| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMGC | EMERGENT CAPITAL, INC. | PJC INVESTMENTS, LLC | Director | Feb 22, 2021 | Option Exercise | $0.25 | 162,299 | 40,331 | 738,868 | Feb 24, 2021, 07:46 PM | |
| EMGC | EMERGENT CAPITAL, INC. | PJC INVESTMENTS, LLC | Director | Jan 27, 2021 | Option Exercise | $0.25 | 98,833 | 24,708 | 901,167 | Jan 29, 2021, 05:51 PM | |
| EMGC | EMERGENT CAPITAL, INC. | MARTINEZ MIRIAM | CFO and Secretary | Dec 21, 2019 | Option Exercise | $0.20 | 74,125 | 14,714 | 386,111 | Dec 26, 2019, 04:14 PM | |
| EMGC | EMERGENT CAPITAL, INC. | SIMONY JACK | VP and CIO | Oct 30, 2019 | Option Exercise | $0.19 | 196,352 | 38,289 | 607,295 | Oct 31, 2019, 07:49 PM | |
| EMGC | EMERGENT CAPITAL, INC. | WERBLOWSKY HARVEY Z. | VP, CLO and GC | Oct 30, 2019 | Option Exercise | $0.19 | 98,176 | 19,144 | 303,647 | Oct 31, 2019, 07:48 PM | |
| EMGC | EMERGENT CAPITAL, INC. | WERBLOWSKY HARVEY Z. | VP, CLO and GC | Oct 30, 2018 | Option Exercise | $0.19 | 98,177 | 19,145 | 151,823 | Feb 28, 2019, 04:41 PM | |
| EMGC | EMERGENT CAPITAL, INC. | MARTINEZ MIRIAM | CFO and Secretary | Dec 22, 2018 | Option Exercise | $0.09 | 74,125 | 6,523 | 210,236 | Feb 28, 2019, 04:40 PM | |
| EMGC | EMERGENT CAPITAL, INC. | SIMONY JACK | VP and CIO | Oct 30, 2018 | Option Exercise | $0.19 | 196,353 | 38,289 | 303,647 | Feb 28, 2019, 04:39 PM | |
| EMGC | EMERGENT CAPITAL, INC. | CURRY PATRICK J | CEO | Sep 26, 2018 | Buy | $0.28 | 13,000 | 3,630 | 14,442,716 | Oct 02, 2018, 04:34 PM | |
| EMGC | EMERGENT CAPITAL, INC. | CURRY PATRICK J | CEO | Sep 25, 2018 | Buy | $0.27 | 40,000 | 10,970 | 14,414,716 | Sep 27, 2018, 04:32 PM | |
| EMGC | EMERGENT CAPITAL, INC. | CURRY PATRICK J | CEO | Sep 26, 2018 | Buy | $0.28 | 15,000 | 4,190 | 14,429,716 | Sep 27, 2018, 04:32 PM | |
| EMGC | EMERGENT CAPITAL, INC. | PATTERSON ROY | Director | Aug 30, 2018 | Buy | $0.29 | 30,640 | 8,886 | 598,808 | Sep 04, 2018, 04:04 PM | |
| EMGC | EMERGENT CAPITAL, INC. | PATTERSON ROY | Director | Aug 31, 2018 | Buy | $0.28 | 17,776 | 4,977 | 616,584 | Sep 04, 2018, 04:04 PM | |
| EMGC | EMERGENT CAPITAL, INC. | PATTERSON ROY | Director | Aug 29, 2018 | Buy | $0.30 | 30,640 | 9,192 | 568,168 | Aug 29, 2018, 04:06 PM | |
| EMGC | EMERGENT CAPITAL, INC. | PATTERSON ROY | Director | Aug 28, 2018 | Buy | $0.32 | 30,640 | 9,805 | 537,528 | Aug 29, 2018, 04:06 PM | |
| EMGC | EMERGENT CAPITAL, INC. | PATTERSON ROY | Director | Aug 23, 2018 | Buy | $0.31 | 8,690 | 2,737 | 506,888 | Aug 27, 2018, 04:55 PM | |
