49.7515,940793,015264,825Oct 09, 2015, 09:43 AM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Oct 01, 2015 Option Exercise$47.2112,000566,520276,825Oct 02, 2015, 03:51 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Oct 01, 2015 Sale$11.0712,000132,840264,825Oct 02, 2015, 03:51 PM
Houston Daniel JosephPres & Chief Operating OfficerAug 13, 2015 Option Exercise$54.201,61087,262135,594Aug 14, 2015, 04:56 PM
Houston Daniel JosephPres & Chief Operating OfficerAug 13, 2015 Sale$57.001,61091,770133,984Aug 14, 2015, 04:56 PM
Lillis Terrance J.EVP & Chief Financial OfficerJul 31, 2015 Option Exercise$49.253,235159,32485,089Aug 03, 2015, 03:04 PM
Lillis Terrance J.EVP & Chief Financial OfficerJul 31, 2015 Sale$55.753,235180,35181,854Aug 03, 2015, 03:04 PM
STRABLE-SOETHOUT DEANNA DPresident - US Ins. SolutionsJul 29, 2015 Option Exercise$11.072224439,360Jul 31, 2015, 02:52 PM
STRABLE-SOETHOUT DEANNA DPresident - US Ins. SolutionsJul 29, 2015 Sale$55.00221,21039,338Jul 31, 2015, 02:52 PM
Dunbar Timothy MarkEVP & Chief Investment OfficerJul 30, 2015 Option Exercise$49.258,275407,54449,907Jul 31, 2015, 01:42 PM
Dunbar Timothy MarkEVP & Chief Investment OfficerJul 30, 2015 Sale$55.008,275455,12541,632Jul 31, 2015, 01:42 PM
SHAFF KAREN EEVP, Gen'l Counsel, SecretaryJul 30, 2015 Option Exercise$49.2539,1651,928,876123,131Jul 31, 2015, 01:41 PM
SHAFF KAREN EEVP, Gen'l Counsel, SecretaryJul 30, 2015 Sale$55.2539,1652,163,86683,966Jul 31, 2015, 01:41 PM
Lillis Terrance J.EVP & Chief Financial OfficerJul 24, 2015 Option Exercise$27.4649,6381,363,059131,492Jul 27, 2015, 02:58 PM
Lillis Terrance J.EVP & Chief Financial OfficerJul 24, 2015 Sale$53.5049,6382,655,63381,854Jul 27, 2015, 02:58 PM
Lillis Terrance J.EVP & Chief Financial OfficerJul 21, 2015 Option Exercise$27.462,21260,74284,066Jul 22, 2015, 02:55 PM
Lillis Terrance J.EVP & Chief Financial OfficerJul 21, 2015 Sale$53.502,212118,34281,854Jul 22, 2015, 02:55 PM
STRABLE-SOETHOUT DEANNA DPresident - US Ins. SolutionsJun 30, 2015 Option Exercise$55000.002,200121,000,0000Jul 02, 2015, 01:23 PM
Everett Nora MaryPresident - RISJun 18, 2015 Option Exercise$49.258,425414,93140,251Jun 19, 2015, 02:57 PM
Everett Nora MaryPresident - RISJun 18, 2015 Sale$52.328,425440,79631,826Jun 19, 2015, 02:57 PM
Elming Gregory BernardSVP & Chief Risk OfficerMay 29, 2015 Option Exercise$49.259,165451,37636,471Jun 01, 2015, 04:57 PM
Elming Gregory BernardSVP & Chief Risk OfficerMay 29, 2015 Sale$51.639,165473,18927,306Jun 01, 2015, 04:57 PM
Valdes Luis E.Pres - Int'l Asset Mgmt&AccumMay 21, 2015 Option Exercise$49.256,270308,79890,605May 22, 2015, 12:02 PM
Valdes Luis E.Pres - Int'l Asset Mgmt&AccumMay 21, 2015 Sale$53.006,270332,31084,335May 22, 2015, 12:02 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Feb 02, 2015 Option Exercise$39.026,569256,322250,128Feb 03, 2015, 05:42 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Feb 02, 2015 Sale$47.116,569309,466243,559Feb 03, 2015, 05:42 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Jan 02, 2015 Option Exercise$39.026,569256,322250,128Jan 05, 2015, 11:28 AM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Jan 02, 2015 Sale$51.906,569340,931243,559Jan 05, 2015, 11:28 AM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Dec 01, 2014 Option Exercise$39.026,569256,322250,071Dec 03, 2014, 03:41 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Dec 01, 2014 Sale$52.616,569345,595243,502Dec 03, 2014, 03:41 PM
Valdes Luis E.President-Principal Internat'lNov 25, 2014 Option Exercise$27.4627,783762,92179,707Nov 26, 2014, 11:40 AM
Valdes Luis E.President-Principal Internat'lNov 25, 2014 Sale$54.0227,7831,500,83851,924Nov 26, 2014, 11:40 AM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Nov 03, 2014 Option Exercise$20.9618,568389,123218,410Nov 04, 2014, 01:53 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Nov 03, 2014 Sale$51.9518,568964,608206,410Nov 04, 2014, 01:53 PM
Valdes Luis E.President-Principal Internat'lOct 31, 2014 Option Exercise$39.024,606179,72656,530Nov 03, 2014, 03:23 PM
Valdes Luis E.President-Principal Internat'lOct 30, 2014 Option Exercise$39.022007,80452,124Nov 03, 2014, 03:23 PM
Valdes Luis E.President-Principal Internat'lOct 31, 2014 Sale$52.414,606241,40051,924Nov 03, 2014, 03:23 PM
Valdes Luis E.President-Principal Internat'lOct 30, 2014 Sale$52.0020010,40051,924Nov 03, 2014, 03:23 PM
Valdes Luis E.President-Principal Internat'lOct 01, 2014 Option Exercise$39.029,469369,48061,393Oct 03, 2014, 12:48 PM
Valdes Luis E.President-Principal Internat'lOct 01, 2014 Sale$52.059,469492,86151,924Oct 03, 2014, 12:48 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Oct 01, 2014 Option Exercise$20.9618,568389,123218,410Oct 03, 2014, 12:47 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Oct 01, 2014 Sale$51.8918,568963,494206,410Oct 03, 2014, 12:47 PM
Dunbar Timothy MarkEVP & Chief Investment OfficerSep 03, 2014 Option Exercise$39.028,745341,23050,736Sep 04, 2014, 05:23 PM
Dunbar Timothy MarkEVP & Chief Investment OfficerSep 03, 2014 Sale$55.0013,745755,97541,991Sep 04, 2014, 05:23 PM
Lillis Terrance J.Executive Vice President & CFOSep 02, 2014 Option Exercise$22.2133,765749,92197,043Sep 04, 2014, 02:35 PM
Lillis Terrance J.Executive Vice President & CFOSep 02, 2014 Sale$54.3433,7651,834,79063,278Sep 04, 2014, 02:35 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Sep 02, 2014 Option Exercise$20.9618,568389,123217,840Sep 04, 2014, 02:31 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Sep 02, 2014 Sale$54.5018,5681,011,956205,840Sep 04, 2014, 02:31 PM
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.Aug 26, 2014 Option Exercise$49.2520,5751,013,319129,604Aug 27, 2014, 01:42 PM
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.Aug 26, 2014 Sale$54.0020,5751,111,050109,029Aug 27, 2014, 01:42 PM
SCHOLTEN GARY PEVP & Ch Info OfficerAug 26, 2014 Option Exercise$49.2512,775629,16967,360Aug 27, 2014, 01:40 PM
SCHOLTEN GARY PEVP & Ch Info OfficerAug 26, 2014 Sale$54.0012,775689,85054,585Aug 27, 2014, 01:40 PM
SHAFF KAREN EEVP, General Counsel & Sec'yAug 21, 2014 Option Exercise$39.0254,4302,123,859127,189Aug 22, 2014, 03:57 PM
SHAFF KAREN EEVP, General Counsel & Sec'yAug 21, 2014 Sale$53.0954,4302,889,68972,759Aug 22, 2014, 03:57 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Aug 01, 2014 Option Exercise$20.9618,568389,123217,840Aug 04, 2014, 05:27 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Aug 01, 2014 Sale$49.4018,568917,259205,840Aug 04, 2014, 05:27 PM
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.Jul 14, 2014 Option Exercise$11.0743,540481,988171,799Jul 16, 2014, 03:07 PM
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.Jul 14, 2014 Sale$52.0262,7703,265,346128,259Jul 16, 2014, 03:07 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Jul 01, 2014 Option Exercise$20.9618,568389,123217,840Jul 02, 2014, 02:58 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Jul 01, 2014 Sale$50.7918,568943,069205,840Jul 02, 2014, 02:58 PM
Eucher Ralph CraigEVPJun 20, 2014 Option Exercise$39.0213,265517,60059,965Jun 24, 2014, 02:12 PM
Eucher Ralph CraigEVPJun 20, 2014 Sale$50.0013,265663,25046,700Jun 24, 2014, 02:12 PM
SCHOLTEN GARY PEVP & Ch Info OfficerJun 20, 2014 Option Exercise$11.0713,125145,29467,633Jun 24, 2014, 02:11 PM
SCHOLTEN GARY PEVP & Ch Info OfficerJun 20, 2014 Sale$50.0013,125656,25054,508Jun 24, 2014, 02:11 PM
Dunbar Timothy MarkEVP & Chief Investment OfficerJun 20, 2014 Option Exercise$11.076,00066,42047,849Jun 23, 2014, 05:23 PM
