| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FNGN | Financial Engines, Inc. | Raffone Lawrence M. | President & CEO | Jul 19, 2018 | Option Exercise | $45.00 | 94,387 | 4,247,415 | 0 | Jul 23, 2018, 06:58 PM | |
| FNGN | Financial Engines, Inc. | O'Donnell Kelly | EVP, CAO & CRO | Jul 19, 2018 | Option Exercise | $45.00 | 29,284 | 1,317,780 | 0 | Jul 23, 2018, 06:52 PM | |
| FNGN | Financial Engines, Inc. | Jones Christopher L. | EVP & Chief Investment Officer | Jul 19, 2018 | Option Exercise | $45.00 | 54,566 | 2,455,470 | 0 | Jul 23, 2018, 06:42 PM | |
| FNGN | Financial Engines, Inc. | Bunch John | EVP, COO & Pres FE Advisors | Jul 19, 2018 | Option Exercise | $45.00 | 18,754 | 843,930 | 0 | Jul 23, 2018, 06:39 PM | |
| FNGN | Financial Engines, Inc. | Antone Lewis JR | EVP, General Counsel and Sec. | Jul 19, 2018 | Option Exercise | $45.00 | 4,475 | 201,375 | 0 | Jul 23, 2018, 05:28 PM | |
| FNGN | Financial Engines, Inc. | GRUNDFEST JOSEPH | Director | Jul 19, 2018 | Option Exercise | $45.00 | 26,290 | 1,183,050 | 0 | Jul 23, 2018, 02:22 PM | |
| FNGN | Financial Engines, Inc. | GRUNDFEST JOSEPH | Director | Jul 19, 2018 | Option Exercise | $45.00 | 110,500 | 4,972,500 | 0 | Jul 23, 2018, 02:22 PM | |
| FNGN | Financial Engines, Inc. | Berg-Lacy E. Olena | Director | Jul 19, 2018 | Option Exercise | $45.00 | 22,415 | 1,008,675 | 0 | Jul 23, 2018, 02:20 PM | |
| FNGN | Financial Engines, Inc. | YOFFIE DAVID B | Director | Jul 19, 2018 | Option Exercise | $45.00 | 26,290 | 1,183,050 | 0 | Jul 23, 2018, 02:18 PM | |
| FNGN | Financial Engines, Inc. | SHOVEN JOHN B | Director | Jul 19, 2018 | Option Exercise | $45.00 | 26,290 | 1,183,050 | 0 | Jul 23, 2018, 02:16 PM | |
| FNGN | Financial Engines, Inc. | Martin Michael E. | Director | Jul 19, 2018 | Option Exercise | $45.00 | 2,568 | 115,560 | 0 | Jul 23, 2018, 02:14 PM | |
| FNGN | Financial Engines, Inc. | FIELDS HEIDI | Director | Jul 19, 2018 | Option Exercise | $45.00 | 21,290 | 958,050 | 0 | Jul 23, 2018, 02:12 PM | |
| FNGN | Financial Engines, Inc. | HURET ROBERT A | Director | Jul 19, 2018 | Option Exercise | $45.00 | 26,290 | 1,183,050 | 0 | Jul 23, 2018, 02:11 PM | |
| FNGN | Financial Engines, Inc. | Bunch John | EVP, COO & Pres FE Advisors | Jul 05, 2018 | Sale | $34.80 | 4,000 | 139,180 | 20,754 | Jul 06, 2018, 04:57 PM | |
| FNGN | Financial Engines, Inc. | GRUNDFEST JOSEPH | Director | Jun 08, 2018 | Sale | $44.82 | 27,250 | 1,221,470 | 110,500 | Jun 11, 2018, 08:37 PM | |
| FNGN | Financial Engines, Inc. | Bunch John | EVP, COO & Pres FE Advisors | Apr 30, 2018 | Option Exercise | $34.50 | 20,000 | 689,900 | 28,754 | May 01, 2018, 03:36 PM | |
| FNGN | Financial Engines, Inc. | Cruse Gina M | EVP, Human Resources | Apr 11, 2018 | Sale | $32.50 | 454 | 14,755 | 0 | Apr 12, 2018, 05:09 PM | |
