E*TRADE Financial Corp.. (ETFC) NASDAQ
$49.26 - (-)
Market Cap: $10.89B
As of 10/01/20 12:00 AM EDT. Market closed.
E*TRADE Financial Corp.. (ETFC)
NASDAQ
$49.26
- (-)
Market Cap: $10.89B
As of 10/01/20 12:00 AM EDT. Market closed.
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E*TRADE Financial Corp. engages in the provision of investment and online stock brokerage services. It offers digital platforms and support to individual investors through phone, email, and online via two national financial centers, and in-person at regional financial centers. The company was founded by William A. Porter Jr. and Bernard A. Newcomb in 1982 and is headquartered in Arlington, ... read more
E*TRADE Financial Corp. engages in the provision of investment and online stock brokerage services. It offers digital platforms and support to individual investors through phone, email, and online via two national financial centers, and in-person at regional financial centers. The company was founded by William A. Porter Jr. and Bernard A. Newcomb in 1982 and is headquartered in Arlington, VA. read less
COMPANY PROFILE
Sector
Finance
Industry
Investment Banks/Brokers
CEO
Michael A. Pizzi
Full Time Employees
4,122
CEO Compensation (Base)
$976,923
CEO Compensation (Total)
$6.25M
Sector
Finance
Industry
Investment Banks/Brokers
CEO
Michael A. Pizzi
Full Time Employees
4,122
CEO Compensation (Base)
$976,923
CEO Compensation (Total)
$6.25M
URL
Address
671 North Glebe Road, VA, Arlington, 22203.
PRICE CHART FOR E*TRADE FINANCIAL CORP.
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NEWS
INSIDEARBITRAGE ARTICLES
KEY STATS
Open
-
Previous Close
$49.26
Days Range
- - -
52 week range
$25.76 - $57.30
Volume
1
Avg. Volume (30 days)
2,575,235
Market Cap
$10.89B
Dividend Yield
-
P/E
-
Shares Outstanding
221,096,000
Open
-
Previous Close
$49.26
Days Range
- - -
52 week range
$25.76 - $57.30
Volume
1
Avg. Volume (30 days)
2,575,235
Market Cap
$10.89B
Dividend Yield
-
P/E
-
Shares Outstanding
221,096,000
FINANCIAL STATEMENTS FOR E*TRADE FINANCIAL CORP.
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INSIDER TRANSACTIONS FOR E*TRADE FINANCIAL CORP.
| Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
| Pizzi Michael A. | Chief Executive Officer | Sep 21, 2020 | Option Exercise | $50.02 | 1,387 | 69,378 | 186,427 | Sep 23, 2020, 06:01 PM |
| Pizzi Michael A. | Chief Executive Officer | Aug 15, 2020 | Option Exercise | $54.13 | 936 | 50,666 | 187,556 | Aug 18, 2020, 05:45 PM |
| Murphy Michael Jos. | Sr. MD, Retail Brokerage | Aug 06, 2020 | Sale | $52.72 | 10,000 | 527,233 | 34,367 | Aug 10, 2020, 05:31 PM |
| Minetola Matthew | Chief Information Officer | Jul 19, 2020 | Option Exercise | $54.23 | 799 | 43,330 | 22,605 | Jul 21, 2020, 05:49 PM |
| Milligan Alice | EVP, Chief Customer Officer | May 08, 2020 | Option Exercise | $40.80 | 3,801 | 155,081 | 40,796 | May 12, 2020, 06:43 PM |
| Curcio Michael John | EVP, Institutional | Feb 27, 2020 | Sale | $46.30 | 2,030 | 93,985 | 116,791 | Mar 02, 2020, 05:59 PM |
| Murphy Michael Jos. | SVP, Retail Brokerage | Feb 24, 2020 | Option Exercise | $50.61 | 3,330 | 168,531 | 44,201 | Feb 26, 2020, 05:22 PM |
| LAWSON RODGER A | Director | Feb 12, 2020 | Sale | $44.53 | 32,634 | 1,453,137 | 84,915 | Feb 14, 2020, 05:03 PM |
| Wyckoff Dirk W | Principal Accounting Officer | Feb 08, 2020 | Option Exercise | $43.37 | 388 | 16,828 | 16,005 | Feb 11, 2020, 06:17 PM |
| Wyckoff Dirk W | Principal Accounting Officer | Feb 09, 2020 | Option Exercise | $43.37 | 466 | 20,210 | 15,539 | Feb 11, 2020, 06:17 PM |
| Turner Chad E. | EVP, Chief Financial Officer | Feb 09, 2020 | Option Exercise | $43.37 | 733 | 31,790 | 55,371 | Feb 11, 2020, 06:17 PM |
| Turner Chad E. | EVP, Chief Financial Officer | Feb 08, 2020 | Option Exercise | $43.37 | 1,044 | 45,278 | 56,104 | Feb 11, 2020, 06:17 PM |
| Simonich Brent | EVP, Chief Risk Officer | Feb 09, 2020 | Option Exercise | $43.37 | 785 | 34,045 | 47,010 | Feb 11, 2020, 06:16 PM |
| Simonich Brent | EVP, Chief Risk Officer | Feb 08, 2020 | Option Exercise | $43.37 | 990 | 42,936 | 47,795 | Feb 11, 2020, 06:16 PM |
| Sher Lori | EVP, General Counsel | Feb 09, 2020 | Option Exercise | $43.37 | 785 | 34,045 | 61,963 | Feb 11, 2020, 06:16 PM |
| Sher Lori | EVP, General Counsel | Feb 08, 2020 | Option Exercise | $43.37 | 1,485 | 64,404 | 62,748 | Feb 11, 2020, 06:16 PM |
| Pizzi Michael A. | Chief Executive Officer | Feb 08, 2020 | Option Exercise | $43.37 | 5,063 | 219,582 | 191,292 | Feb 11, 2020, 06:16 PM |
| Pizzi Michael A. | Chief Executive Officer | Feb 09, 2020 | Option Exercise | $43.37 | 3,450 | 149,626 | 187,842 | Feb 11, 2020, 06:16 PM |
| Murphy Michael Jos. | SVP, Retail Brokerage | Feb 09, 2020 | Option Exercise | $43.37 | 1,132 | 49,095 | 47,531 | Feb 11, 2020, 06:16 PM |
| Murphy Michael Jos. | SVP, Retail Brokerage | Feb 08, 2020 | Option Exercise | $43.37 | 1,490 | 64,621 | 48,663 | Feb 11, 2020, 06:16 PM |
| LAWSON RODGER A | Director | Feb 09, 2020 | Option Exercise | $43.37 | 2,737 | 118,704 | 117,549 | Feb 11, 2020, 06:15 PM |
| LAWSON RODGER A | Director | Feb 08, 2020 | Option Exercise | $43.37 | 2,875 | 124,689 | 120,286 | Feb 11, 2020, 06:15 PM |
| Curcio Michael John | EVP, Institutional | Feb 09, 2020 | Option Exercise | $43.37 | 3,389 | 146,981 | 118,821 | Feb 11, 2020, 06:15 PM |
| Curcio Michael John | EVP, Institutional | Feb 08, 2020 | Option Exercise | $43.37 | 2,704 | 117,272 | 122,210 | Feb 11, 2020, 06:15 PM |
| Sher Lori | EVP, General Counsel | Feb 05, 2020 | Option Exercise | $44.53 | 765 | 34,065 | 44,635 | Feb 07, 2020, 06:25 PM |
| Pizzi Michael A. | Chief Executive Officer | Feb 05, 2020 | Option Exercise | $44.53 | 4,105 | 182,796 | 138,712 | Feb 07, 2020, 06:25 PM |
| LAWSON RODGER A | Director | Feb 05, 2020 | Option Exercise | $44.53 | 7,592 | 338,072 | 123,161 | Feb 07, 2020, 06:25 PM |
| Curcio Michael John | EVP, Institutional | Feb 05, 2020 | Option Exercise | $44.53 | 3,996 | 177,942 | 103,010 | Feb 07, 2020, 06:25 PM |
| Wyckoff Dirk W | Principal Accounting Officer | Feb 03, 2020 | Option Exercise | $42.88 | 428 | 18,351 | 12,935 | Feb 05, 2020, 05:38 PM |
| Turner Chad E. | Chief Financial Officer | Feb 03, 2020 | Option Exercise | $42.88 | 1,098 | 47,077 | 23,724 | Feb 05, 2020, 05:38 PM |
| Simonich Brent | EVP, Chief Risk Officer | Feb 03, 2020 | Option Exercise | $42.88 | 1,407 | 60,325 | 31,922 | Feb 05, 2020, 05:38 PM |
| Sher Lori | EVP, General Counsel | Feb 03, 2020 | Option Exercise | $42.88 | 2,477 | 106,201 | 43,807 | Feb 05, 2020, 05:37 PM |
| Pizzi Michael A. | Chief Executive Officer | Feb 03, 2020 | Option Exercise | $42.88 | 2,346 | 100,585 | 129,181 | Feb 05, 2020, 05:37 PM |
| LAWSON RODGER A | Director | Feb 03, 2020 | Option Exercise | $42.88 | 2,399 | 102,857 | 106,454 | Feb 05, 2020, 05:37 PM |
| Curcio Michael John | EVP, Institutional | Feb 03, 2020 | Option Exercise | $42.88 | 2,340 | 100,328 | 93,370 | Feb 05, 2020, 05:37 PM |
| Pizzi Michael A. | Chief Executive Officer | Sep 21, 2019 | Option Exercise | $45.20 | 1,385 | 62,602 | 131,306 | Sep 24, 2019, 05:02 PM |
| LAWSON RODGER A | Director | Sep 12, 2019 | Option Exercise | $44.42 | 1,492 | 66,275 | 113,739 | Sep 16, 2019, 05:20 PM |
| LAWSON RODGER A | Director | Sep 13, 2019 | Sale | $45.18 | 5,109 | 230,848 | 108,630 | Sep 16, 2019, 05:20 PM |
| Curcio Michael John | EVP, Institutional | Sep 12, 2019 | Option Exercise | $44.42 | 43,431 | 1,929,205 | 149,159 | Sep 16, 2019, 05:19 PM |
| Curcio Michael John | EVP, Institutional | Sep 13, 2019 | Sale | $45.18 | 53,584 | 2,421,113 | 95,575 | Sep 16, 2019, 05:19 PM |
