| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ESNC | EnSync, Inc. | Hansen Bradley | President and CEO | Jan 22, 2019 | Option Exercise | $0.20 | 64,867 | 12,973 | 433,700 | Jan 24, 2019, 04:18 PM | |
| ESNC | EnSync, Inc. | Hansen Bradley | President and CEO | Dec 10, 2018 | Option Exercise | $0.20 | 84,050 | 16,810 | 331,900 | Dec 12, 2018, 04:17 PM | |
| ESNC | EnSync, Inc. | KOEPPE PAUL F | Director | Sep 05, 2018 | Buy | $0.26 | 1,346,154 | 350,000 | 2,387,593 | Sep 06, 2018, 04:57 PM | |
| ESNC | EnSync, Inc. | ABDOO RICHARD A | Director | Sep 05, 2018 | Buy | $0.26 | 769,231 | 200,000 | 855,013 | Sep 06, 2018, 04:55 PM | |
| ESNC | EnSync, Inc. | STERN THEODORE | Director | Sep 05, 2018 | Buy | $0.26 | 192,308 | 50,000 | 192,308 | Sep 06, 2018, 04:53 PM | |
| ESNC | EnSync, Inc. | Hansen Bradley | President and CEO | Dec 21, 2017 | Option Exercise | $0.46 | 84,050 | 38,663 | 165,950 | Dec 26, 2017, 04:16 PM | |
| ESNC | EnSync, Inc. | ABDOO RICHARD A | Director | Nov 21, 2017 | Buy | $0.40 | 2,080 | 832 | 864,378 | Nov 24, 2017, 05:16 PM | |
| ESNC | EnSync, Inc. | ABDOO RICHARD A | Director | Nov 22, 2017 | Buy | $0.40 | 3,802 | 1,521 | 868,180 | Nov 24, 2017, 05:16 PM | |
| ESNC | EnSync, Inc. | ABDOO RICHARD A | Director | Nov 16, 2017 | Buy | $0.40 | 29,392 | 11,757 | 862,298 | Nov 20, 2017, 04:16 PM | |
| ESNC | EnSync, Inc. | ABDOO RICHARD A | Director | Nov 14, 2017 | Buy | $0.40 | 17,900 | 7,160 | 824,427 | Nov 16, 2017, 04:14 PM | |
| ESNC | EnSync, Inc. | ABDOO RICHARD A | Director | Nov 15, 2017 | Buy | $0.40 | 8,479 | 3,392 | 832,906 | Nov 16, 2017, 04:14 PM | |
| ESNC | EnSync, Inc. | Dennis Kevin | VP System Eng and Dev | May 05, 2017 | Sale | $0.64 | 504 | 323 | 7,514 | Aug 09, 2017, 06:33 PM | |
| ESNC | EnSync, Inc. | ABDOO RICHARD A | Director | Jun 22, 2017 | Buy | $0.35 | 142,857 | 50,000 | 806,527 | Jun 26, 2017, 06:49 PM | |
| ESNC | EnSync, Inc. | OZANNE JAMES | Director | Jun 22, 2017 | Buy | $0.35 | 28,500 | 9,975 | 80,362 | Jun 26, 2017, 06:17 PM | |
| ESNC | EnSync, Inc. | STERN THEODORE | Director | Jun 22, 2017 | Buy | $0.35 | 214,285 | 75,000 | 561,254 | Jun 26, 2017, 04:59 PM | |
| ESNC | EnSync, Inc. | KOEPPE PAUL F | Director | Jun 22, 2017 | Buy | $0.35 | 214,285 | 75,000 | 1,041,439 | Jun 26, 2017, 04:28 PM | |
| ESNC | EnSync, Inc. | Birnbaum Manfred E | Director | Mar 15, 2017 | Sale | $0.58 | 3,434 | 2,006 | 374,153 | Mar 20, 2017, 05:45 PM | |