| FNGN | Financial Engines, Inc. | Cruse Gina M | EVP, Human Resources | Mar 15, 2018 | Option Exercise | $34.65 | 481 | 16,667 | 909 | Mar 16, 2018, 05:47 PM | |
| FNGN | Financial Engines, Inc. | Cruse Gina M | EVP, Human Resources | Mar 16, 2018 | Sale | $34.65 | 455 | 15,766 | 454 | Mar 16, 2018, 05:47 PM | |
| FNGN | Financial Engines, Inc. | Antone Lewis JR | EVP, General Counsel and Sec. | Feb 26, 2018 | Option Exercise | $35.90 | 1,130 | 40,567 | 4,475 | Feb 28, 2018, 05:58 PM | |
| FNGN | Financial Engines, Inc. | Cruse Gina M | EVP, Human Resources | Feb 26, 2018 | Option Exercise | $35.90 | 1,592 | 57,153 | 3,010 | Feb 28, 2018, 05:57 PM | |
| FNGN | Financial Engines, Inc. | Cruse Gina M | EVP, Human Resources | Feb 27, 2018 | Sale | $35.45 | 3,010 | 106,705 | 0 | Feb 28, 2018, 05:57 PM | |
| FNGN | Financial Engines, Inc. | Jones Christopher L. | EVP & Chief Investment Officer | Feb 26, 2018 | Option Exercise | $35.90 | 8,709 | 312,653 | 54,566 | Feb 28, 2018, 05:54 PM | |
| FNGN | Financial Engines, Inc. | Bunch John | EVP, COO & Pres FE Advisors | Feb 26, 2018 | Option Exercise | $35.90 | 2,475 | 88,853 | 18,754 | Feb 28, 2018, 05:52 PM | |
| FNGN | Financial Engines, Inc. | Raffone Lawrence M. | President & CEO | Feb 26, 2018 | Option Exercise | $35.90 | 15,965 | 573,144 | 94,387 | Feb 28, 2018, 05:49 PM | |
| FNGN | Financial Engines, Inc. | O'Donnell Kelly | EVP, CAO & CRO | Feb 26, 2018 | Option Exercise | $35.90 | 3,655 | 131,215 | 29,284 | Feb 28, 2018, 05:46 PM | |
| FNGN | Financial Engines, Inc. | Jones Christopher L. | EVP & Chief Investment Officer | Feb 22, 2018 | Option Exercise | $29.95 | 1,914 | 57,324 | 60,375 | Feb 26, 2018, 04:24 PM | |
| FNGN | Financial Engines, Inc. | Jones Christopher L. | EVP & Chief Investment Officer | Feb 23, 2018 | Sale | $34.30 | 14,663 | 502,941 | 45,712 | Feb 26, 2018, 04:24 PM | |
| FNGN | Financial Engines, Inc. | Bunch John | EVP, COO & Pres FE Advisors | Feb 23, 2018 | Sale | $35.00 | 5,000 | 175,000 | 15,586 | Feb 26, 2018, 04:21 PM | |
| FNGN | Financial Engines, Inc. | O'Donnell Kelly | EVP, CAO & CRO | Feb 22, 2018 | Option Exercise | $29.95 | 726 | 21,744 | 20,535 | Feb 23, 2018, 07:27 PM | |
| FNGN | Financial Engines, Inc. | Raffone Lawrence M. | President & CEO | Feb 22, 2018 | Option Exercise | $29.95 | 3,170 | 94,942 | 74,134 | Feb 23, 2018, 07:26 PM | |
| FNGN | Financial Engines, Inc. | Bunch John | EVP, COO & Pres FE Advisors | Feb 01, 2018 | Option Exercise | $28.80 | 4,614 | 132,883 | 20,586 | Feb 02, 2018, 04:45 PM | |
| FNGN | Financial Engines, Inc. | Grossman Blake R. | Director | Dec 08, 2017 | Buy | $28.86 | 8,000 | 230,909 | 51,726 | Dec 11, 2017, 08:21 PM | |
| FNGN | Financial Engines, Inc. | Grossman Blake R. | Director | Dec 07, 2017 | Buy | $28.71 | 18,000 | 516,700 | 51,726 | Dec 08, 2017, 08:00 PM | |