| LAWSON RODGER A | Director | May 17, 2019 | Sale | $48.13 | 41,322 | 1,988,654 | 114,753 | May 21, 2019, 05:13 PM |
| WEAVER DONNA L | Director | Apr 23, 2019 | Option Exercise | $50.42 | 570 | 28,737 | 64,327 | Apr 25, 2019, 05:04 PM |
| WEAVER DONNA L | Director | Apr 23, 2019 | Option Exercise | $14.35 | 2,000 | 28,700 | 64,897 | Apr 25, 2019, 05:04 PM |
| SCLAFANI JOSEPH L | Director | Apr 23, 2019 | Option Exercise | $50.42 | 570 | 28,737 | 37,744 | Apr 25, 2019, 05:04 PM |
| SCLAFANI JOSEPH L | Director | Apr 23, 2019 | Option Exercise | $14.35 | 2,000 | 28,700 | 38,314 | Apr 25, 2019, 05:04 PM |
| Turner Chad E. | Chief Financial Officer | Feb 09, 2019 | Option Exercise | $46.06 | 724 | 33,346 | 24,040 | Feb 12, 2019, 08:54 PM |
| Simonich Brent | Principal Accounting Officer | Feb 09, 2019 | Option Exercise | $46.06 | 775 | 35,695 | 32,690 | Feb 12, 2019, 08:54 PM |
| Roessner Karl A | Chief Executive Officer | Feb 09, 2019 | Option Exercise | $46.06 | 5,484 | 252,579 | 175,092 | Feb 12, 2019, 08:54 PM |
| Roessner Karl A | Chief Executive Officer | Feb 12, 2019 | Sale | $47.35 | 45,724 | 2,165,219 | 133,935 | Feb 12, 2019, 08:54 PM |
| Pizzi Michael A. | EVP, Chief Operating Officer | Feb 09, 2019 | Option Exercise | $46.06 | 3,443 | 158,576 | 126,634 | Feb 12, 2019, 08:54 PM |
| LAWSON RODGER A | Director | Feb 09, 2019 | Option Exercise | $46.06 | 3,364 | 154,937 | 148,246 | Feb 12, 2019, 08:53 PM |
| Curcio Michael John | EVP, Institutional | Feb 09, 2019 | Option Exercise | $46.06 | 3,383 | 155,813 | 213,896 | Feb 12, 2019, 08:53 PM |
| Curcio Michael John | EVP, Institutional | Feb 12, 2019 | Sale | $47.36 | 21,928 | 1,038,508 | 193,835 | Feb 12, 2019, 08:53 PM |
| Roessner Karl A | Chief Executive Officer | Feb 06, 2019 | Option Exercise | $46.98 | 22,099 | 1,038,266 | 131,725 | Feb 08, 2019, 09:38 PM |
| Pizzi Michael A. | EVP, Chief Operating Officer | Feb 06, 2019 | Option Exercise | $46.98 | 11,556 | 542,930 | 94,713 | Feb 08, 2019, 09:38 PM |
| LAWSON RODGER A | Director | Feb 06, 2019 | Option Exercise | $46.98 | 14,701 | 690,690 | 129,899 | Feb 08, 2019, 09:37 PM |
| Curcio Michael John | EVP, Institutional | Feb 06, 2019 | Option Exercise | $46.98 | 6,400 | 300,688 | 197,124 | Feb 08, 2019, 09:37 PM |
| Turner Chad E. | Chief Financial Officer | Feb 05, 2019 | Option Exercise | $47.19 | 653 | 30,818 | 14,451 | Feb 05, 2019, 09:54 PM |
| Turner Chad E. | Chief Financial Officer | Feb 03, 2019 | Option Exercise | $47.30 | 1,079 | 51,037 | 15,676 | Feb 05, 2019, 09:54 PM |
| Simonich Brent | Principal Accounting Officer | Feb 05, 2019 | Option Exercise | $47.19 | 1,308 | 61,731 | 23,695 | Feb 05, 2019, 09:54 PM |
| Simonich Brent | Principal Accounting Officer | Feb 03, 2019 | Option Exercise | $47.30 | 1,380 | 65,274 | 25,955 | Feb 05, 2019, 09:54 PM |
| Roessner Karl A | Chief Executive Officer | Feb 05, 2019 | Option Exercise | $47.19 | 6,641 | 313,422 | 112,303 | Feb 05, 2019, 09:54 PM |
| Roessner Karl A | Chief Executive Officer | Feb 03, 2019 | Option Exercise | $47.30 | 4,391 | 207,694 | 118,944 | Feb 05, 2019, 09:54 PM |
| LAWSON RODGER A | Director | Feb 03, 2019 | Option Exercise | $47.30 | 3,341 | 158,029 | 111,015 | Feb 05, 2019, 09:54 PM |
| Curcio Michael John | EVP, Institutional | Feb 03, 2019 | Option Exercise | $47.30 | 2,335 | 110,445 | 184,678 | Feb 05, 2019, 09:53 PM |
| Pizzi Michael A. | EVP, Chief Operating Officer | Feb 05, 2019 | Option Exercise | $47.19 | 5,033 | 237,532 | 80,909 | Feb 05, 2019, 09:50 PM |
| Pizzi Michael A. | EVP, Chief Operating Officer | Feb 03, 2019 | Option Exercise | $47.30 | 2,396 | 113,331 | 85,942 | Feb 05, 2019, 09:50 PM |
| Chersi Robert J | Director | Jan 30, 2019 | Buy | $46.24 | 2,200 | 101,734 | 3,253 | Feb 01, 2019, 05:18 PM |
| Healy James P | Director | Dec 11, 2018 | Buy | $45.36 | 5,000 | 226,791 | 49,735 | Dec 13, 2018, 05:00 PM |
| WEINREICH JOSHUA | Director | Nov 06, 2018 | Buy | $52.33 | 5,725 | 299,588 | 7,318 | Nov 08, 2018, 05:14 PM |
| Simonich Brent | Principal Accounting Officer | Nov 02, 2018 | Buy | $51.50 | 1,943 | 100,072 | 26,330 | Nov 05, 2018, 05:48 PM |
| Pizzi Michael A. | Chief Operating Officer & CFO | Nov 02, 2018 | Buy | $51.67 | 10,000 | 516,735 | 88,171 | Nov 05, 2018, 05:48 PM |
| LAWSON RODGER A | Executive Chairman | Nov 05, 2018 | Buy | $51.27 | 5,000 | 256,350 | 114,191 | Nov 05, 2018, 05:48 PM |
| LAWSON RODGER A | Executive Chairman | Nov 02, 2018 | Buy | $51.26 | 5,000 | 256,300 | 109,191 | Nov 05, 2018, 05:48 PM |
| Curcio Michael John | Chief Brokerage Officer | Sep 12, 2018 | Option Exercise | $53.85 | 42,911 | 2,310,757 | 186,651 | Oct 03, 2018, 06:25 PM |
| Roessner Karl A | Chief Executive Officer | Sep 12, 2018 | Option Exercise | $53.85 | 6,646 | 357,887 | 123,116 | Sep 14, 2018, 05:08 PM |
| LAWSON RODGER A | Executive Chairman | Sep 12, 2018 | Option Exercise | $53.85 | 1,835 | 98,815 | 104,191 | Sep 14, 2018, 05:08 PM |
| Curcio Michael John | Chief Brokerage Officer | Sep 12, 2018 | Option Exercise | $53.85 | 46,940 | 2,527,719 | 182,622 | Sep 14, 2018, 05:08 PM |
| Simonich Brent | Principal Accounting Officer | Jun 01, 2018 | Option Exercise | $64.20 | 1,853 | 118,963 | 24,387 | Jun 05, 2018, 05:11 PM |
| WEAVER DONNA L | Director | Apr 24, 2018 | Option Exercise | $59.50 | 1,464 | 87,108 | 60,795 | Apr 26, 2018, 05:15 PM |
| WEAVER DONNA L | Director | Apr 24, 2018 | Option Exercise | $43.55 | 2,000 | 87,100 | 62,259 | Apr 26, 2018, 05:15 PM |
| Simonich Brent | Principal Accounting Officer | Mar 06, 2018 | Sale | $53.00 | 7,680 | 407,040 | 26,240 | Mar 08, 2018, 05:04 PM |
| Roessner Karl A | Chief Executive Officer | Feb 07, 2018 | Option Exercise | $52.03 | 19,529 | 1,016,094 | 119,553 | Feb 09, 2018, 09:39 PM |
| Roessner Karl A | Chief Executive Officer | Feb 07, 2018 | Option Exercise | $17.58 | 4,837 | 85,034 | 196,828 | Feb 09, 2018, 09:39 PM |
| Roessner Karl A | Chief Executive Officer | Feb 07, 2018 | Sale | $52.03 | 94,439 | 4,913,986 | 103,755 | Feb 09, 2018, 09:39 PM |
| Roessner Karl A | Chief Executive Officer | Feb 08, 2018 | Sale | $50.67 | 20,620 | 1,044,855 | 113,102 | Feb 09, 2018, 09:39 PM |
| Pizzi Michael A. | Chief Financial Officer | Feb 07, 2018 | Option Exercise | $52.03 | 11,076 | 576,284 | 69,173 | Feb 09, 2018, 09:39 PM |
| Pizzi Michael A. | Chief Financial Officer | Feb 07, 2018 | Option Exercise | $17.58 | 11,727 | 206,161 | 104,847 | Feb 09, 2018, 09:39 PM |
| Pizzi Michael A. | Chief Financial Officer | Feb 08, 2018 | Sale | $50.62 | 22,616 | 1,144,819 | 60,749 | Feb 09, 2018, 09:39 PM |
| Pizzi Michael A. | Chief Financial Officer | Feb 07, 2018 | Sale | $52.04 | 47,213 | 2,456,961 | 58,652 | Feb 09, 2018, 09:39 PM |
| LAWSON RODGER A | Executive Chairman | Feb 07, 2018 | Option Exercise | $52.03 | 11,364 | 591,269 | 98,648 | Feb 09, 2018, 09:39 PM |
| LAWSON RODGER A | Executive Chairman | Feb 08, 2018 | Sale | $50.99 | 9,321 | 475,238 | 89,574 | Feb 09, 2018, 09:39 PM |
| LAWSON RODGER A | Executive Chairman | Feb 07, 2018 | Sale | $51.95 | 3,853 | 200,180 | 94,795 | Feb 09, 2018, 09:39 PM |
| Curcio Michael John | Chief Brokerage Officer | Feb 07, 2018 | Option Exercise | $52.03 | 4,290 | 223,209 | 216,581 | Feb 09, 2018, 09:39 PM |
| Curcio Michael John | Chief Brokerage Officer | Feb 08, 2018 | Sale | $50.98 | 9,626 | 490,776 | 211,455 | Feb 09, 2018, 09:39 PM |
| Curcio Michael John | Chief Brokerage Officer | Feb 07, 2018 | Sale | $52.04 | 24,532 | 1,276,597 | 207,235 | Feb 09, 2018, 09:39 PM |
