| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CASI | CASI Pharmaceuticals, Inc. | Huang James | Director | Sep 06, 2022 | Buy | $3.89 | 19,162 | 74,601 | 335,106 | Sep 08, 2022, 06:51 PM | |
| CASI | CASI Pharmaceuticals, Inc. | Huang James | Director | Sep 07, 2022 | Buy | $4.00 | 3,111 | 12,433 | 338,217 | Sep 08, 2022, 06:51 PM | |
| CASI | CASI Pharmaceuticals, Inc. | Huang James | Director | Sep 08, 2022 | Buy | $4.28 | 33,300 | 142,627 | 371,517 | Sep 08, 2022, 06:51 PM | |
| CASI | CASI Pharmaceuticals, Inc. | Huang James | Director | Sep 02, 2022 | Buy | $3.74 | 400 | 1,497 | 315,944 | Sep 02, 2022, 07:35 PM | |
| CASI | CASI Pharmaceuticals, Inc. | Huang James | Director | Aug 31, 2022 | Buy | $3.74 | 24,975 | 93,531 | 303,723 | Sep 02, 2022, 07:35 PM | |
| CASI | CASI Pharmaceuticals, Inc. | Huang James | Director | Sep 01, 2022 | Buy | $3.72 | 11,821 | 44,008 | 315,544 | Sep 02, 2022, 07:35 PM | |
| CASI | CASI Pharmaceuticals, Inc. | Huang James | Director | Aug 24, 2022 | Buy | $3.75 | 5,000 | 18,751 | 239,221 | Aug 26, 2022, 08:48 PM | |
| CASI | CASI Pharmaceuticals, Inc. | Huang James | Director | Aug 26, 2022 | Buy | $3.75 | 39,527 | 148,179 | 278,748 | Aug 26, 2022, 08:48 PM | |
| CASI | CASI Pharmaceuticals, Inc. | Huang James | Director | Aug 23, 2022 | Buy | $3.50 | 40,000 | 139,992 | 234,221 | Aug 23, 2022, 08:19 PM | |
| CASI | CASI Pharmaceuticals, Inc. | Huang James | Director | Aug 19, 2022 | Buy | $3.27 | 171,116 | 559,447 | 171,116 | Aug 23, 2022, 08:19 PM | |
| CASI | CASI Pharmaceuticals, Inc. | Huang James | Director | Aug 22, 2022 | Buy | $3.46 | 23,105 | 80,038 | 194,221 | Aug 23, 2022, 08:19 PM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Chairman and CEO | Jun 13, 2022 | Buy | $2.97 | 36,058 | 107,092 | 592,457 | Jun 17, 2022, 04:14 PM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Chairman and CEO | Jun 14, 2022 | Buy | $3.06 | 2,096 | 6,414 | 594,553 | Jun 17, 2022, 04:14 PM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Chairman and CEO | Jun 15, 2022 | Buy | $3.18 | 50,000 | 159,000 | 644,553 | Jun 17, 2022, 04:14 PM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Chairman and CEO | Nov 18, 2021 | Buy | $0.98 | 200,000 | 196,000 | 5,558,472 | Nov 19, 2021, 04:10 PM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Chairman and CEO | Nov 17, 2021 | Buy | $0.99 | 200,000 | 198,000 | 5,362,569 | Nov 19, 2021, 04:10 PM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Chairman and CEO | Aug 18, 2021 | Buy | $1.29 | 300,000 | 387,000 | 4,983,994 | Aug 20, 2021, 04:27 PM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Chairman and CEO | Aug 19, 2021 | Buy | $1.26 | 180,000 | 226,800 | 5,163,994 | Aug 20, 2021, 04:27 PM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Chairman and CEO | Mar 26, 2021 | Buy | $2.05 | 3,000,000 | 6,150,000 | 3,000,000 | Mar 30, 2021, 04:52 PM | |