| FNGN | Financial Engines, Inc. | Raffone Lawrence M. | President & CEO | Dec 07, 2017 | Buy | $28.54 | 15,000 | 428,108 | 66,540 | Dec 08, 2017, 02:58 PM | |
| FNGN | Financial Engines, Inc. | Antone Lewis JR | EVP, General Counsel and Sec. | Nov 22, 2017 | Option Exercise | $27.30 | 720 | 19,656 | 1,773 | Nov 22, 2017, 06:33 PM | |
| FNGN | Financial Engines, Inc. | Jones Christopher L. | EVP & Chief Investment Officer | Nov 11, 2017 | Option Exercise | $26.95 | 1,973 | 53,172 | 56,755 | Nov 14, 2017, 05:33 PM | |
| FNGN | Financial Engines, Inc. | O'Donnell Kelly | EVP, CAO & CRO | Nov 11, 2017 | Option Exercise | $26.95 | 1,085 | 29,241 | 18,797 | Nov 14, 2017, 05:26 PM | |
| FNGN | Financial Engines, Inc. | Campbell Michael Jerome | EVP, Product & Technology | Nov 11, 2017 | Option Exercise | $26.95 | 718 | 19,350 | 40,211 | Nov 14, 2017, 05:25 PM | |
| FNGN | Financial Engines, Inc. | GRACE JEFFREY C | Principal Accounting Officer | Nov 11, 2017 | Option Exercise | $26.95 | 413 | 11,130 | 3,919 | Nov 14, 2017, 05:21 PM | |
| FNGN | Financial Engines, Inc. | Raffone Lawrence M. | President & CEO | Nov 11, 2017 | Option Exercise | $26.95 | 3,930 | 105,914 | 51,540 | Nov 14, 2017, 05:19 PM | |
| FNGN | Financial Engines, Inc. | Jones Christopher L. | EVP & Chief Investment Officer | Nov 06, 2017 | Option Exercise | $7.99 | 12,515 | 99,995 | 53,478 | Nov 07, 2017, 05:03 PM | |
| FNGN | Financial Engines, Inc. | Antone Lewis JR | EVP, General Counsel and Sec. | Nov 01, 2017 | Sale | $36.40 | 269 | 9,792 | 278 | Nov 02, 2017, 04:22 PM | |
| FNGN | Financial Engines, Inc. | GRACE JEFFREY C | Principal Accounting Officer | Oct 26, 2017 | Sale | $31.61 | 12,360 | 390,700 | 9,414 | Oct 27, 2017, 04:07 PM | |
| FNGN | Financial Engines, Inc. | Jones Christopher L. | EVP & Chief Investment Officer | Oct 25, 2017 | Sale | $36.51 | 6,982 | 254,911 | 40,963 | Oct 26, 2017, 06:19 PM | |
| FNGN | Financial Engines, Inc. | GRACE JEFFREY C | Principal Accounting Officer | Oct 23, 2017 | Option Exercise | $31.61 | 4,000 | 126,440 | 5,234 | Oct 25, 2017, 07:39 PM | |
| FNGN | Financial Engines, Inc. | Antone Lewis JR | EVP, General Counsel and Sec. | Oct 18, 2017 | Sale | $36.35 | 269 | 9,778 | 547 | Oct 19, 2017, 05:19 PM | |
| FNGN | Financial Engines, Inc. | Campbell Michael Jerome | EVP, Product & Technology | Oct 17, 2017 | Sale | $21.64 | 4,000 | 86,580 | 41,020 | Oct 17, 2017, 07:47 PM | |
| FNGN | Financial Engines, Inc. | GRACE JEFFREY C | Principal Accounting Officer | Oct 16, 2017 | Sale | $22.79 | 15,566 | 354,757 | 11,017 | Oct 17, 2017, 07:46 PM | |
| FNGN | Financial Engines, Inc. | Cruse Gina M | EVP, Human Resources | Oct 10, 2017 | Sale | $36.30 | 3,655 | 132,676 | 0 | Oct 11, 2017, 06:50 PM | |