| Simonich Brent | SVP, Corporate Controller | Feb 06, 2018 | Option Exercise | $50.46 | 742 | 37,441 | 26,213 | Feb 06, 2018, 07:58 PM |
| Simonich Brent | SVP, Corporate Controller | Feb 05, 2018 | Option Exercise | $51.58 | 1,305 | 67,312 | 26,955 | Feb 06, 2018, 07:58 PM |
| Simonich Brent | SVP, Corporate Controller | Feb 03, 2018 | Option Exercise | $53.35 | 1,363 | 72,713 | 28,691 | Feb 06, 2018, 07:58 PM |
| Roessner Karl A | Chief Executive Officer | Feb 06, 2018 | Option Exercise | $50.46 | 13,831 | 697,912 | 197,544 | Feb 06, 2018, 07:58 PM |
| Roessner Karl A | Chief Executive Officer | Feb 05, 2018 | Option Exercise | $51.58 | 6,940 | 357,965 | 205,822 | Feb 06, 2018, 07:58 PM |
| Roessner Karl A | Chief Executive Officer | Feb 03, 2018 | Option Exercise | $53.35 | 4,391 | 234,249 | 212,762 | Feb 06, 2018, 07:58 PM |
| Pizzi Michael A. | Chief Financial Officer | Feb 03, 2018 | Option Exercise | $53.35 | 2,639 | 140,784 | 107,503 | Feb 06, 2018, 07:57 PM |
| Pizzi Michael A. | Chief Financial Officer | Feb 06, 2018 | Option Exercise | $50.46 | 8,538 | 430,827 | 96,897 | Feb 06, 2018, 07:57 PM |
| Pizzi Michael A. | Chief Financial Officer | Feb 05, 2018 | Option Exercise | $51.58 | 5,845 | 301,485 | 101,658 | Feb 06, 2018, 07:57 PM |
| LAWSON RODGER A | Executive Chairman | Feb 03, 2018 | Option Exercise | $53.35 | 3,256 | 173,699 | 83,920 | Feb 06, 2018, 07:57 PM |
| Curcio Michael John | Chief Brokerage Officer | Feb 03, 2018 | Option Exercise | $53.35 | 2,190 | 116,831 | 231,487 | Feb 06, 2018, 07:57 PM |
| SCLAFANI JOSEPH L | Director | Jan 30, 2018 | Option Exercise | $31.75 | 2,000 | 63,500 | 36,304 | Feb 01, 2018, 05:12 PM |
| SCLAFANI JOSEPH L | Director | Jan 30, 2018 | Sale | $52.75 | 2,000 | 105,500 | 34,304 | Feb 01, 2018, 05:12 PM |
| KANNER FREDERICK WILKINSON | Director | Jan 26, 2018 | Option Exercise | $53.49 | 1,629 | 87,135 | 44,463 | Jan 30, 2018, 05:16 PM |
| KANNER FREDERICK WILKINSON | Director | Jan 26, 2018 | Option Exercise | $43.55 | 2,000 | 87,100 | 46,092 | Jan 30, 2018, 05:16 PM |
| Roessner Karl A | Chief Executive Officer | Sep 12, 2017 | Option Exercise | $40.67 | 6,971 | 283,528 | 225,731 | Sep 14, 2017, 05:08 PM |
| Roessner Karl A | Chief Executive Officer | Sep 13, 2017 | Sale | $40.49 | 8,578 | 347,310 | 223,858 | Sep 14, 2017, 05:08 PM |
| LAWSON RODGER A | Executive Chairman | Sep 12, 2017 | Option Exercise | $40.67 | 1,385 | 56,331 | 88,638 | Sep 14, 2017, 05:08 PM |
| LAWSON RODGER A | Executive Chairman | Sep 13, 2017 | Sale | $40.46 | 1,462 | 59,157 | 88,076 | Sep 14, 2017, 05:08 PM |
| Curcio Michael John | Chief Brokerage Officer | Sep 12, 2017 | Option Exercise | $40.67 | 43,283 | 1,760,428 | 267,151 | Sep 14, 2017, 05:07 PM |
| Curcio Michael John | Chief Brokerage Officer | Sep 13, 2017 | Sale | $40.38 | 33,474 | 1,351,611 | 252,773 | Sep 14, 2017, 05:07 PM |
| Roessner Karl A | Chief Executive Officer | Aug 18, 2017 | Sale | $39.41 | 14,898 | 587,066 | 232,702 | Aug 22, 2017, 05:04 PM |
| Pizzi Michael A. | Chief Financial Officer | Aug 18, 2017 | Sale | $39.41 | 9,977 | 393,178 | 110,142 | Aug 22, 2017, 05:04 PM |
| Simonich Brent | Principal Accounting Officer | Jul 26, 2017 | Sale | $41.50 | 5,696 | 236,376 | 31,557 | Jul 28, 2017, 05:00 PM |
| Healy James P | Director | Jul 25, 2017 | Buy | $41.97 | 5,000 | 209,855 | 40,792 | Jul 27, 2017, 05:36 PM |
| Simonich Brent | Principal Accounting Officer | Jun 01, 2017 | Option Exercise | $34.85 | 1,862 | 64,884 | 35,319 | Jun 05, 2017, 06:24 PM |
| LAWSON RODGER A | Executive Chairman | Mar 27, 2017 | Sale | $33.03 | 7,947 | 262,521 | 94,910 | Mar 29, 2017, 05:03 PM |
| Simonich Brent | Principal Accounting Officer | Feb 10, 2017 | Sale | $35.60 | 6,968 | 248,061 | 37,181 | Feb 14, 2017, 05:32 PM |
| Pizzi Michael A. | Chief Financial Officer | Feb 10, 2017 | Option Exercise | $14.60 | 11,249 | 164,235 | 167,029 | Feb 14, 2017, 05:22 PM |
| Pizzi Michael A. | Chief Financial Officer | Feb 10, 2017 | Sale | $35.60 | 46,910 | 1,670,192 | 163,642 | Feb 14, 2017, 05:22 PM |
| Simonich Brent | Principal Accounting Officer | Feb 07, 2017 | Option Exercise | $35.20 | 958 | 33,722 | 44,149 | Feb 09, 2017, 05:06 PM |
| Roessner Karl A | Chief Executive Officer | Feb 07, 2017 | Option Exercise | $35.20 | 8,305 | 292,336 | 260,364 | Feb 09, 2017, 05:05 PM |
| Roessner Karl A | Chief Executive Officer | Feb 08, 2017 | Option Exercise | $14.60 | 3,712 | 54,195 | 264,076 | Feb 09, 2017, 05:05 PM |
| Roessner Karl A | Chief Executive Officer | Feb 08, 2017 | Sale | $34.72 | 16,476 | 572,124 | 260,364 | Feb 09, 2017, 05:05 PM |
| Pizzi Michael A. | Chief Financial Officer | Feb 07, 2017 | Option Exercise | $35.20 | 3,312 | 116,582 | 155,780 | Feb 09, 2017, 05:05 PM |
| Foley Michael | Chief Technology & Ops Officer | Feb 07, 2017 | Option Exercise | $35.20 | 4,689 | 165,053 | 89,428 | Feb 09, 2017, 05:05 PM |
| Simonich Brent | Principal Accounting Officer | Feb 06, 2017 | Option Exercise | $34.69 | 2,066 | 71,676 | 45,922 | Feb 07, 2017, 05:15 PM |
| Simonich Brent | Principal Accounting Officer | Feb 05, 2017 | Option Exercise | $34.97 | 1,541 | 53,889 | 47,173 | Feb 07, 2017, 05:15 PM |
| Roessner Karl A | Chief Executive Officer | Feb 06, 2017 | Option Exercise | $34.69 | 26,731 | 927,379 | 279,631 | Feb 07, 2017, 05:15 PM |
| Roessner Karl A | Chief Executive Officer | Feb 05, 2017 | Option Exercise | $34.97 | 12,071 | 422,123 | 287,373 | Feb 07, 2017, 05:15 PM |
| Pizzi Michael A. | Chief Financial Officer | Feb 06, 2017 | Option Exercise | $34.69 | 13,586 | 471,339 | 163,711 | Feb 07, 2017, 05:12 PM |
| Pizzi Michael A. | Chief Financial Officer | Feb 05, 2017 | Option Exercise | $34.97 | 7,909 | 276,578 | 166,744 | Feb 07, 2017, 05:12 PM |
| LAWSON RODGER A | Executive Chairman | Feb 05, 2017 | Option Exercise | $34.97 | 7,567 | 264,618 | 97,970 | Feb 07, 2017, 05:12 PM |
| Foley Michael | Chief Technology & Ops Officer | Feb 06, 2017 | Option Exercise | $34.69 | 8,106 | 281,221 | 94,117 | Feb 07, 2017, 05:12 PM |
| Foley Michael | Chief Technology & Ops Officer | Feb 05, 2017 | Option Exercise | $34.97 | 4,679 | 163,625 | 97,337 | Feb 07, 2017, 05:12 PM |
| Simonich Brent | Principal Accounting Officer | Nov 14, 2016 | Sale | $32.68 | 7,996 | 261,290 | 35,847 | Nov 16, 2016, 05:10 PM |
| Simonich Brent | Principal Accounting Officer | Jun 01, 2016 | Option Exercise | $27.62 | 1,862 | 51,420 | 43,843 | Jun 03, 2016, 04:06 PM |
| Simonich Brent | Principal Accounting Officer | Apr 26, 2016 | Sale | $26.22 | 3,994 | 104,716 | 45,705 | Apr 28, 2016, 05:04 PM |
| Roessner Karl A | EVP & General Counsel | Apr 25, 2016 | Sale | $25.93 | 16,828 | 436,283 | 217,295 | Apr 27, 2016, 05:00 PM |
| Simonich Brent | Principal Accounting Officer | Feb 09, 2016 | Option Exercise | $20.86 | 1,133 | 23,640 | 49,699 | Feb 11, 2016, 05:00 PM |
| Roessner Karl A | EVP & General Counsel | Feb 09, 2016 | Option Exercise | $20.86 | 12,992 | 271,078 | 260,633 | Feb 11, 2016, 05:00 PM |
| Roessner Karl A | EVP & General Counsel | Feb 10, 2016 | Sale | $21.24 | 26,510 | 563,102 | 253,717 | Feb 11, 2016, 05:00 PM |
| Pizzi Michael A. | EVP & Chief Financial Officer | Feb 09, 2016 | Option Exercise | $20.86 | 5,140 | 107,246 | 165,713 | Feb 11, 2016, 04:59 PM |
| Pizzi Michael A. | EVP & Chief Financial Officer | Feb 10, 2016 | Option Exercise | $9.25 | 3,078 | 28,465 | 168,334 | Feb 11, 2016, 04:59 PM |
| Pizzi Michael A. | EVP & Chief Financial Officer | Feb 10, 2016 | Sale | $21.26 | 22,262 | 473,197 | 163,330 | Feb 11, 2016, 04:59 PM |