| ESNC | EnSync, Inc. | Birnbaum Manfred E | Director | Mar 16, 2017 | Sale | $0.57 | 4,236 | 2,403 | 369,917 | Mar 20, 2017, 05:45 PM | |
| ESNC | EnSync, Inc. | Birnbaum Manfred E | Director | Mar 17, 2017 | Sale | $0.55 | 16,502 | 9,086 | 353,415 | Mar 20, 2017, 05:45 PM | |
| ESNC | EnSync, Inc. | Birnbaum Manfred E | Director | Mar 15, 2017 | Sale | $0.58 | 3,434 | 2,006 | 374,153 | Mar 17, 2017, 07:23 PM | |
| ESNC | EnSync, Inc. | Birnbaum Manfred E | Director | Mar 16, 2017 | Sale | $0.57 | 4,236 | 2,403 | 369,917 | Mar 17, 2017, 07:23 PM | |
| ESNC | EnSync, Inc. | Birnbaum Manfred E | Director | Mar 17, 2017 | Sale | $0.55 | 16,502 | 9,086 | 353,415 | Mar 17, 2017, 07:23 PM | |
| ESNC | EnSync, Inc. | He Jilun | 10% Owner | Nov 21, 2016 | Buy | $0.94 | 70,563 | 66,047 | 7,614,746 | Nov 23, 2016, 10:34 AM | |
| ESNC | EnSync, Inc. | He Jilun | 10% Owner | Nov 22, 2016 | Buy | $1.00 | 511,150 | 509,105 | 8,125,896 | Nov 23, 2016, 10:34 AM | |
| ESNC | EnSync, Inc. | He Jilun | 10% Owner | Nov 23, 2016 | Buy | $1.04 | 425,097 | 442,951 | 8,550,993 | Nov 23, 2016, 10:34 AM | |
| ESNC | EnSync, Inc. | He Jilun | 10% Owner | Oct 25, 2016 | Buy | $0.68 | 8,000,000 | 5,440,000 | 8,000,000 | Nov 23, 2016, 10:34 AM | |
| ESNC | EnSync, Inc. | He Jilun | 10% Owner | Oct 25, 2016 | Buy | $0.68 | 8,000,000 | 5,440,000 | 8,000,000 | Nov 14, 2016, 10:15 AM | |
| ESNC | EnSync, Inc. | He Jilun | 10% Owner | Nov 11, 2016 | Buy | $0.80 | 44,033 | 35,226 | 7,182,799 | Nov 14, 2016, 10:15 AM | |
| ESNC | EnSync, Inc. | He Jilun | 10% Owner | Nov 12, 2016 | Buy | $0.90 | 361,384 | 325,246 | 7,544,183 | Nov 14, 2016, 10:15 AM | |
| ESNC | EnSync, Inc. | He Jilun | 10% Owner | Nov 08, 2016 | Buy | $0.74 | 141,200 | 105,053 | 7,138,766 | Nov 09, 2016, 07:18 AM | |
| ESNC | EnSync, Inc. | He Jilun | 10% Owner | Oct 25, 2016 | Buy | $0.68 | 8,000,000 | 5,440,000 | 8,000,000 | Nov 09, 2016, 07:18 AM | |
| ESNC | EnSync, Inc. | He Jilun | 10% Owner | Nov 07, 2016 | Buy | $0.73 | 560,900 | 409,457 | 6,997,566 | Nov 09, 2016, 07:18 AM | |
| ESNC | EnSync, Inc. | He Jilun | 10% Owner | Oct 17, 2016 | Buy | $1.27 | 600,837 | 765,466 | 6,436,666 | Oct 18, 2016, 12:45 PM | |
| ESNC | EnSync, Inc. | He Jilun | 10% Owner | Oct 07, 2016 | Buy | $1.05 | 364,746 | 383,494 | 5,556,289 | Oct 11, 2016, 06:14 AM | |