| FNGN | Financial Engines, Inc. | Jones Christopher L. | EVP & Chief Investment Officer | Oct 03, 2017 | Sale | $35.64 | 12,144 | 432,793 | 47,945 | Oct 04, 2017, 07:40 PM | |
| FNGN | Financial Engines, Inc. | Antone Lewis JR | EVP, General Counsel and Sec. | Oct 03, 2017 | Sale | $36.00 | 269 | 9,684 | 816 | Oct 04, 2017, 07:29 PM | |
| FNGN | Financial Engines, Inc. | GRACE JEFFREY C | Principal Accounting Officer | Oct 02, 2017 | Option Exercise | $22.60 | 16,472 | 372,216 | 11,923 | Oct 03, 2017, 04:59 PM | |
| FNGN | Financial Engines, Inc. | Antone Lewis JR | EVP, General Counsel and Sec. | Sep 26, 2017 | Sale | $33.00 | 269 | 8,877 | 1,354 | Sep 27, 2017, 07:39 PM | |
| FNGN | Financial Engines, Inc. | Antone Lewis JR | EVP, General Counsel and Sec. | Sep 27, 2017 | Sale | $33.20 | 269 | 8,931 | 1,085 | Sep 27, 2017, 07:39 PM | |
| FNGN | Financial Engines, Inc. | Campbell Michael Jerome | EVP, Product & Technology | Sep 19, 2017 | Option Exercise | $19.28 | 4,000 | 77,120 | 41,020 | Sep 20, 2017, 06:50 PM | |
| FNGN | Financial Engines, Inc. | Campbell Michael Jerome | EVP, Product & Technology | Aug 22, 2017 | Sale | $19.13 | 4,000 | 76,520 | 41,020 | Aug 23, 2017, 06:05 PM | |
| FNGN | Financial Engines, Inc. | Landy Joseph P. | See footnotes (1)(2)(3)(4) | Aug 22, 2017 | Sale | $33.05 | 4,109,128 | 135,806,677 | 0 | Aug 22, 2017, 04:38 PM | |
| FNGN | Financial Engines, Inc. | WARBURG PINCUS LLC | See footnotes (1)(2)(3)(4) | Aug 22, 2017 | Sale | $33.05 | 4,109,128 | 135,806,677 | 0 | Aug 22, 2017, 04:35 PM | |
| FNGN | Financial Engines, Inc. | Martin Michael E. | Director | Aug 22, 2017 | Sale | $33.05 | 4,109,128 | 135,806,677 | 0 | Aug 22, 2017, 04:33 PM | |
| FNGN | Financial Engines, Inc. | Antone Lewis JR | EVP, General Counsel and Sec. | Aug 09, 2017 | Sale | $37.25 | 269 | 10,020 | 1,623 | Aug 11, 2017, 05:12 PM | |
| FNGN | Financial Engines, Inc. | GRACE JEFFREY C | Principal Accounting Officer | Aug 07, 2017 | Sale | $37.63 | 7,718 | 290,397 | 4,140 | Aug 07, 2017, 06:38 PM | |
| FNGN | Financial Engines, Inc. | Antone Lewis JR | EVP, General Counsel and Sec. | Jul 26, 2017 | Sale | $38.55 | 269 | 10,370 | 1,892 | Jul 26, 2017, 08:53 PM | |
| FNGN | Financial Engines, Inc. | Campbell Michael Jerome | EVP, Product & Technology | Jul 18, 2017 | Sale | $22.03 | 4,000 | 88,120 | 41,020 | Jul 20, 2017, 04:39 PM | |
| FNGN | Financial Engines, Inc. | Antone Lewis JR | EVP, General Counsel and Sec. | Jul 12, 2017 | Sale | $36.90 | 269 | 9,926 | 2,161 | Jul 13, 2017, 04:20 PM | |
| FNGN | Financial Engines, Inc. | Antone Lewis JR | EVP, General Counsel and Sec. | Jun 28, 2017 | Sale | $37.05 | 269 | 9,966 | 2,430 | Jun 30, 2017, 06:07 PM | |
| FNGN | Financial Engines, Inc. | Jones Christopher L. | EVP & Chief Investment Officer | Jun 20, 2017 | Sale | $38.45 | 5,120 | 196,887 | 60,089 | Jun 21, 2017, 05:21 PM | |