| Simonich Brent | Principal Accounting Officer | Feb 07, 2016 | Option Exercise | $23.08 | 948 | 21,875 | 50,832 | Feb 09, 2016, 05:47 PM |
| Simonich Brent | Principal Accounting Officer | Feb 06, 2016 | Option Exercise | $23.08 | 2,248 | 51,873 | 52,576 | Feb 09, 2016, 05:47 PM |
| Roessner Karl A | EVP & General Counsel | Feb 06, 2016 | Option Exercise | $23.08 | 22,867 | 527,656 | 301,102 | Feb 09, 2016, 05:47 PM |
| Roessner Karl A | EVP & General Counsel | Feb 07, 2016 | Option Exercise | $23.08 | 8,305 | 191,638 | 273,625 | Feb 09, 2016, 05:47 PM |
| Pizzi Michael A. | EVP & Chief Financial Officer | Feb 07, 2016 | Option Exercise | $23.08 | 2,299 | 53,049 | 170,396 | Feb 09, 2016, 05:47 PM |
| Pizzi Michael A. | EVP & Chief Financial Officer | Feb 06, 2016 | Option Exercise | $23.08 | 11,092 | 255,948 | 181,494 | Feb 09, 2016, 05:47 PM |
| Herbert David | SVP & Pres, E*TRADE Securities | Feb 07, 2016 | Option Exercise | $23.08 | 1,026 | 23,675 | 60,639 | Feb 09, 2016, 05:47 PM |
| Herbert David | SVP & Pres, E*TRADE Securities | Feb 06, 2016 | Option Exercise | $23.08 | 1,233 | 28,451 | 61,665 | Feb 09, 2016, 05:47 PM |
| Foley Michael | EVP, Chief Admin. Officer | Feb 07, 2016 | Option Exercise | $23.08 | 3,361 | 77,555 | 85,045 | Feb 09, 2016, 05:46 PM |
| Foley Michael | EVP, Chief Admin. Officer | Feb 06, 2016 | Option Exercise | $23.08 | 7,801 | 180,008 | 94,097 | Feb 09, 2016, 05:46 PM |
| Idzik Paul | Chief Executive Officer | Jan 22, 2016 | Option Exercise | $24.10 | 116,241 | 2,801,989 | 460,853 | Jan 26, 2016, 05:01 PM |
| Idzik Paul | Chief Executive Officer | Jan 25, 2016 | Sale | $23.69 | 10,950 | 259,370 | 449,903 | Jan 26, 2016, 05:01 PM |
| Herbert David | SVP & Pres, E*TRADE Securities | Dec 20, 2015 | Option Exercise | $29.27 | 478 | 13,993 | 46,647 | Dec 22, 2015, 05:03 PM |
| Roessner Karl A | EVP & General Counsel | Sep 11, 2015 | Sale | $26.96 | 2,692 | 72,576 | 250,574 | Sep 15, 2015, 05:01 PM |
| Pizzi Michael A. | EVP & Chief Financial Officer | Jun 24, 2015 | Option Exercise | $30.94 | 614 | 19,000 | 130,973 | Jun 26, 2015, 05:02 PM |
| Roessner Karl A | EVP & General Counsel | Mar 04, 2015 | Sale | $26.49 | 5,472 | 144,966 | 253,266 | Mar 06, 2015, 05:07 PM |
| Healy James P | Director | Mar 04, 2015 | Buy | $26.75 | 10,000 | 267,466 | 12,023 | Mar 06, 2015, 05:07 PM |
| Roessner Karl A | EVP & General Counsel | Feb 10, 2015 | Option Exercise | $25.42 | 662 | 16,828 | 270,589 | Feb 12, 2015, 05:08 PM |
| Roessner Karl A | EVP & General Counsel | Feb 10, 2015 | Sale | $25.37 | 11,323 | 287,221 | 267,098 | Feb 12, 2015, 05:08 PM |
| Roessner Karl A | EVP & General Counsel | Feb 11, 2015 | Sale | $25.49 | 528 | 13,459 | 259,087 | Feb 12, 2015, 05:08 PM |
| Audette Matthew J | EVP & Chief Financial Officer | Feb 10, 2015 | Option Exercise | $25.42 | 983 | 24,988 | 202,912 | Feb 12, 2015, 05:08 PM |
| Audette Matthew J | EVP & Chief Financial Officer | Feb 11, 2015 | Sale | $25.44 | 21,000 | 534,230 | 181,912 | Feb 12, 2015, 05:08 PM |
| Roessner Karl A | EVP & General Counsel | Feb 06, 2015 | Option Exercise | $25.72 | 7,158 | 184,086 | 304,597 | Feb 10, 2015, 06:42 PM |
| Roessner Karl A | EVP & General Counsel | Feb 09, 2015 | Option Exercise | $25.20 | 11,952 | 301,161 | 271,251 | Feb 10, 2015, 06:42 PM |
| Roessner Karl A | EVP & General Counsel | Feb 07, 2015 | Option Exercise | $25.72 | 6,096 | 156,774 | 298,501 | Feb 10, 2015, 06:42 PM |
| Roessner Karl A | EVP & General Counsel | Feb 09, 2015 | Sale | $25.22 | 15,298 | 385,883 | 295,890 | Feb 10, 2015, 06:42 PM |
| Nandra Navtej S | President | Feb 07, 2015 | Option Exercise | $25.72 | 14,249 | 366,449 | 242,510 | Feb 10, 2015, 06:42 PM |
| Foley Michael | EVP, Chief Administrative Offi | Feb 07, 2015 | Option Exercise | $25.72 | 3,447 | 88,648 | 70,098 | Feb 10, 2015, 06:41 PM |
| Audette Matthew J | EVP & Chief Financial Officer | Feb 09, 2015 | Option Exercise | $25.20 | 8,473 | 213,498 | 203,895 | Feb 10, 2015, 06:41 PM |
| Audette Matthew J | EVP & Chief Financial Officer | Feb 07, 2015 | Option Exercise | $25.72 | 6,186 | 159,088 | 212,368 | Feb 10, 2015, 06:41 PM |
| Audette Matthew J | EVP & Chief Financial Officer | Feb 06, 2015 | Option Exercise | $25.72 | 7,621 | 195,993 | 218,554 | Feb 10, 2015, 06:41 PM |
| Idzik Paul | Chief Executive Officer | Jan 22, 2015 | Option Exercise | $22.28 | 115,383 | 2,571,022 | 588,044 | Jan 23, 2015, 06:01 PM |
| Idzik Paul | Chief Executive Officer | Jan 23, 2015 | Sale | $24.40 | 10,950 | 267,211 | 577,094 | Jan 23, 2015, 06:01 PM |
| Audette Matthew J | EVP & Chief Financial Officer | Jan 03, 2015 | Option Exercise | $24.12 | 3,420 | 82,490 | 171,283 | Jan 06, 2015, 05:06 PM |
| Audette Matthew J | EVP & Chief Financial Officer | Jan 05, 2015 | Sale | $23.84 | 1,294 | 30,849 | 169,989 | Jan 06, 2015, 05:06 PM |
| Audette Matthew J | EVP & Chief Financial Officer | Aug 25, 2014 | Option Exercise | $12.02 | 33,687 | 404,860 | 218,913 | Aug 27, 2014, 05:01 PM |
| Audette Matthew J | EVP & Chief Financial Officer | Aug 25, 2014 | Sale | $22.62 | 44,210 | 999,884 | 174,703 | Aug 27, 2014, 05:01 PM |
| Roessner Karl A | EVP & General Counsel | Apr 28, 2014 | Sale | $22.07 | 9,203 | 203,070 | 233,794 | Apr 30, 2014, 05:05 PM |
| Idzik Paul | Chief Executive Officer | Feb 28, 2014 | Sale | $22.30 | 46,493 | 1,036,785 | 703,427 | Mar 04, 2014, 05:01 PM |
| Audette Matthew J | EVP & Chief Financial Officer | Feb 28, 2014 | Sale | $22.31 | 31,989 | 713,716 | 185,226 | Mar 04, 2014, 05:01 PM |
| Audette Matthew J | EVP & Chief Financial Officer | Feb 10, 2014 | Option Exercise | $20.48 | 705 | 14,438 | 219,965 | Feb 11, 2014, 05:04 PM |
| Audette Matthew J | EVP & Chief Financial Officer | Feb 09, 2014 | Option Exercise | $20.17 | 6,074 | 122,482 | 220,670 | Feb 11, 2014, 05:04 PM |
| Audette Matthew J | EVP & Chief Financial Officer | Feb 10, 2014 | Sale | $20.58 | 2,464 | 50,720 | 217,501 | Feb 11, 2014, 05:04 PM |
| Audette Matthew J | EVP & Chief Financial Officer | Feb 11, 2014 | Sale | $20.85 | 286 | 5,963 | 217,215 | Feb 11, 2014, 05:04 PM |
| Roessner Karl A | EVP & General Counsel | Feb 09, 2014 | Option Exercise | $20.17 | 9,536 | 192,293 | 247,155 | Feb 11, 2014, 05:04 PM |
| Roessner Karl A | EVP & General Counsel | Feb 10, 2014 | Option Exercise | $20.48 | 488 | 9,994 | 246,667 | Feb 11, 2014, 05:04 PM |
| Roessner Karl A | EVP & General Counsel | Feb 11, 2014 | Sale | $20.89 | 179 | 3,739 | 242,997 | Feb 11, 2014, 05:04 PM |
| Roessner Karl A | EVP & General Counsel | Feb 10, 2014 | Sale | $20.59 | 3,491 | 71,864 | 243,176 | Feb 11, 2014, 05:04 PM |
| Audette Matthew J | EVP & Chief Financial Officer | Feb 06, 2014 | Option Exercise | $19.51 | 7,621 | 148,724 | 185,205 | Feb 10, 2014, 06:19 PM |
| Audette Matthew J | EVP & Chief Financial Officer | Feb 07, 2014 | Sale | $19.98 | 3,092 | 61,769 | 182,113 | Feb 10, 2014, 06:19 PM |
| Roessner Karl A | EVP & General Counsel | Feb 06, 2014 | Option Exercise | $19.51 | 7,162 | 139,766 | 214,671 | Feb 10, 2014, 06:19 PM |
| Roessner Karl A | EVP & General Counsel | Feb 07, 2014 | Sale | $19.97 | 2,611 | 52,142 | 212,060 | Feb 10, 2014, 06:19 PM |
| Idzik Paul | Chief Executive Officer | Jan 22, 2014 | Option Exercise | $21.45 | 115,042 | 2,468,226 | 760,870 | Jan 24, 2014, 05:01 PM |
| Idzik Paul | Chief Executive Officer | Jan 23, 2014 | Sale | $21.19 | 10,950 | 232,045 | 749,920 | Jan 24, 2014, 05:01 PM |
| Audette Matthew J | EVP & Chief Financial Officer | Jan 03, 2014 | Option Exercise | $20.09 | 3,473 | 69,773 | 194,120 | Jan 07, 2014, 05:01 PM |