Dunbar Timothy MarkEVP & Chief Investment OfficerJun 20, 2014 Sale$50.006,000300,00041,849Jun 23, 2014, 05:23 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Jun 02, 2014 Option Exercise$39.026,568256,283212,356Jun 03, 2014, 11:42 AM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Jun 02, 2014 Sale$46.766,568307,120205,788Jun 03, 2014, 11:42 AM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.May 01, 2014 Option Exercise$26.9423,136623,267212,356May 05, 2014, 03:03 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.May 01, 2014 Sale$46.6523,1361,079,294205,788May 05, 2014, 03:03 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Apr 01, 2014 Option Exercise$26.9411,568311,633212,356Apr 03, 2014, 11:21 AM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Apr 01, 2014 Sale$46.5411,568538,375205,788Apr 03, 2014, 11:21 AM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Mar 03, 2014 Option Exercise$26.9411,568311,633212,306Mar 04, 2014, 11:31 AM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Mar 03, 2014 Sale$44.7011,568517,140205,738Mar 04, 2014, 11:31 AM
Dunbar Timothy MarkEVP and Chief Investment OfficFeb 28, 2014 Option Exercise$45.352,207100,08741,715Mar 03, 2014, 05:26 PM
FERRO DENNIS HDirectorFeb 18, 2014 Sale$44.801,00044,80013,469Feb 19, 2014, 03:38 PM
KEYSER RICHARD LDirectorFeb 18, 2014 Option Exercise$34.341,88564,73134,554Feb 19, 2014, 02:20 PM
KEYSER RICHARD LDirectorFeb 18, 2014 Sale$44.691,88584,24132,669Feb 19, 2014, 02:20 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Feb 03, 2014 Option Exercise$28.8731,560911,193207,661Feb 04, 2014, 03:34 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Feb 03, 2014 Sale$42.9131,5601,354,174192,669Feb 04, 2014, 03:34 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Jan 02, 2014 Option Exercise$28.8731,560911,193207,661Jan 03, 2014, 04:14 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Jan 02, 2014 Sale$48.6031,5601,533,816192,669Jan 03, 2014, 04:14 PM
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.Dec 26, 2013 Option Exercise$39.0244,8951,751,803164,165Dec 26, 2013, 05:47 PM
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.Dec 26, 2013 Sale$49.4144,8952,218,262119,270Dec 26, 2013, 05:47 PM
OKEEFE MARY ASr. VP & Chief Mktg. Off.Dec 16, 2013 Option Exercise$36.3028,6001,038,18077,640Dec 17, 2013, 04:08 PM
OKEEFE MARY ASr. VP & Chief Mktg. Off.Dec 16, 2013 Sale$48.3328,6001,382,23849,040Dec 17, 2013, 04:08 PM
GELATT DANIELDirectorDec 13, 2013 Option Exercise$34.341,88564,73134,026Dec 13, 2013, 03:47 PM
GELATT DANIELDirectorDec 13, 2013 Sale$48.231,88590,91432,141Dec 13, 2013, 03:47 PM
HELTON SANDRA LDirectorDec 10, 2013 Option Exercise$34.341,88564,73138,593Dec 11, 2013, 05:44 PM
HELTON SANDRA LDirectorDec 10, 2013 Sale$49.161,88592,66736,708Dec 11, 2013, 05:44 PM
CARTER MILLER JOYCELYNDirectorDec 11, 2013 Option Exercise$34.341,88564,73131,361Dec 11, 2013, 05:43 PM
CARTER MILLER JOYCELYNDirectorDec 11, 2013 Sale$49.101,88592,55329,476Dec 11, 2013, 05:43 PM
BERNARD BETSY JDirectorDec 02, 2013 Option Exercise$34.341,88564,73130,992Dec 03, 2013, 03:39 PM
BERNARD BETSY JDirectorDec 02, 2013 Sale$50.551,88595,28729,107Dec 03, 2013, 03:39 PM
Tallett Elizabeth EDirectorDec 02, 2013 Option Exercise$34.341,88564,73134,456Dec 03, 2013, 03:10 PM
Tallett Elizabeth EDirectorDec 02, 2013 Sale$50.761,88595,68332,571Dec 03, 2013, 03:10 PM
COSTLEY GARY EDirectorDec 02, 2013 Option Exercise$34.341,88564,73131,644Dec 03, 2013, 03:01 PM
COSTLEY GARY EDirectorDec 02, 2013 Sale$50.541,88595,26829,759Dec 03, 2013, 03:01 PM
Elming Gregory BernardSVP & Chief Risk OfficerNov 29, 2013 Option Exercise$36.308,485308,00526,780Dec 03, 2013, 02:34 PM
Elming Gregory BernardSVP & Chief Risk OfficerNov 29, 2013 Sale$50.538,485428,74718,295Dec 03, 2013, 02:34 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Dec 02, 2013 Option Exercise$29.9919,992599,560207,617Dec 03, 2013, 02:32 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Dec 02, 2013 Sale$50.5219,9921,009,946192,625Dec 03, 2013, 02:32 PM
COSTLEY GARY EDirectorNov 18, 2013 Sale$49.305,000246,5002,000Nov 19, 2013, 04:32 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Nov 01, 2013 Option Exercise$29.9919,992599,560207,617Nov 01, 2013, 03:41 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Nov 01, 2013 Sale$47.3619,992946,771192,625Nov 01, 2013, 03:41 PM
ZIMPLEMAN LARRY DChairman, President & CEOOct 28, 2013 Option Exercise$39.0293,9073,664,251302,016Oct 29, 2013, 12:52 PM
ZIMPLEMAN LARRY DChairman, President & CEOOct 25, 2013 Option Exercise$39.0214,278557,128222,387Oct 29, 2013, 12:52 PM
ZIMPLEMAN LARRY DChairman, President & CEOOct 25, 2013 Sale$47.1414,278673,065208,109Oct 29, 2013, 12:52 PM
ZIMPLEMAN LARRY DChairman, President & CEOOct 28, 2013 Sale$47.0993,9074,422,081208,109Oct 29, 2013, 12:52 PM
Lillis Terrance J.Senior Vice President & CFOOct 17, 2013 Option Exercise$39.027,520293,43063,650Oct 21, 2013, 05:49 PM
Lillis Terrance J.Senior Vice President & CFOOct 17, 2013 Sale$45.007,520338,40056,130Oct 21, 2013, 05:49 PM
Valdes Luis E.President-Principal Internat'lOct 17, 2013 Option Exercise$36.3011,250408,37556,023Oct 21, 2013, 05:16 PM
Valdes Luis E.President-Principal Internat'lOct 17, 2013 Sale$45.0011,196503,82044,827Oct 21, 2013, 05:16 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Oct 01, 2013 Option Exercise$29.9919,992599,560207,617Oct 03, 2013, 10:57 AM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Oct 01, 2013 Sale$42.8919,992857,357192,625Oct 03, 2013, 10:57 AM
SCHOLTEN GARY PSr VP & Ch Info OfficerSep 16, 2013 Option Exercise$44.0030,0001,320,00074,575Sep 18, 2013, 09:51 AM
SCHOLTEN GARY PSr VP & Ch Info OfficerSep 16, 2013 Sale$11.0730,000332,10044,575Sep 18, 2013, 09:51 AM
ZIMPLEMAN LARRY DChairman, President & CEOAug 01, 2013 Option Exercise$36.3077,7902,823,777284,807Aug 05, 2013, 10:22 AM
ZIMPLEMAN LARRY DChairman, President & CEOAug 01, 2013 Sale$44.3077,7903,446,097207,017Aug 05, 2013, 10:22 AM
SCHOLTEN GARY PSr VP & Ch Info OfficerJul 26, 2013 Option Exercise$39.0225,7201,003,59470,295Jul 30, 2013, 02:51 PM
SCHOLTEN GARY PSr VP & Ch Info OfficerJul 26, 2013 Sale$42.1025,7201,082,81244,575Jul 30, 2013, 02:51 PM
Lillis Terrance J.Senior Vice President & CFOJul 26, 2013 Option Exercise$36.306,605239,76144,223Jul 30, 2013, 02:49 PM
Lillis Terrance J.Senior Vice President & CFOJul 26, 2013 Sale$42.106,605278,07037,618Jul 30, 2013, 02:49 PM
SHAFF KAREN EExec. VP and General CounselJul 23, 2013 Option Exercise$40.636,413260,539620Jul 24, 2013, 04:26 PM
SHAFF KAREN EExec. VP and General CounselJul 22, 2013 Option Exercise$36.3036,5301,326,039100,860Jul 24, 2013, 04:26 PM
SHAFF KAREN EExec. VP and General CounselJul 22, 2013 Sale$40.5036,5301,479,46564,330Jul 24, 2013, 04:26 PM
OKEEFE MARY ASr. VP & Chief Mktg. Off.Jul 22, 2013 Option Exercise$11.0715,000166,05062,968Jul 24, 2013, 12:16 PM
OKEEFE MARY ASr. VP & Chief Mktg. Off.Jul 22, 2013 Sale$40.0015,000600,00047,968Jul 24, 2013, 12:16 PM
Dunbar Timothy MarkSVP and Chief Investment OfficJul 22, 2013 Option Exercise$23.819,965237,25145,139Jul 24, 2013, 12:15 PM
Dunbar Timothy MarkSVP and Chief Investment OfficJul 22, 2013 Sale$40.009,965398,60040,139Jul 24, 2013, 12:15 PM
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.Jul 18, 2013 Option Exercise$11.0743,000476,010162,264Jul 18, 2013, 05:18 PM
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.Jul 17, 2013 Option Exercise$36.3031,1101,129,293150,374Jul 18, 2013, 05:18 PM
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.Jul 18, 2013 Sale$39.9043,0001,715,700119,264Jul 18, 2013, 05:18 PM
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.Jul 17, 2013 Sale$39.3031,1101,222,623119,264Jul 18, 2013, 05:18 PM
Valdes Luis E.President-Principal Internat'lJul 01, 2013 Option Exercise$19.4824,266472,78756,850Jul 03, 2013, 04:45 PM
Valdes Luis E.President-Principal Internat'lJul 01, 2013 Sale$37.7015,640589,62843,870Jul 03, 2013, 04:45 PM
Valdes Luis E.President-Principal Internat'lJul 01, 2013 Option Exercise$19.4824,266472,78756,850Jul 03, 2013, 04:42 PM
Valdes Luis E.President-Principal Internat'lJul 01, 2013 Sale$37.7015,640589,62843,870Jul 03, 2013, 04:42 PM
SCHOLTEN GARY PSr VP & Ch Info OfficerMay 14, 2013 Option Exercise$36.3012,730462,09957,238May 15, 2013, 09:11 AM