| EMGC | EMERGENT CAPITAL, INC. | PJC INVESTMENTS, LLC | Director | Mar 29, 2018 | Buy | $0.43 | 552,431 | 234,783 | 552,431 | Mar 29, 2018, 04:21 PM | |
| EMGC | EMERGENT CAPITAL, INC. | PATTERSON ROY | Director | Mar 29, 2018 | Buy | $0.43 | 236,000 | 100,300 | 498,198 | Mar 29, 2018, 04:16 PM | |
| EMGC | EMERGENT CAPITAL, INC. | PATTERSON ROY | Director | Dec 28, 2017 | Buy | $0.40 | 49,868 | 19,947 | 262,198 | Dec 29, 2017, 04:23 PM | |
| EMGC | EMERGENT CAPITAL, INC. | PATTERSON ROY | Director | Dec 27, 2017 | Buy | $0.40 | 49,868 | 19,947 | 212,330 | Dec 29, 2017, 04:23 PM | |
| EMGC | EMERGENT CAPITAL, INC. | PATTERSON ROY | Director | Dec 21, 2017 | Buy | $0.38 | 32,132 | 12,110 | 70,462 | Dec 26, 2017, 04:35 PM | |
| EMGC | EMERGENT CAPITAL, INC. | PATTERSON ROY | Director | Dec 22, 2017 | Buy | $0.38 | 42,132 | 16,010 | 112,594 | Dec 26, 2017, 04:35 PM | |
| EMGC | EMERGENT CAPITAL, INC. | PATTERSON ROY | Director | Dec 26, 2017 | Buy | $0.42 | 49,868 | 20,846 | 162,462 | Dec 26, 2017, 04:35 PM | |
| EMGC | EMERGENT CAPITAL, INC. | PATTERSON ROY | Director | Nov 21, 2017 | Buy | $0.37 | 19,165 | 6,995 | 19,165 | Nov 22, 2017, 05:16 PM | |
| EMGC | EMERGENT CAPITAL, INC. | PATTERSON ROY | Director | Nov 22, 2017 | Buy | $0.37 | 19,165 | 7,091 | 38,330 | Nov 22, 2017, 05:16 PM | |
| EMGC | EMERGENT CAPITAL, INC. | Mitchell Antony | Former CEO and Director | Oct 31, 2017 | Sale | $0.20 | 5,000,000 | 1,000,000 | 0 | Oct 31, 2017, 02:19 PM | |
| EMGC | EMERGENT CAPITAL, INC. | CURRY PATRICK J | Interim CEO | Sep 26, 2017 | Buy | $0.45 | 74,716 | 33,622 | 14,374,716 | Sep 27, 2017, 04:57 PM | |
| EMGC | EMERGENT CAPITAL, INC. | TOPCO 1, LLC | Director | Sep 26, 2017 | Buy | $0.45 | 37,358 | 16,811 | 7,357,396 | Sep 26, 2017, 09:05 PM | |
| EMGC | EMERGENT CAPITAL, INC. | CURRY PATRICK J | Interim CEO | Sep 26, 2017 | Buy | $0.45 | 37,358 | 16,811 | 14,337,358 | Sep 26, 2017, 09:03 PM | |
| EMGC | EMERGENT CAPITAL, INC. | Hua James | Director | Aug 17, 2017 | Buy | $0.36 | 135,000 | 48,600 | 510,000 | Aug 18, 2017, 01:07 PM | |
| EMGC | EMERGENT CAPITAL, INC. | Mitchell Antony | Chief Executive Officer | Jul 28, 2017 | Buy | $0.20 | 5,000,000 | 1,000,000 | 5,000,000 | Aug 02, 2017, 04:15 PM | |
| EMGC | EMERGENT CAPITAL, INC. | Dakos Andrew | Director | Jul 28, 2017 | Option Exercise | $0.20 | 5,322,872 | 1,064,574 | 5,854,070 | Aug 01, 2017, 08:17 PM | |
| EMG | EMERGENT CAPITAL, INC. | NATHAN GILBERT E | Director | Mar 31, 2016 | Buy | $4.04 | 3,615 | 14,601 | 3,615 | Apr 01, 2016, 10:10 AM | |