| FNGN | Financial Engines, Inc. | Campbell Michael Jerome | EVP, Product & Technology | Jun 20, 2017 | Sale | $22.55 | 4,000 | 90,220 | 41,020 | Jun 21, 2017, 04:59 PM | |
| FNGN | Financial Engines, Inc. | Antone Lewis JR | EVP, General Counsel and Sec. | Jun 14, 2017 | Sale | $38.75 | 269 | 10,424 | 2,699 | Jun 15, 2017, 05:44 PM | |
| FNGN | Financial Engines, Inc. | GRACE JEFFREY C | Principal Accounting Officer | Jun 12, 2017 | Sale | $33.45 | 4,328 | 144,768 | 14,732 | Jun 13, 2017, 07:32 PM | |
| FNGN | Financial Engines, Inc. | Berg-Lacy E. Olena | Director | Jun 09, 2017 | Sale | $39.68 | 2,000 | 79,365 | 14,851 | Jun 12, 2017, 07:04 PM | |
| FNGN | Financial Engines, Inc. | Antone Lewis JR | EVP, General Counsel and Sec. | Jun 07, 2017 | Sale | $38.75 | 269 | 10,424 | 2,968 | Jun 08, 2017, 05:02 PM | |
| FNGN | Financial Engines, Inc. | Antone Lewis JR | EVP, General Counsel and Sec. | May 24, 2017 | Sale | $39.25 | 269 | 10,558 | 3,237 | May 25, 2017, 07:47 PM | |
| FNGN | Financial Engines, Inc. | Campbell Michael Jerome | EVP, Product & Technology | May 23, 2017 | Option Exercise | $22.96 | 4,000 | 91,820 | 41,020 | May 24, 2017, 06:20 PM | |
| FNGN | Financial Engines, Inc. | Jones Christopher L. | EVP & Chief Investment Officer | May 17, 2017 | Sale | $39.99 | 5,120 | 204,756 | 65,209 | May 18, 2017, 04:23 PM | |
| FNGN | Financial Engines, Inc. | Antone Lewis JR | EVP, General Counsel and Sec. | May 16, 2017 | Option Exercise | $31.19 | 1,576 | 49,163 | 4,294 | May 17, 2017, 04:43 PM | |
| FNGN | Financial Engines, Inc. | GRACE JEFFREY C | Principal Accounting Officer | May 10, 2017 | Option Exercise | $33.62 | 4,328 | 145,486 | 16,152 | May 12, 2017, 07:01 PM | |
| FNGN | Financial Engines, Inc. | Antone Lewis JR | EVP, General Counsel and Sec. | May 10, 2017 | Sale | $39.80 | 269 | 10,706 | 3,506 | May 12, 2017, 07:00 PM | |
| FNGN | Financial Engines, Inc. | Sims Raymond J. | EVP & CFO | May 12, 2017 | Sale | $35.64 | 20,332 | 724,634 | 11,925 | May 12, 2017, 06:44 PM | |
| FNGN | Financial Engines, Inc. | Sims Raymond J. | EVP & CFO | May 10, 2017 | Sale | $35.69 | 40,000 | 1,427,614 | 21,759 | May 12, 2017, 06:44 PM | |
| FNGN | Financial Engines, Inc. | Sims Raymond J. | EVP & CFO | May 08, 2017 | Sale | $35.34 | 40,000 | 1,413,768 | 21,759 | May 09, 2017, 09:01 PM | |
| FNGN | Financial Engines, Inc. | Sims Raymond J. | EVP & CFO | May 04, 2017 | Sale | $42.23 | 9,140 | 385,946 | 1,759 | May 05, 2017, 04:04 PM | |
| FNGN | Financial Engines, Inc. | Bunch John | EVP, COO & Pres FE Advisors | May 02, 2017 | Option Exercise | $33.49 | 40,000 | 1,339,692 | 29,950 | May 03, 2017, 05:19 PM | |
| FNGN | Financial Engines, Inc. | Sims Raymond J. | EVP & CFO | May 02, 2017 | Option Exercise | $34.36 | 18,200 | 625,438 | 19,999 | May 03, 2017, 05:15 PM | |