SCHOLTEN GARY PSr VP & Ch Info OfficerMay 14, 2013 Sale$37.5012,730477,37544,508May 15, 2013, 09:11 AM
SHAFF KAREN EExec. VP and General CounselApr 11, 2013 Option Exercise$11.0787,360967,075151,569Apr 12, 2013, 12:46 PM
SHAFF KAREN EExec. VP and General CounselApr 11, 2013 Sale$35.0087,3603,057,60064,209Apr 12, 2013, 12:46 PM
OKEEFE MARY ASr. VP & Chief Mktg. Off.Mar 28, 2013 Buy$33.781856,24947,709Apr 01, 2013, 06:26 PM
HELTON SANDRA LDirectorMar 15, 2013 Option Exercise$30.161,93558,36035,135Mar 18, 2013, 03:16 PM
HELTON SANDRA LDirectorMar 15, 2013 Sale$34.121,93566,02233,200Mar 18, 2013, 03:16 PM
KEYSER RICHARD LDirectorMar 14, 2013 Option Exercise$30.161,93558,36030,855Mar 15, 2013, 10:46 AM
KEYSER RICHARD LDirectorMar 14, 2013 Sale$34.361,93566,48728,920Mar 15, 2013, 10:46 AM
COSTLEY GARY EDirectorMar 14, 2013 Option Exercise$30.161,93558,36028,186Mar 15, 2013, 10:44 AM
COSTLEY GARY EDirectorMar 14, 2013 Sale$34.431,93566,62226,251Mar 15, 2013, 10:44 AM
CARTER MILLER JOYCELYNDirectorMar 14, 2013 Option Exercise$30.161,93558,36027,869Mar 15, 2013, 10:41 AM
CARTER MILLER JOYCELYNDirectorMar 14, 2013 Sale$34.351,93566,46725,934Mar 15, 2013, 10:41 AM
TALLETT ELIZEBETH EDirectorMar 14, 2013 Option Exercise$30.161,93558,36030,923Mar 15, 2013, 09:36 AM
TALLETT ELIZEBETH EDirectorMar 14, 2013 Sale$34.521,93566,79628,988Mar 15, 2013, 09:36 AM
BERNARD BETSY JDirectorMar 14, 2013 Option Exercise$30.161,93558,36027,534Mar 15, 2013, 09:35 AM
BERNARD BETSY JDirectorMar 14, 2013 Sale$34.351,93566,46725,599Mar 15, 2013, 09:35 AM
GELATT DANIELDirectorMar 13, 2013 Option Exercise$30.161,93558,36030,484Mar 14, 2013, 03:14 PM
GELATT DANIELDirectorMar 13, 2013 Sale$34.021,93565,82928,549Mar 14, 2013, 03:14 PM
ZIMPLEMAN LARRY DChairman, President & CEOFeb 28, 2013 Option Exercise$31.615,313167,944206,536Mar 04, 2013, 05:03 PM
ZIMPLEMAN LARRY DChairman, President & CEOFeb 23, 2013 Option Exercise$31.618,092255,788132,509Feb 26, 2013, 05:58 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Feb 23, 2013 Option Exercise$31.614,368138,072148,107Feb 26, 2013, 05:58 PM
Lillis Terrance J.Senior Vice President & CFOFeb 23, 2013 Option Exercise$31.611,10234,83436,215Feb 26, 2013, 05:58 PM
Dunbar Timothy MarkSVP and Chief Investment OfficFeb 23, 2013 Option Exercise$31.615,813183,74939,787Feb 26, 2013, 05:57 PM
Valdes Luis E.President-Principal Internat'lFeb 23, 2013 Option Exercise$31.6136011,38026,817Feb 26, 2013, 05:57 PM
ZIMPLEMAN LARRY DChairman, President & CEOFeb 21, 2013 Option Exercise$27.5724,177666,560164,741Feb 22, 2013, 03:28 PM
ZIMPLEMAN LARRY DChairman, President & CEOFeb 21, 2013 Sale$31.1024,140750,754140,601Feb 22, 2013, 03:28 PM
ZIMPLEMAN LARRY DChairman, President & CEOFeb 19, 2013 Option Exercise$27.5724,176666,532164,705Feb 20, 2013, 05:53 PM
ZIMPLEMAN LARRY DChairman, President & CEOFeb 19, 2013 Sale$31.7224,141765,753140,564Feb 20, 2013, 05:53 PM
Dunbar Timothy MarkSVP and Chief Investment OfficFeb 19, 2013 Option Exercise$27.574,930135,92050,523Feb 20, 2013, 05:50 PM
Dunbar Timothy MarkSVP and Chief Investment OfficFeb 19, 2013 Sale$31.634,923155,71445,600Feb 20, 2013, 05:50 PM
SHAFF KAREN EExec. VP and General CounselFeb 19, 2013 Sale$32.003,125100,00040,275Feb 20, 2013, 04:03 PM
SHAFF KAREN EExec. VP and General CounselJan 22, 2013 Sale$30.283,333100,92342,444Jan 23, 2013, 01:20 PM
SCHOLTEN GARY PSr VP & Ch Info OfficerJan 02, 2013 Option Exercise$27.5718,220502,32544,604Jan 04, 2013, 04:52 PM
SCHOLTEN GARY PSr VP & Ch Info OfficerJan 02, 2013 Sale$28.9518,220527,46926,384Jan 04, 2013, 04:52 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Jan 02, 2013 Option Exercise$27.5740,4751,115,896192,950Jan 04, 2013, 04:51 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Jan 02, 2013 Sale$28.9540,4751,171,751152,475Jan 04, 2013, 04:51 PM
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.Jan 02, 2013 Option Exercise$18.3277,1851,414,035120,100Jan 04, 2013, 04:49 PM
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.Jan 02, 2013 Sale$29.0277,1852,239,93276,830Jan 04, 2013, 04:49 PM
Elming Gregory BernardSVP & Chief Risk OfficerJan 02, 2013 Option Exercise$27.578,000220,56017,379Jan 04, 2013, 04:33 PM
Elming Gregory BernardSVP & Chief Risk OfficerJan 02, 2013 Sale$28.968,000231,6809,379Jan 04, 2013, 04:33 PM
OKEEFE MARY ASr. VP & Chief Mktg. Off.Dec 28, 2012 Buy$28.021093,05428,701Jan 02, 2013, 03:36 PM
OKEEFE MARY ASr. VP & Chief Mktg. Off.Dec 12, 2012 Option Exercise$27.5731,670873,14260,208Dec 13, 2012, 12:43 PM
OKEEFE MARY ASr. VP & Chief Mktg. Off.Dec 12, 2012 Sale$28.0031,670886,76028,538Dec 13, 2012, 12:43 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Dec 05, 2012 Option Exercise$27.5740,4751,115,896192,806Dec 06, 2012, 03:58 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Dec 05, 2012 Sale$27.7240,4751,121,967152,331Dec 06, 2012, 03:58 PM
OKEEFE MARY ASr. VP & Chief Mktg. Off.Sep 28, 2012 Buy$26.981102,96828,538Oct 02, 2012, 06:15 PM
Lillis Terrance J.Senior Vice President & CFOSep 14, 2012 Option Exercise$13.7244,895615,87066,301Sep 17, 2012, 05:24 PM
Lillis Terrance J.Senior Vice President & CFOSep 14, 2012 Sale$29.0030,211876,11936,090Sep 17, 2012, 05:24 PM
SHAFF KAREN EExec. VP and General CounselSep 14, 2012 Sale$29.003,44899,99245,494Sep 17, 2012, 04:16 PM
SHAFF KAREN EExec. VP and General CounselSep 06, 2012 Sale$28.003,57199,98848,942Sep 07, 2012, 03:22 PM
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.Aug 01, 2012 Option Exercise$25.301,95349,41176,830Aug 02, 2012, 03:09 PM
Valdes Luis E.President-Principal Internat'lJun 29, 2012 Buy$26.591745227,079Jul 03, 2012, 05:09 PM
OKEEFE MARY ASr. VP & Chief Mktg. Off.Jun 29, 2012 Buy$25.011012,52627,382Jul 03, 2012, 04:28 PM
DAN MICHAEL TDirectorMay 23, 2012 Buy$23.7210,000237,20010,000May 24, 2012, 02:34 PM
SHAFF KAREN EExec. VP and General CounselMay 20, 2012 Option Exercise$23.471,12426,38052,388May 22, 2012, 03:43 PM
OKEEFE MARY ASr. VP & Chief Mktg. Off.May 20, 2012 Option Exercise$23.4751912,18127,241May 22, 2012, 03:43 PM
LAWLER JULIA MSr VP & Ch Invst OfficerMay 20, 2012 Option Exercise$23.4760514,19931,058May 22, 2012, 03:42 PM
Elming Gregory BernardSVP & Chief Risk OfficerMay 20, 2012 Option Exercise$23.4743210,1399,379May 22, 2012, 03:41 PM
FERRO DENNIS HDirectorMar 26, 2012 Option Exercise$29.43381,1186,194May 17, 2012, 02:56 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Apr 09, 2012 Option Exercise$27.486,585180,956157,490Apr 10, 2012, 05:05 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Apr 09, 2012 Sale$28.566,585188,068150,905Apr 10, 2012, 05:05 PM
ZIMPLEMAN LARRY DChairman, President & CEOApr 02, 2012 Option Exercise$27.4841,0951,129,291179,044Apr 04, 2012, 02:10 PM
ZIMPLEMAN LARRY DChairman, President & CEOApr 02, 2012 Sale$29.3241,0951,204,905137,949Apr 04, 2012, 02:10 PM
OKEEFE MARY ASr. VP & Chief Mktg. Off.Mar 30, 2012 Buy$29.51792,33127,760Apr 03, 2012, 07:54 PM
HELTON SANDRA LDirectorDec 02, 2011 Buy$29.512573827,937Apr 03, 2012, 06:42 PM
TALLETT ELIZEBETH EDirectorMar 15, 2012 Option Exercise$27.482,00054,96025,502Mar 16, 2012, 01:01 PM
TALLETT ELIZEBETH EDirectorMar 15, 2012 Sale$29.482,00058,96023,502Mar 16, 2012, 01:01 PM
KEYSER RICHARD LDirectorMar 14, 2012 Option Exercise$27.482,00054,96025,434Mar 16, 2012, 01:01 PM
KEYSER RICHARD LDirectorMar 14, 2012 Sale$28.522,00057,04023,434Mar 16, 2012, 01:01 PM
HELTON SANDRA LDirectorMar 15, 2012 Option Exercise$27.482,00054,96029,799Mar 16, 2012, 01:01 PM
HELTON SANDRA LDirectorMar 15, 2012 Sale$28.582,00057,16027,799Mar 16, 2012, 01:01 PM
GELATT DANIELDirectorMar 15, 2012 Option Exercise$27.482,00054,96025,051Mar 16, 2012, 01:00 PM
GELATT DANIELDirectorMar 15, 2012 Sale$28.842,00057,68023,051Mar 16, 2012, 01:00 PM
CARTER MILLER JOYCELYNDirectorMar 15, 2012 Option Exercise$27.482,00054,96022,508Mar 16, 2012, 12:59 PM
CARTER MILLER JOYCELYNDirectorMar 15, 2012 Sale$29.532,00059,06020,508Mar 16, 2012, 12:59 PM
COSTLEY GARY EDirectorMar 14, 2012 Option Exercise$27.482,00054,96022,875Mar 15, 2012, 12:17 PM