| ESNC | EnSync, Inc. | He Jilun | 10% Owner | Oct 08, 2016 | Buy | $1.10 | 279,540 | 306,096 | 5,835,829 | Oct 11, 2016, 06:14 AM | |
| ESNC | EnSync, Inc. | He Jilun | 10% Owner | Oct 06, 2016 | Buy | $1.00 | 23,030 | 22,984 | 5,191,543 | Oct 11, 2016, 06:14 AM | |
| ESNC | EnSync, Inc. | He Jilun | 10% Owner | Sep 27, 2016 | Buy | $0.91 | 649,627 | 592,265 | 4,511,403 | Sep 29, 2016, 02:09 PM | |
| ESNC | EnSync, Inc. | He Jilun | 10% Owner | Sep 28, 2016 | Buy | $0.94 | 196,610 | 185,678 | 4,708,013 | Sep 29, 2016, 02:09 PM | |
| ESNC | EnSync, Inc. | He Jilun | 10% Owner | Sep 29, 2016 | Buy | $0.99 | 460,500 | 453,685 | 5,168,513 | Sep 29, 2016, 02:09 PM | |
| ESNC | EnSync, Inc. | Whisman Frederick | VP - Sales | Jun 28, 2016 | Buy | $0.31 | 108 | 33 | 20,108 | Jun 30, 2016, 04:44 PM | |
| ESNC | EnSync, Inc. | Whisman Frederick | VP - Sales | Jun 29, 2016 | Buy | $0.36 | 3,827 | 1,378 | 23,935 | Jun 30, 2016, 04:44 PM | |
| ESNC | EnSync, Inc. | KOEPPE PAUL F | Director | May 19, 2016 | Buy | $0.37 | 20,000 | 7,452 | 817,154 | May 23, 2016, 05:43 PM | |
| ESNC | EnSync, Inc. | KOEPPE PAUL F | Director | May 20, 2016 | Buy | $0.37 | 10,000 | 3,650 | 827,154 | May 23, 2016, 05:43 PM | |
| ESNC | EnSync, Inc. | KOEPPE PAUL F | Director | May 16, 2016 | Buy | $0.30 | 11,134 | 3,288 | 783,288 | May 18, 2016, 04:34 PM | |
| ESNC | EnSync, Inc. | KOEPPE PAUL F | Director | May 17, 2016 | Buy | $0.33 | 13,866 | 4,613 | 797,154 | May 18, 2016, 04:34 PM | |
| ESNC | EnSync, Inc. | ABDOO RICHARD A | Director | May 13, 2016 | Buy | $0.30 | 100,000 | 29,990 | 663,670 | May 16, 2016, 04:23 PM | |
| ESNC | EnSync, Inc. | Whisman Frederick | VP - Sales | May 13, 2016 | Buy | $0.29 | 20,000 | 5,800 | 20,000 | May 16, 2016, 04:16 PM | |
| ESNC | EnSync, Inc. | Schott James F. | Chief Financial Officer | Feb 23, 2016 | Buy | $0.29 | 12,418 | 3,596 | 62,418 | Feb 24, 2016, 05:06 PM | |
| ESNC | EnSync, Inc. | Schott James F. | Chief Financial Officer | Feb 24, 2016 | Buy | $0.27 | 37,582 | 10,147 | 100,000 | Feb 24, 2016, 05:06 PM | |
| ESNC | EnSync, Inc. | Schott James F. | Chief Financial Officer | Feb 22, 2016 | Buy | $0.30 | 25,000 | 7,500 | 50,000 | Feb 23, 2016, 04:30 PM | |
| ESNC | EnSync, Inc. | Schott James F. | Chief Financial Officer | Feb 19, 2016 | Buy | $0.32 | 25,000 | 7,935 | 25,000 | Feb 22, 2016, 04:17 PM | |