| CASI | CASI Pharmaceuticals, Inc. | Xu Weihao | Chief Financial Officer | Dec 17, 2020 | Buy | $2.63 | 4,000 | 10,537 | 10,000 | Dec 18, 2020, 04:05 PM | |
| CASI | CASI Pharmaceuticals, Inc. | Xu Weihao | Chief Financial Officer | Dec 16, 2020 | Buy | $2.44 | 2,000 | 4,880 | 6,000 | Dec 18, 2020, 04:05 PM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Chairman and CEO | Nov 20, 2020 | Buy | $2.12 | 127,471 | 270,239 | 4,963,994 | Nov 24, 2020, 05:39 PM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Chairman and CEO | Nov 23, 2020 | Buy | $2.18 | 100,000 | 218,000 | 5,063,994 | Nov 24, 2020, 05:39 PM | |
| CASI | CASI Pharmaceuticals, Inc. | Zhang Larry | President | Jul 22, 2020 | Buy | $1.90 | 20,153 | 38,291 | 20,153 | Jul 24, 2020, 04:05 PM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Chairman and CEO | Jul 22, 2020 | Buy | $1.90 | 1,200,000 | 2,280,000 | 7,532,347 | Jul 24, 2020, 04:03 PM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Chairman and CEO | Jul 22, 2020 | Buy | $1.90 | 2,952,426 | 5,609,609 | 4,836,523 | Jul 24, 2020, 04:03 PM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Chairman and CEO | May 19, 2020 | Buy | $2.03 | 29,801 | 60,496 | 1,827,663 | May 21, 2020, 05:01 PM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Chairman and CEO | May 20, 2020 | Buy | $2.37 | 56,464 | 133,820 | 1,884,097 | May 21, 2020, 05:01 PM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Chairman and CEO | May 15, 2020 | Buy | $1.82 | 100,000 | 182,000 | 1,458,900 | May 19, 2020, 05:55 PM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Chairman and CEO | May 18, 2020 | Buy | $2.02 | 338,932 | 684,643 | 1,797,832 | May 19, 2020, 05:55 PM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Chairman and CEO | Mar 27, 2020 | Buy | $2.08 | 6,880 | 14,310 | 1,358,900 | Mar 30, 2020, 04:01 PM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Chairman and CEO | Mar 25, 2020 | Buy | $1.94 | 196,398 | 381,012 | 1,023,925 | Mar 27, 2020, 05:07 PM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Chairman and CEO | Mar 26, 2020 | Buy | $2.09 | 328,095 | 685,719 | 1,352,020 | Mar 27, 2020, 05:07 PM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Chairman and CEO | Mar 18, 2020 | Buy | $1.52 | 501,322 | 762,009 | 6,097,859 | Mar 19, 2020, 05:39 PM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Chairman and CEO | Mar 19, 2020 | Buy | $1.57 | 234,488 | 368,146 | 6,332,347 | Mar 19, 2020, 05:39 PM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Chairman and CEO | Mar 17, 2020 | Buy | $1.50 | 264,192 | 396,288 | 5,596,537 | Mar 19, 2020, 05:39 PM | |