COSTLEY GARY EDirectorMar 14, 2012 Sale$28.622,00057,24020,875Mar 15, 2012, 12:17 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Mar 13, 2012 Option Exercise$27.486,585180,956157,454Mar 14, 2012, 01:52 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Mar 13, 2012 Sale$27.496,585181,022150,869Mar 14, 2012, 01:52 PM
ZIMPLEMAN LARRY DChairman, President & CEOFeb 27, 2012 Option Exercise$27.4634,499947,343137,521Feb 29, 2012, 06:12 PM
SORENSEN NORMAN RChairman-Principal Internat'lFeb 27, 2012 Option Exercise$27.466,584180,79747,798Feb 29, 2012, 06:12 PM
SHAFF KAREN EExec. VP and General CounselFeb 27, 2012 Option Exercise$27.466,940190,57253,381Feb 29, 2012, 06:12 PM
SCHOLTEN GARY PSr VP & Ch Info OfficerFeb 27, 2012 Option Exercise$27.463,16886,99325,104Feb 29, 2012, 06:11 PM
OKEEFE MARY ASr. VP & Chief Mktg. Off.Feb 27, 2012 Option Exercise$27.463,35992,23827,634Feb 29, 2012, 06:11 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Feb 27, 2012 Option Exercise$27.4621,245583,388111,744Feb 29, 2012, 06:10 PM
Lillis Terrance J.Senior Vice President & CFOFeb 27, 2012 Option Exercise$27.462,80777,08021,267Feb 29, 2012, 06:09 PM
LAWLER JULIA MSr VP & Ch Invst OfficerFeb 27, 2012 Option Exercise$27.463,32191,19531,611Feb 29, 2012, 06:09 PM
Houston Daniel JosephPres. - Ret., Ins. & Fin Svcs.Feb 27, 2012 Option Exercise$27.4613,436368,95378,722Feb 29, 2012, 06:08 PM
Elming Gregory BernardSVP & Chief Risk OfficerFeb 27, 2012 Option Exercise$27.461,57743,3049,814Feb 29, 2012, 06:08 PM
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.Feb 24, 2012 Option Exercise$27.8515,348427,44292,158Feb 28, 2012, 05:00 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Feb 24, 2012 Option Exercise$27.8523,857664,417127,012Feb 28, 2012, 05:00 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Feb 17, 2012 Option Exercise$27.486,586180,983157,455Feb 21, 2012, 09:47 AM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Feb 17, 2012 Sale$27.526,586181,247150,869Feb 21, 2012, 09:47 AM
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.Feb 01, 2012 Option Exercise$27.4813,515371,392121,121Feb 03, 2012, 05:03 PM
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.Feb 01, 2012 Sale$28.0013,515378,420107,506Feb 03, 2012, 05:03 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Jan 23, 2012 Option Exercise$27.486,586180,983157,455Jan 24, 2012, 04:01 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Jan 23, 2012 Sale$27.496,586181,049150,869Jan 24, 2012, 04:01 PM
SORENSEN NORMAN RPres-Int'l Asset Mgmt & Accum.Dec 02, 2011 Option Exercise$24.523648,92454,382Dec 06, 2011, 07:20 PM
OKEEFE MARY ASr. VP & Chief Mktg. Off.Dec 02, 2011 Option Exercise$24.891674,15730,993Dec 06, 2011, 07:14 PM
HELTON SANDRA LDirectorDec 02, 2011 Buy$24.891132,81327,799Dec 06, 2011, 06:27 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Oct 27, 2011 Option Exercise$27.486,586180,983157,455Oct 31, 2011, 04:39 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Oct 27, 2011 Sale$27.706,586182,432150,869Oct 31, 2011, 04:39 PM
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.Aug 01, 2011 Option Exercise$27.421,33236,523105,241Aug 03, 2011, 03:54 PM
Lillis Terrance J.Senior Vice President & CFOJul 22, 2011 Buy$29.1768219,89423,839Jul 26, 2011, 03:57 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Jul 06, 2011 Option Exercise$27.486,586180,983156,710Jul 07, 2011, 03:15 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Jul 06, 2011 Sale$29.966,586197,317150,124Jul 07, 2011, 03:15 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Jun 06, 2011 Option Exercise$27.486,586180,983156,710Jun 07, 2011, 03:12 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.Jun 06, 2011 Sale$29.876,586196,724150,124Jun 07, 2011, 03:12 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.May 06, 2011 Option Exercise$27.486,586180,983156,710May 10, 2011, 12:45 PM
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.May 06, 2011 Sale$31.676,586208,579150,124May 10, 2011, 12:45 PM
SORENSEN NORMAN RChair - Principal Int'l.Mar 14, 2011 Option Exercise$32.322,41478,02052,352Mar 16, 2011, 12:13 PM
SORENSEN NORMAN RChair - Principal Int'l.Mar 01, 2011 Option Exercise$33.501,31844,15354,766Mar 03, 2011, 03:07 PM
BERNARD BETSY JDirectorFeb 28, 2011 Option Exercise$28.204,000112,82018,662Mar 01, 2011, 01:20 PM
BERNARD BETSY JDirectorFeb 28, 2011 Sale$34.054,000136,20016,662Mar 01, 2011, 01:20 PM
SORENSEN NORMAN RPres-Int'l Asset Mgmt & Accum.Dec 03, 2010 Option Exercise$29.68872,58256,084Dec 07, 2010, 06:47 PM
OKEEFE MARY ASr. VP & Chief Mktg. Off.Dec 03, 2010 Option Exercise$29.681083,20529,584Dec 07, 2010, 06:33 PM
HELTON SANDRA LDirectorDec 03, 2010 Buy$29.68742,19624,125Dec 07, 2010, 04:50 PM
Load More Insider Transactions
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STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer03/05/2024118,245
McCullum Kenneth A.EVP - Chief Risk Officer03/05/202489,413
Kay Kathleen BEVP-Chief Information Officer03/05/2024129,503
McCullum Kenneth A.SVP & Chief Risk Officer03/18/2022256,733
Walker RobertoEVP, Principal Latin American03/29/20231,318,569
Walker RobertoEVP, Principal Latin American03/29/20231,959,186
Walker RobertoEVP, Principal Latin American03/28/20231,130,861
Walker RobertoEVP, Principal Latin American03/28/20231,940,992
Walker RobertoEVP, Principal Latin American03/27/20231,249,606
Walker RobertoEVP, Principal Latin American03/27/20231,948,253
Halter Patrick GregoryPresident and CEO - PAM03/21/20233,059,412
Halter Patrick GregoryPresident and CEO - PAM03/21/20234,181,541
Halter Patrick GregoryPresident and CEO - PAM03/14/202359,955
Halter Patrick GregoryPresident and CEO - PAM03/14/202386,983
McCullum Kenneth A.SVP & Chief Risk Officer02/27/2023290,137
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer02/27/2023115,290
Friedrich Amy ChristinePresident - USIS01/03/20235,133
Friedrich Amy ChristinePresident - USIS01/04/2023322,866
Friedrich Amy ChristinePresident - USIS01/04/2023534,713
Friedrich Amy ChristinePresident - USIS01/03/20238,500
Houston Daniel JosephChairman, President & CEO12/09/202213,962,945
Houston Daniel JosephChairman, President & CEO12/09/202223,912,187
Houston Daniel JosephChairman, President & CEO12/08/202218,414,797
Houston Daniel JosephChairman, President & CEO12/08/202231,127,764
Halter Patrick GregoryPresident and CEO - PAM12/08/20221,525,211
Halter Patrick GregoryPresident and CEO - PAM12/08/20222,333,483
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer10/28/2022475,279
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer10/28/2022903,115
HELTON SANDRA LDirector10/19/202280,020
HELTON SANDRA LDirector10/18/20221,123,342
HELTON SANDRA LDirector10/18/20221,123,342
Houston Daniel JosephChairman, President & CEO10/05/20223,496,488
Houston Daniel JosephChairman, President & CEO10/04/20228,497,893
Houston Daniel JosephChairman, President & CEO10/04/202215,725,122
Houston Daniel JosephChairman, President & CEO10/05/20227,301,654
Halter Patrick GregoryPresident - PGAM09/19/20223,188,482
Halter Patrick GregoryPresident - PGAM09/19/20224,751,197
Cheong Wee YeeEVP, Principal Asia09/13/2022191,967
Walker RobertoEVP, Principal Latin American08/22/2022692,550
Walker RobertoEVP, Principal Latin American08/19/2022398,333
Walker RobertoEVP, Principal Latin American08/18/2022460,500
Walker RobertoEVP, Principal Latin American08/19/20221,012,569
Walker RobertoEVP, Principal Latin American08/18/20221,175,100
Walker RobertoEVP, Principal Latin American08/17/2022184,200
Walker RobertoEVP, Principal Latin American08/17/2022471,480
HELTON SANDRA LDirector08/09/20221,093,500
Schaaf Renee V.President - RIS08/15/2022495,062
Houston Daniel JosephChairman, President & CEO08/12/20228,231,893
Houston Daniel JosephChairman, President & CEO08/11/20224,567,734
Houston Daniel JosephChairman, President & CEO08/12/202210,658,192