| ESNC | EnSync, Inc. | KOEPPE PAUL F | Director | Dec 14, 2015 | Buy | $0.39 | 50,000 | 19,500 | 641,885 | Dec 16, 2015, 04:36 PM | |
| ESNC | EnSync, Inc. | KOEPPE PAUL F | Director | Dec 16, 2015 | Buy | $0.38 | 130,269 | 50,048 | 772,154 | Dec 16, 2015, 04:36 PM | |
| ESNC | EnSync, Inc. | ABDOO RICHARD A | Director | Dec 11, 2015 | Buy | $0.40 | 100,000 | 39,970 | 563,670 | Dec 14, 2015, 04:39 PM | |
| ESNC | EnSync, Inc. | Birnbaum Manfred E | Director | Nov 23, 2015 | Sale | $0.48 | 23,896 | 11,470 | 251,405 | Nov 24, 2015, 04:16 PM | |
| ESNC | EnSync, Inc. | Birnbaum Manfred E | Director | Nov 20, 2015 | Sale | $0.48 | 12,104 | 5,810 | 275,301 | Nov 24, 2015, 04:16 PM | |
| ZBB | ZBB ENERGY CORP | KOEPPE PAUL F | Director | Dec 18, 2014 | Buy | $0.57 | 10,000 | 5,663 | 591,885 | Dec 19, 2014, 05:53 PM | |
| ZBB | ZBB ENERGY CORP | Birnbaum Manfred E | Director | Dec 18, 2014 | Buy | $0.57 | 10,000 | 5,680 | 167,030 | Dec 19, 2014, 05:49 PM | |
| ZBB | ZBB ENERGY CORP | STERN THEODORE | Director | Dec 10, 2014 | Buy | $0.51 | 20,000 | 10,200 | 146,605 | Dec 12, 2014, 05:24 PM | |
| ZBB | ZBB ENERGY CORP | STERN THEODORE | Director | Dec 11, 2014 | Buy | $0.51 | 20,000 | 10,200 | 166,605 | Dec 12, 2014, 05:24 PM | |
| ZBB | ZBB ENERGY CORP | KOEPPE PAUL F | Director | Oct 14, 2014 | Buy | $0.68 | 20,000 | 13,520 | 581,885 | Oct 15, 2014, 05:25 PM | |
| ZBB | ZBB ENERGY CORP | ABDOO RICHARD A | Director | Oct 13, 2014 | Buy | $0.66 | 120,700 | 79,095 | 463,670 | Oct 14, 2014, 04:55 PM | |
| ZBB | ZBB ENERGY CORP | KOEPPE PAUL F | Director | Oct 09, 2014 | Buy | $0.64 | 10,000 | 6,377 | 551,885 | Oct 10, 2014, 04:13 PM | |
| ZBB | ZBB ENERGY CORP | KOEPPE PAUL F | Director | Oct 10, 2014 | Buy | $0.63 | 10,000 | 6,301 | 561,885 | Oct 10, 2014, 04:13 PM | |
| ZBB | ZBB ENERGY CORP | Birnbaum Manfred E | Director | Oct 03, 2014 | Buy | $0.68 | 10,000 | 6,800 | 128,805 | Oct 08, 2014, 05:22 PM | |
| ZBB | ZBB ENERGY CORP | ABDOO RICHARD A | Director | Oct 01, 2014 | Buy | $0.68 | 145,000 | 98,368 | 342,970 | Oct 03, 2014, 05:17 PM | |
| ZBB | ZBB ENERGY CORP | KOEPPE PAUL F | Director | Oct 01, 2014 | Buy | $0.78 | 10,000 | 7,777 | 521,785 | Oct 03, 2014, 05:14 PM | |
| ZBB | ZBB ENERGY CORP | KOEPPE PAUL F | Director | Oct 02, 2014 | Buy | $0.66 | 10,000 | 6,604 | 531,785 | Oct 03, 2014, 05:14 PM | |
| ZBB | ZBB ENERGY CORP | KOEPPE PAUL F | Director | Oct 03, 2014 | Buy | $0.65 | 10,100 | 6,559 | 541,885 | Oct 03, 2014, 05:14 PM | |