| Audette Matthew J | EVP & Chief Financial Officer | Jan 06, 2014 | Sale | $20.34 | 1,294 | 26,322 | 192,826 | Jan 07, 2014, 05:01 PM |
| LAWSON RODGER A | Director | Dec 04, 2013 | Buy | $18.15 | 2,754 | 49,995 | 27,169 | Dec 06, 2013, 05:30 PM |
| Audette Matthew J | EVP & Chief Financial Officer | Nov 27, 2013 | Sale | $17.88 | 8,809 | 157,480 | 197,593 | Dec 02, 2013, 05:01 PM |
| Roessner Karl A | EVP & General Counsel | Nov 27, 2013 | Sale | $17.88 | 14,825 | 265,001 | 221,833 | Dec 02, 2013, 05:01 PM |
| LAWSON RODGER A | Director | May 13, 2013 | Buy | $11.16 | 4,479 | 49,986 | 24,415 | May 13, 2013, 05:01 PM |
| CITADEL ADVISORS LLC | Director | Mar 13, 2011 | Sale | $11.28 | 27,394,448 | 309,009,366 | 0 | Mar 15, 2013, 04:41 PM |
| Utton Nicholas | EVP & Chief Marketing Officer | Feb 11, 2013 | Option Exercise | $11.03 | 6,221 | 68,602 | 334,136 | Feb 12, 2013, 05:04 PM |
| Utton Nicholas | EVP & Chief Marketing Officer | Feb 10, 2013 | Option Exercise | $10.97 | 3,875 | 42,509 | 340,357 | Feb 12, 2013, 05:04 PM |
| Utton Nicholas | EVP & Chief Marketing Officer | Feb 09, 2013 | Option Exercise | $10.97 | 10,447 | 114,604 | 344,232 | Feb 12, 2013, 05:04 PM |
| Curcio Michael John | EVP & Pres, E*TRADE Securities | Feb 09, 2013 | Option Exercise | $10.97 | 14,903 | 163,486 | 393,776 | Feb 12, 2013, 05:01 PM |
| Curcio Michael John | EVP & Pres, E*TRADE Securities | Feb 11, 2013 | Option Exercise | $11.03 | 8,774 | 96,755 | 379,927 | Feb 12, 2013, 05:01 PM |
| Curcio Michael John | EVP & Pres, E*TRADE Securities | Feb 10, 2013 | Option Exercise | $10.97 | 5,075 | 55,673 | 388,701 | Feb 12, 2013, 05:01 PM |
| Audette Matthew J | EVP & Chief Financial Officer | Feb 10, 2013 | Option Exercise | $10.97 | 705 | 7,734 | 210,327 | Feb 12, 2013, 05:01 PM |
| Audette Matthew J | EVP & Chief Financial Officer | Feb 09, 2013 | Option Exercise | $10.97 | 6,075 | 66,643 | 211,032 | Feb 12, 2013, 05:01 PM |
| Audette Matthew J | EVP & Chief Financial Officer | Feb 11, 2013 | Option Exercise | $11.03 | 3,925 | 43,283 | 206,402 | Feb 12, 2013, 05:01 PM |
| Audette Matthew J | EVP & Chief Financial Officer | Jan 03, 2013 | Option Exercise | $9.19 | 3,647 | 33,534 | 134,652 | Jan 04, 2013, 05:01 PM |
| LAWSON RODGER A | Director | Aug 13, 2012 | Buy | $8.45 | 7,528 | 63,611 | 15,361 | Aug 13, 2012, 04:46 PM |
| Petrilli Frank J. | Board Member | Aug 13, 2012 | Buy | $8.39 | 119,250 | 999,995 | 137,887 | Aug 13, 2012, 04:46 PM |
| LAWSON RODGER A | Director | Feb 27, 2012 | Buy | $9.51 | 1,313 | 12,485 | 2,679 | Feb 28, 2012, 05:00 PM |
| Framke Greg | EVP & Chief Operating Officer | Feb 11, 2012 | Option Exercise | $9.15 | 6,622 | 60,591 | 293,738 | Feb 13, 2012, 06:32 PM |
| Framke Greg | EVP & Chief Operating Officer | Feb 10, 2012 | Option Exercise | $9.15 | 4,371 | 39,995 | 300,360 | Feb 13, 2012, 06:32 PM |
| Utton Nicholas | EVP & Chief Marketing Officer | Feb 11, 2012 | Option Exercise | $9.15 | 6,070 | 55,540 | 285,967 | Feb 13, 2012, 06:32 PM |
| Utton Nicholas | EVP & Chief Marketing Officer | Feb 10, 2012 | Option Exercise | $9.15 | 4,026 | 36,838 | 292,037 | Feb 13, 2012, 06:32 PM |
| Freiberg Steven J | Chief Executive Officer | Feb 10, 2012 | Option Exercise | $9.15 | 7,733 | 70,757 | 556,746 | Feb 13, 2012, 06:31 PM |
| Curcio Michael John | EVP & Pres, E*TRADE Securities | Feb 11, 2012 | Option Exercise | $9.15 | 8,581 | 78,516 | 317,062 | Feb 13, 2012, 06:31 PM |
| Curcio Michael John | EVP & Pres, E*TRADE Securities | Feb 10, 2012 | Option Exercise | $9.15 | 5,210 | 47,671 | 325,643 | Feb 13, 2012, 06:31 PM |
| Audette Matthew J | EVP & Chief Financial Officer | Feb 10, 2012 | Option Exercise | $9.15 | 688 | 6,295 | 142,129 | Feb 13, 2012, 06:31 PM |
| Audette Matthew J | EVP & Chief Financial Officer | Feb 11, 2012 | Option Exercise | $9.15 | 3,830 | 35,044 | 138,299 | Feb 13, 2012, 06:31 PM |
| Petrilli Frank J. | Director | Feb 01, 2012 | Buy | $8.45 | 11,500 | 97,150 | 13,483 | Feb 01, 2012, 05:01 PM |
| Audette Matthew J | EVP & Chief Financial Officer | Jan 03, 2012 | Option Exercise | $8.35 | 3,488 | 29,125 | 77,100 | Jan 05, 2012, 06:00 PM |
| Utton Nicholas | EVP & Chief Marketing Officer | Dec 31, 2011 | Option Exercise | $7.97 | 16,485 | 131,303 | 186,534 | Jan 04, 2012, 08:15 PM |
| Framke Greg | EVP & COO | Dec 31, 2011 | Option Exercise | $7.97 | 19,139 | 152,442 | 167,820 | Jan 04, 2012, 08:15 PM |
| Curcio Michael John | EVP & Pres, E*TRADE Securities | Dec 31, 2011 | Option Exercise | $7.97 | 20,795 | 165,632 | 188,466 | Jan 04, 2012, 08:15 PM |
| CITADEL ADVISORS LLC | Director | Dec 19, 2011 | Buy | $7.49 | 1,975 | 14,793 | 26,729 | Dec 21, 2011, 04:02 PM |
| RANDALL LEWIS E | Director | Nov 21, 2011 | Sale | $8.35 | 14,000 | 116,872 | 65,871 | Dec 20, 2011, 05:59 PM |
| RANDALL LEWIS E | Director | Nov 21, 2011 | Sale | $8.35 | 14,000 | 116,872 | 74,528 | Dec 12, 2011, 06:00 PM |
| RANDALL LEWIS E | Director | Jul 26, 2011 | Sale | $16.28 | 14,000 | 227,863 | 121,871 | Dec 05, 2011, 06:01 PM |
| RANDALL LEWIS E | Director | Oct 26, 2011 | Sale | $10.35 | 14,000 | 144,844 | 79,871 | Dec 05, 2011, 06:01 PM |
| RANDALL LEWIS E | Director | Sep 26, 2011 | Sale | $9.68 | 14,000 | 135,577 | 93,871 | Dec 05, 2011, 06:01 PM |
| RANDALL LEWIS E | Director | May 12, 2011 | Option Exercise | $1.43 | 3,086 | 4,428 | 8,657 | Dec 05, 2011, 06:00 PM |
| RANDALL LEWIS E | Director | Aug 25, 2011 | Sale | $10.64 | 14,000 | 149,016 | 107,871 | Dec 05, 2011, 06:00 PM |
| Utton Nicholas | EVP & Chief Marketing Officer | Nov 23, 2011 | Buy | $8.02 | 6,000 | 48,119 | 203,019 | Nov 28, 2011, 06:01 PM |
| RANDALL LEWIS E | Director | Nov 21, 2011 | Sale | $8.35 | 14,000 | 116,872 | 74,528 | Nov 23, 2011, 07:06 PM |
| CITADEL ADVISORS LLC | Director | Oct 28, 2011 | Buy | $11.60 | 2,500 | 29,000 | 27,254 | Nov 02, 2011, 08:38 PM |
| CITADEL ADVISORS LLC | Director | Oct 27, 2011 | Buy | $11.32 | 1,200 | 13,584 | 25,954 | Nov 02, 2011, 08:38 PM |
| CITADEL ADVISORS LLC | Director | Nov 02, 2011 | Buy | $10.22 | 5,200 | 53,144 | 29,954 | Nov 02, 2011, 08:38 PM |
| CITADEL ADVISORS LLC | Director | Oct 31, 2011 | Buy | $10.85 | 4,500 | 48,825 | 29,254 | Nov 02, 2011, 08:38 PM |
| CITADEL ADVISORS LLC | Director | Oct 27, 2011 | Sale | $11.41 | 1,200 | 13,692 | 24,754 | Nov 02, 2011, 08:38 PM |
| CITADEL ADVISORS LLC | Director | Nov 02, 2011 | Sale | $10.33 | 5,200 | 53,716 | 24,754 | Nov 02, 2011, 08:38 PM |
| CITADEL ADVISORS LLC | Director | Oct 31, 2011 | Sale | $10.88 | 4,500 | 48,960 | 24,754 | Nov 02, 2011, 08:38 PM |
| CITADEL ADVISORS LLC | Director | Oct 28, 2011 | Sale | $11.63 | 2,500 | 29,075 | 24,754 | Nov 02, 2011, 08:38 PM |
| RANDALL LEWIS E | Director | Oct 26, 2011 | Sale | $10.35 | 14,000 | 144,844 | 2,793 | Oct 27, 2011, 06:00 PM |
| Audette Matthew J | EVP & Chief Financial Officer | Oct 23, 2011 | Option Exercise | $9.85 | 91 | 896 | 80,588 | Oct 25, 2011, 06:00 PM |
| RANDALL LEWIS E | Director | Sep 26, 2011 | Sale | $9.68 | 14,000 | 135,577 | 16,793 | Sep 28, 2011, 06:00 AM |
| RANDALL LEWIS E | Director | Aug 25, 2011 | Sale | $10.64 | 14,000 | 149,016 | 30,793 | Aug 29, 2011, 06:00 PM |
| Utton Nicholas | EVP & Chief Marketing Officer | Aug 22, 2011 | Buy | $10.05 | 10,000 | 100,500 | 197,019 | Aug 24, 2011, 06:00 PM |
| Freiberg Steven J | CHIEF EXECUTIVE OFFICER | Aug 10, 2011 | Buy | $10.89 | 93,000 | 1,012,770 | 235,892 | Aug 10, 2011, 06:00 PM |
| RANDALL LEWIS E | Director | Jul 26, 2011 | Sale | $16.28 | 14,000 | 227,863 | 44,793 | Jul 28, 2011, 06:00 PM |