Houston Daniel JosephChairman, President & CEO08/11/20226,625,390
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer08/10/2022497,647
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer08/10/20221,217,209
Cheong Wee YeeEVP, Principal Asia05/25/2022710,000
Halter Patrick GregoryPresident - PGAM04/08/20228,835,935
Halter Patrick GregoryPresident - PGAM04/08/202211,290,244
Walker RobertoEVP, Principal Latin America11/17/20211,120,606
Walker RobertoEVP, Principal Latin America11/16/2021621,694
Walker RobertoEVP, Principal Latin America11/16/2021507,150
Tallett Elizabeth ERetired Director05/20/20211,480,632
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer05/03/20211,035,589
Halter Patrick GregoryPres-Principal Global Asset Mg03/05/2021163,403
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer03/05/2021238,654
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer03/05/202165,746
Schaaf Renee V.President - RIS03/05/202148,998
McCullum Kenneth A.SVP & Chief Risk Officer03/05/2021125,834
McCullum Kenneth A.SVP & Chief Risk Officer03/05/2021149,937
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer02/26/2021199,796
Dunbar Timothy MarkRetired Officer02/25/2021604,000
LAWLER JULIA MRetired Officer02/22/2021179,550
LAWLER JULIA MRetired Officer02/08/2021332,561
LAWLER JULIA MRetired Officer02/08/2021453,551
Dunbar Timothy MarkRetired Officer02/03/2021381,142
Dunbar Timothy MarkRetired Officer02/03/2021568,599
LAWLER JULIA MEVP & Chief Risk Officer01/06/202154,803
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer12/09/2020977,160
LAWLER JULIA MEVP & Chief Risk Officer12/01/202050,000
LAWLER JULIA MEVP & Chief Risk Officer11/18/2020550,000
GELATT DANIELDirector06/26/2020999,823
GELATT DANIELDirector03/10/2020999,823
DAN MICHAEL TDirector03/10/2020177,850
DAN MICHAEL TDirector03/09/2020125,021
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer03/03/2020105,210
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer03/03/2020378,967
Schaaf Renee V.President - RIS02/27/202018,256
LAWLER JULIA MEVP & Chief Risk Officer02/27/202071,432
Halter Patrick GregoryChief Executive Officer, PGI02/27/2020226,748
Friedrich Amy ChristinePresident - USIS02/27/202034,967
GELATT DANIELDirector02/27/20201,000,048
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer02/27/202053,223
LAWLER JULIA MEVP & Chief Risk Officer12/02/201954,630
LAWLER JULIA MEVP & Chief Risk Officer11/01/201953,940
LAWLER JULIA MEVP & Chief Risk Officer10/01/201957,560
LAWLER JULIA MEVP & Chief Risk Officer09/03/201952,950
LAWLER JULIA MEVP & Chief Risk Officer08/01/201957,990
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum07/18/2019607,183
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum07/18/2019704,299
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer07/03/2019291
LAWLER JULIA MEVP & Chief Risk Officer07/01/201958,540
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum06/24/20191,047,799
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum06/24/20192,748,610
LAWLER JULIA MEVP & Chief Risk Officer06/03/201951,500
LAWLER JULIA MEVP & Chief Risk Officer05/01/201957,250
LAWLER JULIA MEVP & Chief Risk Officer04/01/201950,740
GELATT DANIELDirector03/29/201926,792
LAWLER JULIA MEVP & Chief Risk Officer03/01/201952,380
LAWLER JULIA MEVP & Chief Risk Officer02/01/201950,170
LAWLER JULIA MEVP & Chief Risk Officer01/18/201950,000
Friedrich Amy ChristinePresident - USIS01/17/20199,963
Friedrich Amy ChristinePresident - USIS01/17/201944,100
GELATT DANIELDirector12/28/201830,495
GELATT DANIELDirector11/05/20181,202,500
Friedrich Amy ChristinePresident - USIS10/05/201818,819
Friedrich Amy ChristinePresident - USIS10/05/2018103,700
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.09/04/2018307,000
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.09/04/20181,108,400
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.08/02/2018307,000
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.08/02/20181,108,800
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.07/02/2018307,000
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.07/02/20181,054,400
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.06/04/2018307,000
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.06/04/20181,126,200
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum02/26/20181,034,006
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum02/26/20181,770,921
Houston Daniel JosephChairman, President & CEO01/08/2018609,579
Houston Daniel JosephChairman, President & CEO01/08/20181,430,029
SCHOLTEN GARY PEVP & Ch Info Officer01/08/2018746,317
SCHOLTEN GARY PEVP & Ch Info Officer01/08/20181,740,353
Houston Daniel JosephChairman, President & CEO01/05/20182,145,746
Houston Daniel JosephChairman, President & CEO01/05/20185,033,067
Dunbar Timothy MarkEVP & Chief Investment Officer01/02/2018416,744
Dunbar Timothy MarkEVP & Chief Investment Officer01/02/20181,151,796
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum12/14/20171,034,006
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum12/14/20173,338,247
Everett Nora MaryPresident - RIS12/01/2017530,803
Everett Nora MaryPresident - RIS12/01/20171,213,066
SHAFF KAREN EEVP, Gen'l Counsel, Secretary12/01/20171,251,179
SHAFF KAREN EEVP, Gen'l Counsel, Secretary12/01/20173,514,495
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer11/28/2017419,880
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer11/28/20171,324,673
Houston Daniel JosephChairman, President & CEO11/28/20172,228,508
Houston Daniel JosephChairman, President & CEO11/28/20172,597,454
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.11/24/20171,560,071
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum11/24/2017670,093
SHAFF KAREN EEVP, Gen'l Counsel, Secretary10/19/2017362,745
SHAFF KAREN EEVP, Gen'l Counsel, Secretary10/19/2017720,090
Everett Nora MaryPresident - RIS10/19/201744,435
Everett Nora MaryPresident - RIS10/19/201788,196
Houston Daniel JosephChairman, President & CEO10/19/20172,662,662
Houston Daniel JosephChairman, President & CEO10/19/20176,393,583
Houston Daniel JosephChairman, President & CEO10/18/20171,305,203
Houston Daniel JosephChairman, President & CEO10/18/20172,590,596
SHAFF KAREN EEVP, Gen'l Counsel, Secretary10/18/2017585,229
SHAFF KAREN EEVP, Gen'l Counsel, Secretary10/18/20171,161,576
Everett Nora MaryPresident - RIS10/18/2017424,755
Everett Nora MaryPresident - RIS10/18/2017843,064
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.09/12/2017366,189
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.09/11/20176,010
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.09/12/2017379,838
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.09/11/20176,200
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.09/05/2017362,944
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.09/06/2017175,131
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.09/05/2017375,022
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.09/06/2017181,105
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.09/05/20172,134,533
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.09/05/20173,776,549
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.08/04/20172,134,665
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.08/04/20174,073,523
SCHOLTEN GARY PEVP & Ch Info Officer07/25/2017462,339
SCHOLTEN GARY PEVP & Ch Info Officer07/25/2017904,165
SHAFF KAREN EEVP, Gen'l Counsel, Secretary07/10/20171,833,050
SHAFF KAREN EEVP, Gen'l Counsel, Secretary07/10/20171,982,500
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.07/05/20172,134,630
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.07/05/20173,918,375
Everett Nora MaryPresident - RIS07/03/2017401,740
Everett Nora MaryPresident - RIS07/03/2017945,098
Elming Gregory BernardSVP & Chief Risk Officer06/21/2017624,696
Elming Gregory BernardSVP & Chief Risk Officer06/21/20171,971,389
SCHOLTEN GARY PEVP & Ch Info Officer06/15/2017602,747