| ZBB | ZBB ENERGY CORP | STERN THEODORE | Director | Oct 01, 2014 | Buy | $0.60 | 51,065 | 30,639 | 126,605 | Oct 03, 2014, 05:13 PM | |
| ZBB | ZBB ENERGY CORP | Apfelbach Eric C | Chief Executive Officer | Jun 26, 2014 | Sale | $1.70 | 23,990 | 40,721 | 158,194 | Jul 01, 2014, 04:30 PM | |
| ZBB | ZBB ENERGY CORP | Apfelbach Eric C | Chief Executive Officer | Jun 27, 2014 | Sale | $1.75 | 4,830 | 8,466 | 153,364 | Jul 01, 2014, 04:30 PM | |
| ZBB | ZBB ENERGY CORP | Apfelbach Eric C | Chief Executive Officer | Jun 24, 2014 | Sale | $1.70 | 23,989 | 40,745 | 206,173 | Jul 01, 2014, 04:30 PM | |
| ZBB | ZBB ENERGY CORP | Apfelbach Eric C | Chief Executive Officer | Jun 25, 2014 | Sale | $1.66 | 23,989 | 39,942 | 182,184 | Jul 01, 2014, 04:30 PM | |
| ZBB | ZBB ENERGY CORP | Apfelbach Eric C | Chief Executive Officer | Jun 24, 2014 | Sale | $1.70 | 23,989 | 40,745 | 206,173 | Jun 26, 2014, 06:02 PM | |
| ZBB | ZBB ENERGY CORP | Apfelbach Eric C | Chief Executive Officer | Jun 25, 2014 | Sale | $1.66 | 23,989 | 39,942 | 182,184 | Jun 26, 2014, 06:02 PM | |
| ZBB | ZBB ENERGY CORP | Apfelbach Eric C | Chief Executive Officer | Jun 26, 2014 | Sale | $1.70 | 23,990 | 40,721 | 158,194 | Jun 26, 2014, 06:02 PM | |
| ZBB | ZBB ENERGY CORP | STERN THEODORE | Director | Mar 19, 2014 | Option Exercise | $0.95 | 617,187 | 586,328 | 692,727 | Mar 21, 2014, 04:54 PM | |
| ZBB | ZBB ENERGY CORP | HOGOBOOM WILLIAM C | Chief Financial Officer | Jan 13, 2014 | Buy | $0.91 | 11,000 | 10,010 | 39,146 | Jan 14, 2014, 07:59 AM | |
| ZBB | ZBB ENERGY CORP | HOGOBOOM WILLIAM C | Chief Financial Officer | Jan 13, 2014 | Buy | $0.91 | 11,000 | 10,010 | 39,146 | Jan 13, 2014, 08:36 PM | |
| ZBB | ZBB ENERGY CORP | HOGOBOOM WILLIAM C | Chief Financial Officer | Jan 08, 2014 | Buy | $0.92 | 10,000 | 9,183 | 28,146 | Jan 08, 2014, 05:55 PM | |
| ZBB | ZBB ENERGY CORP | Reichard Jeffrey A | Chief Technology Officer | Dec 27, 2013 | Sale | $0.99 | 10,000 | 9,917 | 80,000 | Dec 27, 2013, 04:59 PM | |
| ZBB | ZBB ENERGY CORP | Reichard Jeffrey A | Chief Technology Officer | Dec 24, 2013 | Sale | $0.95 | 20,000 | 19,000 | 110,000 | Dec 26, 2013, 05:33 PM | |
| ZBB | ZBB ENERGY CORP | Reichard Jeffrey A | Chief Technology Officer | Dec 26, 2013 | Sale | $0.95 | 20,000 | 19,046 | 90,000 | Dec 26, 2013, 05:33 PM | |