| RANDALL LEWIS E | Director | May 12, 2011 | Option Exercise | $1.43 | 3,086 | 4,428 | 58,793 | May 16, 2011, 07:11 PM |
| CITADEL ADVISORS LLC | Director | May 02, 2011 | Option Exercise | $10.34 | 27,394,388 | 283,257,976 | 27,394,448 | May 03, 2011, 05:21 PM |
| CITADEL ADVISORS LLC | Director | Apr 25, 2011 | Option Exercise | $10.34 | 2,979,593 | 30,808,992 | 27,500,060 | Apr 27, 2011, 04:16 PM |
| CITADEL ADVISORS LLC | Director | Apr 25, 2011 | Sale | $16.38 | 27,500,000 | 450,449,977 | 60 | Apr 27, 2011, 04:16 PM |
| CITADEL ADVISORS LLC | Director | Feb 28, 2011 | Option Exercise | $10.34 | 20,927,947 | 216,394,975 | 24,520,467 | Mar 01, 2011, 06:26 PM |
| CITADEL ADVISORS LLC | Director | Feb 23, 2011 | Option Exercise | $10.34 | 5,810,058 | 60,076,001 | 27,542,520 | Feb 25, 2011, 05:35 PM |
| CITADEL ADVISORS LLC | Director | Feb 23, 2011 | Sale | $15.91 | 23,950,000 | 381,044,496 | 3,592,520 | Feb 25, 2011, 05:35 PM |
| Audette Matthew J | CHIEF FINANCIAL OFFICER | Feb 21, 2011 | Option Exercise | $17.81 | 67 | 1,193 | 80,698 | Feb 23, 2011, 06:11 PM |
| Audette Matthew J | CHIEF FINANCIAL OFFICER | Feb 20, 2011 | Option Exercise | $17.81 | 4,871 | 86,753 | 80,746 | Feb 23, 2011, 06:11 PM |
| Curcio Michael John | EVP&Pres. E*TRADESecuritiesLLC | Feb 20, 2011 | Option Exercise | $17.81 | 21,841 | 388,988 | 209,261 | Feb 23, 2011, 06:10 PM |
| Framke Greg | EVP & Chief Info. & Ops. Ofc. | Feb 20, 2011 | Option Exercise | $17.81 | 17,868 | 318,229 | 186,959 | Feb 23, 2011, 06:06 PM |
| Utton Nicholas | EVP & Chief Marketing Officer | Feb 20, 2011 | Option Exercise | $17.81 | 13,401 | 238,672 | 187,089 | Feb 23, 2011, 06:04 PM |
| Audette Matthew J | CHIEF FINANCIAL OFFICER | Feb 11, 2011 | Option Exercise | $17.77 | 3,546 | 63,012 | 85,617 | Feb 14, 2011, 08:02 PM |
| Curcio Michael John | EVP&Pres. E*TRADESecuritiesLLC | Feb 13, 2011 | Option Exercise | $17.77 | 109 | 1,937 | 231,108 | Feb 14, 2011, 08:02 PM |
| Curcio Michael John | EVP&Pres. E*TRADESecuritiesLLC | Feb 11, 2011 | Option Exercise | $17.77 | 8,745 | 155,399 | 231,211 | Feb 14, 2011, 08:02 PM |
| Utton Nicholas | EVP & Chief Marketing Officer | Feb 11, 2011 | Option Exercise | $17.77 | 6,213 | 110,405 | 200,490 | Feb 14, 2011, 08:00 PM |
| Framke Greg | EVP & Chief Info. & Ops. Ofc. | Feb 13, 2011 | Option Exercise | $17.77 | 98 | 1,741 | 204,915 | Feb 14, 2011, 07:56 PM |
| Framke Greg | EVP & Chief Info. & Ops. Ofc. | Feb 11, 2011 | Option Exercise | $17.77 | 6,780 | 120,481 | 204,925 | Feb 14, 2011, 07:56 PM |
| RANDALL LEWIS E | Director | May 28, 2009 | Option Exercise | $1.43 | 17,421 | 24,999 | 526,383 | Feb 14, 2011, 07:55 PM |
| Utton Nicholas | EVP & Chief Marketing Officer | Dec 31, 2010 | Option Exercise | $15.93 | 9,570 | 152,402 | 164,711 | Jan 04, 2011, 06:07 PM |
| NOLOP BRUCE P | EVP & CHIEF FINANCIAL OFFICER | Dec 31, 2010 | Option Exercise | $15.93 | 17,726 | 282,287 | 110,790 | Jan 04, 2011, 06:07 PM |
| Framke Greg | EVP & Chief Info. & Ops. Ofc. | Dec 31, 2010 | Option Exercise | $15.93 | 9,570 | 152,402 | 165,972 | Jan 04, 2011, 06:07 PM |
| Curcio Michael John | EVP&Pres. E*TRADESecuritiesLLC | Dec 31, 2010 | Option Exercise | $15.93 | 10,398 | 165,588 | 190,412 | Jan 04, 2011, 06:07 PM |
Load More Insider Transactions
Buy
Sale
Option Exercise
| Owner | Relationship | Date | Value($) |
| Pizzi Michael A. | Chief Executive Officer | 09/21/2020 | 69,378 |
| Pizzi Michael A. | Chief Executive Officer | 08/15/2020 | 50,666 |
| Murphy Michael Jos. | Sr. MD, Retail Brokerage | 08/06/2020 | 527,233 |
| Minetola Matthew | Chief Information Officer | 07/19/2020 | 43,330 |
| Milligan Alice | EVP, Chief Customer Officer | 05/08/2020 | 155,081 |
| Curcio Michael John | EVP, Institutional | 02/27/2020 | 93,985 |
| Murphy Michael Jos. | SVP, Retail Brokerage | 02/24/2020 | 168,531 |
| LAWSON RODGER A | Director | 02/12/2020 | 1,453,137 |
| Wyckoff Dirk W | Principal Accounting Officer | 02/08/2020 | 16,828 |
| Wyckoff Dirk W | Principal Accounting Officer | 02/09/2020 | 20,210 |
| Turner Chad E. | EVP, Chief Financial Officer | 02/09/2020 | 31,790 |
| Turner Chad E. | EVP, Chief Financial Officer | 02/08/2020 | 45,278 |
| Simonich Brent | EVP, Chief Risk Officer | 02/09/2020 | 34,045 |
| Simonich Brent | EVP, Chief Risk Officer | 02/08/2020 | 42,936 |
| Sher Lori | EVP, General Counsel | 02/09/2020 | 34,045 |
| Sher Lori | EVP, General Counsel | 02/08/2020 | 64,404 |
| Pizzi Michael A. | Chief Executive Officer | 02/08/2020 | 219,582 |
| Pizzi Michael A. | Chief Executive Officer | 02/09/2020 | 149,626 |
| Murphy Michael Jos. | SVP, Retail Brokerage | 02/09/2020 | 49,095 |
| Murphy Michael Jos. | SVP, Retail Brokerage | 02/08/2020 | 64,621 |
| LAWSON RODGER A | Director | 02/09/2020 | 118,704 |
| LAWSON RODGER A | Director | 02/08/2020 | 124,689 |
| Curcio Michael John | EVP, Institutional | 02/09/2020 | 146,981 |
| Curcio Michael John | EVP, Institutional | 02/08/2020 | 117,272 |
| Sher Lori | EVP, General Counsel | 02/05/2020 | 34,065 |
| Pizzi Michael A. | Chief Executive Officer | 02/05/2020 | 182,796 |
| LAWSON RODGER A | Director | 02/05/2020 | 338,072 |
| Curcio Michael John | EVP, Institutional | 02/05/2020 | 177,942 |
| Wyckoff Dirk W | Principal Accounting Officer | 02/03/2020 | 18,351 |
| Turner Chad E. | Chief Financial Officer | 02/03/2020 | 47,077 |
| Simonich Brent | EVP, Chief Risk Officer | 02/03/2020 | 60,325 |
| Sher Lori | EVP, General Counsel | 02/03/2020 | 106,201 |
| Pizzi Michael A. | Chief Executive Officer | 02/03/2020 | 100,585 |
| LAWSON RODGER A | Director | 02/03/2020 | 102,857 |
| Curcio Michael John | EVP, Institutional | 02/03/2020 | 100,328 |
| Pizzi Michael A. | Chief Executive Officer | 09/21/2019 | 62,602 |
| LAWSON RODGER A | Director | 09/12/2019 | 66,275 |
| LAWSON RODGER A | Director | 09/13/2019 | 230,848 |
| Curcio Michael John | EVP, Institutional | 09/12/2019 | 1,929,205 |
| Curcio Michael John | EVP, Institutional | 09/13/2019 | 2,421,113 |
| LAWSON RODGER A | Director | 05/17/2019 | 1,988,654 |
| WEAVER DONNA L | Director | 04/23/2019 | 28,737 |
| WEAVER DONNA L | Director | 04/23/2019 | 28,700 |
| SCLAFANI JOSEPH L | Director | 04/23/2019 | 28,737 |
| SCLAFANI JOSEPH L | Director | 04/23/2019 | 28,700 |
| Turner Chad E. | Chief Financial Officer | 02/09/2019 | 33,346 |
| Simonich Brent | Principal Accounting Officer | 02/09/2019 | 35,695 |
| Roessner Karl A | Chief Executive Officer | 02/09/2019 | 252,579 |
| Roessner Karl A | Chief Executive Officer | 02/12/2019 | 2,165,219 |
| Pizzi Michael A. | EVP, Chief Operating Officer | 02/09/2019 | 158,576 |
| LAWSON RODGER A | Director | 02/09/2019 | 154,937 |
| Curcio Michael John | EVP, Institutional | 02/09/2019 | 155,813 |
| Curcio Michael John | EVP, Institutional | 02/12/2019 | 1,038,508 |
| Roessner Karl A | Chief Executive Officer | 02/06/2019 | 1,038,266 |
| Pizzi Michael A. | EVP, Chief Operating Officer | 02/06/2019 | 542,930 |
| LAWSON RODGER A | Director | 02/06/2019 | 690,690 |
| Curcio Michael John | EVP, Institutional | 02/06/2019 | 300,688 |
| Turner Chad E. | Chief Financial Officer | 02/05/2019 | 30,818 |
| Turner Chad E. | Chief Financial Officer | 02/03/2019 | 51,037 |
| Simonich Brent | Principal Accounting Officer | 02/05/2019 | 61,731 |
| Simonich Brent | Principal Accounting Officer | 02/03/2019 | 65,274 |
| Roessner Karl A | Chief Executive Officer | 02/05/2019 | 313,422 |
| Roessner Karl A | Chief Executive Officer | 02/03/2019 | 207,694 |
| LAWSON RODGER A | Director | 02/03/2019 | 158,029 |
| Curcio Michael John | EVP, Institutional | 02/03/2019 | 110,445 |