| FNGN | Financial Engines, Inc. | Sims Raymond J. | EVP & CFO | May 01, 2017 | Option Exercise | $34.51 | 31,008 | 1,070,143 | 26,358 | May 03, 2017, 05:15 PM | |
| FNGN | Financial Engines, Inc. | Campbell Michael Jerome | EVP, Product & Technology | Apr 16, 2017 | Option Exercise | $31.51 | 462 | 14,558 | 39,020 | Apr 18, 2017, 05:41 PM | |
| FNGN | Financial Engines, Inc. | Campbell Michael Jerome | EVP, Product & Technology | Apr 18, 2017 | Option Exercise | $23.43 | 4,000 | 93,720 | 41,020 | Apr 18, 2017, 05:41 PM | |
| FNGN | Financial Engines, Inc. | Jones Christopher L. | EVP & Chief Investment Officer | Apr 11, 2017 | Sale | $40.45 | 5,120 | 207,089 | 70,329 | Apr 12, 2017, 05:32 PM | |
| FNGN | Financial Engines, Inc. | GRACE JEFFREY C | Principal Accounting Officer | Apr 10, 2017 | Option Exercise | $30.97 | 2,908 | 90,061 | 16,152 | Apr 11, 2017, 04:51 PM | |
| FNGN | Financial Engines, Inc. | Campbell Michael Jerome | EVP, Product & Technology | Mar 21, 2017 | Option Exercise | $23.88 | 4,000 | 95,520 | 40,254 | Mar 22, 2017, 05:47 PM | |
| FNGN | Financial Engines, Inc. | Cruse Gina M | EVP, Human Resources | Mar 15, 2017 | Option Exercise | $42.25 | 523 | 22,097 | 3,655 | Mar 16, 2017, 05:34 PM | |
| FNGN | Financial Engines, Inc. | Jones Christopher L. | EVP & Chief Investment Officer | Mar 14, 2017 | Sale | $40.66 | 6,666 | 271,063 | 75,449 | Mar 15, 2017, 04:28 PM | |
| FNGN | Financial Engines, Inc. | GRACE JEFFREY C | Principal Accounting Officer | Mar 10, 2017 | Option Exercise | $34.81 | 4,328 | 150,659 | 17,572 | Mar 13, 2017, 04:42 PM | |
| FNGN | Financial Engines, Inc. | Warburg Pincus Partners, L.P. | Director | Mar 10, 2017 | Sale | $43.85 | 4,109,128 | 180,185,257 | 4,109,128 | Mar 10, 2017, 05:08 PM | |
| FNGN | Financial Engines, Inc. | WARBURG PINCUS LLC | See footnotes (1)(2)(3) | Mar 10, 2017 | Sale | $43.85 | 4,109,128 | 180,185,257 | 4,109,128 | Mar 10, 2017, 05:04 PM | |
| FNGN | Financial Engines, Inc. | Martin Michael E. | Director | Mar 10, 2017 | Sale | $43.85 | 4,109,128 | 180,185,257 | 4,109,128 | Mar 10, 2017, 05:02 PM | |
| FNGN | Financial Engines, Inc. | GRUNDFEST JOSEPH | Director | Mar 02, 2017 | Sale | $45.30 | 50,000 | 2,264,940 | 160,000 | Mar 03, 2017, 07:07 PM | |
| FNGN | Financial Engines, Inc. | Berg-Lacy E. Olena | Director | Feb 28, 2017 | Sale | $32.17 | 6,874 | 221,119 | 14,043 | Mar 01, 2017, 09:28 PM | |
| FNGN | Financial Engines, Inc. | Berg-Lacy E. Olena | Director | Mar 01, 2017 | Sale | $36.09 | 4,376 | 157,908 | 12,794 | Mar 01, 2017, 09:28 PM | |
| FNGN | Financial Engines, Inc. | Raffone Lawrence M. | President & CEO | Mar 01, 2017 | Option Exercise | $25.92 | 20,000 | 518,462 | 57,118 | Mar 01, 2017, 09:21 PM |
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