| ZBB | ZBB ENERGY CORP | Reichard Jeffrey A | Chief Technology Officer | Dec 23, 2013 | Sale | $0.89 | 30,000 | 26,816 | 140,000 | Dec 26, 2013, 05:33 PM | |
| ZBB | ZBB ENERGY CORP | Apfelbach Eric C | CEO and President | Dec 19, 2013 | Buy | $0.80 | 10,000 | 8,000 | 30,162 | Dec 19, 2013, 06:23 PM | |
| ZBB | ZBB ENERGY CORP | MARATHON CAPITAL MANAGEMENT | 10% Owner | Jun 14, 2012 | Buy | $0.38 | 3,465,000 | 1,316,700 | 8,372,765 | Jun 21, 2012, 09:52 AM | |
| ZBB | ZBB ENERGY CORP | MARATHON CAPITAL MANAGEMENT | 10% Owner | Jun 14, 2012 | Buy | $0.38 | 3,242,500 | 1,232,150 | 8,150,265 | Jun 20, 2012, 01:05 PM | |
| ZBB | ZBB ENERGY CORP | STANKIEWICZ CHARLES W | Executive VP - Operations | Jun 14, 2012 | Buy | $0.38 | 65,789 | 25,000 | 103,102 | Jun 15, 2012, 08:30 AM | |
| ZBB | ZBB ENERGY CORP | OZANNE JAMES | Director | Jun 14, 2012 | Buy | $0.38 | 197,000 | 74,860 | 259,313 | Jun 15, 2012, 08:28 AM | |
| ZBB | ZBB ENERGY CORP | KOEPPE PAUL F | Director | Jun 14, 2012 | Buy | $0.38 | 1,063,157 | 404,000 | 2,558,927 | Jun 15, 2012, 08:27 AM | |
| ZBB | ZBB ENERGY CORP | HOGOBOOM WILLIAM C | Chief Financial Officer | Jun 14, 2012 | Buy | $0.38 | 28,947 | 11,000 | 90,734 | Jun 15, 2012, 08:26 AM | |
| ZBB | ZBB ENERGY CORP | Apfelbach Eric C | CEO and President | Jun 14, 2012 | Buy | $0.38 | 57,894 | 22,000 | 100,812 | Jun 15, 2012, 08:23 AM | |
| ZBB | ZBB ENERGY CORP | ABDOO RICHARD A | Director | Jun 14, 2012 | Buy | $0.38 | 263,157 | 100,000 | 989,851 | Jun 15, 2012, 08:20 AM | |
| ZBB | ZBB ENERGY CORP | Birnbaum Manfred E | Director | May 11, 2012 | Buy | $0.47 | 5,000 | 2,335 | 138,828 | May 14, 2012, 04:30 PM | |
| ZBB | ZBB ENERGY CORP | Apfelbach Eric C | CEO and President | Mar 16, 2012 | Buy | $0.67 | 5,000 | 3,325 | 42,918 | Mar 19, 2012, 04:02 PM | |
| ZBB | ZBB ENERGY CORP | KOEPPE PAUL F | Director | Jan 31, 2012 | Buy | $0.80 | 125,000 | 100,000 | 1,495,770 | Feb 02, 2012, 03:44 PM | |
| ZBB | ZBB ENERGY CORP | ABDOO RICHARD A | Director | Jan 31, 2012 | Buy | $0.80 | 31,250 | 25,000 | 726,694 | Feb 02, 2012, 03:42 PM | |
| ZBB | ZBB ENERGY CORP | OZANNE JAMES | Director | Jan 31, 2012 | Buy | $0.80 | 25,000 | 20,000 | 62,313 | Feb 02, 2012, 03:40 PM | |
| ZBB | ZBB ENERGY CORP | Scampini Scott W. | Executive Vice President | Jan 31, 2012 | Buy | $0.80 | 12,500 | 10,000 | 85,095 | Feb 02, 2012, 03:39 PM |
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