| Pizzi Michael A. | EVP, Chief Operating Officer | 02/05/2019 | 237,532 |
| Pizzi Michael A. | EVP, Chief Operating Officer | 02/03/2019 | 113,331 |
| Chersi Robert J | Director | 01/30/2019 | 101,734 |
| Healy James P | Director | 12/11/2018 | 226,791 |
| WEINREICH JOSHUA | Director | 11/06/2018 | 299,588 |
| Simonich Brent | Principal Accounting Officer | 11/02/2018 | 100,072 |
| Pizzi Michael A. | Chief Operating Officer & CFO | 11/02/2018 | 516,735 |
| LAWSON RODGER A | Executive Chairman | 11/05/2018 | 256,350 |
| LAWSON RODGER A | Executive Chairman | 11/02/2018 | 256,300 |
| Curcio Michael John | Chief Brokerage Officer | 09/12/2018 | 2,310,757 |
| Roessner Karl A | Chief Executive Officer | 09/12/2018 | 357,887 |
| LAWSON RODGER A | Executive Chairman | 09/12/2018 | 98,815 |
| Curcio Michael John | Chief Brokerage Officer | 09/12/2018 | 2,527,719 |
| Simonich Brent | Principal Accounting Officer | 06/01/2018 | 118,963 |
| WEAVER DONNA L | Director | 04/24/2018 | 87,108 |
| WEAVER DONNA L | Director | 04/24/2018 | 87,100 |
| Simonich Brent | Principal Accounting Officer | 03/06/2018 | 407,040 |
| Roessner Karl A | Chief Executive Officer | 02/07/2018 | 1,016,094 |
| Roessner Karl A | Chief Executive Officer | 02/07/2018 | 85,034 |
| Roessner Karl A | Chief Executive Officer | 02/07/2018 | 4,913,986 |
| Roessner Karl A | Chief Executive Officer | 02/08/2018 | 1,044,855 |
| Pizzi Michael A. | Chief Financial Officer | 02/07/2018 | 576,284 |
| Pizzi Michael A. | Chief Financial Officer | 02/07/2018 | 206,161 |
| Pizzi Michael A. | Chief Financial Officer | 02/08/2018 | 1,144,819 |
| Pizzi Michael A. | Chief Financial Officer | 02/07/2018 | 2,456,961 |
| LAWSON RODGER A | Executive Chairman | 02/07/2018 | 591,269 |
| LAWSON RODGER A | Executive Chairman | 02/08/2018 | 475,238 |
| LAWSON RODGER A | Executive Chairman | 02/07/2018 | 200,180 |
| Curcio Michael John | Chief Brokerage Officer | 02/07/2018 | 223,209 |
| Curcio Michael John | Chief Brokerage Officer | 02/08/2018 | 490,776 |
| Curcio Michael John | Chief Brokerage Officer | 02/07/2018 | 1,276,597 |
| Simonich Brent | SVP, Corporate Controller | 02/06/2018 | 37,441 |
| Simonich Brent | SVP, Corporate Controller | 02/05/2018 | 67,312 |
| Simonich Brent | SVP, Corporate Controller | 02/03/2018 | 72,713 |
| Roessner Karl A | Chief Executive Officer | 02/06/2018 | 697,912 |
| Roessner Karl A | Chief Executive Officer | 02/05/2018 | 357,965 |
| Roessner Karl A | Chief Executive Officer | 02/03/2018 | 234,249 |
| Pizzi Michael A. | Chief Financial Officer | 02/03/2018 | 140,784 |
| Pizzi Michael A. | Chief Financial Officer | 02/06/2018 | 430,827 |
| Pizzi Michael A. | Chief Financial Officer | 02/05/2018 | 301,485 |
| LAWSON RODGER A | Executive Chairman | 02/03/2018 | 173,699 |
| Curcio Michael John | Chief Brokerage Officer | 02/03/2018 | 116,831 |
| SCLAFANI JOSEPH L | Director | 01/30/2018 | 63,500 |
| SCLAFANI JOSEPH L | Director | 01/30/2018 | 105,500 |
| KANNER FREDERICK WILKINSON | Director | 01/26/2018 | 87,135 |
| KANNER FREDERICK WILKINSON | Director | 01/26/2018 | 87,100 |
| Roessner Karl A | Chief Executive Officer | 09/12/2017 | 283,528 |
| Roessner Karl A | Chief Executive Officer | 09/13/2017 | 347,310 |
| LAWSON RODGER A | Executive Chairman | 09/12/2017 | 56,331 |
| LAWSON RODGER A | Executive Chairman | 09/13/2017 | 59,157 |
| Curcio Michael John | Chief Brokerage Officer | 09/12/2017 | 1,760,428 |
| Curcio Michael John | Chief Brokerage Officer | 09/13/2017 | 1,351,611 |
| Roessner Karl A | Chief Executive Officer | 08/18/2017 | 587,066 |
| Pizzi Michael A. | Chief Financial Officer | 08/18/2017 | 393,178 |
| Simonich Brent | Principal Accounting Officer | 07/26/2017 | 236,376 |
| Healy James P | Director | 07/25/2017 | 209,855 |
| Simonich Brent | Principal Accounting Officer | 06/01/2017 | 64,884 |
| LAWSON RODGER A | Executive Chairman | 03/27/2017 | 262,521 |
| Simonich Brent | Principal Accounting Officer | 02/10/2017 | 248,061 |
| Pizzi Michael A. | Chief Financial Officer | 02/10/2017 | 164,235 |
| Pizzi Michael A. | Chief Financial Officer | 02/10/2017 | 1,670,192 |
| Simonich Brent | Principal Accounting Officer | 02/07/2017 | 33,722 |
| Roessner Karl A | Chief Executive Officer | 02/07/2017 | 292,336 |
| Roessner Karl A | Chief Executive Officer | 02/08/2017 | 54,195 |
| Roessner Karl A | Chief Executive Officer | 02/08/2017 | 572,124 |
| Pizzi Michael A. | Chief Financial Officer | 02/07/2017 | 116,582 |
| Foley Michael | Chief Technology & Ops Officer | 02/07/2017 | 165,053 |
| Simonich Brent | Principal Accounting Officer | 02/06/2017 | 71,676 |
| Simonich Brent | Principal Accounting Officer | 02/05/2017 | 53,889 |
| Roessner Karl A | Chief Executive Officer | 02/06/2017 | 927,379 |
| Roessner Karl A | Chief Executive Officer | 02/05/2017 | 422,123 |
| Pizzi Michael A. | Chief Financial Officer | 02/06/2017 | 471,339 |
| Pizzi Michael A. | Chief Financial Officer | 02/05/2017 | 276,578 |
| LAWSON RODGER A | Executive Chairman | 02/05/2017 | 264,618 |
| Foley Michael | Chief Technology & Ops Officer | 02/06/2017 | 281,221 |
| Foley Michael | Chief Technology & Ops Officer | 02/05/2017 | 163,625 |
| Simonich Brent | Principal Accounting Officer | 11/14/2016 | 261,290 |
| Simonich Brent | Principal Accounting Officer | 06/01/2016 | 51,420 |
| Simonich Brent | Principal Accounting Officer | 04/26/2016 | 104,716 |
| Roessner Karl A | EVP & General Counsel | 04/25/2016 | 436,283 |
| Simonich Brent | Principal Accounting Officer | 02/09/2016 | 23,640 |
| Roessner Karl A | EVP & General Counsel | 02/09/2016 | 271,078 |
| Roessner Karl A | EVP & General Counsel | 02/10/2016 | 563,102 |
| Pizzi Michael A. | EVP & Chief Financial Officer | 02/09/2016 | 107,246 |
| Pizzi Michael A. | EVP & Chief Financial Officer | 02/10/2016 | 28,465 |
| Pizzi Michael A. | EVP & Chief Financial Officer | 02/10/2016 | 473,197 |
| Simonich Brent | Principal Accounting Officer | 02/07/2016 | 21,875 |
| Simonich Brent | Principal Accounting Officer | 02/06/2016 | 51,873 |
| Roessner Karl A | EVP & General Counsel | 02/06/2016 | 527,656 |
| Roessner Karl A | EVP & General Counsel | 02/07/2016 | 191,638 |
| Pizzi Michael A. | EVP & Chief Financial Officer | 02/07/2016 | 53,049 |
| Pizzi Michael A. | EVP & Chief Financial Officer | 02/06/2016 | 255,948 |
| Herbert David | SVP & Pres, E*TRADE Securities | 02/07/2016 | 23,675 |
| Herbert David | SVP & Pres, E*TRADE Securities | 02/06/2016 | 28,451 |
| Foley Michael | EVP, Chief Admin. Officer | 02/07/2016 | 77,555 |
| Foley Michael | EVP, Chief Admin. Officer | 02/06/2016 | 180,008 |
| Idzik Paul | Chief Executive Officer | 01/22/2016 | 2,801,989 |
| Idzik Paul | Chief Executive Officer | 01/25/2016 | 259,370 |
| Herbert David | SVP & Pres, E*TRADE Securities | 12/20/2015 | 13,993 |
| Roessner Karl A | EVP & General Counsel | 09/11/2015 | 72,576 |
| Pizzi Michael A. | EVP & Chief Financial Officer | 06/24/2015 | 19,000 |
| Roessner Karl A | EVP & General Counsel | 03/04/2015 | 144,966 |
| Healy James P | Director | 03/04/2015 | 267,466 |
| Roessner Karl A | EVP & General Counsel | 02/10/2015 | 16,828 |
| Roessner Karl A | EVP & General Counsel | 02/10/2015 | 287,221 |
| Roessner Karl A | EVP & General Counsel | 02/11/2015 | 13,459 |
| Audette Matthew J | EVP & Chief Financial Officer | 02/10/2015 | 24,988 |
| Audette Matthew J | EVP & Chief Financial Officer | 02/11/2015 | 534,230 |
| Roessner Karl A | EVP & General Counsel | 02/06/2015 | 184,086 |
| Roessner Karl A | EVP & General Counsel | 02/09/2015 | 301,161 |
| Roessner Karl A | EVP & General Counsel | 02/07/2015 | 156,774 |