SCHOLTEN GARY PEVP & Ch Info Officer06/15/20171,427,628
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer06/14/201742,385
SHAFF KAREN EEVP, Gen'l Counsel, Secretary06/12/20171,046,363
SHAFF KAREN EEVP, Gen'l Counsel, Secretary06/12/20172,478,730
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.06/05/20172,134,687
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.06/06/2017313,050
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.06/05/20173,868,633
Everett Nora MaryPresident - RIS06/02/2017552,624
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum05/16/2017623,537
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum05/16/2017664,000
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.05/08/2017320,050
Everett Nora MaryPresident - RIS04/27/2017874,455
Everett Nora MaryPresident - RIS04/27/2017945,750
Dunbar Timothy MarkEVP & Chief Investment Officer04/27/20171,307,340
Dunbar Timothy MarkEVP & Chief Investment Officer04/27/20171,618,825
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer04/27/2017121,633
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer04/27/20171,276,223
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer04/27/2017163,150
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer04/27/20171,380,275
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum04/20/20172,886,267
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum04/20/20173,837,393
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum04/13/2017620,000
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.04/06/2017313,250
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.03/06/2017315,900
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer02/24/201782,956
Everett Nora MaryPresident - RIS02/22/2017707,093
Everett Nora MaryPresident - RIS02/22/2017711,270
SCHOLTEN GARY PEVP & Ch Info Officer02/22/20171,256,090
SCHOLTEN GARY PEVP & Ch Info Officer02/22/20171,318,790
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer02/15/2017106,784
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer02/15/2017512,313
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer02/15/2017106,938
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer02/15/2017512,804
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer02/13/2017153,452
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer02/13/2017859,444
Lillis Terrance J.EVP02/14/2017443,538
Lillis Terrance J.EVP02/14/2017461,250
Elming Gregory BernardSVP & Chief Risk Officer02/13/2017757,260
Elming Gregory BernardSVP & Chief Risk Officer02/13/2017781,200
STRABLE-SOETHOUT DEANNA DPresident - US Ins. Solutions02/09/201715,564
STRABLE-SOETHOUT DEANNA DPresident - US Ins. Solutions02/09/201784,360
SHAFF KAREN EEVP, Gen'l Counsel, Secretary02/09/2017964,136
SHAFF KAREN EEVP, Gen'l Counsel, Secretary02/09/20172,606,336
STRABLE-SOETHOUT DEANNA DPresident - US Ins. Solutions12/12/201672,497
STRABLE-SOETHOUT DEANNA DPresident - US Ins. Solutions12/12/2016393,464
Everett Nora MaryPresident - RIS12/12/2016274,293
Everett Nora MaryPresident - RIS12/12/20161,110,967
SCHOLTEN GARY PEVP & Ch Info Officer12/09/2016817,140
Lillis Terrance J.EVP & Chief Financial Officer12/08/20161,642,243
Lillis Terrance J.EVP & Chief Financial Officer12/08/20162,992,599
Houston Daniel JosephChairman, President & CEO12/07/20161,606,893
Houston Daniel JosephChairman, President & CEO12/07/20164,342,447
SCHOLTEN GARY PEVP & Ch Info Officer12/07/2016774,789
SCHOLTEN GARY PEVP & Ch Info Officer12/07/20161,468,800
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum12/05/20162,278,171
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum12/05/20165,409,014
SCHOLTEN GARY PEVP & Ch Info Officer11/10/2016754,000
Dunbar Timothy MarkEVP & Chief Investment Officer10/28/201674,213
Dunbar Timothy MarkEVP & Chief Investment Officer10/28/2016368,720
SHAFF KAREN EEVP, Gen'l Counsel, Secretary10/28/2016705,760
Dunbar Timothy MarkEVP & Chief Investment Officer10/05/2016260,000
Elming Gregory BernardSVP & Chief Risk Officer06/22/2016922,729
Elming Gregory BernardSVP & Chief Risk Officer06/22/20162,045,252
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.05/23/2016431,300
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.04/21/2016434,000
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.04/14/2016222,100
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.04/14/2016414,800
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.03/21/2016411,500
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.03/14/2016222,100
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.03/14/2016796,800
GELATT DANIELDirector02/19/20161,102,200
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.02/16/2016222,100
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.02/16/2016718,900
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.01/14/2016222,100
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.01/14/2016775,700
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.01/04/2016132,840
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.01/04/2016524,400
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.12/14/2015449,700
ZIMPLEMAN LARRY DChairman12/14/2015454,000
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.12/01/2015917,885
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.12/01/20151,447,815
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum11/06/2015381,474
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum11/06/2015722,384
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.11/02/2015917,885
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.11/02/20151,414,658
Tallett Elizabeth EDirector10/30/201550,330
ZIMPLEMAN LARRY DChairman10/21/2015494,900
ZIMPLEMAN LARRY DChairman10/14/2015482,500
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.10/07/2015785,045
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.10/07/2015793,015
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.10/01/2015566,520
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.10/01/2015132,840
Houston Daniel JosephPres & Chief Operating Officer08/13/201587,262
Houston Daniel JosephPres & Chief Operating Officer08/13/201591,770
Lillis Terrance J.EVP & Chief Financial Officer07/31/2015159,324
Lillis Terrance J.EVP & Chief Financial Officer07/31/2015180,351
STRABLE-SOETHOUT DEANNA DPresident - US Ins. Solutions07/29/2015244
STRABLE-SOETHOUT DEANNA DPresident - US Ins. Solutions07/29/20151,210
Dunbar Timothy MarkEVP & Chief Investment Officer07/30/2015407,544
Dunbar Timothy MarkEVP & Chief Investment Officer07/30/2015455,125
SHAFF KAREN EEVP, Gen'l Counsel, Secretary07/30/20151,928,876
SHAFF KAREN EEVP, Gen'l Counsel, Secretary07/30/20152,163,866
Lillis Terrance J.EVP & Chief Financial Officer07/24/20151,363,059
Lillis Terrance J.EVP & Chief Financial Officer07/24/20152,655,633
Lillis Terrance J.EVP & Chief Financial Officer07/21/201560,742
Lillis Terrance J.EVP & Chief Financial Officer07/21/2015118,342
STRABLE-SOETHOUT DEANNA DPresident - US Ins. Solutions06/30/2015121,000,000
Everett Nora MaryPresident - RIS06/18/2015414,931
Everett Nora MaryPresident - RIS06/18/2015440,796
Elming Gregory BernardSVP & Chief Risk Officer05/29/2015451,376
Elming Gregory BernardSVP & Chief Risk Officer05/29/2015473,189
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum05/21/2015308,798
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum05/21/2015332,310
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.02/02/2015256,322
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.02/02/2015309,466
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.01/02/2015256,322
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.01/02/2015340,931
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.12/01/2014256,322
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.12/01/2014345,595
Valdes Luis E.President-Principal Internat'l11/25/2014762,921