| EMG | EMERGENT CAPITAL, INC. | HELLERMAN GERALD | Director | Mar 28, 2016 | Buy | $3.90 | 5,000 | 19,500 | 31,875 | Mar 29, 2016, 01:55 PM | |
| EMG | EMERGENT CAPITAL, INC. | CHADWICK JAMES M | Director | Feb 04, 2016 | Buy | $4.25 | 25,000 | 106,185 | 278,669 | Feb 04, 2016, 05:01 PM | |
| EMG | EMERGENT CAPITAL, INC. | CHADWICK JAMES M | Director | Feb 02, 2016 | Buy | $4.43 | 50,000 | 221,500 | 233,669 | Feb 04, 2016, 05:01 PM | |
| EMG | EMERGENT CAPITAL, INC. | CHADWICK JAMES M | Director | Feb 03, 2016 | Buy | $4.34 | 20,000 | 86,858 | 253,669 | Feb 04, 2016, 05:01 PM | |
| EMG | EMERGENT CAPITAL, INC. | CHADWICK JAMES M | Director | Jan 21, 2016 | Buy | $3.91 | 5,672 | 22,195 | 174,422 | Jan 25, 2016, 03:32 PM | |
| EMG | EMERGENT CAPITAL, INC. | CHADWICK JAMES M | Director | Jan 22, 2016 | Buy | $4.20 | 9,247 | 38,836 | 183,669 | Jan 25, 2016, 03:32 PM | |
| EMG | EMERGENT CAPITAL, INC. | DAYAN RICHARD | Director | Dec 07, 2015 | Buy | $3.84 | 6,800 | 26,123 | 46,803 | Dec 09, 2015, 03:51 PM | |
| EMG | EMERGENT CAPITAL, INC. | DAYAN RICHARD | Director | Dec 08, 2015 | Buy | $3.82 | 2,000 | 7,640 | 48,803 | Dec 09, 2015, 03:51 PM | |
| EMG | EMERGENT CAPITAL, INC. | GOLDSTEIN PHILLIP | Director | Dec 04, 2015 | Buy | $3.96 | 726 | 2,875 | 234,324 | Dec 08, 2015, 11:40 AM | |
| EMG | EMERGENT CAPITAL, INC. | GOLDSTEIN PHILLIP | Director | Dec 07, 2015 | Buy | $3.85 | 20,000 | 77,000 | 254,324 | Dec 08, 2015, 11:40 AM | |
| EMG | EMERGENT CAPITAL, INC. | GOLDSTEIN PHILLIP | Director | Dec 07, 2015 | Buy | $3.85 | 30,000 | 115,497 | 1,999,460 | Dec 08, 2015, 11:40 AM | |
| EMG | EMERGENT CAPITAL, INC. | NATHAN GILBERT E | Director | Dec 07, 2015 | Buy | $3.75 | 2,000 | 7,500 | 5,000 | Dec 08, 2015, 09:55 AM | |
| EMG | EMERGENT CAPITAL, INC. | NATHAN GILBERT E | Director | Nov 12, 2015 | Buy | $4.25 | 3,000 | 12,750 | 3,000 | Nov 16, 2015, 03:31 PM | |
| EMG | EMERGENT CAPITAL, INC. | GOLDSTEIN PHILLIP | Director | Nov 11, 2015 | Buy | $4.42 | 5,000 | 22,100 | 233,598 | Nov 13, 2015, 02:42 PM | |
| EMG | EMERGENT CAPITAL, INC. | GOLDSTEIN PHILLIP | Director | Nov 12, 2015 | Buy | $4.42 | 5,000 | 22,100 | 2,013,845 | Nov 13, 2015, 02:42 PM | |
| IFT | EMERGENT CAPITAL, INC. | O'Connell Rory | Chief Financial Officer | Sep 28, 2015 | Buy | $4.98 | 1,000 | 4,979 | 12,500 | Sep 28, 2015, 04:35 PM | |
| IFT | EMERGENT CAPITAL, INC. | O'Connell Rory | Chief Financial Officer | Sep 24, 2015 | Buy | $4.96 | 1,000 | 4,959 | 8,500 | Sep 28, 2015, 04:35 PM | |