| CASI | CASI Pharmaceuticals, Inc. | Wealth Strategy Holding Ltd | 10% Owner | Dec 30, 2019 | Option Exercise | $1.69 | 493,827 | 834,568 | 9,087,888 | Jan 06, 2020, 12:00 AM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Chairman and CEO | Dec 16, 2019 | Option Exercise | $1.69 | 374,321 | 632,603 | 5,332,345 | Dec 18, 2019, 04:01 PM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Chief Executive Officer | Aug 16, 2019 | Buy | $3.20 | 20,000 | 64,000 | 827,527 | Aug 20, 2019, 04:30 PM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Chief Executive Officer | Aug 14, 2019 | Buy | $3.17 | 160,000 | 507,200 | 807,527 | Aug 15, 2019, 04:51 PM | |
| CASI | CASI Pharmaceuticals, Inc. | Spectrum Pharmaceuticals Cayman, L.P. | 10% Owner | Apr 02, 2019 | Option Exercise | $3.38 | 1,500,000 | 5,074,200 | 5,397,413 | Apr 04, 2019, 07:30 PM | |
| CASI | CASI Pharmaceuticals, Inc. | Hu Cynthia W. | COO, Gen Counsel & Secretary | Jan 14, 2019 | Option Exercise | $2.11 | 18,100 | 38,149 | 32,785 | Jan 15, 2019, 04:02 PM | |
| CASI | CASI Pharmaceuticals, Inc. | Yang Fei | 10% Owner | Nov 13, 2018 | Option Exercise | $1.69 | 1,699,753 | 2,872,583 | 10,198,518 | Nov 14, 2018, 06:04 AM | |
| CASI | CASI Pharmaceuticals, Inc. | CAPITELLI SARA B | VP Fin & Principal Account Off | Jul 12, 2018 | Option Exercise | $4.74 | 70,000 | 331,600 | 35,000 | Jul 13, 2018, 05:09 PM | |
| CASI | CASI Pharmaceuticals, Inc. | CAPITELLI SARA B | VP Fin & Principal Account Off | Apr 12, 2018 | Option Exercise | $3.75 | 53,956 | 202,335 | 26,978 | Apr 13, 2018, 06:03 PM | |
| CASI | CASI Pharmaceuticals, Inc. | IDG-Accel China Growth Fund GP III Associates Ltd. | 10% Owner | Mar 21, 2018 | Buy | $3.19 | 204,320 | 651,781 | 646,995 | Mar 23, 2018, 03:03 PM | |
| CASI | CASI Pharmaceuticals, Inc. | Zhou Quan | Director | Mar 21, 2018 | Buy | $3.19 | 2,882,098 | 9,193,893 | 9,126,375 | Mar 23, 2018, 03:03 PM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Director | Mar 19, 2018 | Buy | $3.24 | 3,086,419 | 9,999,998 | 4,958,024 | Mar 21, 2018, 06:53 PM | |
| CASI | CASI Pharmaceuticals, Inc. | SPECTRUM PHARMACEUTICALS INC | 10% Owner | Dec 22, 2017 | Buy | $0.01000 | 907,356 | 9,074 | 6,897,413 | Dec 22, 2017, 03:38 PM | |
| CASI | CASI Pharmaceuticals, Inc. | SPECTRUM PHARMACEUTICALS INC | 10% Owner | Dec 22, 2017 | Buy | $0.01000 | 611,740 | 6,117 | 4,650,262 | Dec 22, 2017, 03:38 PM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Director | Oct 10, 2017 | Buy | $1.95 | 100,000 | 195,000 | 847,527 | Oct 11, 2017, 04:56 PM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Director | Oct 05, 2017 | Buy | $1.80 | 100,000 | 180,000 | 647,527 | Oct 10, 2017, 05:01 PM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Director | Oct 06, 2017 | Buy | $1.86 | 100,000 | 186,000 | 747,527 | Oct 10, 2017, 05:01 PM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Director | Sep 18, 2017 | Buy | $1.75 | 173,500 | 303,625 | 513,525 | Sep 20, 2017, 05:00 PM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Director | Sep 19, 2017 | Buy | $1.78 | 34,002 | 60,524 | 547,527 | Sep 20, 2017, 05:00 PM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Director | Sep 14, 2017 | Buy | $1.22 | 187,625 | 228,903 | 212,323 | Sep 18, 2017, 06:51 PM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Director | Sep 15, 2017 | Buy | $1.49 | 127,702 | 190,276 | 340,025 | Sep 18, 2017, 06:51 PM | |