Valdes Luis E.President-Principal Internat'l11/25/20141,500,838
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.11/03/2014389,123
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.11/03/2014964,608
Valdes Luis E.President-Principal Internat'l10/31/2014179,726
Valdes Luis E.President-Principal Internat'l10/30/20147,804
Valdes Luis E.President-Principal Internat'l10/31/2014241,400
Valdes Luis E.President-Principal Internat'l10/30/201410,400
Valdes Luis E.President-Principal Internat'l10/01/2014369,480
Valdes Luis E.President-Principal Internat'l10/01/2014492,861
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.10/01/2014389,123
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.10/01/2014963,494
Dunbar Timothy MarkEVP & Chief Investment Officer09/03/2014341,230
Dunbar Timothy MarkEVP & Chief Investment Officer09/03/2014755,975
Lillis Terrance J.Executive Vice President & CFO09/02/2014749,921
Lillis Terrance J.Executive Vice President & CFO09/02/20141,834,790
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.09/02/2014389,123
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.09/02/20141,011,956
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.08/26/20141,013,319
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.08/26/20141,111,050
SCHOLTEN GARY PEVP & Ch Info Officer08/26/2014629,169
SCHOLTEN GARY PEVP & Ch Info Officer08/26/2014689,850
SHAFF KAREN EEVP, General Counsel & Sec'y08/21/20142,123,859
SHAFF KAREN EEVP, General Counsel & Sec'y08/21/20142,889,689
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.08/01/2014389,123
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.08/01/2014917,259
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.07/14/2014481,988
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.07/14/20143,265,346
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.07/01/2014389,123
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.07/01/2014943,069
Eucher Ralph CraigEVP06/20/2014517,600
Eucher Ralph CraigEVP06/20/2014663,250
SCHOLTEN GARY PEVP & Ch Info Officer06/20/2014145,294
SCHOLTEN GARY PEVP & Ch Info Officer06/20/2014656,250
Dunbar Timothy MarkEVP & Chief Investment Officer06/20/201466,420
Dunbar Timothy MarkEVP & Chief Investment Officer06/20/2014300,000
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.06/02/2014256,283
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.06/02/2014307,120
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.05/01/2014623,267
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.05/01/20141,079,294
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.04/01/2014311,633
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.04/01/2014538,375
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.03/03/2014311,633
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.03/03/2014517,140
Dunbar Timothy MarkEVP and Chief Investment Offic02/28/2014100,087
FERRO DENNIS HDirector02/18/201444,800
KEYSER RICHARD LDirector02/18/201464,731
KEYSER RICHARD LDirector02/18/201484,241
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.02/03/2014911,193
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.02/03/20141,354,174
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.01/02/2014911,193
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.01/02/20141,533,816
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.12/26/20131,751,803
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.12/26/20132,218,262
OKEEFE MARY ASr. VP & Chief Mktg. Off.12/16/20131,038,180
OKEEFE MARY ASr. VP & Chief Mktg. Off.12/16/20131,382,238
GELATT DANIELDirector12/13/201364,731
GELATT DANIELDirector12/13/201390,914
HELTON SANDRA LDirector12/10/201364,731
HELTON SANDRA LDirector12/10/201392,667
CARTER MILLER JOYCELYNDirector12/11/201364,731
CARTER MILLER JOYCELYNDirector12/11/201392,553
BERNARD BETSY JDirector12/02/201364,731
BERNARD BETSY JDirector12/02/201395,287
Tallett Elizabeth EDirector12/02/201364,731
Tallett Elizabeth EDirector12/02/201395,683
COSTLEY GARY EDirector12/02/201364,731
COSTLEY GARY EDirector12/02/201395,268
Elming Gregory BernardSVP & Chief Risk Officer11/29/2013308,005
Elming Gregory BernardSVP & Chief Risk Officer11/29/2013428,747
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.12/02/2013599,560
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.12/02/20131,009,946
COSTLEY GARY EDirector11/18/2013246,500
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.11/01/2013599,560
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.11/01/2013946,771
ZIMPLEMAN LARRY DChairman, President & CEO10/28/20133,664,251
ZIMPLEMAN LARRY DChairman, President & CEO10/25/2013557,128
ZIMPLEMAN LARRY DChairman, President & CEO10/25/2013673,065
ZIMPLEMAN LARRY DChairman, President & CEO10/28/20134,422,081
Lillis Terrance J.Senior Vice President & CFO10/17/2013293,430
Lillis Terrance J.Senior Vice President & CFO10/17/2013338,400
Valdes Luis E.President-Principal Internat'l10/17/2013408,375
Valdes Luis E.President-Principal Internat'l10/17/2013503,820
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.10/01/2013599,560
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.10/01/2013857,357
SCHOLTEN GARY PSr VP & Ch Info Officer09/16/20131,320,000
SCHOLTEN GARY PSr VP & Ch Info Officer09/16/2013332,100
ZIMPLEMAN LARRY DChairman, President & CEO08/01/20132,823,777
ZIMPLEMAN LARRY DChairman, President & CEO08/01/20133,446,097
SCHOLTEN GARY PSr VP & Ch Info Officer07/26/20131,003,594
SCHOLTEN GARY PSr VP & Ch Info Officer07/26/20131,082,812
Lillis Terrance J.Senior Vice President & CFO07/26/2013239,761
Lillis Terrance J.Senior Vice President & CFO07/26/2013278,070
SHAFF KAREN EExec. VP and General Counsel07/23/2013260,539
SHAFF KAREN EExec. VP and General Counsel07/22/20131,326,039
SHAFF KAREN EExec. VP and General Counsel07/22/20131,479,465
OKEEFE MARY ASr. VP & Chief Mktg. Off.07/22/2013166,050
OKEEFE MARY ASr. VP & Chief Mktg. Off.07/22/2013600,000
Dunbar Timothy MarkSVP and Chief Investment Offic07/22/2013237,251
Dunbar Timothy MarkSVP and Chief Investment Offic07/22/2013398,600
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.07/18/2013476,010
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.07/17/20131,129,293
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.07/18/20131,715,700
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.07/17/20131,222,623
Valdes Luis E.President-Principal Internat'l07/01/2013472,787
Valdes Luis E.President-Principal Internat'l07/01/2013589,628
Valdes Luis E.President-Principal Internat'l07/01/2013472,787
Valdes Luis E.President-Principal Internat'l07/01/2013589,628
SCHOLTEN GARY PSr VP & Ch Info Officer05/14/2013462,099
SCHOLTEN GARY PSr VP & Ch Info Officer05/14/2013477,375
SHAFF KAREN EExec. VP and General Counsel04/11/2013967,075
SHAFF KAREN EExec. VP and General Counsel04/11/20133,057,600
OKEEFE MARY ASr. VP & Chief Mktg. Off.03/28/20136,249
HELTON SANDRA LDirector03/15/201358,360
HELTON SANDRA LDirector03/15/201366,022
KEYSER RICHARD LDirector03/14/201358,360
KEYSER RICHARD LDirector03/14/201366,487
COSTLEY GARY EDirector03/14/201358,360
COSTLEY GARY EDirector03/14/201366,622
CARTER MILLER JOYCELYNDirector03/14/201358,360
CARTER MILLER JOYCELYNDirector03/14/201366,467
TALLETT ELIZEBETH EDirector03/14/201358,360
TALLETT ELIZEBETH EDirector03/14/201366,796
BERNARD BETSY JDirector03/14/201358,360
BERNARD BETSY JDirector03/14/201366,467
GELATT DANIELDirector03/13/201358,360
GELATT DANIELDirector03/13/201365,829
ZIMPLEMAN LARRY DChairman, President & CEO02/28/2013167,944
ZIMPLEMAN LARRY DChairman, President & CEO02/23/2013255,788
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.02/23/2013138,072
Lillis Terrance J.Senior Vice President & CFO02/23/201334,834
Dunbar Timothy MarkSVP and Chief Investment Offic02/23/2013183,749
Valdes Luis E.President-Principal Internat'l02/23/201311,380
ZIMPLEMAN LARRY DChairman, President & CEO02/21/2013666,560