| IFT | EMERGENT CAPITAL, INC. | O'Connell Rory | Chief Financial Officer | Sep 25, 2015 | Buy | $5.05 | 3,000 | 15,148 | 11,500 | Sep 28, 2015, 04:35 PM | |
| EMG | EMERGENT CAPITAL, INC. | Sasso David | Senior Vice President | Sep 09, 2015 | Buy | $5.55 | 1,000 | 5,550 | 1,000 | Sep 09, 2015, 04:04 PM | |
| EMG | EMERGENT CAPITAL, INC. | Mitchell Antony | Chief Executive Officer | Sep 04, 2015 | Buy | $5.59 | 10,000 | 55,918 | 814,334 | Sep 09, 2015, 10:06 AM | |
| IFT | IMPERIAL HOLDINGS, INC. | GOLDSTEIN PHILLIP | Director | Aug 26, 2015 | Buy | $5.26 | 2,641 | 13,892 | 228,598 | Aug 27, 2015, 05:06 PM | |
| IFT | IMPERIAL HOLDINGS, INC. | GOLDSTEIN PHILLIP | Director | Aug 25, 2015 | Buy | $5.26 | 2,359 | 12,408 | 225,957 | Aug 27, 2015, 08:49 AM | |
| IFT | IMPERIAL HOLDINGS, INC. | GOLDSTEIN PHILLIP | Director | Aug 21, 2015 | Buy | $5.60 | 3,000 | 16,800 | 223,598 | Aug 24, 2015, 10:50 AM | |
| IFT | IMPERIAL HOLDINGS, INC. | GOLDSTEIN PHILLIP | Director | Aug 06, 2015 | Buy | $5.55 | 113 | 627 | 214,624 | Aug 10, 2015, 04:15 PM | |
| IFT | IMPERIAL HOLDINGS, INC. | GOLDSTEIN PHILLIP | Director | Aug 07, 2015 | Buy | $5.58 | 5,974 | 33,306 | 220,598 | Aug 10, 2015, 04:15 PM | |
| IFT | IMPERIAL HOLDINGS, INC. | Bulldog Investors, LLC | 10% Owner | Jun 24, 2015 | Option Exercise | $5.75 | 1,305,849 | 7,508,632 | 2,991,124 | Jun 26, 2015, 01:10 PM | |
| IFT | IMPERIAL HOLDINGS, INC. | Mitchell Antony | Chief Executive Officer | Jun 24, 2015 | Option Exercise | $5.75 | 70,000 | 402,500 | 804,334 | Jun 26, 2015, 11:08 AM | |
| IFT | IMPERIAL HOLDINGS, INC. | MARTINEZ MIRIAM | Senior Vice President | Jun 24, 2015 | Option Exercise | $5.75 | 1,000 | 5,750 | 2,000 | Jun 26, 2015, 11:08 AM | |
| IFT | IMPERIAL HOLDINGS, INC. | DAYAN RICHARD | Director | Jun 24, 2015 | Option Exercise | $5.75 | 5,095 | 29,296 | 40,003 | Jun 26, 2015, 11:07 AM | |
| IFT | IMPERIAL HOLDINGS, INC. | CROW MICHAEL A. | Director | Jun 24, 2015 | Option Exercise | $5.75 | 8,411 | 48,363 | 30,953 | Jun 26, 2015, 11:06 AM | |
| IFT | IMPERIAL HOLDINGS, INC. | HELLERMAN GERALD | Director | Jun 24, 2015 | Option Exercise | $5.75 | 5,375 | 30,906 | 26,875 | Jun 26, 2015, 11:06 AM | |
| IFT | IMPERIAL HOLDINGS, INC. | HELLERMAN GERALD | Director | Jun 24, 2015 | Option Exercise | $5.75 | 5,284 | 30,383 | 20,777 | Jun 26, 2015, 11:06 AM | |
| IFT | IMPERIAL HOLDINGS, INC. | GOLDSTEIN PHILLIP | Director | Jun 24, 2015 | Option Exercise | $5.75 | 76,804 | 441,623 | 214,511 | Jun 26, 2015, 11:05 AM | |