| Roessner Karl A | EVP & General Counsel | 02/09/2015 | 385,883 |
| Nandra Navtej S | President | 02/07/2015 | 366,449 |
| Foley Michael | EVP, Chief Administrative Offi | 02/07/2015 | 88,648 |
| Audette Matthew J | EVP & Chief Financial Officer | 02/09/2015 | 213,498 |
| Audette Matthew J | EVP & Chief Financial Officer | 02/07/2015 | 159,088 |
| Audette Matthew J | EVP & Chief Financial Officer | 02/06/2015 | 195,993 |
| Idzik Paul | Chief Executive Officer | 01/22/2015 | 2,571,022 |
| Idzik Paul | Chief Executive Officer | 01/23/2015 | 267,211 |
| Audette Matthew J | EVP & Chief Financial Officer | 01/03/2015 | 82,490 |
| Audette Matthew J | EVP & Chief Financial Officer | 01/05/2015 | 30,849 |
| Audette Matthew J | EVP & Chief Financial Officer | 08/25/2014 | 404,860 |
| Audette Matthew J | EVP & Chief Financial Officer | 08/25/2014 | 999,884 |
| Roessner Karl A | EVP & General Counsel | 04/28/2014 | 203,070 |
| Idzik Paul | Chief Executive Officer | 02/28/2014 | 1,036,785 |
| Audette Matthew J | EVP & Chief Financial Officer | 02/28/2014 | 713,716 |
| Audette Matthew J | EVP & Chief Financial Officer | 02/10/2014 | 14,438 |
| Audette Matthew J | EVP & Chief Financial Officer | 02/09/2014 | 122,482 |
| Audette Matthew J | EVP & Chief Financial Officer | 02/10/2014 | 50,720 |
| Audette Matthew J | EVP & Chief Financial Officer | 02/11/2014 | 5,963 |
| Roessner Karl A | EVP & General Counsel | 02/09/2014 | 192,293 |
| Roessner Karl A | EVP & General Counsel | 02/10/2014 | 9,994 |
| Roessner Karl A | EVP & General Counsel | 02/11/2014 | 3,739 |
| Roessner Karl A | EVP & General Counsel | 02/10/2014 | 71,864 |
| Audette Matthew J | EVP & Chief Financial Officer | 02/06/2014 | 148,724 |
| Audette Matthew J | EVP & Chief Financial Officer | 02/07/2014 | 61,769 |
| Roessner Karl A | EVP & General Counsel | 02/06/2014 | 139,766 |
| Roessner Karl A | EVP & General Counsel | 02/07/2014 | 52,142 |
| Idzik Paul | Chief Executive Officer | 01/22/2014 | 2,468,226 |
| Idzik Paul | Chief Executive Officer | 01/23/2014 | 232,045 |
| Audette Matthew J | EVP & Chief Financial Officer | 01/03/2014 | 69,773 |
| Audette Matthew J | EVP & Chief Financial Officer | 01/06/2014 | 26,322 |
| LAWSON RODGER A | Director | 12/04/2013 | 49,995 |
| Audette Matthew J | EVP & Chief Financial Officer | 11/27/2013 | 157,480 |
| Roessner Karl A | EVP & General Counsel | 11/27/2013 | 265,001 |
| LAWSON RODGER A | Director | 05/13/2013 | 49,986 |
| CITADEL ADVISORS LLC | Director | 03/13/2011 | 309,009,366 |
| Utton Nicholas | EVP & Chief Marketing Officer | 02/11/2013 | 68,602 |
| Utton Nicholas | EVP & Chief Marketing Officer | 02/10/2013 | 42,509 |
| Utton Nicholas | EVP & Chief Marketing Officer | 02/09/2013 | 114,604 |
| Curcio Michael John | EVP & Pres, E*TRADE Securities | 02/09/2013 | 163,486 |
| Curcio Michael John | EVP & Pres, E*TRADE Securities | 02/11/2013 | 96,755 |
| Curcio Michael John | EVP & Pres, E*TRADE Securities | 02/10/2013 | 55,673 |
| Audette Matthew J | EVP & Chief Financial Officer | 02/10/2013 | 7,734 |
| Audette Matthew J | EVP & Chief Financial Officer | 02/09/2013 | 66,643 |
| Audette Matthew J | EVP & Chief Financial Officer | 02/11/2013 | 43,283 |
| Audette Matthew J | EVP & Chief Financial Officer | 01/03/2013 | 33,534 |
| LAWSON RODGER A | Director | 08/13/2012 | 63,611 |
| Petrilli Frank J. | Board Member | 08/13/2012 | 999,995 |
| LAWSON RODGER A | Director | 02/27/2012 | 12,485 |
| Framke Greg | EVP & Chief Operating Officer | 02/11/2012 | 60,591 |
| Framke Greg | EVP & Chief Operating Officer | 02/10/2012 | 39,995 |
| Utton Nicholas | EVP & Chief Marketing Officer | 02/11/2012 | 55,540 |
| Utton Nicholas | EVP & Chief Marketing Officer | 02/10/2012 | 36,838 |
| Freiberg Steven J | Chief Executive Officer | 02/10/2012 | 70,757 |
| Curcio Michael John | EVP & Pres, E*TRADE Securities | 02/11/2012 | 78,516 |
| Curcio Michael John | EVP & Pres, E*TRADE Securities | 02/10/2012 | 47,671 |
| Audette Matthew J | EVP & Chief Financial Officer | 02/10/2012 | 6,295 |
| Audette Matthew J | EVP & Chief Financial Officer | 02/11/2012 | 35,044 |
| Petrilli Frank J. | Director | 02/01/2012 | 97,150 |
| Audette Matthew J | EVP & Chief Financial Officer | 01/03/2012 | 29,125 |
| Utton Nicholas | EVP & Chief Marketing Officer | 12/31/2011 | 131,303 |
| Framke Greg | EVP & COO | 12/31/2011 | 152,442 |
| Curcio Michael John | EVP & Pres, E*TRADE Securities | 12/31/2011 | 165,632 |
| CITADEL ADVISORS LLC | Director | 12/19/2011 | 14,793 |
| RANDALL LEWIS E | Director | 11/21/2011 | 116,872 |
| RANDALL LEWIS E | Director | 11/21/2011 | 116,872 |
| RANDALL LEWIS E | Director | 07/26/2011 | 227,863 |
| RANDALL LEWIS E | Director | 10/26/2011 | 144,844 |
| RANDALL LEWIS E | Director | 09/26/2011 | 135,577 |
| RANDALL LEWIS E | Director | 05/12/2011 | 4,428 |
| RANDALL LEWIS E | Director | 08/25/2011 | 149,016 |
| Utton Nicholas | EVP & Chief Marketing Officer | 11/23/2011 | 48,119 |
| RANDALL LEWIS E | Director | 11/21/2011 | 116,872 |
| CITADEL ADVISORS LLC | Director | 10/28/2011 | 29,000 |
| CITADEL ADVISORS LLC | Director | 10/27/2011 | 13,584 |
| CITADEL ADVISORS LLC | Director | 11/02/2011 | 53,144 |
| CITADEL ADVISORS LLC | Director | 10/31/2011 | 48,825 |
| CITADEL ADVISORS LLC | Director | 10/27/2011 | 13,692 |
| CITADEL ADVISORS LLC | Director | 11/02/2011 | 53,716 |
| CITADEL ADVISORS LLC | Director | 10/31/2011 | 48,960 |
| CITADEL ADVISORS LLC | Director | 10/28/2011 | 29,075 |
| RANDALL LEWIS E | Director | 10/26/2011 | 144,844 |
| Audette Matthew J | EVP & Chief Financial Officer | 10/23/2011 | 896 |
| RANDALL LEWIS E | Director | 09/26/2011 | 135,577 |
| RANDALL LEWIS E | Director | 08/25/2011 | 149,016 |
| Utton Nicholas | EVP & Chief Marketing Officer | 08/22/2011 | 100,500 |
| Freiberg Steven J | CHIEF EXECUTIVE OFFICER | 08/10/2011 | 1,012,770 |
| RANDALL LEWIS E | Director | 07/26/2011 | 227,863 |
| RANDALL LEWIS E | Director | 05/12/2011 | 4,428 |
| CITADEL ADVISORS LLC | Director | 05/02/2011 | 283,257,976 |
| CITADEL ADVISORS LLC | Director | 04/25/2011 | 30,808,992 |
| CITADEL ADVISORS LLC | Director | 04/25/2011 | 450,449,977 |
| CITADEL ADVISORS LLC | Director | 02/28/2011 | 216,394,975 |
| CITADEL ADVISORS LLC | Director | 02/23/2011 | 60,076,001 |
| CITADEL ADVISORS LLC | Director | 02/23/2011 | 381,044,496 |
| Audette Matthew J | CHIEF FINANCIAL OFFICER | 02/21/2011 | 1,193 |
| Audette Matthew J | CHIEF FINANCIAL OFFICER | 02/20/2011 | 86,753 |
| Curcio Michael John | EVP&Pres. E*TRADESecuritiesLLC | 02/20/2011 | 388,988 |
| Framke Greg | EVP & Chief Info. & Ops. Ofc. | 02/20/2011 | 318,229 |
| Utton Nicholas | EVP & Chief Marketing Officer | 02/20/2011 | 238,672 |
| Audette Matthew J | CHIEF FINANCIAL OFFICER | 02/11/2011 | 63,012 |
| Curcio Michael John | EVP&Pres. E*TRADESecuritiesLLC | 02/13/2011 | 1,937 |
| Curcio Michael John | EVP&Pres. E*TRADESecuritiesLLC | 02/11/2011 | 155,399 |
| Utton Nicholas | EVP & Chief Marketing Officer | 02/11/2011 | 110,405 |
| Framke Greg | EVP & Chief Info. & Ops. Ofc. | 02/13/2011 | 1,741 |
| Framke Greg | EVP & Chief Info. & Ops. Ofc. | 02/11/2011 | 120,481 |
| RANDALL LEWIS E | Director | 05/28/2009 | 24,999 |
| Utton Nicholas | EVP & Chief Marketing Officer | 12/31/2010 | 152,402 |
| NOLOP BRUCE P | EVP & CHIEF FINANCIAL OFFICER | 12/31/2010 | 282,287 |
| Framke Greg | EVP & Chief Info. & Ops. Ofc. | 12/31/2010 | 152,402 |
| Curcio Michael John | EVP&Pres. E*TRADESecuritiesLLC | 12/31/2010 | 165,588 |
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