| CASI | CASI Pharmaceuticals, Inc. | SPECTRUM PHARMACEUTICALS INC | 10% Owner | Oct 28, 2016 | Buy | $0.01000 | 1,068,605 | 10,686 | 5,990,057 | Nov 01, 2016, 06:51 PM | |
| CASI | CASI Pharmaceuticals, Inc. | SPECTRUM PHARMACEUTICALS INC | 10% Owner | Oct 28, 2016 | Buy | $0.01000 | 720,457 | 7,205 | 4,038,522 | Nov 01, 2016, 06:51 PM | |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Director | Oct 03, 2016 | Buy | $1.19 | 1,871,605 | 2,227,210 | 1,871,605 | Oct 05, 2016, 04:51 PM | |
| CASI | CASI Pharmaceuticals, Inc. | SPECTRUM PHARMACEUTICALS INC | 10% Owner | Jul 20, 2016 | Buy | $0.01000 | 98,271 | 983 | 4,921,452 | Aug 16, 2016, 07:16 PM | |
| CASI | CASI Pharmaceuticals, Inc. | Spectrum Pharmaceuticals Cayman, L.P. | 10% Owner | Jul 20, 2016 | Buy | $0.01000 | 66,255 | 663 | 3,318,065 | Aug 16, 2016, 07:16 PM | |
| CASI | CASI Pharmaceuticals, Inc. | SPECTRUM PHARMACEUTICALS INC | 10% Owner | Jul 14, 2016 | Buy | $0.01000 | 585,790 | 5,858 | 4,823,181 | Aug 16, 2016, 07:16 PM | |
| CASI | CASI Pharmaceuticals, Inc. | Spectrum Pharmaceuticals Cayman, L.P. | 10% Owner | Jul 14, 2016 | Buy | $0.01000 | 394,942 | 3,949 | 3,251,810 | Aug 16, 2016, 07:16 PM | |
| CASI | CASI Pharmaceuticals, Inc. | Zhang Suyang | 10% Owner | Jun 24, 2016 | Buy | $1.19 | 3,753,855 | 4,467,088 | 8,498,765 | Jun 29, 2016, 09:58 PM | |
| CASI | CASI Pharmaceuticals, Inc. | Spectrum Pharmaceuticals Cayman, L.P. | 10% Owner | Feb 22, 2016 | Buy | $0.01000 | 1,008,764 | 10,088 | 4,237,391 | Mar 11, 2016, 07:43 PM | |
| CASI | CASI Pharmaceuticals, Inc. | Spectrum Pharmaceuticals Cayman, L.P. | 10% Owner | Feb 22, 2016 | Buy | $0.01000 | 680,113 | 6,801 | 2,856,868 | Mar 11, 2016, 07:43 PM | |
| CASI | CASI Pharmaceuticals, Inc. | Ho Chi Sing | 10% Owner | Mar 07, 2013 | Buy | $2.40 | 972,708 | 2,334,499 | 5,091,438 | Jan 27, 2016, 09:23 PM | |
| CASI | CASI Pharmaceuticals, Inc. | Ho Chi Sing | 10% Owner | Mar 07, 2013 | Buy | $2.40 | 68,958 | 165,499 | 360,947 | Jan 27, 2016, 09:23 PM | |
| CASI | CASI Pharmaceuticals, Inc. | Ren Ken Keyong | CEO and Director | Jan 19, 2016 | Buy | $0.73 | 15,000 | 10,894 | 15,000 | Jan 21, 2016, 03:55 PM | |
| CASI | CASI Pharmaceuticals, Inc. | Ren Ken | CEO and Director | Jan 19, 2016 | Buy | $0.73 | 15,000 | 10,894 | 15,000 | Jan 21, 2016, 02:44 PM | |
| CASI | CASI Pharmaceuticals, Inc. | Hu Cynthia W. | COO | Jan 19, 2016 | Buy | $0.72 | 16,800 | 12,111 | 17,785 | Jan 21, 2016, 02:43 PM |
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