| IFT | IMPERIAL HOLDINGS, INC. | GOLDSTEIN PHILLIP | Director | Jun 24, 2015 | Option Exercise | $5.75 | 1,858,341 | 10,685,461 | 2,224,869 | Jun 26, 2015, 11:05 AM | |
| IFT | IMPERIAL HOLDINGS, INC. | Dakos Andrew | Director | Jun 24, 2015 | Option Exercise | $5.75 | 11,964 | 68,793 | 31,212 | Jun 26, 2015, 11:04 AM | |
| IFT | IMPERIAL HOLDINGS, INC. | Dakos Andrew | Director | Jun 24, 2015 | Option Exercise | $5.75 | 1,779,865 | 10,234,224 | 2,224,869 | Jun 26, 2015, 11:04 AM | |
| IFT | IMPERIAL HOLDINGS, INC. | CHADWICK JAMES M | Director | Jun 24, 2015 | Option Exercise | $5.75 | 575 | 3,306 | 20,283 | Jun 26, 2015, 11:03 AM | |
| IFT | IMPERIAL HOLDINGS, INC. | CHADWICK JAMES M | Director | Jun 24, 2015 | Option Exercise | $5.75 | 33,750 | 194,063 | 168,750 | Jun 26, 2015, 11:03 AM | |
| IFT | IMPERIAL HOLDINGS, INC. | Mitchell Antony | Chief Executive Officer | Dec 31, 2014 | Buy | $6.38 | 15,000 | 95,659 | 734,334 | Jan 02, 2015, 12:17 PM | |
| IFT | IMPERIAL HOLDINGS, INC. | GOLDSTEIN PHILLIP | Director | Dec 26, 2014 | Buy | $6.13 | 3,031 | 18,580 | 131,185 | Dec 29, 2014, 12:44 PM | |
| IFT | IMPERIAL HOLDINGS, INC. | GOLDSTEIN PHILLIP | Director | Dec 08, 2014 | Buy | $6.25 | 1,700 | 10,625 | 124,854 | Dec 09, 2014, 02:15 PM | |
| IFT | IMPERIAL HOLDINGS, INC. | GOLDSTEIN PHILLIP | Director | Dec 09, 2014 | Buy | $6.25 | 3,300 | 20,625 | 128,154 | Dec 09, 2014, 02:15 PM | |
| IFT | IMPERIAL HOLDINGS, INC. | GOLDSTEIN PHILLIP | Director | Nov 14, 2014 | Buy | $6.30 | 3,914 | 24,658 | 123,154 | Nov 17, 2014, 11:31 AM | |
| IFT | IMPERIAL HOLDINGS, INC. | GOLDSTEIN PHILLIP | Director | Nov 13, 2014 | Buy | $6.30 | 1,086 | 6,842 | 119,240 | Nov 14, 2014, 12:48 PM | |
| IFT | Imperial Holdings, Inc. | GOLDSTEIN PHILLIP | Director | Oct 01, 2014 | Buy | $6.36 | 5,481 | 34,859 | 1,116,292 | Oct 02, 2014, 12:00 PM | |
| IFT | Imperial Holdings, Inc. | GOLDSTEIN PHILLIP | Director | Sep 25, 2014 | Buy | $6.36 | 100 | 636 | 1,109,955 | Sep 29, 2014, 12:48 PM | |
| IFT | Imperial Holdings, Inc. | GOLDSTEIN PHILLIP | Director | Sep 26, 2014 | Buy | $6.36 | 856 | 5,444 | 1,110,811 | Sep 29, 2014, 12:48 PM | |
| IFT | Imperial Holdings, Inc. | GOLDSTEIN PHILLIP | Director | Sep 19, 2014 | Buy | $6.38 | 10,000 | 63,800 | 1,109,855 | Sep 23, 2014, 08:53 AM | |
| IFT | Imperial Holdings, Inc. | GOLDSTEIN PHILLIP | Director | Sep 19, 2014 | Buy | $6.37 | 15,000 | 95,600 | 118,154 | Sep 23, 2014, 08:53 AM | |
| IFT | Imperial Holdings, Inc. | CHADWICK JAMES M | Director | Sep 19, 2014 | Buy | $6.38 | 1,954 | 12,466 | 135,000 | Sep 19, 2014, 04:01 PM | |