ZIMPLEMAN LARRY DChairman, President & CEO02/21/2013750,754
ZIMPLEMAN LARRY DChairman, President & CEO02/19/2013666,532
ZIMPLEMAN LARRY DChairman, President & CEO02/19/2013765,753
Dunbar Timothy MarkSVP and Chief Investment Offic02/19/2013135,920
Dunbar Timothy MarkSVP and Chief Investment Offic02/19/2013155,714
SHAFF KAREN EExec. VP and General Counsel02/19/2013100,000
SHAFF KAREN EExec. VP and General Counsel01/22/2013100,923
SCHOLTEN GARY PSr VP & Ch Info Officer01/02/2013502,325
SCHOLTEN GARY PSr VP & Ch Info Officer01/02/2013527,469
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.01/02/20131,115,896
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.01/02/20131,171,751
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.01/02/20131,414,035
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.01/02/20132,239,932
Elming Gregory BernardSVP & Chief Risk Officer01/02/2013220,560
Elming Gregory BernardSVP & Chief Risk Officer01/02/2013231,680
OKEEFE MARY ASr. VP & Chief Mktg. Off.12/28/20123,054
OKEEFE MARY ASr. VP & Chief Mktg. Off.12/12/2012873,142
OKEEFE MARY ASr. VP & Chief Mktg. Off.12/12/2012886,760
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.12/05/20121,115,896
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.12/05/20121,121,967
OKEEFE MARY ASr. VP & Chief Mktg. Off.09/28/20122,968
Lillis Terrance J.Senior Vice President & CFO09/14/2012615,870
Lillis Terrance J.Senior Vice President & CFO09/14/2012876,119
SHAFF KAREN EExec. VP and General Counsel09/14/201299,992
SHAFF KAREN EExec. VP and General Counsel09/06/201299,988
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.08/01/201249,411
Valdes Luis E.President-Principal Internat'l06/29/2012452
OKEEFE MARY ASr. VP & Chief Mktg. Off.06/29/20122,526
DAN MICHAEL TDirector05/23/2012237,200
SHAFF KAREN EExec. VP and General Counsel05/20/201226,380
OKEEFE MARY ASr. VP & Chief Mktg. Off.05/20/201212,181
LAWLER JULIA MSr VP & Ch Invst Officer05/20/201214,199
Elming Gregory BernardSVP & Chief Risk Officer05/20/201210,139
FERRO DENNIS HDirector03/26/20121,118
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.04/09/2012180,956
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.04/09/2012188,068
ZIMPLEMAN LARRY DChairman, President & CEO04/02/20121,129,291
ZIMPLEMAN LARRY DChairman, President & CEO04/02/20121,204,905
OKEEFE MARY ASr. VP & Chief Mktg. Off.03/30/20122,331
HELTON SANDRA LDirector12/02/2011738
TALLETT ELIZEBETH EDirector03/15/201254,960
TALLETT ELIZEBETH EDirector03/15/201258,960
KEYSER RICHARD LDirector03/14/201254,960
KEYSER RICHARD LDirector03/14/201257,040
HELTON SANDRA LDirector03/15/201254,960
HELTON SANDRA LDirector03/15/201257,160
GELATT DANIELDirector03/15/201254,960
GELATT DANIELDirector03/15/201257,680
CARTER MILLER JOYCELYNDirector03/15/201254,960
CARTER MILLER JOYCELYNDirector03/15/201259,060
COSTLEY GARY EDirector03/14/201254,960
COSTLEY GARY EDirector03/14/201257,240
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.03/13/2012180,956
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.03/13/2012181,022
ZIMPLEMAN LARRY DChairman, President & CEO02/27/2012947,343
SORENSEN NORMAN RChairman-Principal Internat'l02/27/2012180,797
SHAFF KAREN EExec. VP and General Counsel02/27/2012190,572
SCHOLTEN GARY PSr VP & Ch Info Officer02/27/201286,993
OKEEFE MARY ASr. VP & Chief Mktg. Off.02/27/201292,238
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.02/27/2012583,388
Lillis Terrance J.Senior Vice President & CFO02/27/201277,080
LAWLER JULIA MSr VP & Ch Invst Officer02/27/201291,195
Houston Daniel JosephPres. - Ret., Ins. & Fin Svcs.02/27/2012368,953
Elming Gregory BernardSVP & Chief Risk Officer02/27/201243,304
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.02/24/2012427,442
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.02/24/2012664,417
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.02/17/2012180,983
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.02/17/2012181,247
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.02/01/2012371,392
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.02/01/2012378,420
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.01/23/2012180,983
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.01/23/2012181,049
SORENSEN NORMAN RPres-Int'l Asset Mgmt & Accum.12/02/20118,924
OKEEFE MARY ASr. VP & Chief Mktg. Off.12/02/20114,157
HELTON SANDRA LDirector12/02/20112,813
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.10/27/2011180,983
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.10/27/2011182,432
Houston Daniel JosephPres.-Ret., Ins. & Fin. Svcs.08/01/201136,523
Lillis Terrance J.Senior Vice President & CFO07/22/201119,894
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.07/06/2011180,983
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.07/06/2011197,317
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.06/06/2011180,983
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.06/06/2011196,724
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.05/06/2011180,983
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.05/06/2011208,579
SORENSEN NORMAN RChair - Principal Int'l.03/14/201178,020
SORENSEN NORMAN RChair - Principal Int'l.03/01/201144,153
BERNARD BETSY JDirector02/28/2011112,820
BERNARD BETSY JDirector02/28/2011136,200
SORENSEN NORMAN RPres-Int'l Asset Mgmt & Accum.12/03/20102,582
OKEEFE MARY ASr. VP & Chief Mktg. Off.12/03/20103,205
HELTON SANDRA LDirector12/03/20102,196
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FUNDS WITH A POSITION IN PRINCIPAL FINANCIAL GROUP INC
Fund# Shares Owned% of Portfolio% ChangeInvesting Style
BLACKROCK INC.18,885,0420.04%-3.34%Other
CAPITAL RESEARCH GLOBAL INVESTORS6,449,5240.12%-34.16%Growth At A Reasonable Price
GEODE CAPITAL MANAGEMENT, LLC5,182,8290.04%0.38%Other
BALYASNY ASSET MANAGEMENT L.P.1,397,4970.21%-2.78%Event Driven
TUDOR INVESTMENT CORP ET AL273,2920.17%107.27%Event Driven, Other
D. E. SHAW & CO., INC.112,9380.00776%-31.29%Other
RENAISSANCE TECHNOLOGIES LLC148,5000.02%NewOther
AQR CAPITAL MANAGEMENT LLC33,4600.00495%-60.52%Other
ADAGE CAPITAL PARTNERS GP, L.L.C.63,1000.01%-11.25%Other
BRIDGEWATER ASSOCIATES, LP5,6470.00249%-73.89%Other
CANDRIAM S.C.A.15,7090.00853%0.00637%Other
GOTHAM ASSET MANAGEMENT, LLC4,4400.00648%NewOther
TUDOR INVESTMENT CORP ET AL3,300 (Put)0.00209%NewEvent Driven, Other
TUDOR INVESTMENT CORP ET AL3,300 (Call)0.00209%NewEvent Driven, Other
FULLER & THALER ASSET MANAGEMENT, INC.1,9430.00077%1056.55%Other
STILWELL VALUE LLC5470.02%No changeValue, Activists
CHANGE IN SHARES OUTSTANDING FOR PRINCIPAL FINANCIAL GROUP INC
STOCK BUYBACKS FOR PRINCIPAL FINANCIAL GROUP INC
Period of Report
Previous Period
% Change in Shares
10-K/10-Q Filings
Quarter
12/31/2023
09/30/2023
-1.37%
1Q
12/31/2023
06/30/2023
-1.80%
2Q
12/31/2023
03/31/2023
-1.93%
3Q
12/31/2023
12/31/2022
-2.56%
4Q
12/31/2023
09/30/2022
-4.34%
5Q
12/31/2023
06/30/2022
-5.65%
6Q
12/31/2023
03/31/2022
-8.73%
7Q
12/31/2023
12/31/2021
-10.06%
8Q
12/31/2023
09/30/2021
-11.17%
9Q
12/31/2023
06/30/2021
-12.35%
10Q
12/31/2023
03/31/2021
-12.55%
11Q
12/31/2023
12/31/2020
-13.22%
12Q
12/31/2023
09/30/2020
-13.15%
13Q
12/31/2023
06/30/2020
-12.95%
14Q
12/31/2023
03/31/2020
-13.21%
15Q
12/31/2023
12/31/2019
-14.14%
16Q
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Period of Report: 12/31/2023

10-K/10-Q Filings: View

Previous Period
% Change in Shares
Quarter
09/30/2023
-1.37%
1Q
06/30/2023
-1.80%
2Q
03/31/2023
-1.93%
3Q
12/31/2022
-2.56%
4Q
09/30/2022
-4.34%
5Q
06/30/2022
-5.65%
6Q
03/31/2022
-8.73%
7Q
12/31/2021
-10.06%
8Q
09/30/2021
-11.17%
9Q
06/30/2021
-12.35%
10Q
03/31/2021
-12.55%
11Q
12/31/2020
-13.22%
12Q
09/30/2020
-13.15%
13Q
06/30/2020
-12.95%
14Q
03/31/2020
-13.21%
15Q
12/31/2019
-14.14%
16Q
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BUYBACK ANNOUNCEMENT(S) FOR PRINCIPAL FINANCIAL GROUP INC
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