| IFT | Imperial Holdings, Inc. | CHADWICK JAMES M | Director | Sep 16, 2014 | Buy | $6.57 | 75,000 | 492,720 | 133,046 | Sep 16, 2014, 04:16 PM | |
| IFT | Imperial Holdings, Inc. | CHADWICK JAMES M | Director | Sep 11, 2014 | Buy | $6.63 | 30,046 | 199,286 | 58,046 | Sep 12, 2014, 09:22 AM | |
| IFT | Imperial Holdings, Inc. | CHADWICK JAMES M | Director | Sep 10, 2014 | Buy | $6.50 | 28,000 | 181,980 | 28,000 | Sep 11, 2014, 10:56 AM | |
| IFT | Imperial Holdings, Inc. | GOLDSTEIN PHILLIP | Director | Sep 09, 2014 | Buy | $6.36 | 763 | 4,853 | 1,099,855 | Sep 10, 2014, 04:05 PM | |
| IFT | Imperial Holdings, Inc. | GOLDSTEIN PHILLIP | Director | Sep 04, 2014 | Buy | $6.59 | 200 | 1,318 | 94,754 | Sep 08, 2014, 11:50 AM | |
| IFT | Imperial Holdings, Inc. | GOLDSTEIN PHILLIP | Director | Sep 05, 2014 | Buy | $6.59 | 8,400 | 55,356 | 103,154 | Sep 08, 2014, 11:50 AM | |
| IFT | Imperial Holdings, Inc. | GOLDSTEIN PHILLIP | Director | Aug 29, 2014 | Buy | $6.59 | 1,400 | 9,226 | 94,554 | Sep 02, 2014, 11:34 AM | |
| IFT | Imperial Holdings, Inc. | GOLDSTEIN PHILLIP | Director | Aug 08, 2014 | Buy | $6.50 | 10,159 | 66,006 | 93,154 | Aug 11, 2014, 03:58 PM | |
| IFT | Imperial Holdings, Inc. | GOLDSTEIN PHILLIP | Director | Aug 08, 2014 | Buy | $6.52 | 10,776 | 70,279 | 1,099,092 | Aug 11, 2014, 03:58 PM | |
| IFT | Imperial Holdings, Inc. | GOLDSTEIN PHILLIP | Director | Aug 05, 2014 | Buy | $6.52 | 600 | 3,912 | 82,995 | Aug 07, 2014, 10:47 AM | |
| IFT | Imperial Holdings, Inc. | GOLDSTEIN PHILLIP | Director | Jun 25, 2014 | Buy | $6.17 | 10,000 | 61,696 | 82,395 | Jun 26, 2014, 01:41 PM | |
| IFT | Imperial Holdings, Inc. | GOLDSTEIN PHILLIP | Director | Jun 24, 2014 | Buy | $6.33 | 1,996 | 12,635 | 1,088,316 | Jun 25, 2014, 01:46 PM | |
| IFT | Imperial Holdings, Inc. | GOLDSTEIN PHILLIP | Director | Jun 23, 2014 | Buy | $6.38 | 8,065 | 51,447 | 70,460 | Jun 25, 2014, 01:46 PM | |
| IFT | Imperial Holdings, Inc. | GOLDSTEIN PHILLIP | Director | Jun 23, 2014 | Buy | $6.33 | 1,181 | 7,476 | 1,086,320 | Jun 25, 2014, 01:46 PM | |
| IFT | Imperial Holdings, Inc. | GOLDSTEIN PHILLIP | Director | Jun 24, 2014 | Buy | $6.37 | 1,935 | 12,326 | 72,395 | Jun 25, 2014, 01:46 PM | |
| IFT | Imperial Holdings, Inc. | CROW MICHAEL A. | Director | Jun 20, 2014 | Buy | $6.65 | 5,051 | 33,589 | 17,435 | Jun 23, 2014, 04:13 PM | |
| IFT | Imperial Holdings, Inc. | CROW MICHAEL A. | Director | Jun 20, 2014 | Option Exercise | $6.65 | 5,051 | 33,589 | 17,435 | Jun 23, 2014, 10:53 AM |
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